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LSU Doctoral Dissertations Graduate School
2009
Religion and realism in late nineteenth-century American literature Religion and realism in late nineteenth-century American literature
Lisa Irene Moody
Louisiana State University and Agricultural and Mechanical College
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RELIGION AND REALISM
IN LATE NINETEENTH-CENTURY AMERICAN LITERATURE
A Dissertation
Submitted to the Graduate Faculty of the
Louisiana State University and
Agricultural and Mechanical College
in partial fulfillment of the
requirements for the degree of
Doctor of Philosophy
in
The Department of English
by
Lisa Irene Moody
B.A., University of Chicago, 1986
M.A., Northwestern University, 1991
December 2009
ii
ACKNOWLEDGEMENTS
Throughout the process of writing this dissertation, I have been guided by many excellent
faculty and colleagues, each of whom has added significantly to this project. First and foremost,
I would like to acknowledge the mentorship of my dissertation director, J. Gerald Kennedy, for
his expert guidance, close readings, and overall interest in my graduate studies. Dr. Kennedy has
promoted my work and held me to a high personal and academic standard, for which he himself
has proven to be an apt role model. His own impeccable scholarship has inspired me to strive to
produce my best work, and his ongoing interest in and encouragement of my research has kept
me motivated.
I have also been fortunate in having a committee of excellent Louisiana State University
faculty, some who have been working with me since my General Exam, and some who have
joined my project more recently, helping move toward my final goal of completing the doctorate.
For their expertise and enthusiasm, I would like to thank William Boelhower, Brannon Costello,
and John R. May. Anyone who has had the pleasure of dining with Dr. Boelhower at the Faculty
Club will appreciate his sagacity and kindness to graduate students.
It has also been my great fortune to have Sharon Harris as a reader of my Rebecca
Harding Davis chapter. For the past two years, she has supported my research, reviewed my
material, and promoted my conference work, providing me with many opportunities to showcase
my Davis scholarship. With her help and that of the Society for the Study of Rebecca Harding
Davis and Her World, I have been fortunate to have been part of a group of scholars who have
helped me in innumerable ways.
With a project that is cross-disciplinary, the assistance and interest of Stuart Irvine in the
Department of Philosophy and Religious Studies and Rodger Payne of the University of North
Carolina, Asheville and formerly of Louisiana State University have proven to be invaluable.
Dr. Irvine served as my Dean’s Representative at my General Exam, and he has been an
iii
enthusiastic supporter of my work, and Dr. Payne has been eager and encouraging from the
moment I first approached him for assistance.
In addition, I would like to thank Sharon Aronofsky Weltman, Daniel Novak, and Elsie
Michie for helping round out my expertise in British Victorian Literature and for providing me
with the incredible experience of attending the Dickens Universe in July, 2008. All three of
these excellent scholars have long acknowledged the importance of British literary realism and
British Victorian philosophy to this current project. These three faculty members are the most
generous and most encouraging mentors a graduate student could hope to have.
Countless people have supported my studies and my writing from the moment I began
graduate school, and I would like to acknowledge their interest and assistance. I have been
fortunate to have worked with and been guided by Kevin Cope, Pallavi Rastogi, Elisabeth
Oliver, Erica Abrams Locklear, Matthew S. Landers, Joseph Brown, Carla Bota, Ilana Xinos,
and Tanja Stampfl. Worthy of particular thanks is Rhonda Amis in the English Department,
whose patience, persistence, and general helpfulness have rescued me more than once in my
scholarly pursuits. I must also give a special thanks to my officemate and best friend, Daniel
Mangiavellano, whose superb scholarship, wonderful sense of humor, and unconditional support
have helped me through many a dark day.
Finally, I would like to thank my family whose love and understanding has made
returning to graduate school a pleasure. My own parents and my in-laws have provided support
and encouragement, and I thank them for that. I would especially like to thank my two children,
Betsy and Alex, for being so independent and accepting of my studies and responsibilities. And
above and beyond all, I thank my wonderful husband, Paul Engeriser, from the bottom of my
heart. He has helped me in every way possible. Wanting to make my family proud has
motivated me beyond anything else, especially with all the sacrifices they have made on my
behalf.
iv
TABLE OF CONTENTS
ACKNOWLEDGMENTS ………………………………………………………………………ii
ABSTRACT ……………………………………………………………………………………..v
CHAPTER 1. INTRODUCTION TO RELIGION AND REALISM:
“LET FICTION CEASE TO LIE” ………………………………………………1
CHAPTER 2. REBECCA HARDING DAVIS AND SENTIMENTAL REALISM …………. 43
CHAPTER 3. WILLIAM DEAN HOWELLS AS WRITER AND CRITIC
OF AMERICAN LITERARY REALISM …………………………………….107
CHAPTER 4. MARK TWAIN AND THE BIBLE:
“I SEE IT WARN’T NOTHING BUT A DICTIONARY”……..……………..156
CHAPTER 5. HAROLD FREDERIC AND REALISM:
THE DAMNATION OF RELIGION .…..……………………………….…….205
CHAPTER 6. CONCLUSION ………………………………………….………………..……259
WORKS CITED…………………………………………………………………………….….267
VITA ……………………………………………………………………………………….…..278
v
ABSTRACT
A critical approach to understanding the analytical power of realism and its
representational claims in the late nineteenth-century is to examine the relationship between
realism and a common cultural concern that opposes the very tenets of realism, one that
necessarily pervaded all aspects of class, gender, nationality, race, sexual orientation, or other
classifiable subsets of society typically linked with various schools of literary theory: the subject
of religion. In fact, religion, with its disembodied immaterialism, surely the antithesis of realism,
represents a unique cultural problem that tests the conceptual biases of the realist mode. One
basic issue is that religion itself is a nebulous concept that resists neat explanation in American
culture. One might ask what are the ways in which religion was perceived, whether it be
considered in relation to a system of ethics, law, or religious practices, or more abstractly, in
relation to spiritualism, idealism, or supernaturalism? Can such a metaphysical concept even be
located in realist writing and how do realist writers materialize it, particularly in relation to social
ethics, an inherent concern of realist writing? Changes in economics, industry, race, and
immigration necessarily affected the religious culture of America, and realism, as a literary
mode, should be well-suited to capturing such sociological changes; nevertheless, religion in
realism is intensely problematic, particularly since realist writers were reacting against earlier
modes of sentimental and religious fiction. Examining how prominent practitioners of realism
dealt with the religious subject will shed a new understanding on the practice of literary realism
as a critical mode and address competing claims of textual authority in relation to the Bible and
the realist text in the mediation of social ethics.
This project comprises six chapters, which are: 1) Introduction to Religion and Realism:
“Let Fiction Cease to Lie”; 2) Rebecca Harding Davis and Sentimental Literary Realism; 3)
William Dean Howells as Writer and Critic of American Literary Realism; 4) Mark Twain and
vi
the Bible: “I See It Warn’t Nothing but a Dictionary”; 5) Harold Frederic and Realism: The
Damnation of Religion; and 6) Conclusion.
1
CHAPTER 1: INTRODUCTION TO RELIGION AND REALISM:
“LET FICTION CEASE TO LIE”
Realist writers of the nineteenth century grappled with a method of writing that purported
to be both new and more truthful than previous modes of literary representation. This is a
paradoxical classification because it assumes there are degrees of realness or truthfulness,
categories that should be absolute, and that superior literature is that which comes closest to
representing the tangible world. Closely connected to the belief in the relative superiority of
realist literature is the aesthetic implication that literature has a transformative capacity in
relation to social behavior and ethical practices. Not surprisingly, in realist lingo, one frequently
finds an attempt to assert such literary authority by suggesting that the writer functions as a
social scientist looking for truisms in culture, which is really an attempt to narrow the conditions
of certainty regarding that which is knowable. Such a claim shifts the philosophical focus of the
pursuit of truth and knowledge from an intuitive grasp of the ideal realm to the immediate
physical world and the experience of interacting with the world of objects and things. For
example, when comparing the observational skills of the writer to the expertise required of the
natural scientist, William Dean Howells writes: “But let fiction cease to lie about life; let it
portray men and women as they are, actuated by the motives and the passions we all know; let it
leave off painting dolls and working them by springs and wires” (Criticism and Fiction 104). In
other words, realist writers began to base their literary authority on the assumption that what they
produced was more real, more truthful, and more authoritative than the work of their
predecessors, and they tried to develop literary paradigms that reinforced this ideology. What we
are left with today is the attempt to locate such paradigms in the various texts of the writers who
styled themselves as realists or at least those who published in the same company with those
since labeled as realist writers.
2
One elusive subject that realist writers must confront in order to offer accurate
depictions of nineteenth-century social mores is the subject of religion. Religion crosses lines of
wealth, gender, geography, race, and any other identifiable subset of humankind. In short,
religion is a subject that cannot be avoided, particularly in a mode of writing that aims to offer
truthful and comprehensive portraits of these same social groups. At the same time, in a style
that privileges tangible objects, locations, and “things,” metaphysical subjects like religion offer
inherent resistance to the realist’s preference for materiality and empirical experience. Religious
culture in late nineteenth-century America is a complicated issue due to the fluidity and
splintering of the many religious sects; however, like realism, religion is a subject that touches
on all aspects of American social life, and like realism, it is a subject that has both an abstract
ideology as well as a material expression with a certain gap existing between the elusive idea of
spirituality and specific cultural institutions such as church buildings, congregations, and
influential ministers exerting power over social policies. Much as we might ask today what
exactly is meant by “religion,” so realist writers had to ask and answer the question of what
exactly is meant by religion and how might religion best be represented in textual constructions.
What begins to happen is that different writers engage with the religious subject in vastly
different and very distinctive ways; some deal with transcendent notions of spirituality and
mystical concepts of divinity while others begin to examine religious practices and their effects
on culture and ethical behavior. As realist writers attempt to represent the religious subject as a
material practice, we can then examine the limits of literary realism in order to help us identify
some of the more obscure aspects of the realist paradigm to understand better how realism
operates as a cultural influence.
Howells’s concept of the realist text offering a new method for viewing a previously
inaccessible or unidentified aspect of society suggests that realism is as much a philosophy about
social values as it is a literary style. This assumption is closely aligned with realist rhetoric
3
assessing the importance of fiction in instilling and reinforcing ethical behavior; however, we
are not left with a clear paradigm explaining what it means to the construction of a realist text.
One important reason for this is that Howells himself aimed to work against the conventions that
readers would recognize and associate with specific types of texts. In her revisionist cultural
study, Writers in Retrospect, Claudia Stokes writes: “Realists deplored what they believed to be
the imitativeness of American fiction, which, they argued, took its cues less from the immediate
conditions of late-century American life and culture than from the conventions popularized
decades before in British and Continental fiction” (28). Stokes’s assertion suggests that realist
writers were trying to work in both a literary and a philosophical manner; they were trying to
establish a narrative approach that was defined by its avoidance of identifiable conventions, and
they were trying to do so because the underlying historical impulse valued a literature more
directly related to the material conditions of the Industrial Age. What they sought was a
literature that did not cue a specific framework but seemed instead to offer a mimetic analogy
between the constructed textual reality and the reader’s own experiences in the world.
Realist writers engaging with social concerns and cultural disparities between various
social groups inherit highly formulaic forms of discourse that have already linked religion and
ethics, such as sermonic discourse, religious tracts, and sentimental fiction, and these writers
must now engage with these discourses and these subjects as they attempt to locate their own
literary authority. What distinguishes realism from other types of earlier reform fiction and from
religious fiction such as Oriental or visionary literature is an intense focus on aspects of religion
and religious practices in relation to cultural ethics via positivism, which is a critique of religion
primarily as a social institution with varying degrees of authority. In this way, the religious
subject is the catalyst in both the formation and the eventual decline of American literary
realism. Ultimately, what we find is a discourse about authority itself, particularly authority in
the administration of ethics and morality. Finally, by the turn of the century, we begin to see
4
such elusive subjects as religion and ethics and eventually psychology begin to undermine the
practice of literary realism because of their very intangibility. Uncertainty about that which
cannot be known begins to trouble writers who examine material experience to represent what
can be known with certainty.
The realist credo calls for a verisimilitude that allows the textual representation to serve
as an analogy for the reader’s own experience with his or her social world. In order to construct
the religious subject within the fictional world of the text, writers must conceptualize abstract
notions of spirituality and try to make these abstractions tangible. To do this, they draw on
various representational strategies such as symbolism and allegory, social dimensions such as
architecture and religious habits, and reading strategies involving hermeneutics. On one level,
religion might be constructed as the institutional church, which is no small problem to
conceptualize in a rapidly-changing American religious culture. On another level, religion must
be represented more broadly in terms of its cultural function and ultimate purpose, yet in a way
that acknowledges its phenomenological dimensions. What this means is that the role and even
the value of religion must also be conceptualized by weighing competing notions of the salvation
of the soul versus the suffering of humans and the conditions imposed on one’s fellow man that
might prevent ultimate salvation. Often the first premise, that is, ultimate salvation, is called
upon to draw attention to specific immediate concerns that writers perceive to be dangers to
society suggesting a collective culpability in the saving of souls. For example, as writers
introduce issues such as slavery, alcohol consumption, and prostitution as risks of eternal
damnation, the idea of a greater social responsibility begins to take root, and eventually we see
the central concern shift away from salvation to explicit social and ethical practices and concerns
for such a collective responsibility.
Reading religion in realism is no easy task, for a variety of reasons. Religious culture has
changed dramatically in the past century, and some of the textual cues are easily overlooked or
5
even misunderstood in today’s culture. There are important instances of ambiguity in realist
texts, and such oversights bear investigating, but identifying vague referents should not be
viewed as an attempt to critique realism itself as a literary success or failure. Looking for a
consistent system of signifiers that can withstand the test of time is a sure technique for locating
flaws in realism, but such scrutiny displaces the act of reading realism onto an overly semiotic
study that simply proves language systems are fluid while it ignores the relationships between
other cultural systems such as religion, sociology, and science. There are deeper issues at stake,
and honing in on problems with the subject of religion allows us to learn a great deal about how
realist writers attempt to deal with the intangible nature of religion and spirituality while
simultaneously trying to maintain a philosophical stance that values materiality. The subject of
religion plays a unique role in realist texts, particularly in the consideration of how ethical
principles are enacted in late nineteenth-century American society. Literary realism has a
complex function; it is simultaneously a process of viewing, a mode of representing, and an act
of constructing aimed at producing a different social outcome. In the words of Eric Sundquist:
“No genre—if it can be called a genre—is more difficult to define than realism, and this is
particularly true of American realism” (American Realism vii). It should be evident that
different writers embraced realism in very different ways, which Sundquist describes as a series
of eclectic responses aimed at exposing rather than subverting the “‘real’ structures [such texts]
claim to represent” (viii). Recasting realism as a value system that is concerned with
complexities such as how authority is exercised in culture rather than as a strictly literary
practice allows for a consideration of realism in the context of social thought and cultural
response, as opposed to a more traditional dialectic that examines realism in relation to its
juxtaposed styles of romanticism and sentimentalism on the one end and naturalism and
modernism on the other although these remain useful dialectics.
6
Realism is so strongly associated with the late nineteenth century that it tends to
represent the age, itself becoming a literary symbol of industrial economics, labeled by many
critics as a middle-class institution. It is important to remember that any literary form is always
working either in tandem with or against alternative forms of discourse. The socially conscious
aim of realist writing does allow a comparison to other types of discourse with a shared ethical
mission, such as sermonic discourse and educational discourse. When critics evaluate realism
solely as a narrative style or a mode of representation, they limit the possibilities for
understanding it in relation to a larger cultural context such as competing claims to cultural
authority. This limitation may be an inherent flaw in the history of literary criticism that ignores
alternative discourses against which realist writers styled their texts. More precisely, it has
proven to be nearly impossible to offer a consistent paradigmatic description of realism, and the
reason for this is that other important expressions of literary and cultural authority are
overlooked in the attempt, and part of the paradigm of realism is the deliberate omission of well-
understood conventions relative to these other modes of discourse dealing with ethics.
Scholars are now beginning to examine realism in new ways. Recent works such as
David Shi’s Facing Facts and Philip Barrish’s American Literary Realism present arguments that
realism is an idealistic sensibility and a critical mode, respectively. David Shi writes: “A
realistic outlook seeped into every corner and crevice of intellectual and artistic life during the
second half of the nineteenth century” (3). In Shi’s model, a realistic sensibility is not so much
produced as it is itself an impetus for the production of various forms of expression. This begs
the question of its origins although Shi believes idealism was the impetus for realism.
1
Shi’s
argument that, generally speaking, ideology begets materialism is explicitly opposed by Nancy
Glazener who reverses this cause-and-effect sequence, as we will see below. Barrish’s position
is less focused on the idea of a larger cultural sensibility than is Shi’s although Barrish does view
realism as an expression of a “paradoxical relationship” between man and culture (American
7
Literary Criticism 3). Barrish aligns this paradoxical relationship with other attempts to assert
specific critical views all having to do with providing access to the real. He writes that the very
act of realist writing comprises “a unique degree of emotional and cognitive intimacy with, yet
also controllable distance from . . . whatever category of experience a literary work posits as the
most recalcitrantly real” (3). His explanation of realism as a critical mode advances any
discussion of realism into a discussion of social, ethical, and textual authority, and it allows us to
examine realism as a means of discerning how realist writers try to locate and appropriate the
most tangible evidence of social authority and the way authority operates within culture or even
civilization itself. At the same time, his argument is somewhat dismissive of realist
practitioners’ claims to provide truthful social access and scrutiny because he argues that such
claims of intellectual prestige are typical of the rhetoric found in nearly all schools of critical
theory.
A recasting also allows us to examine realism across several literary styles and not solely
in the traditional novel. A cultural focus on material evidence privileges the terrestrial realm of
experience over the metaphysical unknown, and a similar shift can be seen in the dozens of
religious biographies that appeared in print between 1870 and 1910, many of which emphasize
the life of Jesus as a giver of laws and ethics as opposed a spiritual Jesus who is the author of
salvation.
2
Even the foremost advocate of American realism, William Dean Howells, engaged
with the idea of materializing Jesus in A Traveller from Altruria (1894). While many scholars
view Howells’s utopian fiction as a departure from his realist principles, this impulse might more
aptly be understood as an attempt to actualize a spiritual figure and to reify the person of Jesus as
he might be understood in contemporary culture and in relation to the ethical challenges believed
to be unique to the Industrial Age. In many ways, Howells’s utopian fiction clearly embodies his
realist philosophy; he wants to take the notion of divinity out of the intuitive realm and examine
how such a notion might be received or even constructed in his own culture.
3
While an
8
examination of other literary forms such as biography is outside the scope of this project, it is
important to note that several writers of fiction, including Harriet Beecher Stowe, Elizabeth
Stuart Phelps, and Lew Wallace, utilized the religious biographical form, which indicates the
many ways in which religion and fiction overlapped and were in dialogue with each other during
the late nineteenth century. Howells’s A Traveller from Altruria demonstrates that realist writers
were also preoccupied with this overlap, and even Henry James’s character in The American
(1877), Christopher Newman, can be read as an attempt to enact a Jesus figure in the guise of a
modern industrialist. Newman demonstrates his turn-the-other-cheek model of ethical behavior
by refusing to follow through on his revenge plan against the Old World European Catholic
Bellegarde family. Honing in on the subject of religion allows us to examine these other forms
of discourse, and examining the innate tension between the abstract and the material is a good
place to begin.
In addition to the allegorical Jesus, the Adamic figure emerges in American literary
culture. A close scrutiny of American realism reveals a clear tension between the humanistic
considerations inherent in the socio-ethical aspects of religious discourse. In constructing a
positivist model of how religion might best operate in late nineteenth-century culture, realist
writers frequently draw on these Biblical figures to present competing ideologies that are linked
specifically to Liberal Protestant hermeneutics. Adam, as an Old Testament archetype, offers a
primitive model of humankind that is unfettered by creed or culture. Jesus, the New Testament
embodiment of humanity, represents social progress and intuitive spirituality that can transcend
Hebraic Law and reinterpret ethics for the given age. Writers embed these figures in their realist
fiction frequently, suggesting the extent to which realism borrows from religious allegory. As
we deconstruct specific texts and examine realism as a discourse, with various writers
responding to a changing religious culture, we can see the extent to which religion, spirituality,
9
and hermeneutics inform this new literary genre with roots going back to German Romanticism
and a tension between Hebraism and Hellenism.
It should also be noted that the religious sects in question, particularly the Calvinist
denominations that are associated with the earlier reform literature, were hardly stable fixtures in
nineteenth-century American culture, and that the relationship between various types of
discourse was a fluid and reciprocal one making some of this fiction even harder to comprehend
given the changes that have continued to occur in American religious culture. Harold Bush
points out that American religious culture was far from uniform. He writes: “A common mistake
made by many historians of American Christianity is to posit that it ever was a singular
hegemonic system of belief” (36). A close examination of realist fiction reveals how misleading
this label can be when applied to American church culture; these writers clearly struggled in
order to ascertain what one denomination might offer relative to another. It can be difficult to
discern the underlying signifiers beneath vague religious and spiritual references simply because
the cultural associations have changed since the inception of American realist literature and were
frequently changing even during its heyday and certainly during its decline. For instance, when
Edith Wharton depicts Lily Bart languidly eyeing a borrowed prayer book in her 1905 The
House of Mirth (54), the unnamed church in question must surely be an Anglican (Episcopal)
denomination, but Wharton does not name the sect because she apparently assumes it will be
understood due to both the prayer book reference and the wealthy New York social class that is
the subject of her work. Again and again in late nineteenth-century literature, we can identify
unnamed churches, creeds, and denominations even in works that seem to be aiming their
critiques at the institutional church, such as Rebecca Harding Davis’s “Life in the Iron-Mills”
and Howells’s A Modern Instance. For the most part, critics seem to ignore the vagueness and
ambiguity of the religious subject, or else they conclude that such imprecision is evidence that
10
these are secular texts, but the nineteenth-century was very far from being a secular culture, and
such vagueness underscores that the religious subject was a problematic one for realist writers.
An important approach to the study of religion and realism is to review the history of
scholarship on realism and to place contemporary criticism into a cohesive context. There is no
overall consensus on what exactly realism is or how it should be studied, but recent scholarship
emphasizes that there are many ways to read realism, and that all of these approaches bring new
understanding to the idea of a realist sensibility. Edwin Cady was perhaps the first to suggest
that any workable definition of realism is going to have to be open-ended and author-focused:
“At the game of cultural definitions, the pluralist almost always wins. . . . Romancer, realist, and
naturalist are easier to understand as persons, experiencing and expressing different sensibilities,
than as lay figures standing for ‘isms’” (The Light of Common Day 23). A change of
classification may, in fact, be exactly what scholars are seeking because realism as a literary
paradigm has proved to be elusive and therefore problematic because it resists consistent stylistic
classification.
Added to the problem of being unable to place realist texts into neat categories or to
derive trademark conventions that mark realist texts, is the fact that writers themselves hardly
ever adhere to a single literary approach. Scholars who label Mark Twain as realist, for example,
may easily offer The Adventures of Huckleberry Finn (1885) as a trademark realist text because
of Twain’s selection of an “ordinary” hero protagonist, his critique of social values regarding
racism and slavery, and his inclusion of regional dialogue cued to help the reader imagine the
local dialect of Huck’s language. Even though these same attributes can be located in A
Connecticut Yankee in King Arthur’s Court, published just four years later in 1889, scholars have
a harder time arguing that Connecticut Yankee is a hallmark realist text because of Hank
Morgan’s time travel back to the sixth century. The conversation then turns to examining this
fantasy text for realist techniques, shifting the discussion of realism away from the text itself and
11
back into the realm of searching for sometimes thematic, sometimes paradigmatic, and
sometimes stylistic readerly cues that signify an author’s engagement with materialism on a
broader and more philosophical level. In this vein, scholars will examine texts for specific
values that are correlated with realism, such as social critiques and specific themes that are
related to the Industrial Age. One might argue that A Connecticut Yankee in King Arthur’s Court
is like a realist text because Twain critiques industrialism by satirizing it via a clashing of
medieval and modern social and ethical values. Struggling to place Twain’s Connecticut Yankee
into the context of realism, Gregg Camfield applies the blended label “sentimental realism” to
Twain’s writing (59) while Robert Paul Lamb discusses the confounding complexity of Twain’s
realism, but ultimately labels Connecticut Yankee as “a celebration and critique of the nineteenth
century’s cherished notion of moral and technological progress” (485). Twain’s writing is
perhaps particularly problematic for scholars of realism who seek neat categorizations, but the
man who, along with Charles Dudley Warner, coined the phrase “The Gilded Age” can certainly
not be shunted aside in any serious analysis of realist writing, nor have scholars ever suggested
that he should even as they struggle to classify his literary contributions.
4
Further, while Twain
is only one of several authors who challenge the taxonomy of realism, Twain’s body of work
helps us to view the importance of religion to realism, both in realism’s inception and,
ultimately, in its demise.
To this end, many scholars now embrace the idea of examining realism as a cultural
phenomenon rather than a strictly literary one or, to be more specific, rather than as strictly a
narrative mode, although the approaches vary widely with some looking at realism as a response
to industrial capitalism while others believe realism was a mode of critical thinking that was
produced in order to promote class hierarchies and boundaries. This distinction poses a cause-
versus-effect argument in the development of literary realism, with some critics such as David
Shi believing that the ideology of realism resulted in the end product of realist fiction while other
12
historicist scholars such as Michael Davitt Bell, Amy Kaplan, and Nancy Glazener believe that
realism itself was “produced” in order to maintain class stratifications and to create a sense of
high and low culture in American literature.
In all cases, the emphasis on the concept of production shows the impact of industrialism
on the study of realism, which ironically assumes that ideas themselves are material products of
the imagination and of culture. Nancy Glazener, for example, focuses on the process of reading
these various texts that she asserts were published under the umbrella of realism at the instigation
of an elite group of magazine publishers working at what she calls the Atlantic-group
magazines.
5
Glazener defines realism as “an ‘establishment’ form due to its promotion by
Atlantic-group magazines” (Reading for Realism 11), and she specifically selects the Atlantic-
group magazines as her criteria because she believes “critics who address realism as an entity
need to provide some account of its locations, variations, and modes of circulation rather than
assuming that it has or had a stable, portable, trans-historical identity and function” (12).
Glazener argues that these periodicals worked reciprocally to validate each other’s cultural
authority, with editors and columnists often changing jobs from one magazine to another within
this small circle of publications, resulting in all of these magazines featuring the work of an
overlapping circle of writers (257-58). She adds: “Since U. S. literature was not widely taught in
the academy until well into the twentieth century, in the late nineteenth century the Atlantic-
group magazines had greater authority over American literature than any other institution did”
(5). The crux of Glazener’s argument is her identification of the shared ideology of the Atlantic-
group magazines and her assertion that, in order to get their work published, short-story writers
and novelists had to adopt an understanding of realism and to style their works accordingly in
order to adhere to the publication styles of these magazines.
Glazener focuses particularly on the influence the Atlantic-group publishers had on
constructing cultural reading habits. Again we see the language of industrialism at work: ideas
13
are produced and reading habits are manufactured. She writes: “It may come as a surprise that
the magazines were explicitly interested in formulating different kinds of reading, not just
different kinds of texts” (6). Glazener suggests that realism must be addressed as a reading
practice that was imposed on American culture by an elite group of editors with a common goal
of promoting professional authorship and reinforcing class distinctions:
At its best, this appropriation of realism framed the sincere efforts of a population to
understand the conditions of its own privilege and its relation to other social groups; at its
worst, it fraudulently legitimated that population’s control of culture and the “monopoly
of humanity” entailed in installing one’s own forms of pleasures as worthy ones. (13)
In her argument, Glazener historicizes literary realism by examining a specific timeframe and a
specific type of publication vehicle, and she suggests that authors tailored their realist techniques
to suit the patronage of these magazines, all of whom shared a common social and literary
philosophy.
Glazener’s argument is a difficult one to dispute for many reasons, but there are some
logical inconsistencies that bear consideration. Although magazine publishing was a dominant
mode of access to publication, it was not the only alternative, and in fact, magazine publishing
reached far smaller audiences than did other publication vehicles. As Charles Johanningsmeier
has pointed out, late nineteenth-century authors utilized a variety of vehicles such as newspaper
syndicates in order to reach audiences of thousands: “syndicated works . . . made it into the
hands of a nationwide, heterogeneous readership often exceeding one million” (63). Sarah Orne
Jewett and Mary Wilkins Freeman, both categorized as regionalists but also arguably realists,
used newspaper syndication publication, and Mark Twain preferred subscription publication over
the Atlantic-group magazines.
6
When these writers selected alternative modes of access to
publishing their work, they did not simply stop writing works of realism, and, in the case of
Twain, even when he did choose to publish in a more traditional manner, he varied his style to
include fantasy, satire, and humor, as did William Dean Howells who wrote historical fiction,
utopian fiction, and dramatic works. Johanningsmeier makes a strong argument for a
14
reconsideration of the audiences of regional fiction, and his argument has implications for
reading realism as well since many of the writers once labeled “regionalist” are also assigned the
label of “realist,” such as Sarah Orne Jewett and Kate Chopin.
7
It is always worth considering
that, in spite of their prestige, the Atlantic-group magazines may appeal to contemporary
anthologists due to their ongoing accessibility, but that these magazines had a limited reach in
terms of popular culture compared to newspaper syndications. It is difficult to separate the
notion of prestige from the idea of audience size and to gauge the relative importance of each in
literary history, but certainly it is important to remember that these authors themselves were
marketing experts who were making professional decisions about where and how best to place
their work. Sometimes such decisions were motivated by economic need, sometimes by fame,
and sometimes by intangible artistic idiosyncrasies having to do with reaching specific
readerships.
Even if we can get past the implication that one is not a “legitimate” successful
professional writer unless his or her work appeared in one of the Atlantic-group magazines, there
is the additional problem in Glazener’s assumption that the act of becoming a professional writer
or, for that matter, an editor, relies on a shared sense of class identity.
8
Such a claim assumes
that this new collectivity necessarily subverts all other aspects of identity affiliation, such as
gender, sexuality, ethnicity, geography, etc. and that identity is then subsumed into a class-based
affiliation with mutual collective interests. Glazener bases her argument on an assumption of
economic class identification that may not work as neatly for American culture as Marxist
scholars would like to assume because such distinctions are not fixed, and they are not based on
finite factors. What Glazener’s text leaves us with is an acknowledgment that publication
practices certainly influenced writerly choices in regard to fiction, and therefore, they necessarily
influenced readerly responses although, of course, the Atlantic-group editors were not the sole
cultivators of readerly responses. Writers of the late nineteenth century had to decide what,
15
exactly, realism embodied, and they had to admit on some level to infusing into their fiction a
certain amount of what they perceived to be a realist approach. At the very least, we must
assume that writers had to enter into a discourse with realism even if writing in opposition to it.
The salient issue is each writer’s stake in a realist approach; this is really the crux of the
problem. In spite of the fact that we can identify a handful of realist writers and label them as
such, regardless of whether we use Glazener’s magazine criterion or another critical litmus test,
such labeling does not assume that each writer approached realism in the same manner.
Occasionally, some scholars, such as George Becker, Harry Levin, and René Wallek, have
challenged the idea that realism even exists or “succeeds” as a literary mode because this term
resists easy classification and because literary realism has larger cultural implications outside of
stylistic criteria (Pizer 5). For various reasons, writers are cast and recast alternately under
various umbrella terms such as regionalism, realism, and naturalism with sometimes problematic
overlapping with sentimentalism and even romanticism. Donald Pizer addresses the inherent
problem with some of these labels, particularly with the terms realism and naturalism:
[B]oth words also have distinctive meanings in philosophical discourse that can
spill over into literary analysis, with awkward consequences. For example, metaphysical
and epistemological inquiries into what is real, or the ethical implications of what is
natural, can be used to undermine almost any act of historiography or criticism. (3)
Pizer points out that such efforts to destabilize the idea of literary realism are generally aimed at
ridiculing the pretensions of writers who aim to offer literary representations of “the real.” He
labels this type critical stance as hostile (3) because of its misguided aim of attacking the
philosophical impossibility of a constructed representation of the real rather than focusing on the
texts themselves and what they reveal. Pizer concludes that in spite of efforts of scholars to
discredit realism and naturalism as discreet literary styles, these labels have continued to attain a
rough acceptance by critics, and he asserts that both realism and naturalism are associated with
specific historical periods in American literary history, which is generally the 1870s and 1880s
for realism and the turn of the century for naturalism (5). Pizer does add a caveat that the texts
16
given each label share a specific set of stylistic conditions, such as “new, interesting, and
roughly similar” for realism (5) and yet he applies the same general label to works of naturalism.
It is not completely clear where Pizer’s historical labeling gets us in terms of defining
realism and naturalism because, as always, exceptions spring to mind. Rebecca Harding Davis’s
“Life in the Iron-Mills,” published in 1861, falls outside of Pizer’s timeframe for realism, yet this
work is arguably one of the first examples of realist writing for thematic reasons alone; Davis
tackles the subject of the Wheeling, Virginia iron works and the oppression of the Welsh
working class. She uses specific language aimed at discrediting romantic notions of the
sufferings of the poor, and she is absorbed with the question of the role money plays in creating
or solving social problems. Similarly, Stephen Crane’s Maggie: A Girl of the Streets appeared in
print in 1893, offering gritty and graphic descriptions of a girl’s very short descent from factory
worker into prostitution, and scholars continue to argue whether this is a work of realism or a
seminal work of naturalism. For that matter, even Davis’s work contains vestiges of the
animalistic imagery used to depict human behavior that will later come to be associated with
naturalism. Perhaps the real difficulty categorizing such works is the very fact that each lies on
the periphery of Pizer’s timeline, and perhaps such historicist dating is meant to encompass only
the majority of such prototypical writing. In any event, Pizer, like Glazener, aims to limit his
focus by offering a set of criteria, with a beginning and ending point, not to undermine other
efforts to examine works of realism and naturalism that lie outside these bounds but rather to
define the works he examines by offering his own boundaries for inclusion. In other words, he
narrows his conditions to a specific set of material circumstances, the evidence of the texts, in a
manner strikingly similar to how realist writers narrowed the conditions for certainty in their
attempts to capture specific aspects of social interest in their own contemporary culture.
Pizer adds another very important attribute to our understanding of the aesthetics of
literary realism; he points out that realist writers tended to view civilization as a progression, and
17
consequently, they asserted that literature had an ethical and transformative role in the
formation of social ethics in the modern age that was more advanced than the literature of earlier
societies. What began to occur was an alignment between the Darwinian idea of evolution and
the Hegelian idea of advancement, and many social philosophers appropriated the evolutionary
model in order to suggest that their own field was superior to all that came before it because it
had advanced as opposed to adapted. The advancement pose lends instant prestige to any idea or
philosophy because it is so conveniently dismissive of whatever preceded it. Pizer makes a valid
distinction between realism and naturalism relative to Social Darwinism, particularly as
naturalist writers frequently incorporated into their texts the possibilities of devolution and
atavism as explanations for unsocial behavior. Such a distinction, however, focuses on only a
single aspect of this literature’s sociological concern, and there are others that warrant attention,
such as the conflict between material and metaphysical concerns of human intellect. This
conflict is as much a concern for naturalism as it is for realism, and thus it serves to link the two
literary styles, and it also provides a pathway to modernism, which focuses on the subjectivity,
identity, and the psychological reality that the mind perceives.
One of the postmodernist contributions to critical theory discourse is its attempt to be all-
encompassing and all-embracing in regard to the identity paradigms that are so closely aligned
with various schools of critical theory. It is these identity paradigms that allow each school of
theory to promote what Barrish calls its “realer than thou” position (ALR 129). Marxist Theory,
à la Lukács and Jameson, for example, has been accused of privileging class identity over other
categories, such as race and gender.
9
Feminist theorists, such as Josephine Donovan and
Marjorie Pryse, have been accused of privileging gender by artificially elevating the role of
women in regard to certain types of writing.
10
Historicist criticism, such as that of Brodhead and
Kaplan, has been accused of validating class and gender hegemony by accepting the view that
“writers classify themselves through the modes of representation they select” (Brodhead 116).
18
Barrish points out that each approach sets itself apart and claims intellectual authority by
denigrating whatever critical approach preceded it, much as realist writers such as William Dean
Howells and Henry James claimed their writing was more real than the “idealistic” work that
preceded it because of its focus on the everyday life of the common man (Howells Criticism 11)
or its access to some previously unacknowledged social truism. Postmodernist criticism attempts
to soothe over all these more narrow focuses that align textual authority with a single cultural
identity, instead asserting that “All is True” (Furst 12). In fact, critics like Lilian Furst and
Nancy Glazener are far less interested in the critical position writers occupy than they are
interested in the readerly constructions of these texts; however, the reader-focused approach
brings with it a new set of problems because it requires a determination of who, exactly, the
reader is.
11
Charles Johanningsmeier’s investigations have shown us that nineteenth-century
print culture and readerships are not as easily reconstructed as once was believed. Postmodernist
scholarship focuses primarily on authors and the surrounding culture in which they constructed
their texts. Specifically, postmodernism acknowledges that one can occupy multiple positions
within culture by being both privileged and marginalized at the same time. Because identity is
fragmented and shifting, the possibility for realist writers to stake an authoritative claim across
groups bears reconsideration.
The contemporary postmodernist compromise re-labels realism as realisms, and the
critical consensus deems that the term must be viewed subjectively by trying to discern a realist
intention or expression rather than by locating realist conventions. Such a compromise is well-
suited to realist scholarship because realism as a literary aesthetic is “anti-conventional” insofar
as it compares to the romantic and sentimental modes that preceded it. This kind of pluralistic
rhetoric is finding favor with recent critics who frequently assert that no single definition of the
term realism can possibly elicit a consensus. Peter Brooks writes: “we discover that any label
such as ‘realism’ is inadequate and that great literature is precisely that which understands this
19
inadequacy” (20). In discussing his author-focused approach, Michael Davitt Bell writes: “The
terms ‘realism’ and ‘naturalism’ matter to me, first of all, then, for the simple but important
reason that they have been used by generations of American fiction writers, from the 1880s to
the present, to describe what they thought they were doing” (The Problem of American Realism
4).
12
The real benefit of this postmodernist approach to multiple realisms is, as Pizer points out,
that critics have stopped evaluating specific texts in terms of gauging them as stylistic successes
or failures. Pizer writes: “No longer is it possible, in short, to use a modal definition to
demonstrate the inferiority of a specific work, or to use the characteristics of a specific work to
demonstrate the inadequacy of the definition” (15). Again, the problem challenging scholars of
realism today is the very issue that these writers themselves had to deal with: how does one reify
an abstraction and render it into a material form that consistently signifies the abstraction while it
simultaneously adheres to the empirical conditions required for certainty and inclusion? It is
fairly easy to locate discrepancies in the rules of realism by focusing on differences. A more
useful approach is to focus on shared challenges to a realist approach and then to scrutinize how
different writers deal with similar sets of such underlying cultural and literary conditions,
particularly those that the religious subject imposes. By doing so, we can compare realist
“responses” or, in other words, the resultant textual constructions, and we can try to determine
how different writers grappled with the ideology of realism while facing metaphysical challenges
that seem at odds with the very concept of materialism. In other words, as these writers
pondered and refined the conditions for certainty, how did these so-called realist writers deal
with subjects that seemed to lie just outside the boundaries realism demands? Here we have not
only the problem of stylistic textual construction but a problem with the construction of the
subject itself.
Critics like Michael Anesko also make the argument that realism resists definition
because it was more of a philosophical approach than a set of conventional techniques. Anesko
20
believes realism can best be examined on a case by case basis in order to understand each
author’s vision of how realism is used to assert authority in American culture. He writes: “[T]he
place to begin is with our writers themselves” (Anesko 91), and he further suggests that locating
“slippages” (81) between what each writer set out to accomplish and what they may have
unintentionally constructed is the best approach to reading realist fiction. In fact, this seems to
be the current theoretical compromise which, at its heart, reinstates the notion of assessing a
writer’s intention in relation to the writer’s culture, a combination of a postmodernist and a
historicist approach, as the “realest real” way to read realism.
13
The religious subject allows us to examine realism in a new and distinct way by aligning
fiction with shifting sensibilities in American religious thought and by examining realism as
competing against other discourses of authority. As religious practices became more intertwined
with their secular effects and responsibilities, fiction became a site within which to formulate
various theories about the role of religion in cultural ethics. Not surprisingly, the rhetoric of
realism begins to parallel the rhetoric of a changing religious culture, particularly the decline of
Calvinism and the rise of an ideology of religious primitivism, with both calling for a “creedless”
anti-conventionalism.
14
Primitivism expands on Puritan themes of embracing a vernacular
hermeneutic tradition and placing its faith in the common person without the need of an
intervening authority, creed, dogma, or theology in order to understand the Bible. Further,
primitivism suggests a belief that the Bible contains immutable truth that is not subject to
historical or cultural influence. Historian George Marsden writes: “This doctrine of the
immutability of truth went had in hand with truth’s perspicuity” (80). Yet Calvinism, as it was
practiced in New England culture, had become overly rigid and theocratic in order to prevent the
kind of splintering that had given rise to Puritanism initially and strict sanctions were imposed on
dissonant voices. Marsden, in essence, argues that in its rejection of Calvinism, nineteenth-
century American culture reiterated the conditions giving rise to Puritanism in its own incipient
21
stages. Instead of producing a vernacular Bible, readily available to all households, such as the
1560 Geneva Bible or the 1611 King James version, the nineteenth century began to produce a
plethora of its own Bible versions and editions, including the Book of Mormon and, as I have
argued elsewhere, a vast array of biographies of the life of Jesus. Realism, similarly, seeks to
shed earlier discourses of authority or aesthetic conventions and seeks to locate perspicuous truth
while staking its authority on the condition of the common man, reflecting religion’s faith in a
populist hermeneutic.
Whether or not we can categorize realism as an ideology or a form of literary criticism, it
is important to identify first how realism emerged in the field of fiction and how it operated, and
then this literary idea must be examined in tandem with other important cultural changes.
Indeed, there are many avenues to pursue in evaluating realist writing in relation to other forms
of cultural expression dealing specifically with the subject of ethics. The area of utmost interest
to this study is the examination of religious authority as it was exercised in nineteenth-century
American culture. In two important social histories, Faith in Fiction and Beneath the American
Renaissance, David Reynolds examines the interplay between various types of social reform
rhetoric and popular literature, such as anecdotal sermonic discourse, “tracts,” poetry, and the
Oriental and visionary fiction that is associated with specific religious sects like
Congregationalism, Presbyterianism, and Catholicism. Reynolds suggests that nineteenth-
century social reform rhetoric emerging in the form of fiction—an umbrella term that eventually
encompasses realism—was purposefully understated so that these authors could distance
themselves from negative associations that accompanied competing styles of reform rhetoric,
particularly what he terms reform literature that “engaged in exploring dark forces of the human
psyche” (Beneath the American Renaissance 55). The purpose for such distancing in the newer
rhetoric was, in part, to avoid the accusation of being labeled as titillating (Reynolds 64).
Describing the effect of dark reform literature on subsequent nineteenth-century writers who
22
were trying to avoid accusations of having a fascination with vice, Reynolds writes: “The dark
reformers are largely responsible for transforming a culture of morality into a culture of
ambiguity” (59). Reynolds’s comparison of reform fiction to other types of rhetoric is an
important one because he asserts that the new types of ambiguous social criticism embodied in
fiction in turn gave rise to subsequent literary forms such as realism, in which the density of the
text was a characteristic of a new socioethical literary style.
Reynolds’s social histories, and Faith in Fiction in particular, have important
implications for examining the relationship between religion and realism because these two
subjects share a mutual concern with ethical practices; therefore, they are necessarily in dialogue
with each other.
15
Reynolds examines the work of many writers such as William Dean Howells,
Harold Frederic and Mark Twain, and he suggests that certain texts offer a “trenchant appraisal
of mainstream religion” (Faith in Fiction 207). He further suggests that this ongoing appraisal
played a key part in the emergent Social Gospel Reform movement of the 1880s and 1890s,
which he explains as endorsing “brotherhood and universal progress under the direction of a
fatherly God to establish the kingdom of heaven on earth” (204). While a thorough evaluation of
the Social Gospel movement would take this project in an entirely different direction, it is
important to note this movement’s ongoing emphasis on materiality, suggesting that the cultural
desire for realism is far from over even as realism declined as a literary style and naturalism
began to emerge. What this suggests is that even as realism began to lose popularity as an
artistic form, writers developed new styles, such as naturalism and modernism, through which to
enact realist principles. The underlying aesthetic, to return to a phrase coined by Phillip Barrish,
is a concern with presenting a “realer than thou” position (American Literary Realism 129) in
order to ascertain universal truths about cultural and ethical practices. Barrish argues that this
attempt to assert a realer-than-thou claim to authority continues in literary scholarship today.
16
23
The pairing of religion and realism allows for a new consideration of the practice of
literary realism in the Gilded Age, particularly in competition with the popular newspaper press
and the religious press that had already captured a large segment of the literary market. At the
same time that realist fiction emerged, religious fiction already held a prominent position in
American print culture. Its impact was so great that, as scholar David Reynolds writes, “Popular
religious writing . . . had more than entered the religious mainstream. It had virtually become the
mainstream” (Faith in Fiction 211). Twain and Warner comment on the popularity of religious
writing in The Gilded Age (1873) when some lobbyists discuss the advantage of marketing bonds
“handsomely among the pious poor” (256) by capitalizing on high circulation rates of religious
periodicals. He writes:
Your religious paper is by far the best vehicle for a thing of this kind, because they’ll
‘lead’ your article and put it right in the midst of the reading matter; and if it’s got a few
Scripture quotations in it, and some temperance platitudes and a bit of gush here and
there about Sunday Schools, and a sentimental snuffle now and then about ‘God’s
precious ones, the honest hard-handed poor,’ it works the nation like a charm, my dear
sir, and never a man suspects that it is an advertisement; but your secular paper sticks you
right into the advertising columns and of course you don’t take a trick. (256-57)
Realist writers of the late nineteenth century inherited this literary tradition and the implicit
social values enmeshed in religious literature and, in many ways, they had to place their own
writing in a position relative to pious or sentimental religious fiction. Whereas writers of
religious fiction had relied on a certain amount of cultural stereotyping, such stereotypes began
to be more and more incomprehensible by the late nineteenth century, in part because of
increasingly blurred lines within religious culture, and this begins to present a real problem for
realism.
At the same time, within popular fiction, religious practices must be given a material
form, one provided by literary realists rather than by theologians. In a far larger sense, the
appropriation of the religious subject by novelists has fiction writers becoming the theologians of
the nineteenth century by usurping reform discourse in the newly flourishing print culture of
24
newspapers and magazines as well as book publishing. Not surprisingly, ministers and
theologians begin to appropriate popular forms of discourse in response, as in evident in
Beecher’s Norwood and Sheldon’s In His Steps. The very act of writing realism is an attempt to
position one’s work within culture because it is a claim to authority that acts in relation to
competing discourses. Specifically, realist writers must position their texts within larger print
culture and, to do so, they must position the religious subject within context of cultural
frameworks particularly in relation to discussions about ethics and social justice.
The four writers whose work I’ve chosen to include in this study are those whose
engagement with the religious subject offers something unique to an in-depth study of the
practice of realism in the nineteenth century. These are Rebecca Harding Davis, William Dean
Howells, Mark Twain, and Harold Frederic. All of these writers belie any attempt to label
realism as a secular practice because of their extensive engagement with religion. The focus and
methodology of this project will be to examine the body of fiction of these four major writers,
supplemented by their autobiographical and philosophical writings, in order to view the way
each grappled with social ethics in the practice of literary realism. Davis, for example, examines
the role that institutional religion might play in regulating anti-social behavior in an increasingly
industrialized society in her seminal realist work, “Life in the Iron-Mills” (1861). On the other
hand, in A Modern Instance (1882), William Dean Howells, an advocate of a doctrine of
individual moral authority, attempts to negotiate a compromise between intuitive conscience and
the inherited ethical doctrine of Judaic law. In his later critical work, Howells remains
ambivalent as he measures the “use-value” of inherited religion against a Scottish Common
Sense approach to conscience and moral ethics when he writes about “those who are accustomed
to accept God from authority, and who have always believed what they were bid (which is no
bad thing, perhaps, and seems to save time)” (Editor’s Study 16). Mark Twain hones in on the
hypocrisy of American religious culture by showing how theology and ethics have become
25
disjointed. Particularly, he focuses on the Bible as an empty signifier that occupies a physical
space but seems to have lost its underlying authority in relation to abstract spirituality and
modern morality in The Adventures of Huckleberry Finn (1885). He challenges even realist
assumptions about truth and materiality. Distorting all previous conceptions about the role of the
church, the self, or even science as a source of authority for regulating ethical actions, Twain
extends his skepticism beyond the limits of religion and casts doubt upon the possibility of words
and language providing access to the real. Late in the century, Harold Frederic displays a similar
cynicism when he satirizes an increasingly skeptical religious culture in The Damnation of
Theron Ware (1896). In this novel, he employs economic language and financial dealings to
describe the American religious landscape, revealing the cynicism with which religious values
have come to be viewed. Frederic simultaneously reveals an increasingly disillusioned faith in
the individual’s ability to uphold moral and ethical beliefs in a changing “urbanized” culture.
Other writers, such as Edith Wharton and Henry James also allude to a changing religious vista
in their writing although in a more incidental manner. Their work no doubt merits consideration
as well, especially when viewed in tandem with the four writers who are the focus of this
dissertation. While there are many writers who could be placed in this study in relation to
shifting claims of ethical authority by race or region, the focus must be on the writings of those
who are not only prominent in the study of realism but who are also preoccupied with the
challenge of constructing the religious subject textually throughout a large portion of their
fiction. The religious subject preoccupies all of these realist writers, and the connection between
religion, ethics, and the surrounding social world is one that seems unavoidable and will yield
important results to the study of realism.
These four writers, Rebecca Harding Davis, William Dean Howells, Mark Twain, and
Harold Frederic, utilized very different strategies when dealing with the complicated relationship
between religion, culture, and ethics, but each exhibits a clear intention of moving away from
26
Calvinism and its associated literature. This literature includes, for example, sermonic
discourse such as Henry Beecher’s 1843 Lectures to Young Men (Jackson 39) or the sentimental
conversion novel such as Susan Warner’s 1851 The Wide, Wide World. The Calvinist literary
aesthetic relies on what Gregory Jackson describes as “the hermeneutic of fear” (The Word 37).
Jackson argues that “Calvinism historically used fear as a vital tool for moral armament against
the perceived powers of evil” (39). Calvinism, he suggests, is the impetus for more than one
literary offshoot in the late nineteenth century. He defines the homiletic novel, which emerges
out of this Calvinist tradition, as a “fictional narrative [used] to motivate real conversions” (30).
Jackson asserts an important argument that the homiletic novel informs realist literature, and that
it offers a parallel narrative of American religious experience that shares some similar traits with
the realist novel. He cites Charles Sheldon’s 1896 In His Steps as a prime example of this genre
(158). Although religious conversion is the basis of the homiletic novel and social reform is the
purported basis of the realist novel, Jackson argues that homiletic and realist texts both demand
that readers “apply discursive enactments to their own lives through imaginative exercises for
structuring everyday reality” (163). Both genres serve as a “call to arms” for social
interventions.
Because of a clear movement away from the Calvinist aesthetic, it is tempting to apply
the convenient label of Liberal Protestant to the writers included in this study; many scholars
have embraced this umbrella term for discussing late nineteenth-century American religious
culture. The inadequacy of this term becomes clear when we compare the sociological realism
of Davis and Howells to the far more cynical realism of Twain and Frederic in relation to the
religious subject. The former writers scrutinize religious culture and rewrite theology, seeking a
model for the modern age while the latter two question the social and ethical value of religious
culture, and each eventually casts doubt upon the possibility for material representations of
immutable truths because of the subjectivity of human understanding. Although all four of these
27
writers might exhibit characteristics of Liberal Protestant rhetoric, it would be misleading to
assume that they adopt similar views toward American religious culture. Just as each offers a
unique portrait of the realist paradigm, each also presents distinctly different constructions of the
religious subject in relation to this style of writing.
No one can ascertain exactly when realism began and ended, but one of the earliest works
that blends a changing view of realism with a focus on materiality is Rebecca Harding Davis’s
1861 “Life in the Iron-Mills.” Determined to affix a later historical date on the onset of
American realist writing, scholars often overlook Davis’s fiction in relation to these other
writers. The other writers included in this study, however, were very familiar with her work, and
she certainly had a profound influence on the idea that marginalized social, economic, and
immigrant groups were worthy material for literary constructions. Chapter Two will examine the
writing of Rebecca Harding Davis, who is arguably the first realist writer in American literary
history (Glazener, “The Practice and Promotion” 30). Davis strives to find a cultural stereotype
against which to set her work. She wants to debunk romantic notions about self-sacrifice and
martyrdom, and to do so, she focuses her gaze on harsh economic realities that she believes are
glossed over in literary depictions of women and African Americans. In her essay, “The Middle-
Aged Woman,” she writes of her preoccupation with locating “the genius of the commonplace”
(374). She speculates that the subject of the middle-aged woman allows an artist to “gain a clear
idea of the condition of American society” (375), and she frequently makes such women the
subjects of her fiction. In Davis’s use of the typical lingo of the realist writer, that is, her focus
on the commonplace and the realist’s struggle to typify material representation, and in her
concern for locating truth in culture and in print, Davis demonstrates the kind of self-conscious
writing that necessarily places her aim into the context of realism although she readily admits
that “reality oppresses us sometimes” (“Men’s Rights” 343). Such an admission underscores
Davis’s intention to direct the reader’s gaze toward unpleasant and otherwise overlooked truths.
28
Davis’s most famous work, “Life in the Iron-Mills,” initiated the American reading
public into her vision of social reform that aligns religion with realism. Throughout this story,
she examines the role that religion might play in an increasingly industrialized society. Davis
considers these concerns under the confines of an emerging capitalist system, and she criticizes
the exclusivity of the established church. Her story is set in a particularly brutal work
environment, the Wheeling, Virginia iron works. She depicts many of the injustices of
capitalism that preoccupied Karl Marx and Friedrich Engels. Similarly, her work demonstrates a
concern with individual identity and a preoccupation with the concept of selfhood in society.
17
Davis, in particular, examines the function of institutional religion in regard to regulating
antisocial behavior and thus shaping social identity. She seeks a form of social Christianity that
will minister to all members of an urban community.
The subject of the Quakers will prove to be a particularly interesting one in an
examination of Davis’s work, and it provides a link between sentimentalism and her emerging
realism. The social benevolence practices of the Quakers serve as the basis for Davis’s aim in
shifting spiritual concerns from an eschatological focus to a sociological one. Because of her
1863 marriage in Lemuel Clarke Davis and her subsequent relation to Philadelphia, she spent
many years among the Quakers and she became intrigued with their history and religious
practices. She frequently creates Quaker figures in her stories and novels that function in a
variety of different ways, but most notably to introduce ethical crises between social law and
conscience. Davis, in fact, writes a new theology for her age, drawing on the practices of the
Quakers in order to offer a model of how Christianity and social reform might be combined to
meet the needs of the oppressed classes. This is a model that will eventually come to be
practiced in American culture as the Social Gospel Movement.
While “Life in the Iron-Mills” offers an early example of literary realism and Davis’s
view of how religious reform might work in a changing culture, it is important to examine other
29
early Davis works, such as “John Lamar” (1862), “David Gaunt” (1862), Margret Howth
(1862), and “The Wife’s Story” (1864) as well as her later writing, including Waiting for the
Verdict (1867) Dallas Galbraith (1868), and A Law Unto Herself (1877). By examining the
scope of her fiction, both her short stories and her novels, her comprehensive scrutiny of
American religious culture becomes evident. Davis’s critique of current reform ideologies,
which she writes into her fiction, requires the supplement of her life-writing in order to complete
the satirical tableau of her own emerging theology. Again, the question about the limits of realist
writing must be posed; to what extent does Davis’s realism allow her to portray the “truth” of
what she sees when it emerges as incomplete without the background material that allows the
reader to interpret her text? Her simultaneous embracing of religion, or at least of scripture, and
her concern with verisimilitude as a theme suggests that, for Davis, religion and realism go hand-
in-hand. She cannot envision social reform happening without realist writing, yet she cannot
write her vision of social reform without including religious reform. For Davis, these were
systems in which the reforms she imagines should work reciprocally, but she spins a web in
which neither concept can be clearly extricated nor clearly understood. Davis’s ambiguity and
blending of sentimentalism with realism allows us to identify in her work the inchoate leaning
toward anti-conventionalism that will come to be associated with the writing and realist
aesthetics of William Dean Howells.
In realism, at various points in time, we see a deliberate engagement with the religious
subject on the part of several authors. At the same time, in a mode of writing that depends on
specificity and detail, the subject of religion itself resists easy categorization because of its
numinous nature. The resultant ambiguity corresponds to an emerging type of sociological
rhetoric that sets itself against earlier forms of dark reform rhetoric, as David Reynolds points
out. This juxtaposition immediately places all religious references within realism into a dialogue
with other types of social reform literature and the administration of social ethics. Such
30
reciprocity between religion and social behavior is not a difficult relationship to accept because
the alternative would be to examine religion in relation to spiritual notions about sin and
salvation, which would place the subject of religion even further from the material realm.
Writers such as Howells even begin to question if religion might not be replaced by literature
although this suggestion once again posits the question of what exactly he means by religion.
Although Howells exhibited several viewpoints during his long and prodigious career, he
nevertheless provides an interesting view of the relationship between literature and religion in
1885 at a time when he was fully committed to trying to develop a realist paradigm. In The Rise
of Silas Lapham, Boston Brahmin Bromfield Corey states this view of literature: ““All
civilisation [sic] comes through literature now, especially in our country. . . . once we were
softened, if not polished, by religion, but I suspect that the pulpit counts for much less now in
civilising [sic]’” (Howells 126). Corey’s words reflect a belief that religion wields a civilizing
influence, and this belief lends itself naturally to Howells’s wish for an ethical literature. It is not
clear whether Howells suggests through his fictional character that literature does influence
social behavior in the way the institutional church used to or merely that it should take over this
function. For that matter, with Howells, it is possible that he is simply satirizing a popular
viewpoint in the civilizing capacity of literature and not necessarily his own belief. Later in his
career, he would reiterate that the authoritative role of literature in the administration of social
ethics was, he believed, literature’s primary purpose.
Following Davis’s early realist writing begins a period we might define as the heyday of
realism from the 1870s to the 1880s. During this period, as Glazener points out, the Atlantic-
group magazines actively promoted this new mode of writing, promising a literature that
mirrored real life. Chapter Three will examine William Dean Howells as the major proponent of
American realism. Howells was on the forefront in his efforts to establish a paradigm for realist
writing by drawing on the language of natural science in order to distance himself from
31
romanticism. In this way, his realist ideology is akin to George Eliot’s literary realism when
Eliot writes: “How little the real characteristics of the working-class are known to those who are
outside them, how little their natural history has been studied, is sufficiently disclosed by our art
as well as by our political and social theories” (183). More importantly, in his work as an editor
and critic, Howells was arguably the most significant arbiter of realist works published in
America. Howells’s biography is also critical to any discussion of his religious views as he,
himself, represents an amalgamation of several prominent religious influences in the nineteenth
century, including Methodism, Swedenborgianism, Calvinism, and Episcopalianism. These
influences can be located in his writing, and it becomes clear that Howells is absorbed and
intrigued by church history and the ongoing relevance of the institutional church.
In spite of the social value he places on literature, Howells never fully adheres to a belief
that religion is obsolete in modern society; he continues to exhibit some degree of doubt. Many
of his works reveal his perplexity over how exactly religion operates in culture and specifically
how religion operates in the development of individual conscience and self regulation.
Howells’s belief in a culpable collectivity is perpetually undermined by his equal emphasis on
self-determination and an individualized moral code, that is, conscience. He begins his
novelistic career by satirizing the emptiness of what he terms inherited orthodoxy, by which he
means Calvinist practices, and he later goes on to examine various religious movements from
Shakerism to Methodism. Later, he also toys with a form of primitive Christianity in his utopian
fiction, and by the time he writes The Leatherwood God in 1916, he even begins to theorize
about the process by which society creates new prophets and creeds. Throughout his entire
career, Howells never exhausts the religious subject, and he examines it in new ways and from
various points of view until he finally begins to incorporate aspects of the supernatural into some
of his short-story writing, particularly after he is influenced by William James and the rise of
32
psychology, at which time he begins to contemplate the mysteries of the impenetrable mind
(Cady 147).
In his realist writing, Howells might best be classified as a critic and author who is afraid
of what he sees when he examines the decline of traditional Calvinism even though he himself
did not give serious thought to Calvinist orthodoxy until he left Ohio. Edwin Cady writes:
“Howells’s religious heritage was compounded of a strange set of radical views almost all
largely heretical from the viewpoint of Christian orthodoxy. It was Quaker, Methodist, Millerite,
Deistic, Swedenborgian, and Utopian” (156). An advocate of a doctrine of individual moral
authority, emphasizing conscience over church doctrine, or Common Sense ethics over theology
(Suderman Religion 288), Howells nevertheless attempts to negotiate a compromise between
individual moral ethics and the inherited ethical doctrine of Judaic law expressed in American
religious culture via Puritan-derived Calvinist creeds. At the end of A Modern Instance, Ben
Halleck, “a man who had once thrown off all allegiance to creeds” (Howells 450), becomes a
minister, but one who is stymied by indecision in trying to discern the difference between the
spirit of the law and the letter of the law in his own interpretation of scriptural ethics and their
application to modern culture.
Howells dedicates much of his fiction to examining the influences of various religious
movements in both American frontier and urban industrial culture. Works such as A Modern
Instance (1882), The Minister’s Charge (1887), Annie Kilburn (1889), the Altrurian Romances
[which include A Traveler from Altruria, Letters of an Altrurian Traveller, and Through the Eye
of the Needle (1894-1908)], and The Leatherwood God (1916) reveal Howells’s fascination with
the role that various religious movements, from Presbyterianism and Unitarianism to Shakerism
and Evangelical Methodism, played in transforming social ethics in a rapidly-expanding and
developing population. In his exploration of American religious culture, Howells offers up an
explanation for the persistence of traditional Calvinist orthodoxy by revealing that the rise of
33
skepticism at the end of the nineteenth century brought with it a fear of social instability.
Orthodoxy, he suggests, appears to ease guilt by its very inflexibility; it does not change or adapt
in response to modern social dilemmas like divorce. What was once a criticism of Calvinism
becomes its saving grace.
A return to Calvinist orthodoxy was apparently a prevalent move in late nineteenth-
century culture. In one of his famous sermons, the popular Presbyterian clergyman, Reverend
Thomas De Witt Talmage, provides a justification for accepting the Bible as an unquestionable
authority by simply dismissing all inconsistencies as part of the great unknown mystery of the
universe. Talmage, in fact, embraces the ambiguity of the Bible in his sermon “The Reckless
Penknife,” in which he states: “I would not give a farthing for the Bible if I could understand
everything in it. I would know that the heights and depths of God’s truth were not very great if,
with my poor finite mind, I could reach everything” (49).
18
Talmage’s words offer solace to
tortured souls like that of the fictional Ben Halleck for whom the weight of doubt has become an
unbearable burden. In spite of Howells’s belief that natural science and the study of man offered
a method for penetrating and representing “truth” about mankind, Howells employs his realism
as a mode of negotiating a reconsideration of what he terms “inherited” values, which can
arguably be read as Calvinism. Ultimately, Howells is unable to view man as an individual
capable of living in society without the safety net of some sort of institution for regulating moral
behavior. His observational technique becomes a reform paradigm when he fashions his realism
not according to his principles of reporting what he sees but rather of shaping what he would like
to see, and thus, Howells’s scientific grasshopper becomes an idealistic grasshopper in the final
production of his realist text.
19
Howells’s unresolved depictions of the American religious
landscape ultimately are reflected in some unresolved sentiments about literary realism. In his
later autobiographical renderings, he makes it clear that he has come to reconsider the ethical
34
role of fiction, and he has trouble resolving the conflict between the authority of the text and the
autonomy of the self.
Howells’s close friend, Mark Twain, had a similarly long and prolific career although he
deliberately avoided magazine publication and chose to publish primarily by subscription sales
instead. Along with these other writers, Twain aimed to capture a key moment of cultural
transition when American agrarian culture rapidly modernized with the fast-paced growth of
American cities. Like Davis and Howells, Twain draws on his own experiences with
institutional religion as he examines a changing culture. Chapter Four assesses Twain’s
contribution to the ongoing discourse between religion and realism in the late nineteenth century.
Distorting all previous conceptions about the role of the church, the self, or even science as a
source of authority for regulating ethical actions, Twain extends his skepticism beyond the limits
of religion and casts doubt upon the possibility of words and language providing access to the
real. In late nineteenth century America, the former confidence placed in tangible evidence of
religious authority began to be undermined. Realist writers had to grapple with the fact that
inherited symbols and institutions of authority no longer seemed relevant to a rapidly-changing
industrial culture. Twain particularly hones in on Bible culture and various encounters with The
Word, especially in his own Presbyterian upbringing and the rote memorization of Bible verses
from his Sunday School days. In the process of poking fun at the ways in which Americans read
and interpreted Scripture, Twain reveals his extensive knowledge of the print history of the
Bible.
In an analysis of Twain, it is important to look at the larger body of his work, beginning
with his travel writing account, The Innocents Abroad, or The New Pilgrim’s Progress (1869), in
which he establishes the framework and rhetoric for his satirical examination of American
religious habits that he will continue in his subsequent fiction. Twain’s fascination with the
religious subject emerges in his autobiography and his essays as well, many of which are now
35
available in the collections Mark Twain and the Three R’s and The Bible According to Mark
Twain. In addition to exploring Calvinistic culture in The Adventures of Tom Sawyer (1876) and
The Adventures of Huckleberry Finn (1885), Twain toys with both realist techniques and the
topic of religion in A Connecticut Yankee in King Arthur’s Court (1889). By having his
protagonist, Hank Morgan, travel back in time, Twain is allowed to consider briefly a revisionist
history of the role the Catholic Church played in moral ethics by having Morgan contemplate the
efficacy of introducing modern religious theology into a predominantly Catholic culture. Other
important Twain works include “Captain Stormfield’s Visit to Heaven” (1907-08), Twain’s self-
described satire of Elizabeth Stuart Phelps’s 1868 The Gates Ajar
20
(Ramussen 61), and No. 44,
The Mysterious Stranger (1969, but written 1896-1910), in which Twain suggests “that the belief
in the traditional God of the Bible and of American Protestantism may be a terrifying and terrible
belief without which man would be infinitely better” (Suderman Religion 23). Another text that
bears examining in the context of Twain’s realism and the concept of individual ethics is “The
Man that Corrupted Hadleyburg (1900), a tale in which Twain satirizes the struggle between
community ethics and individual greed when a stranger places a monetary temptation in the
hands of a local newspaperman.
Additionally, many works have been written about Twain’s religious views, such as
Allison Ensor’s Mark Twain and the Bible and William Phipps’s Mark Twain’s Religion, and
these analyses will highlight the complexities of Twain’s individualist theology at the height of
nineteenth-century skepticism. The ways in which he infuses his realist writing with a sharp
underlying satire casts new doubt on the very nature of realism as a materialist mode and
suggests that realism as a cognitive mode merits further consideration. As a materialist mode,
realism offers to reproduce empirical reality through the use of language and symbols, which
implies that truth already exists but that the writer’s task is to record or magnify certain situations
in order to draw attention to and demand social reform. As a cognitive mode, realism becomes
36
more about social values and shifting awareness of a changing world, and it insists that “truth”
can be found in its subject but it also insists that the manner of locating that subject is equally
important; it might be described less as a way of writing and more as a way of seeing. What we
can locate in all of these works is an exploration about not only how truth can be constructed but
how any social idea is formulated and this brings with it a consideration about the very nature of
the construction itself as Twain’s work shows.
By the turn of the century, American literary realism began to decline, but once again,
sharp delineations do not distinguish between genres. Just as Rebecca Harding Davis offers a
blend of sentimentalism and early realist verisimilitude―even arguably naturalistic
themes―Harold Frederic experiments widely with subject and style. Chapter Five will examine
Frederic’s groundbreaking work; he is one of the few realist writers to make religion the central
subject of his text. In his satirical novel, The Damnation of Theron Ware (1896), Frederic
undercuts the conventional conversion narrative and modernizes the religious vista by finding
that the only consistent American religious value is hypocrisy. In addition to satirizing the
skeptical culture of the late nineteenth century, Frederic also displays an increasingly materialist
language in his descriptions of the American religious landscape. As Eric Sundquist remarks,
“The age of realism in America is the age of the romance of money—money not in any simple
sense but in the complex alterations of human value that it brings into being by its own capacities
for reproduction” (19). The use of financial language in religious description becomes
increasingly prevalent by the time Theron Ware is published. It emerges again in Edith
Wharton’s The House of Mirth whose heroine Lily Bart envisions a dreadful future having to
attend an “expensive church” every Sunday (54). Frederic offers a dense text in which he places
Methodism, Catholicism, and Darwinism side by side with nuances exploring dichotomies
within each of these movements.
37
By the time we get to Harold Frederic, we begin to see the extent to which doubts about
the “realness” of the religious subject have begun to influence writerly considerations about
materiality and larger culture and the possibilities for realistic representation in any field or
subject. As with all of the writers included in this study, Frederic’s major realist novel, The
Damnation of Theron Ware, offers an evaluation of modern culture and the role of religion in the
formation of ethics. This close scrutiny emerges more clearly when we examine this novel as a
development of important themes he first introduces in his early career. In Seth’s Brothers’ Wife
(1887) and The Lawton Girl (1890), set in the Mohawk Valley region of upstate New York,
Frederic explores the social mores comprising regional identity, not the least of which is
institutional religion and its associated habits. When he focuses on Methodism and Catholicism
in The Damnation, his critique is more easily understood in the context of his ironic
constructions of the Baptist and Episcopal churches in these earlier works.
Finally, in his later fiction, Frederic explores other forces of social determinism, as he
broadens his cultural considerations by examining a declining agrarian-based European
aristocracy and a budding urban capitalist economy in modern London. In Gloria Mundi (1898)
and The Market-Place (1898), both published posthumously, Frederic explores other forces of
social determinism, such as inheritance, both financial and genetic, and humankind’s indomitable
pursuit of social power. He considers specific aspects of a Spencerian model of Social
Darwinism, offering a cynical view of human nature in relation to the development of ethics and
conscience. These two economic novels, initially intended to be published as one text, place
Frederic’s social ideology far out of the range of the Social Gospel model Davis had offered
nearly a half a century earlier. Frederic provides not only an early glimpse of the atavism and
devolution that will serve as the themes as naturalism, but he also lays out the socioeconomic
conditions that might allow us to view how twentieth-century fascism and socialism might
38
emerge in this urban tableau. For Frederic, by the end of his career, religion is yet another form
of social determinism that encourages hegemony by those wishing to maintain class hierarchies.
Realist writers themselves begin to question the strength of religious affiliations relative
to other important aspects of social identity. Edith Wharton allows just a glimpse of religious
identity in comparison to economic identity in The House of Mirth and Harold Frederic satirizes
religious affiliations in a similar manner in The Damnation of Theron Ware. Frederic also
provides a satirical view of how easily some affiliations are assumed and shed in a world of
seduction and greed. When critics relegate realism to a literary style of middle class sensibilities,
other important distinctions are all too easily overlooked. Regional identity was undoubtedly a
complicating factor in trying to ascertain the importance of religious influence; in places where
only a single church institution was available, isolated pioneers probably cared little about
specifics of creed even if that creed could be adequately explicated and understood, but this
assumption has rarely been challenged or examined in relation to realism. Correspondingly,
Christianity as a blanket term is still frequently recognized in realist literature as the basis for
American cultural ethics, and in the case of William Dean Howells, he sometimes uses this term
synonymously with the term democracy, even as it becomes less and less clear what exactly is
meant by Christianity and how it is practiced in the late nineteenth century. Realism offers the
same problem of overgeneralization, and any analysis of it requires a case by case evaluation in
order to discern what each writer offers in the creation of this paradigm. In his review of
Barrish’s American Literary Realism, Tom Quirk writes: “The relation of realism to ‘the real’
remains a vexed question. . . . Whether reality is sub-atomic or sub-conscious, metaphysical or
metonymic, hardly matters for the practicing realist” (88-89). If realism fails to deliver the
“realest real thing” (Barrish 130) in regard to religious discourse, it must be considered that the
failure may be implicit in the intangible perception of authority itself, as this notion can be
39
located, beginning in late nineteenth-century culture and continuing into twenty-first century
culture.
The question of realism’s failure or success is not the focus of this project, but rather it is
my aim to examine the so-called paradigm of realism and to assess the role that the topic of
religion plays in bringing important social and ethical problems to the forefront of a larger
discussion of realism as both a cognitive and a critical mode. The purported aim of realism to
offer up a social critique is an important aspect of this consideration: Amy Kaplan, author of The
Social Construction of American Realism, elaborates: “To call oneself a realist means to make a
claim not only for the cognitive value of fiction but for one’s own cultural authority both to
possess and dispense access to the real” (13). Keeping in mind the function of realism and its
mission both to critique and construct institutions of culture is important to the study of how
religion operates in these works, whether to provide social critique or parody, to support efforts
of social reform, to examine its effect on culture, or to write a new theology, one more suitable
for the Gilded Age. The topic of religion, because of its numinous nature, provides a unique
challenge to realist writers as they attempt to reconcile the metaphysical aspects of spirituality,
idealism, and the supernatural with realist materialism and its privileging of that which can be
observed and named in the existential world. Peter Brooks writes: “Reading these novelists we
are ever discovering what it is like to try to come to terms with the real within the constraints of
language, and how one encounters in the process the limits of realism, and the limits to
representation itself” (20). The relationship between the metaphysical and the material world is
one that is fraught with contradiction, and the aim of this project is to try and determine how
realist writers have made tangible the immateriality of religious philosophy.
The ways in which the pervasive nature of religion crosses various social disciplines and
movements, from sociology to science and from philanthropy to economics, suggests that
religious expression, whether architectural, institutional, or doctrinal, might be viewed as a link
40
or thread throughout nineteenth-century culture that impacted questions of authority across
many fields of study. Realist writers took up the question of the authority of the text and the
embodiment of social ethics; in order to do so, they had to construct religion as a cultural entity,
and this in turn became a source of religious authority itself. In many ways, it became a
frightening examination of a culture that does not fully comprehend the role religion has or
should play in the administration of cultural ethics. When William Dean Howells offered up Ben
Halleck’s hasty return to the unimpeachable orthodoxy of Halleck’s youth, he may have
inadvertently foreshadowed a massive religious movement in twentieth-century American
culture.
Notes
1
Shi, in fact, believes that realism was an inevitable result of early nineteenth-century idealism. He believes that a
philosophical debate started in literary journals between “idealists” and “realists” during the 1850s (10). In Part I,
“Setting the Stage,” he describes four types of idealism: “genteel, domestic, transcendental, and brooding” (13),
which all shared “a basic conviction that fundamental truth rested in the unseen realm of ideas and spirit or in the
distant past rather than in the accessible world of tangible facts and contemporary experiences” (13). According to
Shi’s argument, we can infer that idealism and realism shared a similar aim of revealing absolute truths, but the
criteria of certainty shifted from an unseen metaphysical realm to a materialist basis of human experience.
2
See also Lisa Moody, “The American ‘Lives’ of Jesus: The Malleable Figure of Christ as a Man of the People,”
Christianity and Literature 58.2 (2009): 157-84.
3
David Reynolds asserts that such a movement to reify spiritual experience predates realism: “The adaptation of
religion to human experience was impelled first by the Scottish Common Sense philosophic movement and later by
English and Continental romanticism. The former encouraged earthly observation over abstract logic, ethical
behavior over expectancy of grace; the latter emphasized imaginative intuition of God in nature and the worth of the
common man” (Faith in Fiction 4). The salient point here is that realism’s emphasis on materiality derives in large
part from fiction’s engagement with the religious subject, and in fact, such an engagement might be viewed as an
important impetus for realist writing.
4
Twain co-authored his 1873 The Gilded Age with Charles Dudley Warner.
5
The Atlantic-group includes: The Atlantic Monthly, The Critic, The Forum, The Galaxy, Harper’s Monthly,
Lippincott’s, The Nation, The North American Review, Putnam’s Monthly, Scribner’s Magazine, Scribner’s
Monthly/The Century (Glazener, Reading for Realism 257-66).
6
There are, no doubt, important reasons why we might classify a writer as a regionalist or a realist or a naturalist,
but often such distinctions seem to promote the idea of a literary hierarchy, as in this case. For example, Fetterley
and Pryse criticize Eric Sundquist for what they call “miniaturizing” certain texts because he “upgrades” writers like
Rebecca Harding Davis or Sarah Orne Jewett from regionalist to realist if a specific text passes muster (Writing Out
of Place 53). One of the fundamental problems with assigning a hierarchical value to any form of literary
41
expression is that it requires a fixed value to support such a distinction. In literature, it is difficult to assign a value
to the idea of influence, prestige, and circulation, so it must be assumed that such classifications are ascribed after
the fact and have meaning primarily to help us classify sets of texts that can be read together in order to understand
some greater point of cultural or historical interest, as I hope to do with my project. To this end, regardless of
whether we classify some of these writers as regionalist or realist, the point is that those who published via
newspaper syndicates reached huge readerships, and this publication vehicle was available to writers who also
published in The Atlantic-group magazines.
7
Johanningsmeier writes: “The limitations of the print distribution system, it has been argued, created strong class
and cultural boundaries separating rural, mostly female, regionalist authors and the chiefly poor, rural dwellers who
provided their subject matter, on the one hand, from the urban, chiefly male, magazine editors who procured the
fiction, and the middle- and upper-class urban readers who consumer it, on the other. . . .
“This configuration of how authors, subjects, and audiences interacted, however, is based on a somewhat
erroneous representation of where regional authors . . . published their works” (60-61).
8
As far as Glazener’s assertion that the claim to professional authorship was based on the desire to stratify class
distinctions, there are scholars who see such a claim to professional authorship as an attempt to unify social identity.
Claudia Stokes, for example writes: “Local and national periodicals of the 1880s are replete with attempts of
American writers to raise public awareness and transform themselves in the public imagination from aristocrats to
literary laborers on par with other manual workers” (80). Stokes asserts that such an attempt to assume a place in
the laboring class by promoting the idea of intellectual property was aimed at increasing public support for
international copyright legislation between 1868 and 1891 (79).
9
Linda Hutcheon offers an example of this type of postmodernist critique of Marxist theory in Linda Hutcheon and
Mario J. Valdés, eds., Rethinking Literary History: A Dialogue on Theory (Oxford: Oxford UP, 2002).
10
Stephanie Foote offers a glimpse of this kind of critique when she asserts: “[T]he pioneering work of feminist
critics also tended to establish women as the most important regional writers because, in reclaiming the implicit
derogation of previous definitions of the ‘domestic,’ or ‘feminine’ content of regional writing, they usually ignored
the work of middle-class male writers of regionalism” (13). Foote is addressing regionalism, of course, and not
specifically realism, but the critique of the feminist approach underscores Barrish’s observation that each new
approach asserts authority by staking its claim to be more authoritative than what came before.
11
Furst writes: “My method is reader-oriented. I distinguish this approach from a reader-response one, which is
subjective, while the reader-oriented method is concerned with the cognitive process whereby readers construct the
text” (x).
12
See also Elizabeth Ammons, “Expanding the Canon of American Realism,” The Cambridge Companion to
American Realism and Naturalism, ed. Donald Pizer (Cambridge: Cambridge UP, 1995) 95-114.
13
See also Glazener, “The Practice and Promotion of Literary Realism” 31-32 and Furst 97.
14
Michael Davitt Bell writes: “What is Howellsian realism, after all, but a lie that claims to be truthful, a form of
literature that claims not to be ‘literary,’ a deployment of style that claims to avoid ‘style’” (The Problem of
American Realism 66).
15
In discussing Melville, for example, Reynolds writes: “Like Emerson and Whitman, [he] was liberated by popular
embellishments of religion to find a kind of redemption in the very process of truth seeking through creative
stylization and inventive reallotment of religious symbols” (Beneath the American Renaissance 30). Reynolds’s
assertion about the redemptive process of truth seeking suggests that such a mission might have attracted realist
writers as well.
16
Barrish writes: “Guided by diverse, often conflicting critical and political agendas, recent approaches to literature
nonetheless assert their own intellectual distinction and authority through claims to have an intimate, even a
defining, relation to some bottomline material reality” (American Literary Realism 130).
17
Theories of selfhood and individual ethical authority in an increasingly secular world also inspired the
psychoanalytical work of Sigmund Freud. Like Davis, both Marx and Engels and Freud speculated on the existence
of certain deviant behaviors within a social system, behaviors of alienation and criminal activity, around which
42
Davis’s plot centers. See Friedrich Engels, The Conditions of the Working Class in England, Trans. W.O.
Henderson and W.H. Chaloner, New York: MacMillon, 1958. See also Sigmund Freud, Civilization and Its
Discontents. Trans. James Strachey, New York: W.W. Norton, 1961.
18
Talmage’s logic here is a faint echo of the doctrine of predestination, which emphasizes the notion that man can
never fully comprehend God’s plan for salvation (Wentz 37). Talmage is applying the same logic to his encounter
with scriptural text, which he reads as being handed down directly from God via the Holy Spirit. Not surprisingly,
“Talmage wholeheartedly denounced the [1881] new version [of the Bible] and urged his congregation to keep their
old Bibles” (Szasz 20).
19
Admittedly, I am paraphrasing: In Criticism and Fiction, Howells compares the mission of the realist to the
mission of the scientist in a pseudo-Socratic dialogue between the writer of yore and the scientist, showing where
these fields diverge, and he now calls for a new aim on the writer’s part. The writer should stop writing the ideal
grasshopper, popular though it may have been, and begin trying to capture the “real” grasshopper, the one the
scientist would recognize. He writes: “‘You may say that it’s artificial. Well, it is artificial; but then it’s ideal too;
and what you want to do is cultivate the ideal. You’ll find the books full of my kind of grasshopper, and scarcely a
trace of yours in any of them’” (11).
20
The Gates Ajar offered a reformist alternative to Calvinist theology by locating a form of spiritual materialism in
death, based on the Creed of the reincarnationalist (O’Connor 156).
43
CHAPTER 2: REBECCA HARDING DAVIS AND SENTIMENTAL REALISM
In the previous chapter I suggested that in order to develop a broader understanding of
how realism operated in nineteenth-century culture, we must examine how various writers
fashioned their realist works in relation to the subject of religion. Arguably one of the first
writers of American realism, Davis’s work is a pivotal introduction to my larger thesis that the
religious subject is a catalyst in both the formation and the decline of American literary realism.
For the sake of a definition or set of criteria, we can align these works by adopting a realist’s
rhetoric of searching for truth by focusing on the commonplace. Davis, in fact, helps to
construct the rhetoric of realism, one that promises to disclose hidden truths in the real lives of
“every day people.” This is the language Rebecca Harding Davis offers in her early fiction, and
she continues to employ this rhetoric throughout her long career, writing against expected
conventions of sentimentalism and romanticism. For this reason, her work offers a look at
realism in its incipient stage, and allows us to examine changes in Davis’s model throughout her
long career. She styled herself as a realist in a period beginning somewhat earlier than the post-
Civil War date most scholars generally designate as the beginning of American literary realism.
In her texts, Davis links religion and realism in ways that shape our understanding of how
closely their associated discourses share the common aim of trying to materialize abstract
concepts in order to deal with the changing social conditions of late nineteenth-century American
culture. Davis’s work also offers a look at the important relationship between religion and
realism by focusing on the shared rhetoric of truth, unconventional aesthetics, and a belief in a
populist hermeneutic.
Jean Pfaelzer suggests that American realism is “an indigenous political narrative” (li).
Whether or not we agree with this claim, it provides one of the many benchmarks for examining
realism by honing in on a specific subject and seeing if such a claim holds true. For Davis, I
argue that this claim, in fact, works well for the religious subject. She writes about religion in
44
many of her essays, stories and novels, and specifically, she presents religious identity as a key
component of regional identity in a way that is uniquely American as well. For example, she
writes about Quakers and urban industrialism in “Life in the Iron-Mills” (1861), Methodists
during secession in “John Lamar” (1862) and “David Gaunt” (1862), German Pietists and utopia
in “The Harmonists” (1866), Dutch Reformists and indentured servitude in “The Story of
Christine,” (1866), Moravians and Westward expansion in “Dolly” (1874),
21
and Presbyterians
and Episcopalians in relation to spousal abuse, swindling, imprisonment and social redemption in
Dallas Galbraith (1868), just to name a few of her “indigenous” American scenes. Davis
appeared to be fascinated with the diversity of religious identity in America, and the larger body
of her work illustrates her attempt to evaluate American religious culture both historically and in
relation to contemporary life.
My research into the representational claims of realism and the question of what the
subject of religion offers in testing those limits in late nineteenth-century America begins with
Davis because she captures a key historical moment in an ideological split that happens along
religious lines. She begins publishing on the cusp of the Civil War, which is, of course, an
important cultural moment for many reasons, including the fact that it marks a decisive move
away from Calvinism and toward Liberal Protestantism.
22
This shifting religious aesthetic
underwrites much of the socio-ethical critique embedded in Davis’s fiction. Davis side-steps the
conventions of the sentimental novel with its laborious insistence on self-sacrifice and renewal of
an established faith.
23
Instead, she perpetuates an alternate model of spirituality that subjugates
the role of the Bible, moving away from the Calvinist notion of Sola Scriptura (the Bible alone),
and she asserts the role of the individual, specifically the domestic female, as the agent of ethical
and spiritual enlightenment.
During this period Davis offers us a strange look in a kind of distorted mirror at how the
same source of religious authority, the Bible, seems to serve two opposing ideologies. By doing
45
so, she immediately undercuts Biblical authority as a source of immutable truth, and she offers
instead a reiteration of Quaker theology that favors visionary intuition for deriving divine
knowledge. We can see this clearly in “John Lamar” (1862) when a Methodist boatman is
shocked to hear the dying Confederate soldier Lamar recite the twenty-third psalm.
24
Convinced
that his own mission is to accomplish the vengeance of the Lord for the evils of slavery, the
Methodist boatman cannot reconcile Lamar’s words and final prayer with his own beliefs, and he
simply dismisses Lamar’s appropriation of scripture as misguided: “With the dead face before
him, he bent his eyes to the ground, humble, uncertain,—speaking out of the ignorance of his
own weak, human soul. ‘The day of the Lord is nigh,’ he said; ‘it is at hand; and who can abide
it?’” (53). Unable to resolve Lamar’s application of scripture with his own interpretation, the
boatman simply reverts to his own theology, dismissing the moment of contradiction. Davis, of
course, is not dismissing the ironic moment of disconnected belief. She shows how the Bible’s
words can be appropriated to justify the sentiments of both sides of the war, and she challenges
her readers to consider the lack of authority the words themselves offer relative to the ensuing
action, with both sides claiming the sanction of Providence. She also shows her characters being
unable to puzzle their way through such ideological problems. She presents this conundrum as a
problem of theology rather than scriptural inconsistency or misinterpretation, but her subsequent
work reveals her ongoing concern with the limits of divine certainty. Her text here offers a
critique of the surrounding religious culture for which she offers no clear solution until later in
her career. She continues to examine the relationship between religion and culture throughout
Reconstruction and post-Reconstruction, and she begins to derive her own implicit theology in
the late war and post-war years.
In Davis’s stories, she tests religious inheritance and moral codes in light of the
contemporaneous conditions she observes. Just as she shows how existing religious institutions
no longer seem to suit the moral challenges of the modern age, she similarly rejects popular
46
literary conventions in her experiments with subject, form, and style. Her essays offer
additional commentary on the extent to which she conceives of religious practice as a key
component of regional and national identity. It is fascinating to read her sometimes ambivalent
accounts over the fifty-year span of her writing career as she navigated her way through
changing attitudes toward a variety of social problems. For this reason, it is helpful to examine
Davis’s writing during specific periods in which certain religious interests seem to work in arcs
that include similar groupings by theme. I will divide Davis’s texts into two broad groups
comprising first texts about Quakerism, and second, those dealing with sectarianism, which
include her eventual turn to the figure of Christ as an example of moral idealism, a hallmark
Liberal Protestant move. Davis’s work does not always divide neatly or chronologically into
these categories―for example, she was writing about Quakers at the same time that she was
critiquing Protestant sectarianism―but these groupings allow us to see the development of major
themes that shaped her own emerging personal theology. Her theology can best be described as
a form of primitive Christianity that draws on ideas and beliefs of various Protestant
denominations. The most influential group in her own burgeoning liberal Protestantism are the
Quakers, but she draws only selectively on ideas from the Society of Friends. In the end, Davis
devises her own belief system, but she leaves her personal creed problematically vague and more
abstract than pragmatic, hinting at the types of representational problems later realists will face.
What is clear is the extent to which Davis’s changing beliefs shaped her literary style, and we
can easily see how realism allowed her to examine human nature in all its complexities.
After her marriage in 1863, Davis relocated to Philadelphia, a move that would have a
strong impact on her writing, particularly in relation to the subject of religion. At this time, she
encountered a new religious culture that she would frequently incorporate into her fiction and her
essays: the Quakers. Although Davis had written a Quaker figure into her earlier story, “Life in
the Iron-Mills” (1861), her experience living in Pennsylvania and her acquaintance with Quaker
47
abolitionist and feminist Lucretia Mott brought her into the social circle of the Philadelphia
Quakers, a far more prestigious and influential group than the much maligned and heavily
persecuted English and New England Quakers of colonial America.
25
Davis became intrigued by
the Philadelphia Quakers’ history of religious tolerance and diversity, and she particularly
admired their own model for blending abstract spiritual beliefs and material social reform
practices. Later, she would research the colonial history of the City of Brotherly Love
examining the diversity of religious practices coexisting there, and she even wrote a series of
three essays about colonial Philadelphia that she published in 1876: “Old Philadelphia,” “Old
Landmarks in Philadelphia,” and “A Glimpse of Philadelphia. Her stories and essays from 1863
to 1876 reflect the Quaker influence on her writing and social reform views. Understanding her
admiration for the Quakers helps us to discern her critique of some of the other Protestant
churches that appear in her fiction.
For Davis, the Quakers offered an interesting subject for several reasons that became
closely aligned with her realist aesthetic and her vision for social reform. She examines their
practices in relation to abolition, women’s rights, domestic power, and benevolence. In works
such as “The Wife’s Story” (1864), “Out of the Sea” (1865), and Waiting for the Verdict (1868),
she challenges what she sees as a declining influence of the institutional church, and she begins a
long evaluation of various religious influences. She begins to create her own socio-religious
manifesto that borrows heavily from the social justice principles of the Quakers. In order to
draw on their model of practical Christianity, Davis must first reconcile their spiritual beliefs
with competing popular beliefs in her own social world. She establishes fairly clear boundaries
separating those aspects of Quakerism she thinks are useful in contemporary culture from those
that she thinks are antiquated. A brief overview of the Quaker religion will show the
complexities of Davis’s task.
48
The Quaker subject presents a challenge that displays a natural tension with Davis’s
realist aims: the Quaker, or Society of Friends, creed relies on a numinous belief in an intuitive
inner light that reveals religious truth, while realism values the materialist basis of empirical
experience as a condition for certainty.
26
The Quakers exhibit a far different emphasis on
subjectivity than other Protestant denominations embrace, particularly in an era where a new
“Bible alone” approach began to dominate conservative offshoots of American Calvinism.
There are complicated theological and hermeneutical issues at stake that require a brief
explanation. Two basic concepts are critical here: the relative importance of the Bible as a
source of divine knowledge and the scriptural hermeneutics dictating how the Bible should be
read. In the former case, some Protestants believed the Bible was the only authority revealing
religious truth (sola scriptura) while others believed the Bible was a source of religious
knowledge but they believed that divine revelation could be located elsewhere as well. In regard
to hermeneutics, some Protestant sects believed the Bible was transhistorical and contained
literal truths while other Protestant sects believed the Bible needed to be interpreted for each new
age of civilization because civilization was progressive and so the lessons of the Bible needed to
be applied in a new way for each given age. Within each concept, there are varying degrees of
importance placed on how each functions in relation to the other. For example, Mark Noll
believes there was a major shift in American Christianity in 1861, a date he identifies through his
reading of the many religious tracts that demonstrate the new “Bible alone” approach to certain
sects of Protestant theology (America’s God 370-71). Coincidentally, Davis began publishing
her work in this year as well.
Because of their different emphases, abstract intuition versus empirical evidence, the two
ideologies, Quakerism and realism, would seem to be at odds. Nevertheless, the subject of the
Quakers proved to be a good fit with Davis’s inchoate realism; although it is foundationally
mystical, Quakerism as a religious practice anticipates the realist writer’s privileging of
49
materiality because the Quakers believed that the inner light could used as an “instrument for the
perfection of human society” (Wentz 80). In fact, in Davis’s discussions of Quakers, she is
careful to focus on the secular force of Quaker social practices, signaling her reform interest, and
thus we can begin to see how her religious and realist interests begin to inform each other.
27
During Davis’s “Philadelphia years,” from 1863-1876, her geographical surroundings
feature prominently in her religious evaluation. She draws on the physical aspects of this city to
illustrate how materiality can capture the metaphysical nature of specific spiritual beliefs, and
thus she begins to align the concrete with the abstract. For Davis, the social value of Quaker
beliefs displays itself in even the physical dimensions of Philadelphia architecture. Discussing
Philadelphia’s Quaker roots in “Old Landmarks,” she writes, “Her religion has not uttered itself
in massive piles of carved stone and stained glass, but in unpretentious, though vast and well-
managed charities—asylums, hospitals and training schools” (145). Davis embraces this
physical evidence as a sign of a benevolent religious institution even as she disparages specific
Quaker practices, which she attributes to the ignorance of an earlier age, such as excessive
dedication to the habit of plain dress, described by Davis as “sad drab paduasoy gowns” (“Old
Philadelphia” 875)
28
and actual “quaking” as an expression of religious fervor. She writes: “The
most ignorant of Penn’s followers were daily seized by the spirit and their bodies shaken
(whence their name of Quakers)” (712). By distancing herself from what we might call physical
manifestations of spiritual sensibilities, Davis signals a shift to her own interest in secular
materialism.
The Quaker emphasis on perfection implies a theory of social advancement as well, a
belief that society can improve through religious practices. Jean Pfaelzer points out the
perfection paradox is linked to an underlying model of utopia and a resistance to social forces.
She writes: “Utopia is generally presumed to be teleological; history is a predetermined passage
toward a finite state which marks the end of change, regardless of human will or activity”
50
(Utopian Novel 24). We will see how this idea of perfectionism is somewhat at odds with
Davis’s call for a primitive model of Christianity, which seems to be necessarily regressive.
Davis reconfigures Quaker theology, allowing her to resolve this dilemma by “adapting” these
practices to suit the modern age. I have suggested that realist rhetoric works in a similar manner;
it is a style of writing that attempts to be both primitive in the sense of being anti-aesthetic and
anti-conventional in its search for universal truth and yet progressive in being suited for the
current condition of civilization. The perfection paradox emerges again as a conflict in the
writing of Howells, Twain, and Frederic, particularly in relation to religious allegory.
Another important term to understand is “Primitive Christianity” because Quakerism
itself, arising in the mid-seventeenth century out of the Puritan Revolution, is a form of anti-
doctrinal Christianity, and that is part of its appeal to Davis; she specifically refers to Quakers as
“primitive Christians” (“Old Landmarks” 146). This claim offers a decisive departure from the
history of the established church. Most models of primitivism aim to form a purportedly
“creedless” Christianity. Primitivism attempts to recapture a pre-modern Gospel-based idea of
spirituality by focusing on a relationship between man and God by discarding nearly 2000 years
of intervening Church history, creeds, and doctrine. The Quaker’s primitivism is distinctive in
that the external authority of the scriptures is subjugated to a position below an intuitive
perception of The Master. Another aspect of the Quaker’s primitivism is the absence of clerical
agency since God was believed to approach every individual directly.
29
This is a very
convenient notion for an emerging writer who wishes to influence social reform practices. In
many ways, this opportunity to address cultural ethics allowed many writers of fiction to usurp
the authority once delegated primarily to the clergy by seizing the implicit authority that the
visionary mode allows. As Wentz points out: “The Quaker emphasis on equality and the
assumption that God approaches each of us directly through the inner light that is the Christ
within are shared by other Puritans. It was the Quakers, however, who drew heavily on these
51
convictions and made them the essence of their tradition” (79-80). What this allows for is a
theory of advancement such that even the Bible can be subject to interpretation and adaptation to
assist in understanding its application to the given age. We see this idea expressed rhetorically in
the phrase “the living God,” a precept Davis frequently invokes
30
and in today’s culture in the
“What would Jesus do?” rhetoric.
31
By this same token, new scripture can be written in any
given age that can presumably carry an authority equal to or even surpassing the Bible.
32
Scripture might appear in any form, even in a work of fiction.
In order to gauge the literary impact of Davis’s relocation to Philadelphia in relation to
the Quakers, we need to examine briefly her depiction of the Quaker figure in her earlier fiction,
most notably in “Life in the Iron-Mills,” published in 1861. Davis’s story offers a look at how
sentimentalism and realism can coexist within a text, a pairing that is particularly interesting
against the backdrop of how Davis herself represents “reality” in this work, offering a view the
narrator describes as “horrible to angels perhaps, but to [these men] commonplace enough”
(“Iron-Mills” 4). The deliberate juxtaposition of angels and the commonplace signals Davis’s
aim of shifting the gaze from eschatological concerns to something within culture that she wants
to address, and it soon becomes clear that her text strives to deal with this commonplace subject
in a different manner than previous styles of writing such as visionary fiction have allowed.
David Reynolds writes: “The subversion of intellectual doctrine through fictional techniques was
accompanied by a turning away from tangled metaphysical questions and an embrace of such
real aspects of experience as nature, human feeling, and vernacular perspective” (Faith in Fiction
197). Davis cues the reader that she is indeed asking for a voyeuristic view into the “dull lives”
of this commonplace. She writes: “This is what I want you to do. I want you to hide your
disgust, take no heed to your clean clothes, and come right down with me. . . . I want you to hear
this story” (Davis 4). Davis projects a sense that she is pulling her reader away from the abstract
and right down into an earthly, sensual raunchiness, and yet she asks for this shift in the name of
52
“Christ’s charity” (5). By doing so, she positions her request as one of spiritual benevolence.
At the same time, the problematic vagueness with which Davis represents religion seems at odds
with the emerging realist genre, which finds its authenticity through the particularization of the
specific. She draws on what appears to be a familiar rhetoric of Christian activism but she
subverts it at the same time by showing institutional Christianity to be inadequate for dealing
with the mill workers.
At first glance, Davis seems almost to gloss over the religious critique implied in this
story by over-generalizing the role of the institutional church in industrial culture. As the story
unfolds, there are several mentions of a church although none are specific until Davis introduces
an unnamed Quaker figure at the end. The protagonist, Hugh Wolfe, has become an accessory to
the crime of theft, and he is seeking a solution; if he speaks the truth and names the culprit, he
will sacrifice his friend Deborah, a martyr who has tried to help Hugh escape his abysmal life. In
a moment of crisis, when “the church-bells’ tolling passed before him like a panorama” (25),
Hugh Wolfe contemplates whether to return the stolen money or keep it and become a criminal
himself. The narrator reveals that “people going by to church saw only a sickly mill-boy
watching them quietly at the alley’s mouth” (25). Davis mentions the church twice at this point,
and yet the specific denomination is unnamed, leaving her social criticism frustratingly vague. A
closer look at this troublesome passage reveals that Davis’s critique is in fact, very pointed and
specific; we must examine her accusation here in order to understand better what the Quaker
solution at the end offers.
Davis, an early proponent of what will later be termed “social gospel,” apparently wishes
to critique modern religion for failing to provide moral guidance and practical assistance to those
who need it most. She attempts to direct the reader to the soul of a man in turmoil, a result of the
industrial atrocities of the mechanical age, by asking the reader to assume a certain amount of
collective responsibility for other such lost souls. She writes: “I only want to show you the mote
53
in my brother’s eye: then you can see clearly to take it out” (23).
33
The narrator’s reference to
the Gospels of Matthew and Luke couches an accusation of hypocrisy toward her readership as
the passage in question suggests that one must first examine one’s own life for sin before
reproving others for their flaws. Davis challenges her reader to examine the relationship
between scripture and the elitism of modern religious practices; she charges both the minister
and the congregants with the responsibility of attending to Hugh’s suffering. Davis is non-
specific about the church she describes and yet her intentions are clearly accusatory. The reader
knows only that Hugh follows the crowd into the church, “a sombre Gothic pile” (27), and that
the “speaker” is described as “a Christian reformer [who] had studied the age thoroughly; his
outlook at man had been free, world-wide, all over time” (27). Davis’s narrator condemns the
preacher’s inability to penetrate Hugh Wolfe’s consciousness: “His words passed far over the
furnace-tender’s grasp, toned to suit another class of culture; they sounded in his ears a very
pleasant song in an unknown tongue” (27-28).
34
The narrator faults the speaker for the failure to
save a soul rather than the protagonist for failing to find salvation, and the entire congregation is
implicated for its participation in this moral crisis.
As Hugh Wolfe leaves the church unassisted and aimless, there is a tension among
culture, class, and this “boy,” this unshaped soul. Here, Davis’s rhetoric suggests that salvation
itself is becoming a collective concern rather than an individual one. At the same time, the
reader surely struggles to comprehend the ambiguous accusation; is all Christianity failing as a
source of moral authority or is this crisis sparked by a capital industrialist culture? In either case,
why does Davis introduce redemption through the figure of the Quaker woman at the end?
Davis implicates the church in question for the manner in which it panders to the wealthy classes
and the economic system as a whole.
There is another piece of this puzzle that has only recently come to light; Davis scholars
such as Janice Milner Lasseter have been combing the archives of her manuscripts, and such
54
research has yielded important results for Davis scholarship and, more importantly, for Davis’s
views on religion. For years it seems that readers have simply accepted that in this passage of
“Iron-Mills,” Davis criticizes institutional Christianity, perhaps assuming that the specific
denomination she scrutinizes does not matter since her underlying goal is reform-oriented
anyway. Any assumption of a broad critique, however, is a mistaken one as Lasseter’s archival
research shows. She argues that in this story Davis is criticizing the Evangelical Protestant
denomination, and Lasseter suggests that she may have modeled the story’s minister on
Alexander Campbell, a former Presbyterian minister who founded the “Disciples of Christ” sect
of Evangelical Protestantism (“The Censored” 181).
35
The “Disciples of Christ” adherents tried
establish an ecumenical form of primitive Christianity based on an assumption that the
“individual has only to examine the evidence of Scripture and his or her own existence to arrive
at the point where a reasonable commitment to the truth can be made” (Wentz 213). Like many
Calvinist-derived creeds, Evangelical Protestantism “viewed materialism and wealth as a logical
outcome of a steady faith” (Lasseter, “The Censored” 177), and it is clear that this is one more
belief at which Davis levels her criticism. The Disciples of Christ attempted to combine
rationalism with a literal reading of the New Testament that left many social questions
unanswered. For example, although the church was theoretically evangelical, any form of
institutional evangelicalism was found to be problematic: “The work of evangelization and
mission had to be done without societies. The New Testament proposed no such institutions”
(Wentz 217). Alexander Campbell’s 1835 The Christian System, in Reference to the Union of
Christians, and the Restoration of Primitive Christianity was the influential doctrine of this
“creedless” sect, and he also taught Davis’s mother and lived in close proximity to Rebecca
Harding Davis for most of her formative years.
36
Lasseter points out that in the story’s first publication in 1861, Atlantic Monthly editor
James Fields excised two important paragraphs from the passage of text in which Hugh Wolfe
55
wanders into a church at a crisis point in his life. Lasseter identifies the specific text and its
proper placement in the story in her archival essay (“The Censored” 176), and she also reveals
that the missing text explicitly presents Hugh Wolfe as a brother of Christ: “If He had stood in
the church that night, would not the wretch in the torn shirt there in the pew have ‘known the
man’? His brother first. And then, unveiled his God” (176). The implication is that Wolfe
would have recognized Christ if Jesus had stood before him in the church as a fellow sufferer but
that the church-goers cannot recognize the similarity to Jesus in Wolfe even as he stands before
them because they are too removed from the condition of human suffering. Davis does not go so
far as to say Wolfe is a stand-in for Christ, but she substitutes his situation for the similar
situation that the historical Jesus found himself in shortly before his crucifixion. Wolfe
resembles not the Divine Christ but the human Jesus, son of Joseph: “A social Pariah, a man of
the lowest caste, thrown up from among them, dying with their pain” (176). Lasseter examines
both the missing portions of Davis’s holograph and the church sermon in the story, and she
identifies specific elements that lead her to conclude that Davis was writing about Campbell’s
Disciples of Christ sect, such as its intellectual elitism and the reputation as “a church where
capitalist materialism, prosperity, and complacency seem to be Christian virtues” (182). The
identification of the Protestant sect within the story allows for two important comparisons to
emerge, one in relation to popular philosophical culture and one in relation to the Quakers
specifically.
Davis, clearly knowledgeable about the popular philosophical and social rhetoric of her
day, questions the role of the institutional religion in relation to various sociological reform
initiatives. Lasseter argues that Wolfe presumably turns to God after recently having heard the
factory visitors, May, Mitchell, and Kirby, debating important nineteenth-century social,
economic, and religious philosophies, such as socialism, capitalism, Deism, Calvinism, and
Transcendentalism (“The Censored” 181). Lasseter suggests that none of these approaches
56
offers any practical solution to Wolfe in his desire to change his position, and that his next move
toward the church illustrates Davis’s intention of examining yet another disappointing vehicle in
the administration of social justice. Lasseter writes:
The holograph version and, less effectively, the 1865 text [with the missing section
partially restored] target the Evangelical Protestant church as the primary social
institution which had failed at what she believed was its most elemental task—to allow
‘brotherly love’ to inhere in the church and then to suffuse American culture, thereby
eliminating poverty.” (175)
Lasseter’s discovery has important implications for Davis’s developing critique, her theology,
and for realism itself as an emerging form of rhetoric because it is in this story that she first
actively aligns realism with religious critique.
“Life in the Iron-Mills” begins a discourse in which Davis examines numerous trends of
cultural thought by honing in on what, specifically, various philosophical and religious
approaches have to offer someone like Wolfe, a potential artist who “chanced” to be born into
the poverty-stricken life of a Welsh immigrant working class family. Once Davis rejects the
popular sociological reform movements, she turns her attention to Protestantism and socialized
Christianity. If we can accept that the unnamed church in the story is a Disciples of Christ
Evangelical Church, then what emerges is a comparison of two forms of primitive Christianity
that present polar models for dealing with social reform: one posits that it is “unchristian” to
interfere with material culture while the other, the Quakers, posits that Christianity mandates
ministering to the social needs of the underprivileged. Lasseter concludes that “all three versions
[the 1861, the 1865, and the holograph] are consistent with a hermeneutic examination of a host
of creeds offered as possible solutions to the social problems presented in all versions of the
story” (182). We can see more clearly that Davis was not so much suggesting a turn to
Quakerism as a national religion, but rather she was suggesting that primitive Christianity is not
creedless in its practices, and she was offering the Quaker’s example as a superior model in the
administration of social justice. Her views toward the Quakers took many turns and twists in her
57
subsequent writing, but “Life in the Iron-Mills” offers an important foundation for Davis’s
ensuing religious critique in which she systematically examines several Protestant sects in her
fiction but always in relation to this initial comparison of Quaker primitivism.
I have suggested that Fields’s editing has larger implications for realism as well. It
should be clear that, even in its incipient stages, realism engages with the subject of religion but
Fields and others practiced a certain amount of censorship. Realist writers offer critiques of
contemporary religious practices and sometimes of notable church leaders in their examinations
of modern culture. Lasseter reminds us that there were financial interests at stake driving some
of the editing of religious rhetoric. In any event, it is evident that in order for realists to stage a
religious critique, they had to position themselves and their views somewhat neutrally and even
obscurely in their narratives. Other factors may have been at work as well in anticipating public
reaction to this sensitive subject. For example, David Reynolds suggests this move toward
obliqueness is an important strategy realist writers employed to distant themselves from earlier
titillating discourses of dark reform rhetoric (Beneath the American Renaissance 64). The
ensuing obscurity of religious rhetoric certainly reveals a complicated dynamic, but the
relationship between religion and realism is a strong one and, I will argue, a reciprocal one.
Davis’s work offers a timely glimpse into the kinds of critiques that served as catalysts for the
exploration into a new type of fiction that values the same preference for materiality that
Protestant reform was demonstrating in its own re-examination of practical Christianity.
If we examine Hugh Wolfe’s moral crisis in “Iron-Mills” as a comparison of two models
of primitive Christianity, one very modern and one fading into antiquity, it is easy to interpret the
story’s ending as Davis’s desire to preserve some of the aesthetics of the rapidly diminishing
Quaker society. Jean Pfaelzer points out that Quakerism in this story is still associated with the
romantic trope of sentimental fiction.
37
She writes:
Two endings mark the romantic choice between solipsism and commitment—one
promises social rebirth through Quakerism, a community identified with Abolition and
58
reform, the second offers the persistent image of the unsatisfied statue which refuses to
remain hidden, parodying the sentimental figure of the repressed narrator and decrying
the frustrations of Davis’s own life. (A Rebecca Harding Davis Reader xx)
When the physically deformed, socially-oppressed Deborah lands in jail for theft, a reform-
minded Quaker visits her and promises assistance in burying Deborah’s suicidal friend Hugh
Wolfe. The story ends with Deborah’s return with the Quaker woman to a rural, pre-modern
landscape that vaguely blends into an image of eternity: “Waiting: with her eyes turned to hills
higher and purer than those on which she lives,—dim and far off now, but to be reached some
day” (Davis, “Iron-Mills” 33). What the Quaker ending offers us at this point is a problematic
turn-back-the-clock notion of reform through religious salvation, an eschatological focus that is
not as apparent in Davis’s subsequent work. Through the Quaker theology, which she will
modify, she shifts her focus eventually from the eschatological to the secular, paving the way for
progressive liberal social reform.
There is only a brief mention of Quakers in a well-known work of Davis’s short fiction,
‘The Wife’s Story,” written in 1864 soon after her marriage and relocation. Because of the
chronological relationship of this work relative to the Philadelphia years, it is worth examining
here as a transitional piece in Davis’s religious discourse. This story involves a clash of many
religious and cultural beliefs, from Hester Manning’s Concord Transcendentalism to the
unnamed Western theology of Daniel Manning, and the subsequent Newport influence of both
the Quakers and Dr. Manning’s preacher son, Robert. As the Mannings contemplate their forced
relocation due to a financial crisis, Manning’s ward, Jacky Monchard suggests, “‘Friends ready
waiting. And different sort of friends from any we have here, eh?’” (“The Wife’s Story” 113).
Jacky is clearly making a reference to the likelihood of encountering Quaker Friends in Newport,
but it seems unlikely that the Mannings are Quakers themselves, especially given Robert’s
occupation; Quakers do not have ordained ministered but rely instead on the “inner light” to
move various members to speak during weekly meetings. The struggle to figure out the role of
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God is a significant part of this story’s unfolding. In the beginning, Manning essentializes the
role of God in Western thought and his own exceptionalist beliefs when he explains, “‘we
Western people have the mass of this country’s appointed work to do, so we are content that God
should underlie the hypotheses. We waste no strength in guesses at the reason why’” (120).
Manning speaks of himself as “the” West and suggests that all “Westerners” share the same set
of cultural and religious values. Davis appears to attach a certain amount of nostalgia to the
region by connecting the geography of untamed nature with a creedless vision of how
Christianity should operate. Once the Mannings are removed from the West, it seems inevitable
that some type of cultural and spiritual crisis is imminent.
This story offers a two-fold conflict as first East meets West and then later when West
meets East. The first crisis follows the union of Hetty and Daniel Manning, and this perpetuates
a larger conflict as the narrative shifts back to the East. Just as Manning begins to realize the
clash of religious cultures within his marriage, Hetty faces her own crisis of conscience that
Davis depicts by elevating the mental and intellectual anguish Hetty experiences to a larger
theological and spiritual crisis by having her invoke the idea of a God-given talent. Hetty comes
to see musical ability and aesthetic appreciation as a gift from God, and she agonizes over the
question of rejecting such a gift when she asks, “Was I to give it unused back to God” (121). In
Calvinism, the idea of ignoring a gift or talent has religious roots; not to fulfill one’s potential is
to ignore or reject God’s grace, which relates back to the belief that Jesus was given as a gift to
wash away sin, but the gift must be “received.” To spurn a gift from God is similar to spurning
Jesus as a savior. Davis uses religious rhetoric to challenge her readers regarding the role of
women in culture; she struggles to work out a solution in this tale by specifically invoking a
traditional Calvinist belief in relation to contemporary woman’s suffrage issues.
The final religious resolution in the story is enacted through an elaborate dream sequence,
a trick Davis plays on the reader, but one which links back presumably to what Reynolds calls
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Orientalist visionary and allegorical fiction.
38
In these types of tales, displacement or allegory is
used to illustrate moral imperatives. Reynolds writes: “The reader and the protagonist are . . .
distanced from peril by the use of a panoramic landscape contained in an Oriental dream vision. .
. . In the American allegories, sin is usually converted into objects—rocks, caves, cliffs,
gardens—which can be sidestepped by proper moral choice” (Faith in Fiction 28). This
dangerous precipice that Reynolds describes is, in fact, the exact setting of Hester Manning’s
crisis. She describes her “fall”: “I turned and crept slowly along the road to where the grassy
street opened on the cliffs, and sat down on the broad rocks. I could see my husband on the
sands with Robert” (Davis, “The Wife’s Story” 130). What Hetty then describes as her choice to
board the steamer headed for New York is later revealed to be “brain-fever and what not” (135)
and she is saved: “it comes to me yet as a great truth—that God had let me be born again”
(136).
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Davis does not offer a discernable religious codification in this work as she will in her
other stories, probably because Davis is still trying to reconcile sentimentalism with her
emerging realist aesthetic and changing cultural values about domestic female power. She closes
the story with a very ambivalent, conventional solution that focuses on the eschatological
implications rather than the secular impact of Hetty’s sin, but this may be one of the last
instances of Davis leaving us with such an evasive ending. We can see here that a rejection of
sentimentalism is necessary in order for Davis to explore new endings and social reform.
Religion and realism begin to operate in tandem as a response to modern problems. This story
allows us to see how that transformation develops.
The next significant reading of Quakers that Davis offers is in “Out of the Sea” (1865),
This story portrays the reform Quakerism that is associated with the Philadelphia Quakers, and it
features two significant Quakers, one from Pennsylvania, one from New Jersey. The New Jersey
Quaker will be ultimately killed off, but not before imparting her wisdom and values to her
modern replacement. Old Mother Phebe is an impoverished fish-wife, a social outcast,
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reminiscent of the old school New England Quakers, who has given up her association with her
illegitimate son in the hope that he can attain a new identity and a better life while Mary
Defourchet is a modern and affluent bride-to-be who represents the diverse and tolerant history
of the City of Brotherly Love. As with many of Davis’s stories, the question of social identity
and revelation of life history is a key plot component that propels the action forward. We learn
almost immediately that Mary is “over thirty, an eager humanitarian, [who] had taught the
freedmen at Port Royal, [and] gone to Gettysburg and Antietam with sanitary stores” (Davis,
“Out of the Sea” 142). Mary exudes confidence, wisdom, social justice, and a blend of private
and public domesticity; nevertheless, her guardian, Dr. Bowlder, believes she is overly polished
and is in need of a practical education. He writes, “Before she begins her life in earnest, it would
do her good to face something real. Nothing like living by the sea, and with those homely
thorough-blood Quakers, for bringing people to their simple natural selves” (141). There is so
much implication in this statement that it is difficult to deconstruct it; Davis represents the New
Jersey Quakers as simple, primitive, pure-blooded, and most importantly, real. They offer the
potential for more “real” experience, in fact, than Mary’s Civil War service. There is a value
Davis wants to capture from Old Phebe’s Quakerism, but she wants to preserve it even while she
rewrites the Quaker story, blending old with new in a clearly American narrative, which is
signaled by the references to the Civil War and subsequent Reconstruction.
The reconciliation of old and new takes place through the agency of Old Phebe’s son,
Derrick Trull, now a successful surgeon known as Dirk Birkenshead. Birkenshead is Mary’s
fiancé, and his formal acknowledgement of his mother after she saves his life increases Mary’s
love and devotion to him. Like Mary, Birkenshead must find a way to reconcile old with new,
implying a Hegelian dialectic to Davis’s model of social advancement. As Birkenshead
contemplates his mother’s face, he too, uses the rhetoric of “the real,” which helps to connect
Davis’s literary realism to her theological primitivism: “Something homely and warm and true
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was waking in him to-night that had been dead for years and years; this was no matter of
aesthetics or taste, it was real, real. He wondered if people felt in this way who had homes, or
those simple folk who loved the Lord” (160). Birkenshead’s relationship with Old Phebe is
alluded to in religious terms as an enactment of “the Ideal Mother and her Son” (158), and she is
described as “a holy woman-type which for ages supplied to the world that tenderness and pity
which the church had stripped from God” (158). Davis asserts the idea that human beings are the
essential agents of Christian sympathy, and she wants to make the idea of home and hearth a key
component of her new theology.
Clearly, Davis is promoting an idea of primitive Christianity, merging Catholic and
Protestant strains of Christian faith into “the church.” In this section, she privileges a maternal
model of Christianity, which can easily be read as an assertion of domestic female power. We
see similar strains of such domestic feminism in the writing of Harriet Beecher Stowe, but it is
not as easily aligned with the realist aesthetic.
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For Davis, we might infer that she promotes
religious primitivism in an attempt to reduce Christianity to an unencumbered pursuit of divine
truth, her literary realism tries to operate in a similarly reductive manner by shedding cultural
aesthetics and literary conventions associated with the social themes she wishes to address.
Quakerism helps her negotiate this transition because it serves as a model that successfully
blends the numinous and the material by configuring the social world as an allegorical rendering
of divine order. This kind of allegory occurs frequently in realism; Davis offers reductive model
in which the material is a rudimentary figuration of the divine. Howells, Twain, and Frederic
will also make use of this reverse imagery.
The most significant of Davis’s fiction addressing Quakerism and social reform is
Waiting for the Verdict (1868), a novel that deals primarily with abolition and Reconstruction
and which is, perhaps, Davis’s sequel to Stowe’s Uncle Tom’s Cabin. In this work we see
problems specifically related to contemporary American culture for which religious solutions
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cannot be found, even within Quakerism. In fact, the Quaker women in this story serve merely
as shadowy mentors to some of the protagonists in this convoluted plot. Ann Yates adopts and
reforms the Mulatto slave Sap, later known as John Broderip, while Abigail Blanchard helps
educate and socialize Rosslyn Burley, a former peddler from the wrong side of the tracks. This
work, more than any, seems to address the Quaker question for Davis, and it also reflects the
Philadelphia influence, making this a key text for Davis’s pairing of Quakers and realism.
As far as providing a religious framework, Quakerism works well for Davis with her
interest in human rights because its social practice already embodied the anti-racist model that
Davis wanted to see expanded to larger society. What is interesting here is that while there are
two prominent Quaker “Friends” instigating social change, both are peripheral, exhibiting a
diminishing agency as the story progresses. Once Sap grows up, Friend Yates literally inhabits
an upstairs room, advising him but remaining, for the most part, out of sight, only half alive. She
functions as Broderick’s conscience in many ways. Friend Blanchard takes a more active role in
Rosslyn’s affairs, even to the point of trying to interfere between Ross and her grandfather in
order to help Rosslyn make a beneficial marriage; nonetheless, she is described as “the sole relic
left us of the old régime (Waiting for the Verdict 132). These Quaker figures embody beliefs
that have lost their usefulness in resolving moral dilemmas. Up until this point, Quakerism was
an integral part of Davis’s ideal of primitive Christianity, but here we see her beginning to move
away from it. Both Broderip and Rosslyn must move forward and confront their own crises of
conscience without the aid of their Quaker mentors. These Quaker women attempt to practice
religion with a socially-conscious altruism, but each is stymied by ethical problems for which
neither their beliefs nor their consciences offer easy solutions. Yates and Blanchard both attempt
to “hide” secrets which, if revealed, work to the detriment of their wards. There is a resultant
ambivalence in their actions because while each believes there is a higher law than the nation’s
law, each nevertheless has trouble adhering to the Quaker value of truthfulness without
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subverting it. The new social order requires a different system for dealing with moral conditions
brought about by a changing culture. The failure of Quakerism in this story implies that the new
system must encompass both spiritual and cultural change.
In this novel, religious values are challenged due to moral failings such as prejudice,
dishonesty, and even excessive love, which leads Ann Yates to lie to John Broderip (Sap) by
telling him what she believes he wants to hear rather than what she believes to be true about his
ability to marry. Broderip is an undiscovered Mulatto representing his identity as a European
Caucasian. She is deeply troubled after he departs:
How could she tell him tonight that he was never to have a man’s portion, as he never
had had a child’s? “But he never will. Love and marriage are not for him. He should
submit to God’s will.” She covered her face with the newspaper and lay quite still for a
long time; and the servants, thinking she was asleep, gently lowered the gas, and left her.
But she was only thinking over her last words, “Was it God’s will? Was it?” (153)
Here, again, is a failure of institutional religion when confronted with very modern problems that
the newspaper signifies—problems that are based in prejudice and habit rather than justice or
law. Ann Yates is unable to retain her steadfast trust in God’s will because she begins to doubt
the possibility of ascertaining that will. By the story’s end, Davis exchanges the idea of trying to
attain divine perfection with a more secular model of social justice. Broderip suggests, “How to
be a man—that’s what we want to know—not how to be a God” (414). Davis, at this point,
focuses on the secular aspects of Quaker practices and maintains the social justice reform values
associated with Quakerism, but she relinquishes the possibility of external authority in relation to
God. And, in fact, in her next novel, Dallas Galbriath (1868), the only Quaker figure we see
turns out to be an imposter—a detective parading as a visiting Quaker in order to earn the trust of
Manasquan villagers.
The Quakers are singularly significant to Davis’s work with realism because she draws
most heavily on this “creedless” creed in order to write her own theology, one that she believes is
needed for the post-Civil War era. They are the basis for her own model of primitive
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Christianity, but she changes and updates the model in order to adhere to the emerging culture of
Liberal Progressivism. We see this most clearly in her essay, “A Faded Leaf of History” (1873)
when she allegorizes the Christ child in the figure of a Quaker baby who receives his
nourishment from a troupe of surrogates when his parents travel from Port Royal, Jamaica to
Pennsylvania in the year 1698. In her depiction of this baby, she relinquishes even the Quaker
beliefs and expands her religious model to an intuitive “feeling” about God, represented as an
allegorical rebirth: “But the baby, who knew nothing of the judgments or mercy of God, and who
could neither pray nor sing, only had learned in these desperate straits to grow strong and happy
in the touch of sun and wind, and to hold out its arms to friend or foe, slave or savage, sure of a
welcome, and so came closer to God than any of them all” (373). What she does not deal with
and what subsequent writers will have to confront is the lack of external authority in her
allegory. By advocating a religious system and corollary literary aesthetic both derived from
intuitive conscience, simply a feeling about God, the abstract notions of justice and even social
activism need to be assigned some type of value and relative weight in order to be examined in
relation to empirical experience.
While Davis was arriving at the conclusion that the inner light does not give any clear
indication of God’s authority (i.e. that God does not necessarily approach each of us directly),
she was also conducting a critical survey of several other religious movements and philosophical
trends with the aim of de-bunking them. These stories comprise the second major arc of Davis’s
writing when grouped by religious subject. As suggested earlier, Davis’s effort to evaluate
contemporary American culture through the filter of Protestant sectarianism begins with “Iron-
Mills” and her scrutiny of the Disciples of Christ Evangelical Church. Her evaluation continues
throughout several stories, overlapping with her interest in Quakerism. Some of the titles that
belong in this second group are “John Lamar” (1862) and “David Gaunt” (1862), Margret Howth
(1862),
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“The Captain’s Story” (1865), “The Harmonists” (1866), “The Story of Christine”
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(1866), Dallas Galbraith (1868), “The Doctor’s Wife” (1874), and “The Yares of Black
Mountain” (1875). Each of these stories deals with institutional religion in very subtle ways that
help us understand better the relationship between religion and realism in Davis’s writing.
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In
each story, Davis tackles problems of representation and the subtleties of trying to ascertain truth
in relation to materiality and external expression. She examines religious inheritance through its
effect on the current practices and behaviors that emerge in contemporary culture, and she
challenges her readers to question the ongoing relevance of creeds such as Puritanism, which she
presents as a habit rather than a belief. Along the way, Davis reveals her extensive knowledge of
the religious forces that have shaped several regional, ethnic, and racial identities in American
society.
Rebecca Harding Davis was consumed with the idea of socially-constructed models of
identity not only by race but by gender and class as well, and she frequently examines identity
conflicts through a religious lens. Her writing offers several instances of what W. E. B. Du Bois
would later term “double-consciousness.” Du Bois’s term refers to an individual who might
have a distinctive self-perception but who is simultaneously aware of how others see him or her
and so he or she inevitably performs identity in a certain expected way due to factors such as
race.
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Davis creates innumerable characters who are not what they seem to be but who manage
to pass social scrutiny by conforming to social expectations. In general, her characters are able
to disguise themselves successfully until their consciences get the better of them and each is
forced into identifying with a race, class, or group that works to his or her detriment. This model
is, of course, slightly different than Du Bois’s model of double consciousness since, in Davis’s
stories, these “dual” characters do not display any visible physical characteristics that would
mark them as outsiders. In “Out of the Sea” (1865), Derrick Trull/Dirk Birkenshead is forced to
reconcile his illegitimacy and poverty with his newly assumed social standing as a prominent
Philadelphia physician. In Waiting for the Verdict (1868), Rosslyn Burley must confront not
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only her illegitimacy, but also her hybrid Southern plantation roots and her Northern market
huckster allegiance while Sap/John Broderip attempts to cover up his mulatto blood and slave
identity as he achieves success as a surgeon of renown and falls in love with Margaret Conrad, a
white woman. Later, Dallas Galbraith similarly attempts to reinvent himself by covering up his
criminal past and reconciling with his wealthy Episcopal and Presbyterian grandparents who
appear to have irrefragable notions about what constitutes an honorable citizen. In each of these
cases, Davis’s protagonists find themselves in DuBois’s position of seeing themselves in a
different light than they are seen by others while simultaneously perceiving how others would
classify them in both their assumed identities and in their hidden ones.
For Davis, in an era of rapid social change, heightened by changing social justice laws
and rapid shifting of wealth from the 1860s onward, the question of social collectivity needs to
be re-examined. Davis’s interest in such change impacted her literary efforts. David Shi
suggests that the emergence of literary realism corresponded with a desire to find modes of
artistic expression that would best capture the spirit of the age. He writes: “An unprecedented
new society demanded new aesthetic forms” (98). For Davis, a re-examination required new
literary forms because existing conventions of romanticism and sentimentalism did not allow her
to explore the issues of social identity that she wanted to see questioned and changed.
Romanticism is too closely aligned with solipsism and sentimentalism is too closely aligned with
eschatological salvation to offer Davis a style and form that reflect her reform goals. Realism
with its rhetoric of truthfulness and a focus on the “common” became her experimental style
although she did not make a clean break away from either romanticism or sentimentalism.
The first two stories in this period of Davis’s writing work well in relation to each other.
Both “John Lamar” and “David Gaunt” deal with secessionism and abolitionism, and both
evaluate the Methodist movement as a social force. “John Lamar” was published just five
months before “David Gaunt,” and it works well as an introduction to the larger and more
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elaborated story told in “David Gaunt.” For this reason, Davis’s plot parallelisms in “John
Lamar” merit further review. As I discussed above, the idea of double meanings emerges in this
story as the two opposing sides of the secessionist question make the same claim to religious
authority to justify their actions, echoing the positions of the North and the South in the Civil
War. In fact, the entire story deals with the idea of double meanings; the captured Southerner,
Lamar, promises his loitering slave Ben that they soon will find freedom once Ben helps Lamar
escape. In this promise, Lamar means his own freedom and fails to realize the irony that his own
capture has resulted in his slave’s liberation and vice versa. It is only when Ben comprehends
that Lamar’s liberation portends his own return into slavery that he determines not to help Lamar
escape and kills him instead. A second but closely-related doubling involves a hymn and a
psalm; while imprisoned, Lamar hears a Methodist abolitionist singing a hymn in a scene that
will parallel his own later recitation of the twenty-third psalm, which the Methodist will
overhear. When Lamar hears the hymn, he recognizes it as “an old-fashioned Methodist air that
[his sister] Floy had caught from the negroes” (Davis 50). Lamar is surprised and even
comforted to realize that “It’s the same God. . . . Floy’s and theirs” (50). He does not include
himself in the group who knows this same God, but his later recitation of the psalm suggests that
perhaps Lamar has joined the fold of believers by returning to the “simple faith his mother taught
him” (52). Davis frames this story with a pattern of parallel circumstances: the promise of
freedom, the hymn and the psalm, the role of God, Ben’s and Lamar’s eyes cast to the ground in
an act of simultaneous inward and outward recognition, and the sexual fantasies Lamar and Ben
each have about Floy. Davis shows how everything we experience can run in tandem to
another’s experience and yet be subject to perception and interpretation, resulting in two
completely polar points of view. At the same time, she doesn’t negate the value of empirical
experience as necessary to the development of conscience. She portrays moral identity in a
cause-and-effect relationship with cultural conditioning. The idea of the parallels undercuts the
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notion of immutable difference in creed, faith, or culture; such differences are all productions of
the material world. The central problem this text introduces is one of recognition, an idea that
Davis features prominently in her fiction.
Davis elaborates on many of the themes of “John Lamar” in her longer work, “David
Gaunt.” This story is strikingly similar to “John Lamar” and it would be easy to confuse them,
but “David Gaunt” does more than examine what Davis might call the misdirections of
Methodism; she begins to examine religious culture as a larger entity. She locates problems of
authority in religious habits in general, and her text is carefully crafted for this purpose. This
story begins with a series of religious allegories drawn from John Bunyan’s Pilgrim’s Progress.
Davis asks, “What kind of sword, do you think, was that which old Christian had in that famous
fight with his Apollyon long ago?” (“David Gaunt” 54). If we remember Gregory Jackson’s
point that there is a link between literary realism and homiletic narrative, Davis’s opening
illustrates her intention of appealing to the reading practices of Protestant audiences (Jackson,
“What Would Jesus Do” 645). Jackson himself makes his point with a similar reference to
Bunyan’s allegory: “For Christian critics, such lurid catalogs [of human misery] ensnared readers
in a sensual world (much as Vanity Fair traps John Bunyan’s wayfaring pilgrim), seducing them
into exchanging spiritual reality for tangible materiality, the eternal verities of faith-based
knowledge for the disenchanted, deceptive authority of modern secular epistemology” (645).
This move from the allegorical realm of perception to a more immediate material realm is
exactly the shift Davis offers. She writes: “Reading the quaint history, just now, I have a mind to
tell you a modern story” (54). Davis then offers another series of allegories drawn from
Pilgrim’s Progress suggesting this allegorical framework for reading her story about the Virginia
hills. In this way, she wants to materialize the allegory, grounding it in the present rather than
the past but appealing nevertheless to a belief in timeless truth. The link between religious
allegory and literary realism is a fascinating move on Davis’s part because she clearly sets her
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work alongside homiletic narrative even as she distances herself from it. She is offering her
realism as a new aesthetic while drawing on this shared sermonic discourse that reminds her
audience of how they are used to receiving moral tales. By doing so, she lays the groundwork
for a new literary form that promises to deal with such subjects in a different manner.
After the opening allegory, Davis follows up with yet another rhetorical question posed to
the reader aimed at challenging cultural conditioning. She asks: “How wide is your own ‘sacred
soil’?―the creed, government, bit of truth, other human heart, self, perhaps, to which your soul
roots itself vitally” (55-56). Davis, in fact, offers here a list of misdirections, and then she
backtracks a bit in order to how the experience and prejudices of several characters led to tragic
outcomes. In the end, she will resolve a crisis of faith by offering an example of religious
primitivism in Dode Scofield, the story’s heroine. Dode’s primitivism is clearly a replacement
for the creeds and practices that currently exist in this world. This story allows us to view the
complexities of religious affiliation and political beliefs; Joe Scofield and David Gaunt are
Methodists and both draw on their religion to explain their actions—Joe for supporting the
Confederacy and Gaunt for joining the Union. Generally, Methodism was associated with
Abolitionism, but there was a schism prior to the Civil War resulting in at least three different
branches of Methodism: the North, the South, and the African Methodist Episcopal Church.
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The action shifts between Scofield, the Confederate father, Dode/Theodora, his daughter, David
Gaunt, an itinerant Methodist preacher (converted from an unnamed Calvinist denomination)
who is also a would-be-suitor and eventual Unionist, and finally, Douglas Palmer, who is Dode’s
true love and who was the best friend of Dode’s deceased brother, George, who died at
Manassas. Palmer is a Unionist and thus an ideological and political enemy of the Scofields.
Dode has rejected Palmer on the advice of Gaunt because he is an infidel: “Gaunt told her to-
night that to love him was to turn her back on the cross, to be a traitor to that blood on Calvary.
Was it?” (69). It is never quite clear whether the objection to Palmer is personal or political, and
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the clear suggestion is that both aspects are irrevocably linked until Gaunt joins forces with
Palmer, allowing for a kind of synthesis.
Davis clearly indicates that Dode’s religion differs from those around her, and she offers
it as a model of visionary spirituality. Dode’s father cannot explain her creed to Gaunt other than
to say, “She gets her religion quiet” (58). She exhibits “passion-fits” of religious fervor (57) that
can be visibly observed by those around her, but these are internal, uplifting moments of
transcendent reflection. Dode’s actions exemplify how spirituality is meant to propel us forward.
The detailed descriptions of the beliefs and practices of all the other characters are meant to show
a sense of misdirection, but Dode’s “quiet” religion, highly subjective, allows her to fathom
moral action as if by instinct. Like the baby from “A Faded Leaf of History,” Dode possesses a
simple, unaltered faith: “Her religion was not ours. People build their faith on Christ, as a
rock,—a factitious aid. She found Him in her life, long ago, when she was a child, and her soul
grew out of him. He was a living Jesus to her, not a dead one. That was why she had a healthy
soul” (68-69). When Davis talks about the “living Jesus,” it is not yet clear exactly what she
means. This is a mystical, intuitive connection to the Divine, and it carries with it the Quaker
belief in the inner light, a similar idea to the Holy Ghost with a transhistorical agency to direct
the actions of a person. The person then serves as a living embodiment of their faith. Dode’s
religion only steers her wrong when she suppresses her own desires and takes direction from
Gaunt, himself a converted Calvinist misled by “Creed” (62).
Ironically, it is Palmer, the infidel, who sets Dode back on the path of her primitivism by
suggesting that salvation is collective and that Dode needs to emulate Jesus rather than isolate
herself from sin. He says: “The selfish care of your own soul that Gaunt taught you is a lie: his
narrow heaven is a lie: my God inspires love, other aims. What is the old tale of Jesus?―that He
put his hands on the vilest before He blest them? So let Him come to me,―through loving
hands” (75). Dode struggles between her intuitive belief and her religious education, but she has
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to work out her difficulties in her own mind and conscience. This is a religious model in only
the vaguest of senses; Davis does not specify how it can be duplicated by others, but there is a
clear sense that domestic felicity is at stake. Dode, in fact, cannot fully realize her spirituality
until she begins to view it as an expression of her love for Palmer. Her journey searching for his
wounded body becomes an allegory for her spiritual journey and her own role as a savior of
collective souls. The narrator writes: “I told you the girl thought her Helper was alive, and very
near. She did to-night. She thought He was beside her on this lonesome road, and knew she
would be safe. She felt as if she could take hold of His very hand” (94).
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The story ends with
her reunion and marriage to Palmer, performed by David Gaunt, who heads out West as an
itinerant preacher, finally finding redemption through the realization of his own sinfulness.
Palmer himself never has the requisite conversion experience typical in sentimentalism, but
Dode perceives he is coming closer to it through her own agency: “He has come now; stops to
look in his wife’s face. . . . There is no new look in her eyes he loves so well to see as that which
tells her Master is near her. Sometimes she thinks he too―But she knows that ‘according to her
faith it shall be unto her’” (102-103). This passage’s shifting pronouns creates a sense that Dode
and Palmer are becoming spiritually unified in their beliefs. Dode’s visionary performance
provides spectral evidence that allows Palmer to strengthen his own belief.
If Palmer’s possible conversion was the main focus of the story, it would be fairly easy to
pass it off as a traditional example of sentimental fiction. The story, in fact, readily seems to
follow this established framework, but, as Davis herself suggested, this is a modern story, and so
we are cued to look for exceptions to the sentimental conventions. We see this happen when
Dode realizes her power through her insistence on her unique spirituality, and she asserts her
subjectivity through this claim to righteousness. She refuses to subjugate her sense of self-
identity to greater salvation, and she does not privilege Palmer’s salvation over her own. Instead,
Dode uses her belief in salvation to assert her domestic identity as a powerful cultural force. It is
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through specific departures from the sentimental tradition that we can examine the parallel
between Davis’s Christian primitivism model and her emerging realism.
We also begin to see Davis’s socioeconomic concerns engaging with pragmatic
materialism, but it would be problematic to apply the term secular to her work because the
subject of religion in central to her larger interest in collective cultural norms. She deals very
purposely with the religious subject, and she offers a seminal example of a changing liberal
Protestant ideology that begins to marry Christian ethics with social reform specifically through
fiction. The underlying problem becomes yet another one of definition: trying to define the
meaning of Christianity in late nineteenth-century America is challenging in part because writers
such as Davis are in the process of renegotiating theology and Biblical hermeneutics,
undercutting any easy understanding of what they mean by this term. Just as postmodern
scholars allow that there are multiple “realisms,”
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we must similarly acknowledge that there are
multiple “Christianities.”
Contemporary readers may have trouble trying to understand and define nineteenth-
century religious culture because it was in a state of flux, and facile labels such as Christian,
Protestant, or even liberal Protestant are often easily applied with little acknowledgement of the
inadequacies of such conflated labels. While it is true that nineteenth-century America was
predominantly Protestant, as opposed to Catholic, Jewish, Muslim, Hindu, Buddhist, or other, the
term Protestant implies an encompassing allegiance only in relation to those other religions. It
also presents a deceptive unity because significant differences exist within Protestantism, many
of which will emerge clearly in an examination of Davis’s fiction. Nineteenth-century realists
were apparently well aware of these differences. Davis, in particular, dedicates much of her
fiction to depicting various types of religious figures who embody the beliefs and practices of
specific Protestant denominations that she wishes to critique, such as Evangelical Protestantism,
Presbyterianism, or Methodism. In an analysis of nineteenth-century religious culture, George
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Thomas comments on the rise of revivalism and Protestant sectarianism: “I offer the
interpretation that religious movements articulate a new moral order and that each attempts to
have its version of that order dominate the moral-political universe” (2). Davis apparently
agreed that sectarianism played a prominent role in the negotiation of social ethics, and she
evaluated several religious organizations in relation to the problems of her age. She reveals her
familiarity with the hermeneutics, theology, and social practices that are associated with a
number of Protestant sects, and she is interested in unraveling how social action results from
religious identity, beginning, of course, with the Civil War. Scholars who apply the label
“Christian ethics” to Davis’s social views are not examining the specificity of her prose carefully
enough; she is not looking to Christianity as a solution but rather within it to critique its
practices.
Davis also offers a complex look at how religious identity is a central component of
regional identity. She challenges her readers to imagine the kinds of conflicts that result when
characters with differing interpretations of theology and scripture encounter each other and try to
make ethical decisions based on their inherited creeds. She offers a view of ethical and
philosophical problems that are specifically relevant to modern culture such as post-Civil War
social identity for liberated African Americans and the role of women as breadwinners of the
family. Most readers today who are familiar with Davis’s work tend to read “Life in the Iron-
Mills” (1861) solely because of Davis’s revolutionary look at the economic deprivation caused
by the horrors of industrialism, but all of Davis’s stories examine equally relevant “modern”
problems, and the larger body of her work reflects her intense scrutiny of institutional religion in
relation to those problems.
Once Davis departs from expected sentimental conventions such as self-sacrifice and the
renewal of an established faith, she takes one other very bold step that shows how very far she
has departed from sentimental fiction. With her highly intuitive model of mystical spiritualism,
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Davis also undercuts the authority of scripture, once the incontrovertible source of religious
authority. In “David Gaunt,” the Bible emerges not as a sacred icon but a superfluous one
following the First Battle of Bull Run. Davis subtly suggests that the Bible has lost its authority
as an ethical guide once the United States begins to divide against itself in a “moral divorce”
(56). When the Unionist Palmer and a New York reporter named Nabbes meet in a church to
discuss army recruitment, Nabbes searches for a scrap of paper on which to write his story: “He
tore out a fly-leaf from the big Bible, and jotted down notes of the meeting” (78). The Bible here
functions as a scratch pad, and Davis deliberately aligns it with the popular newspaper press. In
this scene, this somewhat shocking scene where the reporter cavalierly pulls pages from the
Bible, the Scripture has no larger authority other than its convenience at a time when it is needed
and not for the sacred power that was once invested in it but for the popular dissemination of
information instead. Inside the church, the American flag now hanging over the pulpit illustrates
the attempt to sanction divinely the nation’s political future.
This turn to the popular press is not surprising given the rise of journalistic print culture
at this time. This rise is connected to both political and religious subjects. In fact, it was through
such journals that sermonic discourse was disseminated to large audiences, creating a culture of
celebrity preachers. David Reynolds writes that popular preachers such as Henry Ward Beecher,
Thomas DeWitt Talmage, and Dwight L. Moody, all skilled orators, had all “accelerated the
press-over-pulpit movement” (Faith in Fiction 210). Davis provides her readers with a sharp
foreshadowing of the effect the Civil War will have on a public who would increasingly rely on
newspaper journals for realistic depictions of everyday events just as these events become a lot
more gruesome. In this brief vignette, the Bible is transformed into the popular press, and we see
three competing discourses: Scripture, newspaper, and Davis’s own template for realist fiction.
The Bible scene between Palmer and Nabbes repeats in the text when Gaunt parallels this
same action by going into the pulpit of a sect he had fallen into “by mistake” (82), and he, too,
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opens up the fly-leaf of a Bible. We see, once again, that the Bible figures as a material artifact
rather than a source of spiritual truth. In fact, the Bible invokes a sense of dis-ease because
Gaunt does not quite know what to do with it. He reads a message written earlier by the
marginally literate Scofield: “To my Dear friend, David Gaunt. May, 1860. the Lord be
Betwien mee And thee. J. Scofield.”
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A short time later, Gaunt, the Methodist minister, who
has now enlisted in the Abolitionist cause, receives his first task: he is to kill Scofield. The Bible
inscription, additive scripture in this sense, does not prevent him from breaking one of the Ten
Commandments because he believes he is called to act on divine authority. Gaunt tries to puzzle
his way through his determination to act in the interests of freedom, but he cannot reconcile the
Bible, neither the printed scripture nor the handwritten message, with his current beliefs. Davis
writes: “But a Face was before him, white, thorn-crowned, bent watchful over the world. He was
sent of Jesus. To do what? Preach peace by murder? What said his Master?” (86). Gaunt seeks
to discover the ethics of Jesus, but he cannot solve his modern dilemma with a direct
interpretation of the Scripture he holds in his hands. Baffled, Gaunt carries out his assigned task
with the Bible buttoned inside his coat. The Bible is with him, but its utility is in doubt.
As the story ends, he rededicates himself to God by serving in a Western hospital; it is a
chance to rewrite the nation’s history, leaving the problems of North and South behind. He once
again turns to the Bible for comfort, and it is not the traditional scripture he reads, but Scofield’s
inscription. These are the words that help Gaunt make sense of his own actions. He responds to
the words, saying: “Let it be true what you have writ,―‘The Lord be between me and thee,’
forever” (103). Gaunt’s final reflection parallels the harmony between Dode and Palmer, who
were once separated by their doctrinal differences; it is not the creed or the scripture that has
made God “real” but instead it is the people who have acted as agents of divine authority, serving
as conduits between the natural and the supernatural. When Davis earlier used the expression
“living God,” she was locating God not in the Bible or the church but within other people and
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their ability to recognize human suffering. The intuitive search for knowledge appears
antithetical to the tenets of realism, which emphasizes experience and observation, but Liberal
Protestantism and realism share the shift to human agency in matters of conscience.
The importance of the Bible as a source of knowledge about God leads very naturally to
the foundation of realism. With a philosophical presupposition that fundamental reality exists
and awaits detection, the Bible must be evaluated as a source of material evidence that relates to
some larger notion of eternal Truth. Surely realism attempts to operate in a similar manner by
manifesting a notion of a larger truth within the confines of the material text. The words and
phrases of the Bible work their way into realist texts repeatedly, implicitly acknowledging the
importance of the Bible in American culture. How various realists position the Bible within their
texts differs widely, of course, but the scriptures exist in the material world and they exist in the
textual reflections of the material world, either as material objects or referentially through
allusion. By examining how the Bible functions or is perceived, we can deduce some of these
theological and hermeneutical implications that allow us to identify how religion operates as a
cultural force. Davis does not fully dismiss the Bible’s authority; it exists within the text as an
important symbol, but she views it in an ironic light and subjugates it to a position below
intuitive morality, a move that continues to reflect the Quaker influence on Davis’s primitivism.
In Davis’s next major story, Margret Howth, she continues to examine social problems in
light of religious and philosophical solutions. Ironically, the title character is probably the least
interesting in this portrait of a factory town in Indiana, and she does not even feature prominently
in Davis’s opening lines. Once again, Davis begins her text with rhetoric expressing her desire
to link social change to literary form by offering something new and different to her readership.
In opening lines that resemble those of “Life in the Iron-Mills,” she invites the reader to become
a spectator to the squalor of everyday life. She writes:
My story is very crude and homely . . . ―only a rough sketch of one or two of those
people whom you see every day, and call ‘dregs’ sometimes,―a dull, plain bit of prose. .
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. . I expect you to call it stale and plebian, for I know the glimpses of life it pleases you
best to find; idyls [sic] delicately tinted; passion-veined hearts, cut bare for curious eyes;
prophetic utterances, concrete and clear. . . . You want something, in fact, to lift you out
of this tobacco-stained commonplace. . . . I want you to dig into this commonplace, this
vulgar American life, and see what is in it. Sometimes I think it has a new and awful
significance that we do not see. (6)
The novelty of this story, Davis makes clear, is the subject itself because she will focus on the
dregs of the commonplace in a new and unexpected way. She enters the narrative with the
promise to reveal new truths about an existing materiality, and this we will recognize is the pose
of the literary realist from Davis through to Howells at least. This story also seems to exist on a
boundary between sentimentalism and realism, as Jean Pfaelzer observes: “The tension between
realism and sentiment in the novel marks Davis’s definition of social responsibility as active
participation in a sympathetic community” (Parlor Radical 58). Davis toys with sentimentalism,
in fact, by having Dr. Knowles try to appeal to Margret’s sentimental side in order to enlist her
help in developing a utopian community. Margret resists his sentimental appeal, and she refuses
to let Knowles be an intervening voice of God’s authority. This is a scene that will bear
examining after a brief look at some of Davis’s descriptions of the religious influences at work in
this factory town.
Davis faces the problem every realist must face in trying to present something new as
something that is “more real” than that which precedes it. The new entity must be presented in
contrast to what the reader expects to find in the surrounding visual order. Much as Davis
attempts to jolt her reader by preparing him or her for the unexpected commonplace subject of
Margret Howth, she also presents her religious model in contrast to the available options in
existing culture. In a discussion about the legacy of British realism, Nancy Armstrong makes an
interesting assertion about the representation of cultural stereotypes, which she claims are an
important part of the visual order of both photography and realist writing: “Cultural stereotypes
are real, not because they refer to real bodies, but because they allow us to identify and classify
bodies, including our own, as image-objects with a place and name within a still-expanding
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visual order” (31). Davis, in fact, offers a comprehensive depiction of religious and
philosophical culture, showing points of intersection that shape the social consciousness of four
distinctive male characters: Margret’s blind father, Mr. Howth, her rejected suitor, Stephen
Holmes, the factory owner/social reformer, Knowles, and the family slave/servant, Joel. Each of
these men—cultural stereotypes all—might be termed a representative man, employing
Emerson’s terminology, and each reveals some aspect of an existing social reform alternative
that Davis believes falls short. In the end, it will be the Mulatto huckster Lois who offers an
example of religious primitivism that all of these figures must adopt in order to find a
progressive solution to the personal and political problems of the town.
The first of typical figures, old Mr. Howth, offers a fairly simplistic echo of an antiquated
theological or philosophical order. Howth is a Quixotic-type who “was touched by the picture of
the far old chivalry, dead long ago” (Davis, Margret Howth 32). He represents a fading
medievalism: “Honour! I think, Calvinist though he was, that word was his religion. Men have
had worse” (34). Calvinism and medieval valor seem an odd pairing, almost as though Davis
were trying to kill two birds with one stone; in any event, we are to accept that Howth is a good
man in spite of his Calvinism. The failing Howth is kept alive by his wife and daughter as they
secretly sell off the possessions he can no longer see. This is an ironic statement on materiality
as well since Howth believes his beloved objects to be still present in the room simply because
he has no reason not to believe in their continued existence. This is surely a tongue-in-cheek
commentary on his belief system as a whole. With little to occupy his daytime hours, Howth
rejuvenates every evening when Knowles arrives to challenge him into defending his antiquated
views. Knowles’s visits keep him “in a state of boyish excitement during the long idle days,
looking forward to this nightly battle” (36). Howth does not occupy a role directly driving the
story’s plot, but rather he exists peripherally as a symbol of the surrounding sociopolitical world.
That is, he is a cultural stereotype.
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In contrast to Howth, Stephen Holmes represents a more recent trend of American self-
reliance, but he offers another example of a fading order that Davis’s wishes to see replaced with
a form of social Christianity that should derive from domestic harmony. Throughout the story,
different characters describe Holmes’s views, but he himself speaks little until he arrives on
Margret’s doorstep at the end. Initially, Pike, the plant manager describes Holmes as a sort of
Everyman, suggesting his potential to master the natural world: “Adam must have been some
such man as he, when the Lord gave him ‘dominion over the fish of the sea, and over the fowl of
the air’” (80). In Pike’s description, Holmes has a primal role as the father of all humans,
exemplifying a unique connection to the natural world. The Adam-figure stands in contrast to
the Jesus-figure in late nineteenth-century realism, and we will see Davis present this ideal of
primitive man later in Dallas Galbraith. In Margret Howth, Holmes might begin as an Adam
figure, but he is not so easily understood as the novel progresses. For example, later in the story,
this Old Testament image of Holmes is replaced by the German romanticism associated with
Emersonian Transcendentalism. Knowles accuses Holmes of following Novalis
48
in the belief
that “the true Shechinah is man” (112).
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The Hebrew term “Shechinah” loosely translates to
where God dwells. Holmes’s role in the story seems to be to save Margret from the clutches of
Knowles, and to drive the plot toward a spiritual synthesis in which love can be cited as the
perfect expression of Christian belief. When Holmes and Margret eventually reconcile, the
narrator describes this event in religious terms: “Down there in the farm-window two human
hearts had given the joy a name; the hope throbbed into being; the hearts touching each other
beat in a slow, full chord of love as pure in God’s eyes as the song the angels sang, and as sure a
promise of the Christ that is to come. Forever and ever,—not even death would part them”
(240). Once again as with “David Gaunt,” Davis locates her model of Christian idealism in the
actions and example of domestic bliss and conjugal love. It is never clear how this model works
to solve social problems, but she nevertheless identifies a correspondence between the private
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and the public apparently believing that felicity cannot exist outside of the home unless it is first
achieved inside the home.
Much has been written about the character of Dr. Knowles, by far the most complex and
interesting figure in the story. His benevolence emerges in his daily visits to Mr. Howth and in
his securing a job for the nearly destitute Margret, as well as in his own ambition of forming a
communal living experiment for the poverty-stricken outcasts in town. In spite of his altruistic
machinations, Knowles operates as misguided and even downright ominous from the start. In an
early scene, a farmer offers an example of common sense analysis when he derides Knowles’s
plan for “a new Arcadia” (84). Quoting Francis Bacon, the farmer launches off into a diatribe
against Knowles’s self-delusion:
There’s two ways for ’em to end. If they’re made out of the top of society, they get so
refined, so idealized, that every particle flies off on its own special path to the sun, and
the Community’s broke; and if they’re made of the lower mud, they keep going down,
down together,—they live to eat and drink, and make themselves as near the brutes as
they can. . . . I’ve seen it. . . . It’s facts, Sir; and facts, as Lord Bacon says, ‘are the basis
of every sound speculation.’ (84)
A doctor chimes in that no such experiment can be found in the Bible, and the parson dryly
corrects him: “‘One, I believe’” (84), meaning the work of Jesus. Once again, Davis exhibits her
cogency in presenting the kind of rhetoric that a Baconian philosopher would utter. George
Marsden explains the relationship between this approach and Protestant evangelical practices.
He writes:
While it is of course true that many other intellectual and religious traditions also affected
the outlook of nineteenth-century American evangelicalism, Common Sense
Baconianism conditioned these traditions in the sense of giving them their exact shape.
The inductive scientific bent of this outlook gave many American evangelicals a strong
intellectual disposition to look for hard facts that could readily be classified. Viewing
theology as an exact science, they tended to assume that God would reveal himself in
terms that could be given very definite and precise meanings. (90)
In other words, the evangelicals could satisfy themselves with a circular argument, believing that
God helps those who help themselves because the evidence of Divine providence would
eventually emerge if that was what God intended to happen. Marsden clarifies this belief:
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“Specifically the Common Sense approach said that all normal people were endowed by their
Creator with various faculties that produced beliefs on which they must rely (83). If Holmes
offers an example of Emersonian self-reliance, the farmer offers here a Common Sense model of
self-reliance. At the same time, although he relies on deductive reasoning to support his
argument, the farmer seizes the authority that religious justification allows to express his
suspicion about interfering on the natural order.
There are many other complexities to Knowles’s character. He is Hawthornesque, as
Jean Pfaelzer has noted (Parlor Radical 63), closely resembling the equally ambitious
Hollingsworth of The Blithedale Romance. Knowles is determined to enlist Margret’s aid in
forming his community. He views religion as a positivist, believing that Christian sympathy will
be a useful tool in reforming the stricken. He tells Holmes: “I have destined [Margret] for this
work always: she has latent power of sympathy and endurance, such as can bring the Christian
teaching home to these wretches” (Davis, Margret Howth 188). The ambivalent narrator does
not seem to know whether to condemn Knowles, described as “an intolerant fanatic, of course”
(179), or to defend him. The narrator admits: “But the truth he did know was so terribly real to
him, there was such sick, throbbing pity in his heart for men who suffered” (179). Knowles, in
fact, is so ambitious that even though he himself is a non-believer, he believes in the humanity of
Jesus and feels it is a worthy model to emulate (188). More importantly, he sees the utility of
this model as a means to an end. He employs Margret’s Christianity against her in an attempt to
persuade her to join his crusade. Using scriptural rhetoric, he says: “God calls you. He waits for
you answer. Swear to me that you will help His people. Give up father and mother and love,
and go down as Christ did. Help me to give liberty and truth and Jesus’s love to these wretches
on the brink of hell. Live with them, raise them with you” (155).
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Margret resists Knowles’s
manipulations, refusing to let him serve as an agency of Christian authority. She insists on
defining her own faith, and she believes her own subjective desire for love will be realized: “I
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think He heard my prayer. I think He will answer it. He was a man, and loved as we do” (157).
Ironically, both Knowles and Margret base their beliefs on the humanity of Jesus in the way they
would like to see religion enacted in the world. Davis specifically rejects the Calvinist God of
Providence for an ever-present, intervening Jesus who will always advance the power of
domestic feminism as a benevolent social force.
There is one last significant social influence at work in the story and that is the religion
the slave Joel practices. In Davis’s writing, which contains an abundance of subtle commentary,
it is often easy to overlook the degree to which she offers significant vignettes of the many
cultural forces shaping the action of the story. In an almost unnoticed scene, the narrator
describes the slave Joel residing in the barn while thinking over a sermon about wishing to sweep
slaveholders from the land. Davis reveals her astute observations of contemporary slaves’
religious preferences when she discusses the spiritual leanings of Joel and his church. Referring
to the wish to eradicate slaveholders, Davis writes:
[That] rendering of Christian doctrine was so relished by Joel, and the other leading
members of Mr. Clinche’s church, that they hinted to him it might be as well to continue
choosing his texts from Moses and the Prophets until the excitement of the day was over.
The New Testament was,—well,—hardly suited for the emergency; did not, somehow,
chime in with the lesson of the hour. (86)
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This section illustrates perfectly Mark Noll’s assertion that the unique hermeneutics of slaves in
America tended toward an Old Testament notion of justice. Noll claims: “Only recently have
historians, searching for the ante-bellum black religious consciousness in general, cast light on
the slaves’ use of Scripture in particular. They found that the slaves discriminated between the
Bible which their masters presented and the Bible they found for themselves” (“The Image” 48).
He adds: “The narratives of the Old Testament in particular lent slave use of the Bible its special
social dimension. . . . For slaves, the figure of Moses assumed a special importance as the one
whom God raised up to free his people” (49-50). Davis purposefully includes Joel’s religious
preferences in her critique of American religious and philosophical culture for several reasons
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that support her own emerging preference for a primitive Christianity. For one thing, she once
again undercuts the sacredness of scripture as a source of transcendent order by showing how
subjectively the Bible was read within the various sects. For Davis, the Bible is too easily
appropriated as a means to an end when read to support the larger political position of the
institutional church. Secondly, Davis allows her readers to understand better what is at stake if
the social problems of the day are ignored; there is always the looming threat of social unrest and
a chance that another representative group might take up the mighty sword.
In this story, synthesis happens through the agency of the crippled Lois who is neither
black nor white, but mulatto. A simple market huckster who has suffered at the injustices of
industrialism, the rickets-ridden Lois happily drives her cart from house to house spreading
Christian charity wherever she goes. Lois may be an intended representation of a dying
sentimental tradition—she is, in fact, dying. Lois has inhaled dangerous factory fumes during
her daring rescue of Stephen Holmes following her own father’s act of arson. Lois has a simple,
child-like faith that is not dependent on the Bible or a church, but is realized simply through her
belief and ability to allegorize the figure of Jesus: “So she knew, too, the Master in whom she
believed, saw Him in everything that lived, more real than all beside. . . . So it was that He took
part in her humble daily life, and became more real to her day by day” (Davis, Margret Howth
94-95). In one sense, Lois as the quintessential sentimentalist must die; this is the tradition that
Davis wishes to replace with a more relevant and realistic literature that engages with the
problems of the modern age. At the same time, Lois acts as a unifying force because of her
accessibility to all levels of this diverse social group. In this way, her actions are socially
progressive because she breaks through barriers of economic class, gender, and social status.
Lois’s simple “universal sympathy” (266) is adopted by all, Holmes and Margret reconcile,
Knowles is financially broken and therefore unable to found his misguided socialist community,
and the slave Joel discovers oil right in the Howths’ own backyard, assuring wealth and
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prosperity for all. Critics have a difficult time accepting the all-too-convenient prosperity at the
close of the story because James Fields asked Davis to alter the story. The manuscript no longer
exists, so readers cannot know with certainty how differently the original tale had been written.
Scholars can only speculate on the extent to which Davis was satisfied with the rewritten ending,
and so the story survives for posterity as a blend of the sentimental and realist genres with the
requisite happy ending of sentimentalism.
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In the next three stories of religious scrutiny, Davis examines some of the more marginal
undercurrents in American religious culture: utopianism, Dutch reformism, and even
spiritualism. Her story about a utopian society, “The Harmonists” (1866) is a work of historical
fiction, and it features the same Dr. Knowles (we presume) who appeared earlier in Margret
Howth.
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Following this, she published “The Story of Christine” (1866), another semi-historical
work detailing the existence of indentured servitude after slavery was outlawed in Pennsylvania.
Finally, in the “The Captain Story” (1866), she offers up a theory about spiritualism, a practice in
which mediums claim to be able to contact the dead. She will return to this subject briefly in A
Law Unto Herself (1877), but her cynical views on the subject are very explicit in this earlier
short story. It is worth noting, once again, that Davis tackles the religious subject in a uniquely
American way by showing an aggregate cultural consciousness resulting from the movement and
travel of individuals in and out of these smaller ideological communities. The intersecting
histories of seemingly isolated geographic communities affect an emerging sense of national
identity that absorbs elements of these sometimes competing ideologies. She deals with
occurrences that are part of the development of America, such as utopianism, slavery, and the
spiritual movement, and she illustrates the abundance of religious idealism that played so crucial
a role in the nation’s history.
The first of these three stories, “The Harmonists,” allows us to explore an interesting
perspective on Davis’s “realism” in relation to the historical novel, but first we must examine
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how it functions as a cultural critique. “The Harmonists” is a story within a story, told by a
fictional narrator, Zack Humphreys, who recounts a visit to the Rappite community known as
“Economy” in Pennsylvania. Humphreys is accompanied by his socialist friend Dr, Knowles
and Anthony, Knowles’s four-year-old son. It is Knowles who talks Humphreys into visiting to
the nearby commune so that they may devote themselves “with these lofty enthusiasts to a life of
purity, celebacy [sic], meditation,―[and become] helpful and loving to the great Humanity”
(Davis, “The Harmonists” 169). Initially, the men form a favorable impression of a fairytale
existence as they approach Economy, a millennial commune, which appears as: “some quaint
German village brought hither in an enchanted sleep, and dropped down in the New World”
(171). Once the men actually enter the community, they are quickly disillusioned, and, as the
story unfolds, one disappointment is heaped on top of another. Although they’ve maintained
their celibacy, the Rappites have lost their purity. The inhabitants seem to arrange their days
around multiple mealtimes, signaling an overzealous attention to the flesh. They have become
disillusioned that the promised second coming of Christ did not happen, and they are left in a
permanent state of suspension waiting for an apocalypse that will not arrive. Old Christina
explains this to the visitors: “Father Rapp say the world shall end in five years when we come in
der society, den I shall see mein shields again. But I wait, and it haf not yet end” (175).
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Historically, the Rappite was one of several failed communal societies that never realized the
millennial promise of its founders’ prophesies. Allegorically, the village represents the
unfulfilled promise of a society that outlives its rigid creed.
Even as Economy exists in a seemingly timeless pastoralism, the village has, in fact,
entered the Industrial Age. The visitors discover that the community has prospered and
industrialized to an even greater extent than the outside world: “We have steam-mills,
distilleries, carry on manufactures of wool, silk, and cotton. Exclusive of our stocks, our annual
profit, clear of expense, is over two hundred thousand dollars” (177). The visitors are shocked to
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find that rather than being greeted as welcome ideologues, each would first have to prove his
financial merit before being admitted into Economy. Knowles sums up the situation: “Why,
these Arcadians, sir, have made a god of their stomachs, and such of them as have escaped that
spend their lives in amassing dollar after dollar to hoard in their common chest” (178). The men
decide to depart, and we learn later from Zack Humphreys that eventually the Harmonists would
abandon industry altogether upon the discovery of oil on their land. In this story, Davis depicts a
sense of the inevitability of industrialization among the Harmonists, who cannot seem to stop
accruing wealth; the village exists in a strange time warp that shows market capitalism
permeating a pre-modern agrarian culture, which suggests a parallel with Davis’s view of larger
American society.
In writing “The Harmonists,” Davis displays her willingness to experiment with genre in
order to publish her work. She first conceived of this story as a “sketch” and submitted it to
James Fields, editor of The Atlantic. Fields was interested in the subject of the German Pietists,
but he wanted a fictionalized account rather than a sketch, and thus she rewrote her account into
a narrative (Harris 128-29). This story’s development of this story reminds us of the important
role of the editor in relation to literary aesthetics as Nancy Glazener has pointed out in Reading
for Realism. Critics often blame Fields for the revised sentimentalism of Margret Howth, but he
exercised an comparable influence on many of Davis’s submissions to The Atlantic, and he did
not consistently steer her writing in a sentimental direction as this example demonstrates (nor did
he consistently steer it in a realist direction as Glazener has asserted).
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Davis’s ability to fictionalize historical events provides us with yet another insight into
how her realism operates. More than once―both in “The Harmonists” and in “A Faded Leaf of
History”―Davis takes an essay version of a historical event and fictionalizes it in order to make
known some larger truth about the condition of humankind. An important aspect of realism is
the relationship between the abstract and the concrete, and her imposition of narrative in the case
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of “The Harmonists” illustrates realism’s performative aesthetic. By creating characters who
draw on the reader’s empathy, the realist writer adopts a theory of history in which fiction plays
a key role in making that event “real.” Richard Walsh elaborates on how readerly perception
relies on this act of vicarious appropriation: “What we understand, feel, and value may be
ultimately grounded in the abstract and the general, but it is not in general terms that we
experience understanding, feeling, or valuing it. Fiction enables us to go through that process for
the sake of experience” (120). Davis’s historical and cultural subjects allow us to view religious
culture shaping specific historical events and communities, and we can generalize her assessment
of the past in order to apply the same lesson to the present. This assumption allows for two
important observations about Davis’s realism; clearly, it operates on the allegorical level as we
saw in “David Gaunt,” and here we see a performative aspect in relation to fictionalizing history.
In this way, the reader can imaginatively experience the unfolding of history much like the
viewing of a film allows.
Other scholars have noted Davis’s important contribution to cultural discourse by making
the connection between the historical and philosophical trends and the specifically “modern”
subjects Davis depicts in her stories. Nan Albinski notes that utopian fiction, in particular,
attracted several female writers, and she suggests this subject allowed writers such as Davis the
opportunity to ground their social views in an ideological realm in order to shape future
discourses on “topics such as marriage, motherhood, sexual autonomy, the sexual division of
labor, political participation of women, and religious doctrine as it influences women’s lives”
(341). Albinski writes: “Such fictional portrayals of utopian visions for new social arrangements
suggests a process by which feminist authors appropriated and adapted the ideological debates of
their day to feminist purpose” (340). Davis’s interest in German Pietism and her inclusion of
Christina, “an old-dried-up woman [who clasps the four-year-old Tony to her] shriveled breast”
(Davis, “The Harmonists” 174) illustrates Davis’s ability to link religious ideology with gender
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identity in nineteenth-century culture. With Davis’s belief that the domestic married female was
the perfect expression of a Christ-centered primitivism, the celibate communal practices of the
Rappites offered an exemplary subject for introducing her larger ideology of conservative
domestic feminism.
This story, which began as a sketch, shows Davis’s ability to embrace realism as a socio-
historical aesthetic, fluidly shifting her writing style from reporting and describing to
fictionalizing in order to repackage her ideology. Glazener has suggested that literary realism
was produced to promote middle-class hegemony, and Fields’s influence in this case seems to
support that suggestion, but it is also clear that writers of the late nineteenth-century conceived of
realism as possessing a historical aesthetic that privileged narrative form working in tandem with
this sociological agenda. Davis’s easy rendering of her subjects from one literary mode to
another reveals her clear aim to give voice to her own personal sociological views. In Davis’s
case, her religious critiques allow her to shift fluidly between subjects in order to justify these
views. It is difficult to make any easy claims about the production of realism, however, when
Davis so frequently alternates between narrative and exposition throughout her career with no
clear preference for one form over the other. An interesting relationship does seem to exist
between genre and sociology in relation to the domestic feminist model that lends credence to
Glazener’s claim.
Shortly following “The Harmonists,” Davis published “The Story of Christine” in
Peterson’s Magazine. Like the earlier story, this one also deals with the subject of woman’s
sexuality, and like Christina of the Rappite society, this Christine’s story deals with the
powerless position of a female in regard to her own sexuality. The narrator reveals: “It is nearly
a century ago, this time of which we write; deeds were done habitually then, and made legal in
this good city of Brotherly Love, which the just and merciful grandchildren of good old Quakers
would hardly credit their ancestors” (Davis, “The Story of Christine” 19). Davis is referring to
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indentured servitude.
56
Christine’s story is told first by a child narrator, a twelve-year-old girl,
who spends time with Christine and whose family is indirectly responsible for Christine’s
subjugation and ongoing position as a social pariah. Christine had been kidnapped by a spurned
lover, presumably raped,
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and later sold into indentured servitude, and she was ultimately
purchased by the late grandfather of the little girl narrator. We find out later that to escape her
bondage, Christine had run off with a surgeon named Petrelli who cared for her on the ship and
lived with him out of wedlock until he abandoned her in New Orleans, after which she slowly
found her way back to the Hubbard family in Scottsville. The second part of the story is told by
the same narrator, but now the little girl has grown up and understands the events in a more
mature manner. She refuses to participate in Christine’s ongoing ostracism, and she once again
spends her days as a companion to the pariah.
It does not seem to be a coincidence that Davis offers two such female characters in this
story and in “The Harmonists” with not only a similar name, but a name that contains a
feminized version of “Christ.” This is a strong cue to examine these stories for Davis’s emerging
model of primitive Christianity, in which the domestic female features prominently. The social
isolation and oppression of these two female characters make a strong parallel with the suffering
of Christ, and Davis draws attention to this kind of parallel repeatedly in her realist texts
beginning with Hugh Wolfe’s suffering in “Iron-Mills.”
A quick overview of Christine’s background helps complete this allegory linking human
suffering to the figure of Jesus. In the little village of Scottsville, Pennsylvania, the title
character is referred to as “Dutch Christine” and the little girl first observes her as an “old
Hollander, stiff, lean, and angular, [sitting] in a certain corner of a back pew in the old Baptist
church at home” (Davis, “Old Christine” 181). The little girl narrator mentions Christine’s
“Dutchness” repeatedly in the tale; nearly every time she references Christine, her nationality is
mentioned. For the little girl, Christine’s Dutchness is irrevocably linked with her spiritual
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beliefs. Of course, Christine’s religious inheritance is a mixed one, and we can only make
assumptions about her array of convictions and practices based on the circuitous route of her
from Holland to Pennsylvania, to New Orleans, and finally back to Pennsylvania again. The
little girl reveals: “her simple stories of Holland, and of the saints and their dealings with the low
Dutch—for she had been a Roman Catholic long ago; and good Baptist as she was now, she had
come out of that dark wood with some glittering cobwebs of superstition hanging about her, very
beautiful, and surely not harmful” (183). Her naming of the Baptist church once again reveals
Davis’s disdain for the evangelical Christian sects who abandon doctrine to establish a more
primitive relationship to Christ but then follow elite practices that fail to recognize fellow
sufferers as modern-day examples of the human figure of Jesus. She critiqued this model in
“Iron-Mills,” and she seems to be critiquing the evangelical Baptists in Scottsdale for following
the same restrictive tenets even when they themselves are culpable for the suffering of the
scapegoat Christine. This Jesus allegory becomes increasingly evident when the little girl
narrator returns after a long absence to find Christine completely ostracized by the town because
she has been diagnosed with Asiatic leprosy (195) and is now considered to be both physically as
well as morally unclean. Like the Christina of the Harmonist commune, this Christine is in a
constant state of waiting, the former for the apocalypse, and the latter for her own death. Both
are forced to live out a kind of living death isolated from a thriving, changing culture and
contacts with the outside world.
In her final story in this set, “The Captain’s Story,” Davis gives us a tale of ratiocination,
in which three psychics are called in to help explain the mysterious disappearance of Joseph C.
Wylie, a river hand. In this story, Davis investigates the spiritualist movement. Wentz describes
this belief: “Spiritualism is a term often used to refer to those beliefs and practices associated
with the purpose of establishing communication with the spirits of the dead” (39). In one way,
spiritualism is the opposite of realism; whereas realism engages with the material in order to
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make abstract ideas understood in a concrete manner, spiritualism “tends to deny significant
value to outward or formal expressions” (Wentz 39). It is an extremely internalized form of
religious practice in which materiality is transcended. Oddly enough, although Davis embraces a
kind of Quaker mysticism or intuitive knowledge of God, she is entirely cynical about the
possibility for spiritual contact with the metaphysical world.
In this story, the Captain narrates the strange events, and he leads the reader through
visits to three mediums and puzzles over the differing explanations of Wylie’s disappearance.
He explains: “The matter puzzled me. I did not believe the spirits of the dead had anything to do
with it. . . . [At the same time] I did not believe [medium] Lusk was an imposter. I thought, as
every impartial, cool, observer must, that there was something—not charlatanism—in this
matter, and I think, in the end, I got the key to it” (199). The captain concludes that the
spiritualists, even when sincere, simply “read” the room and voice the hopes and thoughts of
their clients. He states: “In this case, as in every other of which I have become cognizant, the
mediums have only put into shape the thoughts of those who question them” (207). In this view,
spiritualists can not transcend the physical world but rather, like the realist, they provide
language to give shape to abstract thoughts. In many ways, Davis’s criticism of spiritualism is
the same as her criticism of scriptural interpretation; she believes that the agent, that is, the
interpreter, simply reiterates something that is already believed. Just as the Bible was quoted as
justification by both the abolitionists as well as the secessionists, so, too, do the spiritualists
reiterate the beliefs of their audiences.
The last few works in which Davis skewers existing Protestant sectarianism and
dismisses Calvinism altogether are Dallas Galbraith (1868), “The Doctor’s Wife” (1874), and
“The Yares of Black Mountain” (1875). In these writings, Davis deals with westward expansion
and East Coast regionalism, discarding various forms of Protestantism and exploring a more
ecumenical model. The first work is a revisionist story, with Dallas Galbraith returning to the
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small coastal town of Manasquan and reforming the mistaken villagers who misjudged him.
Religious hypocrisy prevails in Dallas Galbraith. In this story about movement and identity,
Davis examines subjectivity through the lens of religious affiliation. Davis frames this story
within the context of her critique of Protestantism. The story opens in the almost utopian setting
of the coastal Manasquan, “a curiously old-time, forgotten village” (Davis, Dallas Galbraith 6)
that seems to have existed in a time warp until Dallas arrives, bringing with him the outside
problems of the modern world. His past catches up with him, and now facing forgery charges in
Manasquan, Dallas turns to the obscure “Father” Kimball, whose religious affiliation Davis does
not name. His title sounds Anglican, but most likely he is a Baptist, given the religious leanings
of the village.
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Father Kimball’s advice to Galbraith reveals strong Calvinist undertones. He
advises Galbraith to be patient and “trust in the Lord. He will deliver you if you are one of his
children” (34). He later warns: “The Lord has it in his care. That is, if you are one of his
children. Every hair of your head is numbered. But if you’ve never been converted, your good
intentions and works are but as filthy rags, in His sight” (35). With this shaky promise of limited
grace, Galbraith knows he is sunk, and eventually he lands in jail for the crime he did not
commit. Manasquan’s religious practices offer little solace to the problems of the urban inner-
city that accompany Dallas when he arrives in this village.
Davis’s religious scrutiny continues in the next major section of the novel when Dallas
later journeys west to seek out his estranged Galbraith relatives who live in “a rigid Presbyterian
community” in the Ohio Valley (Davis, Dallas Galbraith 40). Dallas arrives to find a household
of mixed economic status and religious affiliation. His grandfather has little wealth and follows
the practices of the Anglican Church, along with his adopted ward Honora (Nora) Dundas, who
argues strongly in favor of the Thirty-Nine Articles of Faith (Davis 141).
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His wealthy
grandmother is a Presbyterian who practices social benevolence mainly as a means of exercising
power over the community but has little use for the religious beliefs that inform the town. The
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story is shaped by a series of encounters that highlight a clashing a faiths and the impact of such
beliefs on the characters. Of the Galbraith household, we find out that Honora and her uncle
(Mr. Galbraith) are:
Bigoted Episcopalians; [who] fasted rigorously, went to church through rain or snow, to
the great spiritual satisfaction of Madam Galbraith, who, poor old heathen! Had not been
there but once in two years, and then had scandalized the congregation by lecturing the
rector, on the porch, about his drowsy sermon, until both she and he were in a passion.
(89)
The major conflict between characters (and faiths) occurs, as in Manasquan, when Dallas arrives
with his own particular burdens that challenge the beliefs of the isolated community. A
disguised Dallas’s arrival tests the Christian charity of his undisclosed relatives. Although his
Galbraith identity is not known, he reveals his criminal past as he attempts to sell the artwork he
painted while in jail. Viewing him as unclean, his family spurns him. They send him away with
only a hesitant handshake by Honora and a delicate grasp of the hand of his grandfather, who
perhaps has recognized him.
Dallas’s arrival provides fodder for a discussion of theology between his Manasquan
friend, Lizzy, now a housekeeper for the Galbraith family, and Honora, the young ward. Honora
reveals the hypocrisy behind her seemingly generous act in shaking the hand of the criminal.
She explains: “‘It is our duty as Christians to hold out a helping hand and speak encouraging
words to that class of people, but to consort with them and make them companions!—It is to
touch pitch and to be defiled’” (106). Lizzy, the Baptist, argues back: “‘You forget your
Master’s work,’ rising, ‘He made friends of publicans and sinners’” (106). Honora disagrees
with her believing her feminine purity itself is at risk: “‘That is a different matter. . . . He could
not be tainted by contact, but a woman like me or you, Elizabeth, should keep herself pure and
apart. The Church’s ministers were left to preach His gospel’” (106). The conflict between
these two women is not one of belief so much as how those beliefs are practiced in culture. Both
seem to recognize in the other a shared Christian sensibility, but Lizzy embodies the kind of
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Christian socialism Davis would like to see practiced; however, much as she does with
Quakerism, she represents Lizzy as belonging to an antiquated system. She selectively preserves
Lizzy’s sentimental beliefs by synthesizing them with modern culture and the empowered
domestic female, Honora, who is not the New Woman but the True Woman of late nineteenth-
century culture.
The other significant encounter where two faith systems collide occurs when Dallas
becomes a geologist and he explains to Honora his system for deriving knowledge of the natural
world. Dallas’s association with the natural world positions him as an Adamic figure, which his
encounter with Honora illustrates. She asks if he can read the history of the Creation written on
the rocks as she would [read] in the Bible. He answers that he can read it “more plainly here
than elsewhere” (86). It is not quite clear that he means “elsewhere” to be the Bible; he might
perhaps mean compared to other geological formations, but the passage’s obscurity undercuts
Biblical authority in relation to the natural world, and it positions Dallas as a primitive romantic
figure who is more comfortable out of doors than in. He distances himself from education and
creed, feeling most at home among the elements. Dallas and Honora part ways although he will
later strike it rich and take on the care of several orphan boys. In his fostering of these boys, he
exhibits a highly personal theology. He practices a limited form of social benevolence, quickly
deciding to provide for the material needs of the boys but entrusts their souls to the care of Mr.
Rattlin, the self-described “Protestant” preacher. Planning to depart for the (further) West,
Dallas says, “There are some children—three or four: I took them a year ago to try to make
decent men and women of them. Baptist, Methodist or Catholic—they can settle that matter for
themselves when they’re older, but my plan was to give them a home: to let them see a mother in
her home and hear of Christ” (169). Here, again we see a call for an ecumenical Christianity, but
Dallas asks that it be administered on a farm, by the hands of this itinerant preacher who has
reared several children of his own and whose education of the boys will be balanced with the
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same model of domestic feminism Davis exhibits in her other fiction. Ironically, Dallas is
willing to share his salary for the upkeep and education of the children but he himself is
unwilling to administer hands-on service, in an odd echo of Honora’s hands-off Christian
benevolence. Now he may claim that his own hands are already tainted due to his past, but the
point of the novel is that such social stigmas should be shed, so his failure to follow through on
his personal commitment to these orphans is somewhat contradictory to the emerging
Christology of Davis.
In fact, Davis presents Dallas as a kind of seeker who tries to locate a creed that
exemplifies his own beliefs. Again and again, he decides that institutional religion imposes too
much dogma that he cannot align with the Christ figure that exists in his own imagination. Later,
Dallas tries to puzzle through his religious confusion with his grandfather. He says: “But here in
Society, as you call it—Christian Society—a man is weighed and measured and marked, and, it
seems to me, by narrow scales, sir, narrow scales. . . . And if he has made a slip in his youth . . .
there is no hope for him. . . . There is no Christ among us now-a-days to look below the hard
luck or below the guilt” (190-91). Dallas reasons his way through system after system, even one
of pure social benevolence, a forerunner of the Social Gospel movement, but it is not until he
finds a way to reconcile the natural world with his social one that he finds resolution that
provides access to the supernatural. Not surprisingly, this cannot happen until he first finds
domestic bliss with Honora. Dallas eventually has his epiphany as he walks through the woods
at sunset:
For the first time, Dallas saw the order beneath the life of the larvae, of the snow that
killed it, of the summer that called it into being. The old Jewish account of the creation
had always been to him a child’s fable beside the story written on the rocks. But to-day
he seemed to catch a glimpse of an infinite truth that underlaid these gropings after God
of the world’s earlier days, as well as the clearer insight of later time—an eternal Right,
of which the order and disorder of the world were but chance glimpses that came to us.
(211)
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Dallas’s idea of theology is very similar to the Quaker creed and it is all about intuitive
perception and direct communication with God, to a far greater extent than through the Bible as a
source of Divine authority. Somewhat surprisingly, it is irrevocably linked to chance, allowing
for a connection to Darwinism as well. Dallas’s model is not a new theology; in fact, it is a
reiteration of the Quaker “creed” adjusted to fit the modern notion of the self except that, unlike
Dallas, the Quakers emphasized communal worship and coming together in a shared physical
space. This revised model is not the solipsism of the transcendentalists either, although it does
come close to that. Rather, this is a kind of union between inner and outer space, combining the
scientific authority of geological observation, rural space, and interior contemplation. Unlike
transcendentalism, which did not really require leaving the armchair, Dallas’s theology requires a
physical exterior space in which to “find” God.
Davis’s religious solution in this story is not without its problems. He symbolizes an
Adam-like innocence but he seeks a Christ-like humanism, and it is not clear how Davis intends
to reconcile these two disparate representations. Although the young orphans, we are told,
“learn, day by day, . . . an awful reverence for God, outside of all the creeds of the churches”
(240), the reader is left without a working model explaining how, exactly, to achieve such a non-
sectarian ideology. We identify the call for abstract empathy that is derived from material
experience, but this remains undefined and hugely problematic as a working model because it is
dependent on chance, as Davis herself points out.
So how does the realist reconcile the need for an abstract idealism that is dependent on
the material circumstances surrounding one’s fortunes? Davis presents realism itself as a kind of
solution. She offers up the text as a conduit between the material and the abstract; nevertheless,
one has to question the authority of the realist writer to serve as the navigator. Davis and
Howells take great pains to defend their ability to go back and forth between North and South for
the former and the West and the East for the latter. As each evaluates the institutional church,
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each tries to promote a literary authority to shape cultural ethics. But we can also discern a
foreshadowing of the problems each is going to encounter because divinity, religion, spirituality,
and God cannot be appropriated in measurable ways if all social authority surrounding such
concepts is removed; they become increasingly intangible. The argument simply relies on the
reader’s ability to intuit true spirituality infallibly as if such abstractions will become self-evident
truths.
The complexity of Davis’s intuitive model emerges in the next two stories in this set. In
these texts, we see Davis anchor her emerging model of primitivism in two specific areas: the
figure of Christ and the purity of unfettered belief. In the very brief account of Mrs. Dode in
“The Doctor’s Wife” (1874), Davis presents the perfect example of domestic felicity. Dr.
Noyes’s wife continues the pretext of her daily life even after she secretly finds out her illness is
terminal. We are told:
Mrs. Dode did not change her habits in the least. She had never been a constant church-
goer, nor a member of any charitable society, and she did not become one now. It was
remembered afterwards that she remained out longer in the mornings on her rounds
among the poor, and that she had a print which was in her chamber, re-hung, so that she
could see it when she first woke in the morning. (It was the Head crowned with thorns).”
(72)
Mrs. Dode’s spirituality is so internal that it requires only one material reminder, and that is just
a small print with the image of Jesus. Davis suggests that practical benevolence mimetically
representing accounts of Jesus offers a relevant model for the age. She may imply that such
knowledge of Jesus comes from the Gospels, but she does not state so directly. She substitutes a
simple image for Biblical text.
In fact, Davis becomes increasingly obscure in her treatment of Biblical authority
compared to her more distinct allusions of her earlier writing. In “The Yares of Black
Mountain” (1875), Davis takes her reader on a journey deeper and deeper into Appalachia where
the “strange tribe” of the Yare family lives deep in North Carolina. Their location is so remote
that “civilization stops here” (Davis, “The Yares” 292). The Yares are so primitive, in fact, that
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the mother has read “little beyond her cookery-book and her Bible” (Davis 301). The humorous
juxtaposition of the Bible along a cookbook positions the scriptures strangely in the text. On the
one hand, the Bible can be viewed as a symbol of faith so elemental that it accompanies the basic
impulse for nutrition. On the other hand, she dismisses the Bible as having little more
importance that a recipe book, again reminding us of Davis’s view that the Bible itself carries
little inherent authority.
Once again in “The Yares of Black Mountain,” the reconciliation between the natural and
the supernatural requires the open space to convene with God as suggested in Dallas Galbraith.
The Yares’s only visitor, Mrs. Derby, our guide, finds her faith on Black Mountain. She reflects,
“It was as if God had taken her into one of the secret places where He dwelt apart” (Davis 302).
This seems like a small statement, but it is quite revelatory; the idea of God dwelling apart
instead of among is more of a Calvinist perspective and Mrs. Derby is, in fact, a Northerner. In
other stories, Davis has characters who believe the Son or the Savior lives beside them. She
captures these small details that reflect varying religious beliefs. In this story, she once again
unites disconnected experiences with spirituality and attempts a kind of synthesis. She certainly
does not suggest that civilization can return to the primordial state of the isolated Yares; in fact,
she shows that even the Yares could not escape the inevitability of the Civil War (304), but she
tries to preserve the purity of a faith that has been allowed to exist without the institutional
church to taint it.
Davis’s problems with specific sources of objective authority have obvious implications
for the realist writer as well; if there is no certainty in traditional authority such as scripture and
human beings are not reliable conduits between the natural and the spiritual world, she needs
some type of reliable vehicle for illustrating her ideology. She begins to examine truth as an
internal process, but she continues to justify this process using a religious rhetoric. She
continues to employ her realism as a means of exposing the truth, as she sees it, but she will
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make one more classic liberal Protestant turn; she turns to the figure of Jesus, both Divine and
human, as a bridge between the human condition and the supernatural world. Richard Fox
writes: “The malleable figure of Jesus helped American Protestants of all stripes move into the
modern era together” (Jesus in America 156). Davis’s critique of existing Protestant practices
allows her to employ the Jesus figure as part of her primitivism. We can see that first she rejects
existing creeds and dogma, but she still needs a way to reconcile conscience with action and this
problem emerges again and again in her writing. She never offers a model that successfully
resolves this problem.
It is in her later fiction that Davis begins to strengthen the domestic female figure as a
benevolent social force by showing how such women can achieve a purity of divine discernment.
Davis herself never seems quite clear on what she believes about salvation: is it individual or is it
collective? What is the model that allows us to know? Early in her social reform works she
seemed to be moving in one direction but here we see her pulling back from collective social
consciousness as well by suggesting that none of us can really know with certainty what is best
for others. The key phrase here is knowledge with certainty; realism tries to operate as practice
that allows certainty even in small doses, but by the end of the nineteenth century the notion of
certainty itself comes into question again.
As religious thinkers were seeking to balance democratic principles of subjectivity and
collectivity while still adhering to a “united we stand, divided we fall” principle, popular
literature responded with a similar aesthetic of trying to negotiate the privileging of individual
development with a sense of collective strength and unity. Within fiction, different scenarios are
elaborated, challenging readers to think about the idea of social responsibility, initially in relation
to the idea of salvation but later in regard to material culture and secular life. Realism,
particularly, is concerned with this idea of how collective identity works, and in this way, its
anti-conventional pose signals a shift away from romantic and sentimental tropes found in earlier
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fiction. These latter two styles tend to focus on subjectivity, imagined alternately as either an
expression or suppression of individual egoism. Broadly speaking, while romantic literature
examines the role of the individual in relation to nature and sentimental literature suppresses the
self in the greater interest of the salvation of the soul, realist literature focuses on how society
constructs the individual. It begins to ask its readers to make sociological changes in order to
remove obstacles from an increasingly valued conception of selfhood, but this is a new notion of
self-awareness that exists in relation to a larger collectivity comprising other “selves.” Therein
lies the inherent paradox of realism, which asks for both subjective and collective identity to be
given equal weight: the self cannot find fulfillment unless society enables it to do so. Even more
specifically, realist writers such as Davis begin to challenge modes of collective identity by
asking for an acknowledgement that collectivity often subsumes subjectivity and forces people
into static positions; African Americans are subjugated to a position below Caucasians to the
extent that even the elimination of the institution of slavery cannot remove that barrier. Realist
writers begin to reflect on the idea that these larger categorizations are bound by artificial social
constructs, and thus, within realism, we see a challenge to cultural stereotypes, testing their
truthfulness to allow civilization to make progress.
Ultimately, with the backlash of fundamentalism and the rise of psychology by the end of
the century, materialist realism begins to lose its claim to authority. Naturalism, a literary form
that pairs romanticism with atavism and devolution, emerges more strongly along with the onset
of modernism, with its emphasis on subjective realities that are dependent on individual
perception rather than observable phenomena. But I am getting ahead of myself by focusing on
endings rather than beginnings, and Davis’s work is seminal in the pairing of religion and
realism. What we must take away from this example is the idea that the Quakers offer a
compromise for Davis that allows her to combine an abstract notion of intuitive Christian
spirituality with a strong cultural reform vision that can be observed and explicated and rewritten
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into a new theology. In her writing, we see similarities to Marxism and Social Darwinism and
an emerging Social Gospel ideology through a close examination of the Quaker subject.
Understanding where Davis stands in the development of realism as a literary aesthetic will
undoubtedly change the way we think of realist writing. She was clearly writing in response to
her religious environment, and she was seeking a mode of writing that would address the
problems and concerns of the modern world in a way that existing tropes did not allow. Davis’s
work was tremendously influential, particularly with her groundbreaking 1861 Atlantic story
“Life in the Iron-Mills” which introduced not only a new kind of subject to the literary world but
a new style of writing about that subject. Once we identify the underlying religious rhetoric and
philosophical ideologies prompting Davis to respond by developing her own realist aesthetic, we
can then begin to contemplate subsequent realist writers within this same type of discourse. My
focus has been mainly on Protestantism because that was Davis’s focus, but this kind of
engagement with the religious subject presumably pervades realism in a much more
encompassing manner. This is an area of influence that has been very much overlooked,
particularly in regard to realism. Davis was far from alone in her concern about the relationship
of religion and cultural in regard to ethics; we will see how William Dean Howells was
tremendously absorbed in a similar examination. Both Davis and Howells were ambivalent
about which aspects of religion they wished to honor and acknowledge and which they wished to
criticize. Literary realism allowed them to examine these dynamics in a way that each deemed
very modern.
Notes
21
For a socio-economic history of the Moravians, see Katherine Carté Engel, Religion and Profit: Moravians in
Early America (Philadelphia, U of Penn P, 2009).
22
It is difficult to offer an all-encompassing definition of Liberal Protestantism, since this is an aesthetic that can
occur within any denomination of Protestantism, but it is a general trend away from doctrine and toward a socially-
conscious organized faith. In general, the rhetoric includes a progressive historical model, suggesting that each new
age requires a new faith or at least a new set of parameters for practicing that faith. The figure of Jesus may be
viewed as divine, human, or both, but the spiritual foundation of Liberal Protestantism turns to the ethical example
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of Jesus and attempts to translate those ethics for the current age. The common catchphrase signaling Liberal
Protestantism is WWJD? (What Would Jesus Do?).
23
For example Catharine Maria Sedgwick’s A New England Tale (1822), Susan Warner’s The Wide, Wide World
(1850), or Harriet Beecher Stowe’s The Pearl of Orr’s Island (1862), a contemporary and competing discourse.
24
“Though I walk through the valley of the shadow of death, I will fear no evil: for Thou are with me” (Davis, “John
Lamar” 52).
25
Not insignificantly, Mott is a Philadelphia Quaker of New England birth, representing a blended identity that
would have appealed to Davis. Davis calls her, “one of the most remarkable woman that this country has ever
produced. . . . [M]uch of her power came from the fact that she was one of the most womanly of women. She had
pity and tenderness enough in her heart for the mother of mankind” (“A Peculiar People” 111-112).
26
“The most impressive development of the doctrine of the inner light was provided by a Scottish Quaker
theologian named Robert Barclay. His Apology, published in English in1678, makes the case for the inner light
against any external authority, including the Bible” (Wentz 80).
27
It is important to interject here a reminder that Davis’s preference for Quaker theology carries with it a
hermeneutical approach that she will have to work out in her realist text. The Bible alone approach is one model of
primitivism that stands in opposition to Davis’s model of Quaker primitivism, which is explained below, but this
notion by itself does not restrict whether the Bible must be read literally or interpreted anew by each generation of a
changing culture. Davis’s preference for the Quaker’s intuitive model suggests not only that she was interested in
interpretive hermeneutics of scripture, as opposed to the literal hermeneutics posited by most Calvinist creeds at this
time, but also that her intuitive model is specifically a rejection of sola scriptura although it should not be taken
necessarily as a rejection of the Bible itself.
28
In Waiting for the Verdict, Friend Blanchard vicariously enjoys Rosslyn Burley’s vanity: “The Old Quaker’s
carnal nature had rebelled against her own brown and gray clothes all her life, and it took a vicious delight, now, in
Ross’s fresh, high-tinted beauty and dress” (Davis 162). The nineteenth-century derision for Quaker garb, which
Davis elsewhere labels as “drab-hued [and] phlegmatic” (“A Glimpse of Philadelphia” 30) and equated with leading
a “drab-colored life” (“A Glimpse” 33), can also be found in Hallowell’s history of New England Quakers. He
writes: “The Quaker garb and directness of speech, once grand protests against extravagance in dress and the flattery
bestowed upon wealth and rank, lost their original significance; and the broad-brimmed hat, the peculiar bonnet, the
thou and thee, became the sectarian badge, and too often indicated the bigotry of the children in their worship of the
fathers” (22).
29
Richard Hallowell explains: “This doctrine of Inward Light was the corner-stone of Quakerism. It inflicted a
mortal wound on priestcraft. If God dwells in the soul of man, he is a usurper who dares to assume to be man’s
spiritual guide. A mere scholastic education cannot qualify man for the true ministry. As religion is from God, only
such as are inspired by him can teach religion. Church tithes, an ordained and paid ministry, were abominations in
the sight of Fox. He found the kingdom of heaven within him” (19).
30
See, for example, Davis’s description of Dode Scofield’s Christology: “He was a living Jesus to her, not a dead
one. That was why she had a healthy soul” (“David Gaunt” 68-69).
31
Richard Fox traces the history of the WWJD movement back to Charles Sheldon’s 1896 In His Steps (Jesus in
America 279), and he cites several instances illustrating the pervasiveness of this rhetoric today.
32
Paul Gutjahr points out that the nineteenth century embraced an increasingly blurred boundary between sacred
and secular texts. He offers the plethora of religious biographies written during this period as evidence of such
blurred boundaries, and he adds: “Joseph Smith Jr.’s The Book of Mormon was perhaps the most audacious
rendering of Christ’s life to appear in the nineteenth century. It followed the tradition of [Paul] Wright’s [The New
and Complete Life of Our Blessed Lord and Saviour Jesus Christ]—blurring the sacred and common through
rhetorical, binding, and illustrative practices” (151). Wright’s book was first published in 1785 and first available in
America in 1803 (Gutjahr 150).
33
See Matthew 7:5 and Luke 6:42. Both Gospels offer nearly identical verbiage for this passage.
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34
Davis is non-specific and yet almost accusatory in her subtle allusion to the New Testament passages 1 Cor. 13:1
and 1 Cor. 14:2; her words imply the complicity of religion in capitalistic oppression of the poor laboring class.
35
According to Wentz, the “Disciples of Christ” was formed by both Alexander Campbell and his father Thomas
Campbell (215), but Wentz does say that it was Alexander “who became the more articulate architect of the
movement” (215).
36
Lasseter writes: “Davis’s mother had lived, as a child, in Campbell’s home as a paying pupil in the school he
taught there. Campbell lived in northern Virginia (not yet West Virginia) as [Rebecca Harding] Davis did; he also
lived in Washington, Pennsylvania, where she attended female Seminary” (“The Censored” 181).
37
See, for example, Catharine Maria Sedgwick, A New England Tale, or, Sketches of New England Character and
Manners (1822; New York: Oxford UP, 1995).
38
This episode can arguably even be read as Quaker mysticism.
39
Harris reads the dream sequence as “Davis’s recurrent symbol for transcendentalism” (111), and Hetty’s Concord
upbringing certainly lends credence to that interpretation. The dream-like mysticism of transcendentalism shares
common ground with the mysticism of oriental fiction, so these readings are not mutually exclusive. Additionally,
Swedenborgian mysticism is another cultural force at work within transcendentalism. The main point to understand
in this passage is the privileging of intuition over objective experience.
40
For a discussion of Stowe’s feminist hermeneutics in both Women in Sacred History(1873) and Footsteps of the
Master, see Eileen Razzari Elrod, “‘Exactly like My Father’: Feminist Hermeneutics in Harriet Beecher Stowe’s
Non-Fiction,” Journal of the American Academy of Religion 63.4 (1995): 695-719.
41
Margret Howth was first published as “A Story of Today” in the Atlantic Monthly (Oct.-Dec. 1861), but the
edition I am citing is based on the 1862 Ticknor and Fields publication.
42
This list is not comprehensive relative to the general subject of religion. For example, in A Law Unto Herself
(1877), Davis includes a critique of various forms of institutional Christian charity. The list of works I have
included in this project are limited to those that reveal something about religion in relation to Davis’s realist
aesthetic.
43
Du Bois defines this term in The Souls of Black Folk (1903): “One ever feels his twoness—an American, a Negro;
two souls, two thoughts, two unreconciled strivings; two warring ideals in one body, whose dogged strength alone
keeps it from being torn asunder” (quoted in Vincent Leitch, ed., The Norton Anthology of Theory and Criticism
(New York: Norton, 2001) 298.
44
See Bucke 39 and also Russell Richey and Kenneth Rowe, eds., Rethinking Methodist History: A Bicentennial
Historical Consultation (Nashville: Kingswood, 1985). (Note: a conference publication.)
45
Davis seems to be alluding to Psalm 23:4 in Dode’s walk down the dark, deserted road.
46
See Bowron 269.
47
Scofield’s poor grammar and spelling is indicative of a typical Methodist on American soil, both the congregants
and the preachers (Bucke 305). Methodism was spread by itinerant preachers like Gaunt, of whom little education
and no formal training was required. All that was required was the willingness to share the Good News of the
Gospels. In fact, this was one of Palmer’s criticisms of Gaunt: “Douglas Palmer used to say that all Gaunt needed to
make him a sound Christian was education and fresh meat” (Davis 62). Scofield’s inscription represents his
marginal literacy presumably developed solely for the purpose of being able to read the Bible.
48
Novalis is the pseudonym for Georg Philipp Friedrich Freiherr von Harenbery (1772-1801), a German Romantic
philosopher who studied the writings of Johann Fichte (1762-1814), another German Romantic philosopher.
49
There is some scholarly disagreement as to the philosophical foundations of both Stephen Holmes and Dr.
Knowles. Jean Fagan Yellin writes: “In Stephen Holmes, Harding dramatizes the debasement of the Emersonian
doctrine of self-reliance. Holmes attempts to practice the ideas about self-development voiced by the German
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philosopher Fichte. But Holmes lacks not abstract liberty, but concrete cash” (281). Elsewhere, Jean Pfaelzer
attributes the same philosophical underpinnings to Knowles: “Knowles is a follower of the French utopian socialists
Fourier (1772-1827) and Saint-Simon (1760-1825) and of the German romantic and founder of ‘absolute idealism,’
Johann Gottleib Fichte (1762-1814), whose works Davis probably read with her brother, Wilson, a student of
European romanticism” (Parlor Radical 67). Sharon Harris cites a direct quotation from Davis in which she refers
to Holmes’s character as “the development in common vulgar life of the Fichtian philosophy and its effects on the
self-made man, as I view it” (Harris 62, quoted from James T. Fields, Yesterdays with Authors, New York AMS,
1970).
50
In The Blithedale Romance, Hollingsworth makes a nearly identical appeal to Coverdale: “It offers you (what you
have told me, over and over again, that you most need) a purpose in life, worthy of the extremist self-
devotion,―worthy of martyrdom, should God so order it! In this view, I present it to you. You can greatly benefit
mankind. Your peculiar faculties, as I shall direct them, are capable of being so wrought in this enterprise that not
one of them need lie idle” (Hawthorne 84).
51
Not only was slavery a divisive issue in the history of the Methodist church, but Abolition and Reconstruction
affected church splintering as well. Their history includes the formation of Methodist congregations aimed at black
membership, with black leadership. Bucke writes: “The cultural and social importance of the independent Negro
churches is not always understood. The creation of these churches was one of the most important consequences of
emancipation and Reconstruction. A contemporary historian writes: ‘It meant religious freedom for the blacks for
the first time in their history and opened up to Negro leadership at least one field of social endeavor. To this day not
even the most reactionary Southern white challenges the right of the Negro to determine his own religious
concepts’” (Bucke 287). (The historian quoted is Francis Butler Simkins, A History of the South (New York: Alfred
A. Knopf, 1959) 307.)
52
There are several sources available discussing the editorial and print history of this story. See, for example,
Paelzer, Parlor Radical 54-75 and Yellin 286-94 and Harris 61-71.
53
There is nothing in the text itself directly stating that this is the same character in both stories. Once again,
scholars offer differing interpretations; Sharon Harris identifies “The Harmonists” character as “Dr. Knowles, who
first appeared in Margret Howth [and who] reappears in “The Harmonists;” it is the communist ideology of Knowles
with which Davis is now concerned” (129). Pfaelzer identifies Knowles as merely “the namesake of the utopian
socialist in Margret Howth (Parlor Radical 128). The geographical setting of the two stories suggests that this is
the same character because, like Knowles, the Rappites moved from Indiana to Pennsylvania. The Rappites first
settled in Pennsylvania from 1804-1814, and then profited by selling their land to Mennonites. They next re-settled
in Indiana from 1814-1824, naming both of these communities “Harmony.” Finally, the Rappites returned to
Pennsylvania from 1824, remaining there until they formally dissolved in 1906, naming this last settlement
“Economy,” the name of the town depicted in “The Harmonists.” Margret Howth is set in Indiana which strongly
suggests Davis was purposefully establishing continuity between the two texts by drawing on the geographic history
of the Rappites.
54
Christina might be referring to either 2 Samuel 22:3 or Ephesians 6:16. Bother passages refer to faith as a shield
to overcome evil and achieve salvation.
55
“I argue that American realism was an ‘establishment’ form due to its promotion by Atlantic-group magazines”
(Glazener 11).
56
Pfaelzer explains: “Always a precise historian, Davis places the story in a time ‘nearly a century ago’ when the
system of indentured servitude enjoyed a brief rebirth in Pennsylvania. Large landholders who owned slaves
become [sic] desperate for cheap labor when they were forced to comply with Pennsylvania’s Gradual Abolition Act
of 1780, the first antislavery statute in the United States” (Parlor Radical 136).
57
The rape incident is implied rather than stated. When Hubbard and Petrelli visit Christine, she is in a “half-
idiotic” state, showing fear of her kidnapper Jan Velt, and she casts her eyes downward on her soiled and foul linen,
expressing her shame (Davis, “The Story of Christine” 192).
58
The only real clue to Father Kimball’s affiliation is that Lizzy, Dallas’s only friend in Manasquan, is later revealed
to be a Baptist, but this is not revealed until Chapter VII. Given the care Davis has taken to depict Manasquan as
exhibiting a closed system of religious practice, it seems likely that father Kimball must be a Baptist as well.
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59
Established in 1563, the Thirty-Nine Articles of Faith contain the creed of the Church of England.
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CHAPTER 3: WILLIAM DEAN HOWELLS AS WRITER AND CRITIC
OF AMERICAN LITERARY REALISM
William Dean Howells is arguably the most significant arbiter of American literary
realism. For Howells, realism was something more than an artistic form; it was a cross between
social science and literary endeavor. Howells believed that to be of value, literature had to be
useful and to be of use, literature had to be real. By real, Howells meant that the representational
world of the text had to mirror the anterior world outside of the text, and that the representation
of characters, landscapes, ethics, and moral dilemmas had to appear observable to the reader.
Howells believed mimetic representation offered the reader a model for examining a text in
relation to practical experience or existential value, and, in particular, he relied on the religious
subject in order to allegorize and demonstrate matters of social justice. Howells uses this use-
value of the text to make a hierarchical distinction between mere entertaining fiction and lofty
illuminating literature (Editor’s Study 74). He frequently contrasted his realist ideology with
early nineteenth-century sentimental literature or what he termed romanticist literature, and it
was against that earlier form of writing that he was reacting as he struggled to construct new
literary forms that were meaningful and significant in his contemporary world. Literature itself
becomes a component of a formula for the development of a system of cultural ethics and, in his
early career, he even suggests that literature might replace sermonic discourse in the formation of
such ethics. Additionally, for Howells, literature is necessarily political because he himself
frequently makes symbiotic connections between ethics, religion, and democracy in his fiction.
Howells approaches the religious subject in a variety of ways. He depicts several
symbolic figures of ministers such as Reverend Sewell in The Minister’s Charge; or, the
Apprenticeship of Lemuel Barker or the unnamed minister in A Traveler from Altruria, who
seem to reflect his own disillusionment with how institutional religion had come to be practiced
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after the Civil War. He implicates these figures for being out of touch with the changing moral
and ethical dilemmas that the modern age imposes, such as a bifurcated class system and the
creation of a wealthy, urban elite who lack the education and moral foundation to maintain the
independence and equality that the postbellum years promised. He also includes characters that
are associated with particular denominations and sects as he scrutinizes what various creeds have
to offer in a rapidly changing capitalist economy. In particular, Howells begins to question the
role of the self and the role of society in identity-formation and in the development of a social
conscience, and he examines the role of the institutional church in relation to moral behavior. He
offers a key word, “complicity,” as a synthesis of internal and external identity in which the
needs of the individual and the needs of society as a whole can begin to merge. Howells
suggests that different degrees of self-awareness affect our understanding of a text, and his aim
seems to be to allegorize collective society in the figure of the self such that duty is understood in
terms of desire.
The complicity theme pervades his writing, and it is a key component to understanding
Howells’s incorporation of different philosophies into his social model. In his approach to
literature Howells offers examples of Swedenborgian views of the use-value of the text, and he
later begins to examine utopian scenarios of how different solutions, including socialism, might
be practiced. Whether we view Howells’s writing in terms of reflection or projection of the
anterior world, his reliance on allegory remains a link for him to render abstract notions of social
justice into an empirical model for his reader. Through his use of religious allegory in particular,
we can identify important literary influences such as Matthew Arnold and Heinrich Heine. In his
later fiction, he even begins to examine how society itself constructs cultural institutions as his
texts begin to explore the psychological workings of the human mind. In order to understand
Howells as an advocate of realism, it is useful to examine how the religious subject informs his
model for the synthesis of self, culture, and society.
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It should be clear that Howells was by no means single-minded in his approach to fiction
despite his widely acknowledged advocacy of realism. In fact, over his long and prodigious
career, Howells experimented often with form, scope, and topic. Although some scholars try to
designate Howells as emblematic of a nineteenth-century middle-class hegemony that has come
to be associated with realism, he is, in fact, quite difficult to categorize due to his propensity to
embrace literary and social change throughout his long career.
60
Howells began his career as a
poet, became a biographer and playwright, worked as an editor, publisher, and critic, and
emerged finally as a fiction writer, experimenting with both the novel and the short story form.
From his Midwest upbringing to his Boston relocation, Howells himself represented the land-to-
big-city movement that he portrayed in The Minister’s Charge; or, The Apprenticeship of Lemuel
Barker (1887). Lemuel Barker, like the Dryfoos sisters in A Hazard of New Fortunes (1890), is
a rural transplant who resists being essentialized by the urban elite into a socially-inferior rural
joke. These characters, Lemuel Barker and Christine Dryfoos, perplex their more polished
benefactors, the minister Sewell and the artist Beaton, because they do not act in the manner they
are expected to, and they refuse to see themselves they way others wish to see them.
61
Howells includes some key scenes in these texts that point to disparities between how
various social classes categorize each other by misleading signifiers of social and economic
standing. For example, in contemplating Christine’s debut at a New York society event in A
Harzard of New Fortunes, Beaton marvels at her aplomb and her complacency about her relative
social position. Howells writes: “[T]he girl’s attitude under the social honor done her interested
him. He was sure she had never been in such good company before, but he could see that she
was not the least affected by the experience . . . . [S]he seemed to feel her equality with them all”
(A Hazard of New Fortunes 235). Beaton is struck by the realization that it is not solely
Christine’s wealth but rather her view of herself allows her to overcome what, to him, should be
a social disadvantage, and he begins to see the flimsiness of social stasis when subjectivity is
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brought into play. Howells dwells repeatedly on the act of outward seeing juxtaposed against
ironic self-knowledge, satirizing the tendency of individuals to fictionalize and romanticize the
surrounding anterior world. By doing so, Howells emphasizes that the realist approach is itself
an act of seeing and fictionalizing an elusive subject, and thus he establishes early on his
awareness of the tension between materialist symbolism and an intangible subjectivity that
resists neat categorization. Howells develops this tension even more pronouncedly in his
presentation of religion, adding a key paradox to the limits of realist materialism that many
critics ignore: an abstract concept lurks beneath the allegorical textual representation. This
abstraction seems to demand some type of social value be assigned to it along with its mimetic
representation in the same way that, for Howells, one type of fiction has a higher “value” than
another such that the genre of the text corresponds to that notion of its worth. In the case of
religion, Howells tries to ascertain the underlying question of value by looking at the role
institutional religion plays in the formation of social ethics. He tries to locate the use-value of
religious habits just as he evaluates the use-value of fiction.
Howells is a complicated figure to dissect in relation to his own religious background.
He represents an amalgamation of both conservative and liberal Protestant ideologies. Scholars
persist in assigning Howells a fairly static middle-class social identity perhaps because of his
influential power as an editor and critic, but such an assignation overlooks the many fluctuations
in Howells’s life and career that make him difficult to categorize. Born in Ohio, he was largely
self-educated, he lived in Europe during the Civil War, and he taught himself several languages,
including Spanish, Italian, German, Russian, and French. Between 1865 and 1881, Howells
moved at least four times to different locations in New York and Cambridge, MA. By the time
Howells turned from editing to fiction-writing as his primary career in 1881, he was almost
perpetually on the move, a “traveler,” to borrow a Howellsian term. In spite of a narrow
tendency on the part of critics to label Howells as a middle-class writer and critic with limited
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access to the world beyond New England limits, Howells was somewhat amorphous in his social
and economic standing throughout his life, and he maintained long-term relationships and
correspondences with not only his family but with generations of writers whose careers he
helped to establish. He was a complex character living in a complex age where social
boundaries were ever-changing, particularly as vast fortunes were made and lost. He often
examines the fluidity of modern society as a thematic concern in his fiction, and this same
fluidity emerges in his inclusion of religion in his fiction.
Although most widely identified as a realist, in his later career Howells also wrote
utopian fiction in his three Altrurian Romances (1894-1908) and even a work of historical
fiction, The Leatherwood God (1916). He was eager to tackle contemporary social and ethical
dilemmas, which he believed to be unique to the industrial age, writing about issues ranging
from divorce in A Modern Instance (1882) to labor union disputes in A Hazard of New Fortunes
(1890), and he considered the direction of social change and social values in relation to those
dilemmas. He wrote about religious movements as varied as Shakerism in The Undiscovered
Country (1880), A Parting and a Meeting (1896), The Day of Their Wedding 1896) and The
Vacation of the Kelwyns (1920) and Methodism in The Leatherwood God, and even a fictional
religious sect, the Rixonites, in “A Difficult Case” (1900). Howells’s topics include social
concerns such as marriage, inner-city living conditions, economically-declining rural landscapes,
poverty, and even paranormal experiences in his Turkish Room Tales (1901-16). Realism as a
literary form is closely aligned with empiricism and the social and economic conditions of the
late nineteenth century. Howells’s preoccupation with religion and spirituality indicates that for
him, realist writing was not bound to the terrestrial world, but rather it involved a symbiotic
relationship between things that can be experienced and knowledge that can only be intuited.
As a representative of the social and geographic mobility that marked the American
cultural movements during the nineteenth century, William Dean Howells also stands at a unique
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cross-section of changing religious experiences and beliefs. In his literature, he frequently
contemplates specific aspects of the American religious landscape, allowing his readers to
examine the interplay between religion and realism in regard to social ethics in the realist text.
Most particularly, Howells appears to advance a doctrine of ethical determinism that relies on an
ideology of individual conscience and self-knowledge for a sense of moral rightness and
wrongness. At the same time, he frequently addresses the risk implicit in elevating the
importance of the individual above the needs of social collectivity. Even while he tries to
advance an argument for common sense reasoning combined with intuitive conscience, he
simultaneously offers a view that social duty requires a form of altruism that necessarily requires
self-sacrifice. He expects his readers to deduce that individual happiness can never be obtained
if society is harmed by selfish action. To comprehend fully the tension that marks Howells’s
ambivalence about the role religion plays in this dualistic model of ethics, we must examine a
few of his trademark philosophical notions.
Specifically, Howells elaborates on philosophy of a collective social ethics that can be
best summed up with one word: complicity. Complicity to Howells meant that all classes of
society are inextricably connected, and that the fate that affects any class befalls them all. This is
a progressive model of civilization in which humankind can self-consciously determine its own
advancement. In the Editor’s Study (February, 1886), he writes: “no class of Americans is to be
polished alone, but that we are all bound together, high and low, for barbarism or civilization
(7). Howells scholar Paul Petrie elaborates on the idea of Howellsian complicity as being a
largely unconscious state. Petrie writes: “Howells developed the idea of ‘complicity’ to express
the inescapable idea of ethical interdependence, which in [Howells’s] view binds all people to
each other through webs of influence of which they remain largely ignorant” (xvii). Petrie’s
distinction about the general obliviousness of social bonds suggests that Howells’s realist aim is
to draw attention to the interconnectedness of all social beings, why is why, for Howells,
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literature itself has what Petrie terms a “social-ethical duty” (2). The ethical responsibility of
literature (as opposed to the entertainment value of fiction) is a concept that Howells discusses at
length in The Editor’s Study. For example, in April, 1887, he writes: “[W]e cannot conceive of a
literary self-respect in these days compatible with the old trade of make-believe, with the
production of the kind of fiction which is too much honored by classification with card-playing
and horse-racing” (75). The social responsibility of the writer is an important concept that I will
return to again in a discussion of Howells’s Swedenborgian upbringing. The idea of the use-
value of artistic creation is one that can be directly traced to Swedenborg’s philosophical
writings, revealing yet another point of intersection between religion and realism for Howells.
Howells returns to the notion of complicity repeatedly in his fiction, and he speculates on
the effect that a failure to acknowledge mutual dependence might portend. For example, the
nearly identical speeches of the Reverend Sewell in The Minister’s Charge and the attorney
Eustace Atherton in A Modern Instance expand on the subject of complicity, particularly in
relation to a democratic society. Sewell states the basic premise of complicity: “No man . . .
sinned or suffered to himself alone; his error and his pain darkened and afflicted men who had
never heard of his name” ( The Minister’s Charge 309). Sewell’s speech is a repetition of
Howells’s earlier 1886 Editor’s Study claim, but in his fiction, Howells moves from discussing
class or social effects of interconnectedness to an explicitly religious language involving sin and,
implicitly, salvation drawing on sermonic discourse. Like Sewell, Atherton states the view that
complicity is connected not only to democratic values but in fact to Christian values: “‘We’re all
bound together. No one sins or suffers to himself in a civilized state, or religious state—it’s the
same thing. Every link in the chain feels the effects of the violence more or less intimately. We
rise and fall together in Christian society’” (Howells, A Modern Instance 418). In his use of the
web or chain metaphor, Howells appears to be using the terms democratic and Christian
interchangeably, revealing an undercurrent of exceptionalism in American culture in which the
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American political ideology is divinely sanctioned. For Howells then, a successful democracy
equals an application of what he terms “Christian values,” and he appears to be seeking a
synthesis of these ideologies so that moral laws can be abstracted from Judeo-Christian
principles in a manner that is fluid rather than fixed in American culture although he never states
specifically how this might occur. Ultimately, Howells begins to question if the problems within
democracy that he observes can be attributed to failings in Christian values as they are practiced
in late nineteenth-century America. In this way, Howells constructs a positivist examination of
the religious subject in order to evaluate the utility of modern religious practices.
Many scholars have noticed the close connection between Howells’s social model, his
religious rhetoric, and the way in which he relies on Christianity to exemplify a system of
“civilized” behavior. For example, Michael Anesko notes the presence of the term complicity in
what he calls Howells’s novelistic vocabulary, and he correlates the importance of this term with
Howells’s presentation of a system of social ethics in which the act of writing serves to elevate
the altruistic values that Howells associates with civilization. Complicity, Anesko notes, is “not
merely sociological but theological in its overtones” (Letters, Fictions, Lives 196). Anesko
dedicates an entire chapter to documenting the thematic prominence of the term “complicity” in
Howells’s fiction, citing works such as The Minister’s Charge (1887), April Hopes (1888), Annie
Kilburn (1889), and A Hazard of New Fortunes (1890). Unfortunately, Anesko does not
elaborate on Howells’s use of complicity as a theological concept—he merely acknowledges it—
and this is an association that bears further consideration. Howells’s connection between
sociology and theology is truly at the center of any discussion of religion and realism in his
writing because this intersection challenges his materialist mission as a realist writer. It would
be an oversimplification to accept the idea of complicity as standing in for the term religion in
Howells’s texts, but it certainly bears further scrutiny in light of the way Howells represents the
metaphysical value of spirituality in relation to his collective ideal of identity. He promotes
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complicity in terms of sin and salvation suggesting that society equals an enactment of the
“kingdom of heaven on earth.” For Howells, then, a progressive society must work toward
mimetically modeling itself on the concept of an afterlife. For the agnostic Howells, this notion
is somewhat paradoxical, but he clearly is willing to draw on scriptural rhetoric in order to
“convert” his readers to the importance of his socio-ethical model.
Howellsian complicity reveals a key paradox in his realist philosophy because his
insistent insertion of this concept points to the discrepancy between the act of seeing and the act
of imagining the anterior world. In fact, Howells repeats his the mantra of complicity so often
that it begins to present an interesting dilemma for Howells’s realist aim, which he claims is to
reflect society, or specifically, “to portray men and women as they actually are, actuated by the
motives and the passions in the measure we all know” (Editor’s Study 81). As Howells
continues to represent not what he observes but what he would like his reader to believe, he faces
the inherent challenge of any realist writer; is the goal to mirror the anterior world and stimulate
social change or is the mission to construct the social world that one would like to see? And is
the latter utopian construction truly distinct from the “make-believe” that Howells criticizes in
romanticism (75)? The dilemma between reflective and utopian representation emerges
continually in Howells’s literature to such an extent that it is not easy to discern whether his aim
is critical scrutiny or a prescriptive remodeling of American democracy. Even more
interestingly, Howells frequently locates this realist conundrum in tandem with the religious
subject, suggesting that religious values exist at the very least in an important peripheral role
even as society changes. In other words, for Howells, the religious subject allows for some type
of resolution between the act of seeing and the act of imagining because the manner in which
religion operates relies on the same type of allegorical representation that realism requires of its
reader. For this reason, the religious figures in Howells’s texts reflect American cultural ethics
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even as he indicts them for not advancing social change in a manner beneficial to all classes of
society.
Howells seeks a kind of sociological conversion similar to the spiritual conversion that
religious allegory commands. Clearly, he believes that the realist text can succeed where modern
religious culture falls short. In order to establish how he attributes a limited social value to
figures of religious authority, one only has to recall the Greek chorus of side-lined religious
figures that are ever-present in Howellsian fiction. These include characters such as David
Sewell in both The Minister’s Charge and The Rise of Silas Lapham (1885), who lectures on
complicity and needless romantic self-sacrifice yet frustratingly finds himself unable to effect the
kind of social change he would like to see because he is frustrated at every turn by his lack of
understanding of his rural acquaintances. He cannot overcome his own subjectivity. Sewell’s
position as a minister allows him to move among the lower classes, yet he is unable to shed his
preconceived notions of how these individuals think and act because he views them as static
fixtures. Lemuel Barker, for example, is described as a “granite bowlder [sic]” from Willoughby
Pastures (The Minister’s Charge 98). Another such stymied minister is Julius W. Peck in Annie
Kilburn (1889), a flawed example of new light “Orthodoxy,” which is Howells’s term for either
Congregationalism or Presbyterianism.
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In offering advice to the Unitarian Annie Kilburn, Peck
criticizes the town’s benevolent Social Union project for its socially-exclusive premise that
assumes the town’s upper class citizens know what is best for the town’s economically deprived
(683). Peck finds himself at an ideological crossroads, unable to act as he identifies class
struggles because he remains unable to imagine an effective way to cross social barriers. Peck’s
flaw is his inability to forge a relationship between the political and the personal. Every solution
he practices seems to do more harm than good, alienating him from his congregation. Howells
satirizes Peck’s political concerns by emphasizing his private neglect of the well-being of his
own daughter, Idella, showing him to be ideologically out of sync with the enactment of his
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beliefs. Given Howells’s own struggles with his anorectic daughter Winny, one cannot help but
wonder if such a criticism isn’t self-reproachful.
Howells’s critique of religious leaders is not limited to those belonging solely to the so-
called Orthodox sect. Other figures include purposefully vague individuals who are harder to
classify, such as Clarence Ewbert, the “Rixonite” minister in “A Difficult Case” (1900) who
struggles to explain immortality to atheist Ransom Hilbrook and exhausts his own spirit in the
process, and the even vaguer unnamed minister in A Traveller from Altruria, who reclines on the
front porch of the New Hampshire resort along with the equally vague and unnamed banker,
lawyer, professor, doctor, and manufacturer. When challenged by the Altrurian traveler about
the exclusivity of his church, the minister uneasily admits that although he wishes there were
more brotherliness between the rich and poor, there are no working class people in his
congregation (A Traveller from Altruria 126). His is a congregation that depends on the
financial support of its members. It is clear that Howells links social ethics to religious values in
his construction of the anterior world and to economics as well, and he returns to this pairing of
religion and realism again and again in his writing. While eager to engage religious figures in
his sociological considerations, Howells presents these figures as stymied by differences between
ideology and action, unable to serve as conduits between differing social classes when they are
financially dependent on the benevolence of the wealthier classes, and thus the religious world
takes on the values of late-nineteenth-century capitalism while the church itself perpetuates class
division. Howells’s view of complicity, always so closely aligned with these religious leaders,
is his term for a metaphysical concept of divine justice that he never fully reconciles with
materiality in regard to religious belief or practice. For Howells, complicity exists yet it is
largely unseen. To address complicity in his fiction means that Howells tries both to mirror and
to construct this concept textually by directing his reader’s gaze at a value he believes is already
present but simply unacknowledged.
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In an analysis of American realism, Phillip Barrish suggests that realist writing had the
aim of directing attention at marginalized groups in particular although he contends that Howells
proffered “realist taste as a way for some middle- and upper-class readers to claim cultural
superiority over other middle- and upper-class readers” (17). Barrish makes a complicated
claim; on the one hand, regardless of whether or not we can truly accept Howells as emblematic
of an arguably amorphous “middle class,” Barrish views Howells and other realist writers as
reinforcing hegemony by using their realist claims as a means to establish cultural authority for
their social views. At the same time, the premise of this claim to cultural authority rests
specifically on directing attention to the shared fate of lower social classes such as the rural and
working classes. In fact, Barrish specifically employs the realist lingo of directing the gaze when
he writes: “As a genre, realist writing strove to move the overlooked into mainstream view” (10).
If one accepts Phillip Barrish’s assertion that realism is a claim to intellectual or cultural prestige
(10), Howells’s satire of religious leaders might be argued as a glimpse of a critic who captures
himself looking at his surrounding social world and sees the irony of his own claim to prestige.
He is as stymied as his fictional ministers. Howells addresses the complicated relationship
between observation and memory construction in Years of My Youth when he writes, “[A man’s]
environment has become his life, and his hope of a recognizable self-portrait must lie in his frank
acceptance of the condition that he can make himself truly seen chiefly in what he remembers to
have seen of his environment” (57). For Howells, whether writing biographically, historically,
or fictionally, he frequently acknowledges that in the act of seeing, a disparity exists between
what one wishes to see and what can be seen by others. Barrish’s assertion that realism’s aim
strives to bring the overlooked into view might be adjusted slightly for Howells whose focus is
on the act of looking itself. Howellsian realism challenges the very process of fictionalization
and the way in which the realist strives to reconcile disparities between ideology, observation,
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memory, and construction. Howells forces his reader to examine his or her own subjectivity;
this challenge emerges in the way he satirizes his own self-conscious gaze.
Howells was aware of the irony of the limited ability of so-called reformers to see
themselves and those around them with any objective detachment. In his texts, Howells toys
with the prospect of gazing, particularly in relation to critical objectivity, not only with his
religious figures but also with reform figures in general. In his short story, “The Critical
Bookstore” (1913), Howells articulates the impossibility of any critic to determine public taste,
emphasizing a gap between the personal and the political. He writes about competing claims of
the market, reader expectations, author self-criticism, and publishing world logistics. What he
acknowledges is that the largest appeal of any book is the public’s willingness to recognize itself
caught in the act of gazing at society or caught in the act of reading which, to Howells, should
ideologically be one and the same. When bookstore owner and self-appointed critic Frederick
Erlcort designs his ideal bookstore in which he will preview the stock for a guaranteed quality,
he toys with Margaret Green’s suggestion to hang several mirrors of any shape. Margaret
explains the benefit: “‘People like to see themselves in a glass of any shape. And when,’
Margaret added, in a burst of candor, ‘a woman looks up and sees herself with a book in her
hand, she will feel so intellectual she will never put it down. She will buy it,’” (Selected Short
Stories 206). Margaret’s suggestion recognizes that it is the act of self-conscious gazing and the
resultant recognition that markets a book’s appeal, far more than the critic’s inclusion of a text
on a pre-selected list of Great Books.
Howells does not level the accusation of hegemony toward modern reform movements
that Harold Frederic later will in his fiction, but he does satirize the public’s vanity. He
understands that a market exists if a writer can capitalize on the image that a public wishes to see
of itself, and this association perhaps helps to explain his alignment of complicity with sermonic
discourse of sin and salvation. The underlying irony of “The Critical Bookstore” plot aims at
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gauging what the public demands versus what serves its greater interests. Erlcort the critic
ultimately becomes overburdened with trying to decide if the relative good qualities of a book
outweigh its bad aspects. He desires an absolute model, and he is unable to derive a formula for
a cost-benefit analysis that is not entirely negated by subjectivity. He questions, “Who am I that
I should set up for a critical bookstore-keeper? What is the Republic of Letters, anyway? A
vast, benevolent, generous democracy, where one may have what one likes, or a cold oligarchy
where one is compelled to take what is good for him? Is it a restricted citizenship, with a
minority representation, or is it universal suffrage?” (217). Erlcort’s comparison of the literary
market to American democracy expands into an allegory of the entire Spencerian model of
natural selection within Social Darwinism when he finally concludes: “Let there be no artificial
selection, no survival of the fittest by main force” (218). For a critic whose entire authority
purportedly derives from his so-called imposition of middle-class values on the reading public,
Howells reveals his deep discomfort with the role of any critic to impose artificial standards on
the tastes and choices of others. He does, however, wish the public to acknowledge the cultural
impact of literature and to accept the interplay between the way readers see themselves seeing
the text and the way they see themselves seeing the world outside of the text. Howellsian
realism specifically targets subjectivity and hypocrisy and the fine line that separates the two.
It is in his dialectical comparisons that Howells examines disparities between group
identity and social benevolence, suggesting without showing various possibilities for synthesis,
particularly when dealing with the subject of religion. Howells strives for a narrative presence
that is neither in one camp nor the other but seeks to occupy a textual and cultural position of in-
betweenness across class. It is an impossible claim, of course, because as Barrish argues, each
critical or theoretical school operates with the same claim to prestige that is based on insider
access to a marginalized group, so that Marxist theorists might claim that Howells could not
occupy one class while identifying with the interests of another, in spite of the fact that Howells
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changed his class from that of a blue-collar compositor who works with his hands to a white-
collar journalist who might move among the social elite in a community (Years of My Youth
149). Simultaneously, feminist theory could argue that Howells, a successful white male author,
could not make a cultural claim to the shared experience of a nineteenth-century uneducated
dependent female writer, even though his own sister occupied that very position. The conflict
that exists between subjectivity and collectivity in regard to class identity remain at odds in any
school of theory. As a scholar, one can only conclude with historicists such as Michael Davitt
Bell that it is less important to examine what realists like Howells could not do than it is to
examine what they thought they were doing (American Realism 4), and perhaps the best
evidence Howells offers are the episodes of disparity where one view cannot quite match up with
another. What is at stake in relation to realism is the larger question of identity, and the problem
with how the realist writer conceives of it and represents it allegorically or mimetically. The
conflict, at least for Howells, is in his vacillation between the value he places on subjectivity and
the value he places on collectivity, once again setting up a dialectic that requires some sort of
synthesis.
When Howells writes about religious systems in his culture, he sets up pairings that allow
him to present points of resistance between old and new values as he perceives them during the
Gilded Age. He tries to capture moments of transition between Calvinist notions of Hebraic Law
and Liberal Protestant preferences for an intuitive model of morality. These issues of resistance
emerge when individual conscience opposes the demands of the collective religious whole. The
work that best highlights the religious subject in all its creedinal confusion is A Modern Instance
(1882), Howells’s novel about divorce and its moral ramifications. In this work, Howells sets up
the plot by showing the social inheritance and slow decline of Calvinist values in a small rural
American town. This work begins in the fictional town of Equity, Maine, which is modeled after
Fryeburg, Maine (Goodman 138), a small inland village about fifty miles northwest of Portland.
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Equity is in a state of flux, with several competing churches vying for membership, particularly
among the younger townspeople. The contrast is realized through old Squire Gaylord, an atheist,
and the young newcomer, Bartley Hubbard. Gaylord, a lawyer, serves as a symbol of law and
vengeance with values left over from Puritan days. He oversees an empty ritual of justice with
no underlying religious foundation for his system of ethics other than that which has been
handed down through town tradition of Judaic Law. The distinction here is that he exemplifies a
practice rather than a belief. We are told that “For liberal Christianity he had nothing but
contempt . . . and he maintained the superiority of the old Puritanic discipline against [church
sociables] with a fervor which nothing but its re-establishment could have abated” (A Modern
Instance 32-3). Gaylord’s religious beliefs have lost their underlying authority although he is
well-versed in scripture, frequently quoting it to expose what he considers to be the hypocrisy of
“latitudinarian interpretations” of religious beliefs (32). Gaylord’s ambivalence toward the
institutions of religion positions him as an atheistic figure with a strong sense of absolute right
and wrong, someone who enacts his principles with unrelenting decisiveness. He is caught in a
state of in-betweenness, belonging neither to the past nor to the present religious order in Equity,
but he carries with him a puritanical inheritance of the social values that are slowly ceasing to
operate in the town. Howells’s double-sided criticism shows his own ambivalence toward this
fading order. While Howells exposes the lack of substance underlying inherited Puritan-derived
beliefs and practices, he nevertheless is equally critical of the values and practices he observes
replacing such antiquated beliefs.
In contrast to Gaylord’s Hebraism is a more contemporary Liberal Protestant ethic that
arises in the multitude of churches that attempt to appeal to the new generation in Equity. The
narrator cynically opines that “Religion there had largely ceased to be a fact of spiritual
experience and the visible church had flourished on condition of providing for the social needs of
the community. It was practically held that the salvation of one’s soul must not be made too
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depressing, or the young people would have nothing to do with it” (24). Bartley Hubbard flits in
and out of this array of New Light alternatives. In contrast to Gaylord who visits no church,
Bartley Hubbard visits them all on a rotating schedule but belongs to none. For him, religion is a
matter of social advantage, and Bartley enjoys fiscal freedom by distributing his visits liberally
between the various congregations for the sole purpose of being seen in all without offering
financial support to any. This strategy ultimately backfires when he decides to leave town;
whereas Bartley feels comfortably removed from religious obligation or commitment, each sect
believes itself entitled to a piece of Bartley Hubbard’s rapidly diminishing purse, and each
presents him with a fee upon his impending departure. It is clear, however, that Bartley views
the potential suffering for his failure to join any one specific church to be material rather than
spiritual: “each of the churches had sent in a little account for pew rent for the past eighteen
months: he had always believed himself dead headed at church” (122). The financial accounting
of the church shows that modern religion in Equity is both a social ritual and a simultaneous
“measure” of one’s financial and moral worth. Administering to the financial interests of the
church becomes a symbol of participation, and so the dollar becomes a symbol of faith. Bartley
Hubbard flees town without paying any restitution whatsoever, and the lack of financial
commitment allows him to continue along his way without any further sense of obligation to his
spiritual practices. Once he reaches Boston, the question of institutional religion becomes moot
for Bartley Hubbard. He has learned the cost of religion.
Howells criticizes Equity’s system of religion for its overly-materialistic administration.
In examining both the past and the present, Howells, in fact, identifies that the key problem in
Equity is its lack of spirituality; religion exists but is not metaphysical enough. Equity has
reduced its religious habits to vengeance, social gatherings, and pew fees, alternatively, mere
vestiges of a once substantial faith. This seems an odd problem for a materialist writer as
Howells styled himself. The key question is how he represents here not only a concept of
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metaphysical belief but also a declining metaphysicality, an oxymoron requiring textual
representation. He tries to examine the after-effects of the absence of a non-material presence,
which surely must be a conundrum for a realist writer. Howells can only construct a textual
representation by showing the effect that such an insubstantial practice renders on social ethics
and moral behavior. He examines the vengeance of Gaylord and the lack of a sufficiently
developed conscience in Hubbard, and he represents the effect allegorically in the downfall of
Marcia Gaylord, who hastily abandons her moral code by eloping to Boston with Bartley
Hubbard. She is at once a product of both her hollow heritage and her cultural surroundings as
she interacts with these vacuous figures and is left to face the consequences when Hubbard
ultimately deserts her, and her father urges her to avenge the desertion.
These two men, Gaylord and Hubbard, exemplify the social and religious problems in A
Modern Instance, but the tension between them is by no means the sole focus of Howells’s
religious consideration in the novel. When the narrative shifts to Boston, institutional religion
again intervenes in the story even though Bartley has completed his spiritual contemplation once
he leaves town both in debt and debt-free depending upon one’s perspective. In Boston, Howells
again sets up a contrast between “inherited” religious values, the presumably Puritan-derived
religion of the older Hallecks, possibly Congregationalist, and a more contemporary alternative
being practiced by young people, in this case, the “outspoken Unitarianism” of Olive and Ben
Halleck (218). Howells frequently sets up his comparisons across two generations, typically
linking the older generation to Puritan values and the younger one to significant but equally
problematic alternatives to “orthodoxy.” Other examples of older generation “inherited
Orthodox” practitioners include Persis Lapham in The Rise of Silas Lapham (1885) and Isabel
March in A Hazard of New Fortunes (1890).
Like Rebecca Harding Davis, Howells locates cultural stereotypes within the religious
landscape in order to examine attitudes toward shifting cultural concerns as the world
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modernizes. He can then depict his characters acting either in accordance with or against these
denominational biases. His purpose in depicting such stereotypes is easily understood in the
context of his cross-generational antagonism and synthesis. He juxtaposes two generations in
order to illustrate the tensions between the two value systems; presumably the ensuing
generation will offer a resolution, preserving what works well in the antiquated system and
merging it with some new insight the newer system might offer in dealing with contemporary
challenges. Typically, there are two points of resistance in his model; first, the individual must
challenge his creed in the tradition of sentimental fiction, as Ben Halleck does, and second, all
opposing creeds must enter into a dialogue with each other, colliding and ultimately reconciling
in relation to the modern ethical dilemma. In other words, like many late nineteenth-century
writers, Howells writes a new theology by drawing on or rejecting various aspects of the
institutional church that surrounds him. As is often the case with other realist writers, his
critiques rarely point toward specific solutions. This is, perhaps, one of the most confusing
aspects of reading realism; the writer seldom offers a revolutionary credo but instead merely
seeks a cause-and-effect argument for examining social change. We might try to distinguish
between a descriptive critique and a prescriptive one and Howells demonstrates how both aspects
are at work within realism. He examines the past for it impact on the present, and we can read
his cross-generational model as an allegory for a Hegelian model of synthesis.
Howells typically shifts his textual attention to the subsequent generation prodding the
reader toward some type of ideological resolution. This is a positivist move in which the effect
of the religious action is far more important than the ideology of the creed. In A Modern
Instance, he directs the reader’s attention to the youngest generation when he highlights Flavia’s
baptism as emblematic of her inheritance of Marcia and Bartley Hubbard’s confused religio-
ethical values. In this scene, he contrasts Marcia Gaylord’s superficiality with old Mrs.
Halleck’s traditionalism; the baptism of Flavia represents a synthesis of values or at least the
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suggestion for the need of such a resolution. He merely asks his reader to contemplate how the
next move might best be made and to consider the consequences of what might happen if change
does not occur: marriages and resulting children are the textual equivalent of long-term social
consequences.
Clearly, in A Modern Instance, Howells considers the church’s role as a voice of moral
authority, yet his specific shaping of the role of church and religion remains unclear due to the
incomplete contrast he offers. In a scene where Marcia Gaylord considers baptizing Flavia, the
reader might be able to read the intended satire; Marcia’s inability to differentiate among
churches and church creeds, yet to rely on these institutions for moral guidance, demonstrates a
larger confusion about what constitutes moral behavior in general. The alienation between
individual and religious moral authority is realized through Marcia’s emphasis on baptism—here
a ritual without substance—but the final resolution of this vignette is never fully realized. She
attends “church” and observes, “‘I think it’s best to belong to some church,’” (Modern Instance
247). When Ben Halleck suggests, “‘I suppose you would want to believe in the creed of the
church,’” she replies, “‘I don’t know that I should be particular’” (248). Marcia believes that any
church will serve the same purpose, and perhaps Howells does as well. He seems to endorse this
position even as he satirizes it, in my view. Marcia’s assumption emphasizes her belief that it is
the act of practicing religion that develops conscience and ethics. This consideration is a reversal
of Squire Gaylord’s act of practicing law without religion; Marcia wants to practice religion
without law. Harold Frederic will later establish this same conflict between Hebraism and
Hellenism in The Damnation of Theron Ware (1896), and Howells will return to it as well in A
Traveller From Altruria (1894), as we will see below.
Marcia’s vague spiritual intention resolves itself in her subsequent decision to join the
Calvinist church in which Ben Halleck was raised. Unlike the Gaylords, the Hallecks practiced
their religion with belief and sincerity: “They were of faithful stock, and they had been true to
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their traditions in every way. One of these was constancy to the orthodox religious belief in
which their young hearts had united” (Modern Instance 204). In this passage, Howells suggests
that even the Hallecks have outgrown their faith or at least that the modern world has, but their
faithful adherence to its practice has rewarded them with a peace of mind directly linked to their
beliefs. What Howells presents as the Hallecks’ habitual religious practice results in their
rearing offspring who exemplify a high degree of individual conscience, and Marcia believes she
can mimic them and achieve the same effect with her daughter. Mrs. Halleck, Ben’s mother,
instructs Marcia that in order to join her church, Marcia must first believe in the Bible and
further, she must have a Savior (251). Marcia decides to join this vaguely Christian church,
presumably Congregationalist, to which she attributes Ben Halleck’s fine sense of values. She
decides to christen Flavia because “‘One musn’t be left too free’” (253). Marcia’s decision to
choose a specific church selected simply because of its moral influence rather than its creed is
problematic for the reader because, apart from the vague Christian reference, Howells does not
provide the specifics of denomination. He leaves the reader with an ambiguous critique of the
established church and its relevance in the latter half of the nineteenth century. Nonetheless, he
is clearly ambivalent about abandoning this fading institution.
Howells displays a similarly satirical view of church spectatorship in his other works as
well. Such examples reveal his cynicism with how church buildings can occupy a physical space
yet simultaneously serve as symbols of a kind of empty space much as museum artifacts serve as
symbols that point to ancient civilizations. He depicts churches that draw people in
voyeuristically without drawing them in spiritually. For example, when Basil and Isabel March
wander into the Gothic “Grace Church” while house-hunting in New York City, they find
themselves “Rapt far from New York, if not from earth, in the rich dimness of the painted light”
(A Hazard of New Fortunes 47). Howells’s oxymoronic pairing of rich dimness and painted
light in this church with its unnamed creed undercuts the “solemn ecstasy” of the Marches’
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sojourn. Basil brings them down to earth by comparing their church tourism to a visit to the
Vienna Café for breakfast as both “gratify only an aesthetic sense” (47). Such diminished
religious experiences replace the notion of spiritual ecstasy with aesthetics, suggesting that the
former has a higher cultural value than the latter, much in the same way Howells suggests that
morally uplifting ethical literature is superior to mere entertaining fiction. The vague satire of
religious experience is a problem one finds in American realist writing; writers like Rebecca
Harding Davis and William Dean Howells clearly aim to critique the present order of religious
institutions, and both suggest that the “church” could be doing more to ease human suffering, but
neither will explicate how such authority might function or who should mediate it or even how to
draw the suffering lower classes into church, whether or not they should want to go.
The passage depicting Marcia’s church selection highlights Howells’s ambivalence about
the role of the institutional church. He both embraces and denies the importance of doctrinal
distinctions in his refusal to specify the relationship between creed and practice in the
development of social ethics. What is the church that “succeeds” in Howells’s opinion? Is it, in
fact, Congregationalist? Could it be Presbyterian? Is it Baptist? Might it even be Episcopal?
What is the church that Ben Halleck returns to in the end, seeking refuge in his “inherited
belief?” (Modern Instance 450), when he exemplifies the same blind acceptance that Howells
suggests “seems to save time” (Editor’s Study 16). Howells appears at first to be critiquing
Unitarianism, the adopted religion of Olive and Ben Halleck, which Halleck later rejects in favor
of the ambiguous Christian option. This critique is confusing in part because Unitarianism in not
necessarily non-Christian, particularly in the nineteenth century; some critics equate
Unitarianism with Deism, but Unitarianism encompasses Christianity as well as other
monotheistic religions. Further, some would argue that liberal Unitarianism is a creedless sect,
which would presumably have appealed to Howells if he intends to downplay the importance of
doctrine. Is Howells promoting a particular Christian church as a necessary component of moral
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authority, or is he critiquing nineteenth-century America’s reliance on what he views as an
increasingly vague and largely symbolic institution? In the end, he seems to return to the role of
individual belief; it is not creed or doctrine that Howells emphasizes but the way in which the
individual interacts with the institutions of religious practice that allow one to develop a
conscience. Simply put, he suggests that ethics derive from habit, and habit derives from Judeo-
Christian law. Howells makes it clear, however, that he equates a so-called Christian conscience
with ethical behavior when he claims a Christian society and a democracy are one and the same.
He does not seem to look beyond the practice of Christianity even though he will not look within
it either. Howells never fully explains his understanding of the reciprocal relationship between
institutional religion and its effect on conscience and morals; nevertheless, he constructs this
conflict in several of his texts, leaving it always unresolved.
Howell’s A Modern Instance begins to hone in on the individual as the rightful legislator
of moral authority, a concept better known as individual determinism. Howells does not clearly
advocate for one doctrine over another, but rather his writing reflects the preoccupation with
authority prevalent at this time. Most particularly, as T. J. Jackson Lears remarks, “The center of
morality was the autonomous individual, whose only moral master was himself” (12). The idea
of exercising authority solely through conscience and rational thought is articulated in A Modern
Instance as Ben Halleck struggles to resolve his amorous feelings for Marcia Hubbard: “He had
mistaken peace for that exhaustion of spirit which comes to a man in battling his own
conscience; he had fancied his struggle over, and he was to learn now that its anguish had just
begun” (Howells 399). Ben Halleck is never able to resolve his conscience, even after Marcia’s
divorced husband Bartley is found dead, because Ben’s attraction to Marcia is tainted with a
sense of shame because his feelings originated when Marcia was happily married. Ben’s lawyer
friend Atherton sums up the dilemma: “‘[I]t isn’t a question of mere right and wrong, of gross
black and white—there are degrees, there are shades; there might be redemption for another sort
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of man in such a marriage; but for Halleck there could only be loss—deterioration’” (453).
Atherton’s observation highlights the fact that it is Halleck’s individual conscience that stymies
him rather than an independent or church-based doctrine of moral authority. Halleck is unable to
separate his private actions from their social ramifications; he is the embodiment of complicity.
Howells’s use of the term “deterioration” signals his concern that society itself will decay or
devolve without a collective notion of morality. At the same time, no absolute value exists nor
does a set of criteria help determine rightness or wrongness; Halleck vacillates irresolutely
between desire and duty and even his ethical perception of justice cannot resolve this tension.
Halleck’s self-struggle illustrates the shifting concept of selfhood and identity so
dominant in realism and in nineteenth-century culture at large. Eric Sundquist makes the
observation that: “The self becomes an image of the real, and the real becomes an advertisement
of and for the self” (11). Knowledge and truth become inexorably linked to an individual’s
perception of the world. The rising sense of intellectual contemplation began to replace an
externally-focused sense of moral authority handed down through Puritanism. Lears attributes
this shift to the religious splintering evident during this period: “Protestant and liberal ideology
corroded habits of deference to external authority, replaced them with an internalized morality of
self-control, and enshrined the autonomous individual whose only master was himself” (220).
While Lears attributes the rising conception of self-autonomy to religious splintering, he may in
fact be confusing causation with correlation. It is clear that the traditional role of moral authority
associated with religion and community is changing into a model of individual determinism, but
the one-to-one association of cause and effect cannot be comfortably assumed. There were other
cultural influences still in play, such as the remnants of Swedenborgianism, which emphasized
that salvation is a choice and every individual controls his own destiny, the exact opposite of the
Puritan doctrine of predestination. In Years of My Youth (1916), Howells writes: “[I]n the
philosophy of Swedenborg . . . even those who ended in hell chose it their portion because they
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were happiest in it” (19). A similar focus on individual authority can be seen in the beginnings
of Social Darwinism, which adopts the Spencerian notion of survival of the fittest and applies it
to society, suggesting that self-interest rather than altruism equals social advance because society
will cleanse itself of the unfit. Howells’s difficulty with social ethics is that he must reconcile
the importance he allocates to individual conscience with the collective identity suggested in his
notion of complicity. Ideally, for Howells, the self metonymically represents society at large.
There are some key concepts in the teachings of the philosopher Emanuel Swedenborg
(born in Stockholm in 1688) that bear examining in relation to William Dean Howells’s
upbringing. While Lears makes a convincing argument that important social and ethical trends
emerged from Protestant reform movements, similar and influential philosophical teachings arise
also in the Church of the New Jerusalem, which was founded upon the writings of Emanuel
Swedenborg. Although, as an adult, Howells moved away from his father’s Swedenborgian
practices, he does recall his early commitment to this sect and its influence on his religious
views. He writes: “I had been received with three or four brothers and sisters into the
Swedenborgian communion by a passing New Church minister” (Years of My Youth 22). Ralph
Waldo Emerson discusses these principles in his 1855 writing, “Swedenborg; or, The Mystic”
(Representative Men 89-141). As indicated above, Swedenborg’s Christian teachings
emphasized the role of individual autonomy in choosing the path to salvation. In response to
Lears, one could argue that Swedenborg’s emphasis on individual determinism and social duty
was later generalized to a model for social ethics and altruism, both in Emerson’s writing and
arguably in the writing of Henry James, William Dean Howells, and Sarah Orne Jewett; all three
were realists influenced by the teachings of Swedenborg.
Several scholars, beginning with Edwin Cady, have examined Howells’s writing for
evidence of Swedenborg’s teachings, believing that Howells’s renunciation of his religious
upbringing was far from decisive. Howells biographer Rodney Olsen explains the impact of this
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theology on Howells’s ethical views: “With its antisacramental and ethical emphasis,
Swedenborgianism mirrored the secular tendency to substitute self-control for religious authority
and to understand the moral purpose as social utility. The central Swedenborgian term,
usefulness, increasingly replaced righteousness in the vocabulary of the aspiring middle class”
(Dancing in Chains 19). In Howells’s concept of complicity, one can easily identify a similar
philosophy that Swedenborg advocates in his doctrine of uses, in which he emphasizes the
obligation of the individual to exercise beneficial influence on larger culture.
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In fact, in an
essay on Swedenborg written by Howells’s father, W. C. Howells writes: “‘Our inevitable duties
in some way relate to others; and even what we do for ourselves, if rightly done[,] is for others’”
(Olsen 18). The teachings of Swedenborg, particularly the emphasis Howells’s own father
places on individual benevolence, are frequently reflected in Howells’s fiction when he
emphasizes his model of social interconnectedness, which he renames as complicity. Early in his
writing, he casts certain figures into his fiction to lecture on the idea of complicity, such as
Eustace Atherton in A Modern Instance and Reverend Sewell in The Minister’s Charge, but he
eventually formulates a grander model for social ethics in which he marries the idea of
complicity and Christianity, and he presents this model of altruism in his Christ-like Altrurian
traveler, Aristides Homos.
Olsen is not the only Howells scholar who finds a credible link between Howells’s
Swedenborgian background and his fiction. Paul Petrie, in evaluating Olsen’s work, argues that
there is a link between Swedenborgianism and Howells’s entire realist philosophy. Petrie’s
focus is on trying to understand Howells’s social views as the impetus for his literary philosophy.
Petrie selects The Editor’s Study as his source text because he finds it to be a far more
comprehensive guide to Howells’s critical views that the more frequently-cited Criticism and
Fiction (1891), which Howells compiled by excerpting passages from his Editor’s Study
columns. To this end, Petrie examines The Editor’s Study with its encompassing literary
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contexts as the primary manifesto of Howells’s literary theory. For Petrie, the role of religion
and specifically Swedenborgian teachings are pivotal influences in the development of Howells’s
larger social evaluation. Petrie writes: “Howells was driven to conceptualize the literary
vocation, and hence literature itself, not only as a respectable and potentially lucrative choice of
profession but also as a publicly useful communal enterprise” (17). While many Howells
scholars focus on Howells’s purported mission to influence the public taste (Crowley 26),
scholars like Olsen and Petrie are beginning to study the underlying moral and ethical philosophy
of Howells’s literary approach. He was not, for example, trying to instill better taste to correct
American crassness, but rather he was trying to advance a literary philosophy that emphasized
the importance of the writer’s responsibility toward advancing social consciousness, and clearly
he believed in the transformative capacity of the text. When Howells writes: “We are saying
what our experience of literature and of life has persuaded us is the truth” (Editor’s Study 34), he
is criticizing what he felt to be irresponsible writing that represented American culture as being
ideal. He relegates such writing to the realm of romanticism. He was fearful of the possibility
that such literature would remain as a legacy of American culture, a culture that he believed it
falsely depicted because writers glossed over some of the harsher aspects of national history. He
writes: “It is only now and then, when some dark shadow of our shameful past appears, that we
can believe there was ever a tragic element in our prosperity” (41). What Howells wanted was a
literature that showed the effect of the flawed ideology of democracy as it came to be practiced
in the nineteenth-century Industrial Age and a reconsideration of the ideals of democracy. In his
utopian fiction, Howells fluctuates between attacking current democratic practice with its class
disparity and advocating the alternative of socialism, which he ultimately depicts as an erasure of
individual identity, as an examination of A Traveller from Altruria will demonstrate.
In the use-value of the text, we might compare Howells’s socially-conscious realism, a
term he found to be “never satisfactory in regard to any school of writers” (Editor’s Study 39),
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and literary Marxism. While Marxist critics examine literature for its capacity to influence
social revolution by stimulating change in the lower classes, Olsen and Petrie advance a similar
argument that Howells valued social purpose in literature as well, but he envisioned change
trickling down from the middle and upper classes to raise the level of collective social
consciousness. This is not quite Barrish’s model of synthesizing only the middle and upper
classes into a larger collectivity while essentially keeping the lower classes marginalized, but
rather it is a model for a larger synthesis, seeking to unify lower and upper classes into a
classless collectivity. Both schools of theory, realism—what Barrish labels materiality—and
Marxism, assume that literature can produce some sort of advance or what Hegel might call a
“higher perfection” (644), and thus both are essentially Hegelian in nature. By Hegelian, I mean
that there is an inherent synthesis between an old and new order, resulting in the production of a
new social stage that represents an improvement. In “Lectures on Fine Art” (1835-1838), Hegel
writes: “For it is only among civilized people that alteration of figure, behaviour, and every sort
and mode of external expression proceeds from spiritual development” (640). Howells worried
that both readers and writers who failed to credit the effect that literature produced on social
values would themselves be complicit in perpetuating the myth that democracy in American was
a successful ideology. When Howells appears to be inviting American authors to “concern
themselves with the more smiling aspects of life,” (Editor’s Study 41) he is, in fact, criticizing
both the American public and American writers for extending and accepting this optimistic
pretense and, by doing so, neglecting the “sin and suffering and shame [that] there must always
be in the world” (41). Howells offers the example of Dostoyevsky’s fiction with its sympathy
and power as exemplifying what ethical writers might produce (40). He elevates the status of
three Russian writers, Fyodor Dostoyevsky, Ivan Turgenev, and Leo Tolstoi, because he locates
in their similar styles a capacity to influence social reform. Howells suggests that the best
possible description for their literary office is humanism (39) because of the way these writers
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examined social conditions and offered credible motivations for human behavior in their texts.
He believes literary humanism outranks even realism in its usefulness to the development of
social ethics.
In Howells’s praise of these writers, he offers a clear dialectic; although the genre of
realism relies on writer’s ability to represent cultural stereotypes in order to reflect something
recognizable in the anterior world, Howellsian realism aims to show how individuals act against
cultural norms. The ensuing social tension creates the central conflicts in his texts. The realist’s
underlying premise is that resistance forces new humanistic considerations, and that such
knowledge drives change, or what I have termed as synthesis. Howells constructs the religious
subject as a cornerstone of his sociological model by allotting prominent positions to religious
figures and institutions. He ties religion to specific segments of class and culture. His
subsequent focus on humanism among the Russian writers allows for a new consideration of how
he envisions his readership internalizing the realm of religious concerns in relation to the actions
and motivations of individuals as subjects of resistance. In his later fiction, Howells moves away
from simply placing religious figures into his social constructions to considering how society
itself constructs figures of religious authority. He examines this question in modes of writing
that seem atypical to his earlier realist milieu and begin to reflect his interest in humanism, which
he defines as the study of how man behaves in relation to society. He begins to focus less on
what established religion offers to a society and more on how people construct religion and for
what purpose. In other words, his rhetoric reflects a move away from an eschatological
relationship between religion and culture to a more utilitarian examination of religion as an
institution itself.
Howells’s early and late writing are distinctly different; in his later years he begins to
experiment more freely with form, including historical, utopian, and psychological fiction that
even includes paranormal experience. It is not clear that Howells viewed such writing as a
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departure from his realist principles; indeed, there are many links and threads which suggest that
these literary experiments were merely extensions of him practicing his realist philosophy across
a variety of subjects. For one thing, he continues to emphasize the idea of complicity which, for
Howells, was a seminal aspect of his social philosophy. He revisits “complicity” in his utopian
fiction. In The Altrurian Romances (1894-1908), for example, Howells constructs allegorical
scenarios in which the reader can imagine different social solutions being carried out. These
allegories center on a Christ-like traveler, Aristides Homos, who visits upstate New York in
order to view the great American democracy in practice. Reynolds writes: “William Dean
Howells’s A Traveller from Altruria (1894) and Milford W. Howards’s If Christ Came to
Congress (1894) used the device of Jesus’s reappearance to expose political corruption and
commercial exploitation of American cities” (Faith in Fiction 203). Howells, in fact, is
examining American democracy as a whole, in both rural and urban settings.
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On the surface, it
is difficult to reconcile an allegorical work of utopian fiction with the concept of realist writing,
but in fact, it is the realist’s insistence on the need for corporeality that allows for this link. The
material subject is merely an allegory for a more abstract concern. By constructing a modern-
day figure of Christ, Howells tries to reconcile a spiritual concept of conscience and authority
with the textual practice of mirroring the anterior world of the reader. Howells places the Christ
figure into a real-world rendering of late nineteenth-century culture in order to allow his
readership to contemplate how a historical model of Christianity might be enacted in the modern
world. Several writers popularized this trend in the literature of this period; examples include
not only the aforementioned work of Milford W. Howard, but also Charles Sheldon’s In His
Steps (1986) and William Stead’s sociological treatise If Christ Came to Chicago (1895).
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The
figure of Jesus beccame emblematic for the voice of individual conscience in a mystical model
of intuitive justice. This is not the Puritan God waiting to judge but rather an internalized
presence trying to guide one’s actions.
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In order to fictionalize the way in which conscience works on social action, in A
Traveller from Altruria, Howells creates a physical embodiment of Christ, Aristides Homos, a
being who can interact within Howells’s contemporary social world. Homos is a figure who
represents both conscience and a model of Christian ethics in practice. Howells is not
necessarily advocating a system of Christian ethics derived from orthodox Protestantism; in fact,
it should be fairly clear by now how problematic Howells found “Orthodoxy.” Rather, he seems
to be challenging his readers to consider whether or not the system of ethics at work in America
could validly be considered Christian. In other words, he is re-writing theology at least in a very
rudimentary way by invoking a primitivist creed.
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One might question, is this realism? For
Howells, the act of materializing abstract principles, ethics, and conscience via the character of
Homos relies on the realist privileging of corporeality because to intuit Jesus otherwise relies on
a type of mysticism that falls into the sphere of metaphysics. To deal with the concept of Jesus
as a numinous presence as Rebecca Harding Davis does would place Howells’s writing in the
realm of sentimentalism or romanticism. On the other hand, the construction of a romantic
figure, one with human traits and characteristics, relies on the realist act of emblematizing, which
in turn, allows Howells to construct a religious allegory without violating his own realist
principles. He thus constructs Homos as a material allegory of Jesus just as Darwin uses a
telescope as a material allegory to demonstrate the complexity of the eye.
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This kind of textual
representation might be read as a blending of sentimental fiction’s reliance on allegory to
demonstrate religious “truths” with a scientific approach to demonstration modeled in Darwin’s
The Origin of Species (1859).
Howells’s Altrurian version of Jesus is a bizarre mixture of several ideologies, once again
exhibiting the ambivalence Howells felt about the reciprocity between identity, sociology, and
the institutional church. Aristides Homos
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is obviously a Christ-like traveler, but he also seems
to represent a figure of Greek perfection, placing him in the realm of Neoclassicism. Homos is
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an inhabitant of a far-off island called Altruria, and he inhabits a self-described “Hellenic”
communal society (A Traveller from Altruria 32), which is “strictly Christian, and dates back to
no earlier period than that of the first Christian commune after Christ” (32). Homos never states
exactly how Altruria’s utopian principles are derived or authorized, but the implication is that
they are scripture-based, derived through a literal but timeless interpretation of New Testament
teachings. The figure of Homos requires a bit of deconstruction in order to reconcile the
classical association with the Greeks with the New Testament figure of the Messiah. The
contrast set up between Hellenic and Hebraic values is implied, but to understand the distinction,
one must unravel a literary trail beginning with Matthew Arnold, and leading back to the work of
philosopher and poet Heinrich Heine.
Howells was certainly familiar with the writing of Matthew Arnold, and, with Mark
Twain, he attended Arnold’s lecture in Hartford in 1883 (Literary Friends and Acquaintance
272-73).
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Arnold, a well-known Victorian social critic and reformer, wrote several essays on
the subject of religion, on the contribution of Heine, and on Hellenic and Hebraic values, tracing
these ideas back to the Enlightenment. Expressing a positivist view that embraces religion as a
social system that can be examined for its effect on society, in the “Sweetness and Light” chapter
of his 1869 Culture and Anarchy, Arnold expresses an evolutionary view of religion as “the
greatest and most important of the efforts by which the human race has manifested its impulse to
perfect itself” (47). Religion for Arnold is a mechanism of social advance. Further, Arnold sees
human perfection as an internal condition, not an external one (47). Like the realists, however,
Arnold believes that “Perfection, as culture perceives it, is not possible while the individual
remains isolated” (48). Arnold believes that culture is, in fact, dependent on the same shared
collectivity that Howells likes to call complicity.
Arnold’s positivist approach to religious experience serves as a foundation for
understanding his essay on the German romantic poet and philosopher, Heinrich Heine, a poet
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Howells read and researched throughout his entire life.
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Jeffrey Sammons writes: “[Heine’s]
champion [American] admirer was William Dean Howells, who learned German to read Heine
and felt liberated by him” (211). In a later chapter of Culture and Anarchy, entitled “Hebraism
and Hellenism,” Arnold expounds of the views of Heinrich Heine, a pivotal influence in
Howells’s philosophical and literary views.
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Referencing Heine, Arnold discusses two major
distinctions in contemporary religious thought, one derived from Hellenism and one from
Hebraism. The key distinction, he writes, is between clarity of material perception, or, in other
words, the truthful vision of the realist’s mantra and external religious practice, or what might be
termed inherited belief. Arnold writes: “The uppermost idea with Hellenism is to see things as
they really are; the uppermost idea with Hebraism is conduct and obedience” (“Hebraism and
Hellenism” 131). The term Hellenism loosely corresponds to Christianity and New Testament
teachings via Enlightenment Neoclassicism whereas the term Hebraism corresponds to Judaism
and Old Testament teachings of law and obedience. Heine, himself a German Jew, represents a
hybrid of Hellenism and Hebraism.
It is, in fact, Homos’s association with “Hellenism” that allows him to be read as a
Christ-like figure. Further, the association with Hellenism also allows Homos to be read as anti-
Puritan and primitivistic in relation to Christian theology. Echoing Marcia Gaylord’s desire to
baptize Flavia without particularity to creed (A Modern Instance), Homos states, “We have
several forms of ritual, but no form of creed” (A Traveller from Altruria 169). In other words,
Homos is trying to have it both ways; he wants to demonstrate that Altruria practices social
religion, but he wants to remove his religion from a narrow definition of how that religion should
be practiced. This is where his self-identification as Hellenic becomes important in interpreting
what Howells is trying to establish. According to Arnold, Puritanism was a reaction against the
“great re-awakening” of Hellenic principles of the Renaissance (“Hebraism and Hellenism” 141),
and he calls for a rejection of Puritanism and a renewal of “that irresistible return of humanity to
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nature and to seeing things as they are” (141).
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In fact, Arnold prescribes the very formula that
Howells enacts in A Traveller from Altruria by suggesting a return to a form of primitive
Christianity that emphasizes deductive reasoning over church-based creed, but one that ironically
insists on the material evidence of the rituals as a measure of religious expression. Homos states:
“‘[W]e want a clue to some sound order and authority. This we can only get by going back upon
the actual instincts and forces which rule our life, seeing them as they really are, connecting them
with other instincts and forces, and enlarging our whole view and rule of life’” (A Traveller from
Altruria 144). Arnold writes the formula for examining Christianity as a primitive system; that
is, Arnold suggests it is possible to formulate a creedless Christianity through the words and
principles directly interpreted by the individual from scripture without the intervening authority
of a church institution, and then one may apply those derived primitivist principles to current
society to measure the shortcomings of the status quo. This is, in fact, the very model Howells
posits in his Altrurian romances, yet he shows it to be impossible because he represents ideal
identity as collective rather than individual so that conflicts between what the self desires and
what society requires are erased. Howells can address these two opposing models of identity in a
philosophical manner by invoking primitive Christianity, but he never presents a formula for
merging self-centered subjectivity with the demands of an altruistic collectivity. This problem
will be better understood after a closer examination of Homos’s ideology.
Homos’s philosophical and religious views are really quite complicated, in part because
they are ideologically antagonistic. He represents himself as a Hellenic figure à la Heine and
Arnold in his insistence on material criteria for accessing the real even while he simultaneously
offers an Enlightenment focus on deductive reasoning, which favors intuitive knowledge over
observational practices. Nevertheless, he remains a symbol of Howells’s ambivalence about the
danger of abandoning the Hebraic values of conduct and obedience, the so-called puritan
“inherited orthodoxy” so closely aligned with Judeo-Christian law. For example, Homos states:
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“‘We look at the life of man rather than the profession for proof that he is a religious man’” (A
Traveller from Altruria 169). And by “religious man,” Homos offers up the phrase, “a true
follower of Christ, whose doctrine we seek to make our life” (169). The dual desire both to seek
and to reject doctrine is inherent in all primitive models of Christianity, and it is probably the
single most important cause of late nineteenth-century religious ambiguity. What Homos
suggests is that it is the very evidence of a man’s expression of conduct and obedience—that is,
Hebraism—that proves his adherence to these so-called Christian principles—that is,
Hellenism—that cannot be laid down in a particular creed.
Howells’s Altruria represents the conundrum of the realist writer who tries to mirror
reality but is limited by the task of assigning not only an emblematic representation to the
metaphysical but who must also contextualize a sociological demand to assign that emblem a
value and to show a relationship between concept and value. There is no tangible expression for
examining Altrurian perfection because it cannot be determined by facts or objects but rather it is
formed by a unity between behavior and creed. Going back to Heine’s terms, it is the unity of
Hebraism and Hellenism that marks the successful utopia of Altruria. All potential obstacles
have been removed in the creation of this “kingdom of heaven on earth” (A Traveller from
Altruria 170-71): there is no economic need, no distinction between class or material affluence
or outward appearance, no disease, no war, no ability to be different than one’s neighbor and
apparently not even a desire to be different than one’s neighbor. This is, in fact, a complete
denial of selfhood. And the evidence of success is not based on the material world at all but in
one’s strict adherence to the “creedless” creed. Homos states: “Our ideal is not rights, but
duties” (175). Such an admission is the very basis of Hebraism, in Arnold’s interpretation of it
as conduct and obedience. Howells’s utopian model of heaven on earth is inherently paradoxical
because the removal of the material differences between men is a necessary pre-condition for
materializing such a kingdom, and this idea requires a kind of equality that even a socialist
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model cannot provide because it requires an eternal guarantee of an absence of a desire to be
different. This is not merely a model for regulating behavior, but rather it is a model for
regulating desire, a metaphysical concept that cannot be measured or gauged in realist terms.
To some extent, Howells anticipates the problems of the kingdom of heaven on earth by
addressing the same danger that every enactment of such a kingdom must face. The kingdom
must exist in isolation in order to avoid the conflicts attributed to the Industrial Age, such as the
desire to accumulate wealth by embracing mechanical progress. O’Connor explains this conflict
in his discussion of comparative sects that tried to establish similar kingdoms. He writes:
“When, as in the cases of the Mennonites, Amish, and Shakers, sectarian doctrines inhibit the
processes of accomodation [sic] or assimilation, the sect must either isolate itself or face
extinction” (231).
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In fact, O’Connor stipulates the same condition Darwin offers in The Origin
of Species as a necessary condition for evolution, which is isolation. Darwin writes: “Isolation,
by checking immigration and consequently competition, will give time for any new variety to be
slowly improved” (121). Homos’s land of Altruria is a successful utopia because of its isolation;
there is no fear of invasion or concern over a forcible conquest, and thus there is no threat to the
island’s ideological socialism ever since the “Evolution” (Howells 169). It is a land that has
evolved, and it now exists at its pinnacle without any threat of devolution. As Pfaelzer points
out, utopianism carries with it the suggestion that there is a social-Darwinistic progression
resulting in an end of time, or a period of perfection that might be realized on earth. She writes:
“Lacking change, utopias seem to mark the end of history” (Utopian Novel 17). This notion is
strikingly similar to the religious rhetoric of the nineteenth century emphasizing “God’s
Kingdom here on Earth.”
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Howells capitalizes on such religious rhetoric to present a
sociological model of a perfect community, and he employs evolutionary concepts to do so.
Howells’s combination of religious, social, and scientific rhetoric demonstrates his literary
consideration of contemporaneous notions of human perfection. A fourth and important
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consideration in his model is his political concern; by having the Altrurian traveler visit
America, Howells once again insists on the political ramifications of his socio-ethical model.
The notion of utopianism and utopian societies in the nineteenth century marks a
significant religious movement called millennialism that assumes mankind is in a kind of waiting
period between the second coming of Christ and Judgment Day, and that society must try to
attain a model that comes as close to perfection as can be achieved on earth in order to prepare
for Heaven. In this sense, it is apocalyptic. Conversely, utopianism can also be marked as a
secular movement that disregards biblical revelation altogether and posits that society can
regulate its own evolution into a higher state of perfection. Several utopian models emerged in
the nineteenth-century attempting such a paradoxical existence that sought to enact and
exemplify a model of perfection while simultaneously attempting to isolate themselves from
negative social influences.
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This notion is paradoxical because it tries to be both evangelical
and isolationist as Howells’s Altrurian island suggests. The Altrurian traveler evangelizes even
as he prevents the outside world from incorporating itself into the social world of Altruria. In
Spencerian terms, Altruria tries to evolve without the ability to adapt because it has reached the
end of evolution. Altrurian perfection equals the end of the individual, and it represents a
crossroads of both the religious and the sociological models of utopianism.
From a religious standpoint, Social Darwinism presents a problem for spiritualists as well
as for materialists. The argument is simply that if Jesus is divine, then his spirituality supersedes
the process of evolution. In other words, if perfection exists outside of the terrestrial realm, then
realism cannot capture the essence of spiritual perfection; thus, perfection can be attained only in
the afterlife if at all. On the other hand, if Jesus is human but not divine, then it is impossible to
see him as emblematic of human perfection because he existed two thousand years ago, and thus
mankind must have evolved toward a higher state since then. Christian theology often settles the
question by conceding that Jesus is both human and divine, and he is therefore necessarily
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separate from all laws governing human progress. Problematically, to deny the importance of
Jesus altogether, either the divine incarnation or the historical one, would require an
acknowledgment that the Bible, the primary source of social and religious authority in the
Western world is not, in fact, the material evidence of the superiority of a Christian society. Of
course, it is important to remember that this is Spencerian evolution, which assumes a model of
progression, as opposed to Darwinian evolution, which assumes a model of adaptation without
assigning a hierarchical value to evolved species.
For Howells, the evolutionary model is further complicated by his insistence on speaking
of orthodox religion as an inherited value, using a term that will later come to be associated with
genetics as opposed to social conditioning, the way he seems to intend. In The Minister’s
Charge, in the Reverend Sewell’s complicity speech, Howells does present spiritual belief as a
function of men’s imaginations, imposing a progressive model on the development of religious
thought that is directly related to the development of mankind. Viewing the figure of Jesus
allegorically, Sewell states: “‘The gospel─Christ─God, so far as men had imagined him─was
but a lesson, a type, a witness from everlasting to everlasting of the spiritual unity of man. As
we grew in grace, in humanity, in civilization, our recognition of this truth would be transfigured
from a duty to a privilege, a joy, a heavenly rapture’” (The Minister’s Charge 309). In this
speech, Howells marries several concepts of spirituality; he allows for the perception of God to
be an evolving mystical presence that reflects mankind’s progress, and he merges that idea with
the Swedenborgian emphasis on substituting duty for sacrifice. He still must reconcile this
notion of God with what he locates as the failings of the Industrial Age, and he does so by a
return to Christian primitivism, using this criterion in order to locate shortcomings in the practice
of American democracy. Howells poses the question of what would Jesus be like if he could be
intuited simultaneously in the past and the present; nevertheless, Howells’s Jesus can exist as a
function of the modern imagination. In short, Aristides Homos is an evolved figure of Jesus,
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adapted and returned to address the challenges of the Industrial Age. This is the figure of Jesus
Howells offers in the guise of the Altrurian traveler with the play on “traveler” again
representing the metaphysical as a material allegory.
The emblematic figure of Christ as conscience marks an important shift in realism that
insists on the humanity of Jesus rather than the divinity of Christ, and thus it is a move that gives
shape to the spiritual rendering of a social God that is highly individualized. Nineteenth-century
American culture began to take new liberties in imagining Jesus as a reflection of the self. It
helps to recall the mother of the fallen soldier in the unnamed war in Howells’s subsequent story,
“Editha” (1905). Mrs. Gearson is grateful her son died in battle with a clean conscience before
committing the act of killing any opposing soldiers in the unnamed war of the story’s plot. She
sees the all of the fighting men as equal victims, in harm’s way simply “‘because they had to be
there, poor wretches’” (Selected Short Stories 167). In accusing Editha of forcing her son
George into an impossible ethical dilemma, kill or be killed, Mrs. Gearson cries out, “‘I thank
my God he didn’t live to do it. I thank my God they killed him first, and that he ain’t livin’ with
their blood on his hands’” (167). She does not share her religious beliefs or even her God with
Editha, but rather she perceives God in an internalized and very personal way, and she reiterates
her claim with the repetition of the possessive pronoun, “my God.” The battle between Editha
and Mrs. Gearson is not a battle over creed or scriptural interpretation, but rather it is a battle
over the concept of God itself. Editha’s God of providence battles Mrs. Gearson’s God of
conscience. George Gearson sums up the difference when he references the contrast between
Edita’s “pocket Providence” and his own concept of a more distant deity (159). Howells’ gives
form to the disparity by showing the enactment of the two beliefs facing off in a cultural crisis
that presumably reflects the 1898 Spanish-American War as a marker separating two distinct
spiritual constructions.
76
Howells’s story suggests that that the devastation of war on American
culture forced a questioning of the role of God and providence that severed religious beliefs
146
about the nature of God, leading to a highly individualized perception of a higher being. The
ethics of soldiering are interpreted in vastly different ways depending on how the individual
reconciles divine sanction with acts of war. Howells presents an ironic reversal of generations
in this story, atypical for his fiction, in which the younger generation is here aligned with the
puritan God and the older generation is aligned with the God-as-conscience construction. It is an
interesting reversal and one that is not seen otherwise in Howells’s fictional religious vista.
The imagining of Jesus into late nineteenth-century culture is an attempt at a resolution of
multiple conceptions of perfection. Writers re-imagine Jesus as he might appear in modern
culture. They intuit and reconstitute his social model and essence of perfection to suit the
modern age but often simply ignore the troublesome implications related to religion and
evolution. Richard Lewis explains the paradox within the perfection model that writers
allegorize variously through the figures of both Jesus and Adam. He writes: “Here, and
occasionally later, I must distinguish between the notion of progress toward perfection and the
notion of primitive Adamic perfection. Both ideas were current, and they overlapped and
intertwined. On the whole, however, we may settle for the paradox that the more intense the
belief in progress toward perfection, the more it stimulated a belief in a present primal
perfection” (Lewis 5). This evasive incarnationalism appeared in both religious rhetoric as well
as fiction during the second half of the nineteenth century. In addition to the aforementioned
works of fiction and sociological treatises, several biographies of Jesus appeared, many with an
emphasis on how Jesus would address the social and ethical problems of the Industrial Age with
problematic supernatural aspects of the gospels simply ignored. Until Mark Twain, no one
attempted any type of biography of Adam,
77
but the tension between progressive perfection and
primal perfection is clearly evident.
The relationship between these various discourses on the life of Jesus seems indisputable.
Whether a writer took a historical, mythical, allegorical, or theological approach, some
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application of deductive reasoning occurs in order for a writer to discuss Jesus ideologically.
Historian Patrick Allitt credits the modern Jesus rhetoric to Henry Ward Beecher, who wrote the
1871 The Life of Jesus, the Christ. Allitt writes:
Beecher established one of the techniques that have persisted in the Jesus literature ever
since. If Jesus did something of which the author approves, he is cited as an authority for
doing likewise. But if Jesus did the opposite of what the author requires, an argument
about changed social context can always explain away the difficulty: Jesus would have
acted this way had he been alive now. (134)
Howells offers an emblematic Jesus figure in A Traveller from Altruria that embraces the protean
nature of the modern-day-Jesus rhetoric. By doing so, Howells can present his own unique
construction of a modern day Jesus, and he can unite his creation with his own individual view of
how modern theology should work. He settles the literary demands of realism by bringing
Homos, now a corporeal figure, into the present age from an isolated island, making a credible
pseudo-scientific claim of the discovery of a lost civilization allowing him to shed the
problematic history of Puritanism that he does not wish to address in his new theology.
Howells’s departure from reporting what he sees (Editor’s Study 81) to what he imagines
as the ideal seems to embrace an apocalyptic philosophy. In his presentation of the visiting
idealist Homos, Howells suggests that the second coming of Christ is at hand, and that it is time
to evaluate the present state of social readiness for Judgment Day. Howells’s model of salvation
is collective rather than individual, and therefore his model requires that society must function as
a unified whole. Homos’s visit is clearly an evaluation of America’s fulfillment of its
democratic ideology. Is Howells offering a vision of religious reform or presenting a material
model that he would like to see enacted? Perhaps he envisions a bit of both of these possibilities.
A third consideration is that he is writing neither; he is implementing a kind of theological
allegory, one that might be found in religious fiction, but he is replacing the spiritual model with
a sociological one that is intended to challenge or provoke his reader rather than one that offers
any tangible solution whatsoever.
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It is consistent with Howells’s literary philosophy to believe that he might simply be
challenging his reader to examine social dilemmas without offering a clear cut vision of reform.
In fact, the Altrurian traveler has been criticized for his evasions or refusals to offer alternatives
to the problems he encounters in upstate New York. Pfaelzer points out that Howells deals with
socialism somewhat ambivalently, casting doubt upon the possibility that he truly expected to see
an enactment of socialism as a viable social solution. Pfaelzer writes: “Throughout the story,
Homos hints at Altrurian solutions to the problems of caste and class, but he withholds details of
the political, social, and economic institutions of his utopian island—perhaps appropriately for
Howells, who was ambivalent about socialism and unclear about how social change might safely
occur” (Utopian Novel 60). The Altrurian traveler offers a general but dim view of a socialist
revolution, suggesting that change happens from the bottom up, but Howells’s view of
complicity suggests that the author is trying to do something other than spark a grass-roots
rebellion of social reform. He is perhaps trying to force the reader into imagining the conditions
under which such a change might occur, another positivist move and one that taps into the
hegemonic desire to avoid radical social change. He tries to show his reader how the conditions
that might spark social revolution already exist. By doing so, he forces his reader to contemplate
the idea of complicity not from an empathetic standpoint, a method he tries in his earlier fiction,
but from a standpoint of the threat of social unrest. He offers two alternatives, the first being that
change can trickle down from the upper and middle classes out of a shared sense of humanity,
and the second being that change can happen from the bottom up, via revolution or social
anarchy. Howells’s utopian fiction allows him to explore the complicity problem from yet
another angle.
After Howells finished with utopian fiction, he changed his literary direction yet again to
focus on a historical event he had first read about in 1871 in The Ohio Valley Historical Series,
which he reviewed for the Atlantic (Goodman 418). The Leatherwood God (1916), Howells’s
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work of historical fiction, focuses on another Jesus-like figure, one with a charismatic ability
and romantic charm who is lauded as a prophet as young girls swoon over him. In this new
construction, Howells makes a significant move in his consideration of spirituality. Whereas
Aristides Homos might be read as a modern day Jesus as Howells interprets him, the
Leatherwood God is a Jesus-like figure in the regard of the pioneers in the early nineteenth-
century Ohio Territory settlement of Leatherwood Creek. The story is based in the 1820s, and it
captures a key moment of religious transition when the itinerant Methodist preachers engaged in
a rigorous campaign in conjunction with America’s westward expansion, competing and winning
popularity over Calvinist sects brought out west from New England.
Like Ernest Renan’s 1863 construction of Jesus as a man who was elevated to a godly
status by his converts (La Vie de Jésu),
78
Howells presents the similar situation of Joseph C.
Dylks, the Methodist camp meeting revivalist, as one whose popularity increases to the point
where miracles are demanded of him. The story climaxes when Dylks is expected to turn a
homespun cloth into a seamless raiment, and instead he incites a riot.
79
The crowd turns on him,
forcing him to flee into the woods and wander in the wilderness until he dares to emerge for
help. Howells implicitly compares the biblical figure of Jesus to the camp meeting revivalists in
order to show that the attribution of godliness is a function of people’s need to believe and of the
participation of a charismatic prophet who comes to believe his own publicity. When Dylks
approaches the ironic but wise Squire Braille for help, Dylks explains how the converts’ beliefs
have validated his own acceptance of himself as a prophet. Dylks explains:
Their faith puts faith in you. If they believe what you say, you say to yourself that there
must be some truth in it. If you keep telling them you’re Jesus Christ, there’s nothing to
prove you ain’t, and if you tell them you’re God, who ever saw God, and who can deny
it? You can’t deny it yourself─. (The Leatherwood God 173)
The squire accepts Dylks’s logic, and he compares him to all the prophets of the Old Testament
and to “Mahomet” himself (173-74). In the end, Braille comes to believe that Dylks is at least in
part a victim of his own pride rather than a confidence man, and he helps him make his way out
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of town safely with his some of his loyal followers, and they leave to inhabit the New Jerusalem,
which is certainly an ironic reference to the Swedenborgian Church of Howells’s youth.
In one fell swoop, Howells discredits the entire history of the prophets of the world, even
though he also suggests that the idea of truth itself is a mere construct of the human intellect,
meaning that truthful knowledge of any claim to divinity can never be fully credited or
discredited by either historical or supernatural proofs. Instead of trying to prove or disprove
perceptions of the supernatural, Howells once again implements his deterministic model for
examining the way society assigns divine status to charismatic leaders. The historical novel
gives Howells an opportunity to examine an actual event to which he assigns a rational
explanation. Once again borrowing the allegory of religious fiction, Howells suggests an
explanation about social spirituality that can be generalized to Christianity and, in fact, to all
world religions. Ironically, the implicit questioning about knowledge and truth in the material
world seems to slide by almost unnoticed by Howells, but what does emerge is an increasingly
cynical view about the role of religion in society, particularly the outlying rural areas that he had
previously represented in his fiction as being puritan. The shift of location from New England to
the West allows Howells to examine the role Methodism, with its campfire revivals, played in a
developing nation. The positivist model focusing on systems of religion and their cultural effects
allows for the ongoing link to Howells’s concern with social ethics, so prevalent in his realist
writings. What emerges in The Leatherwood God is the assumption that using materiality to get
at universal truths is far less important to Howells than is examining behavior to learn something
about how society constructs and accepts evidence of supernatural concepts and how it
materializes those suppositions. Throughout the body of Howells’s fiction, he creates a
discourse on comparative religion, and he ultimately derives a model for the social construction
of religious beliefs and practices that can be applied to any age. His references to Old Testament
prophets, New Testament teachings, Mohammed, and Methodist revivalists suggest that Howells
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is dealing with more than four thousand years of religious history, not just Christianity anymore,
and he seeks to unify religious behavior by offering a framework for examining the advent of
prophets.
In spite of Howells’s cynicism about revivalism and by extension, all religion, he does
not seem to view organized religion as being harmful or without purpose. Not only does he
recognize that people find belief because they want to, he apparently concludes that religion
plays a role in social ethics that cannot be replaced by literature. Such as admission undercuts
the authority of his realist philosophy, which in many ways had suggested that fiction rather than
religion had come to serve in the administration of social ethics. At least, that was his belief in
the earlier part of his career. In The Rise of Silas Lapham, Boston Brahmin Bromfield Corey
states this view of literature: ““All civilisation [sic] comes through literature now, especially in
our country. . . . once we were softened, if not polished, by religion, but I suspect that the pulpits
counts for much less now in civilising [sic]’” (126). Evidence for a significant reversal of this
earlier position appears in Howells’s later biographical writing, Years of My Youth, published in
the same year as The Leatherwood God. He recalls a criticism of A Modern Instance, by a friend
who suggested ethical questions should best be left to the church rather than taken up by writers
of fiction. He writes:
I thought he was wrong, but I am not sure that I so strenuously think so now; fiction has
to tell a tale as well as to evolve a moral, and either the character or the principle must
suffer in that adjustment which life alone can effectively manage. I do not say ideally
manage, for many of the adjustments of life seem to me cruel and mistaken. If it is in
these cases that religion can best intervene, I suppose my old friend was right. (Years of
My Youth 160)
In this reflection, Howells implies that religion provides a type of balance or administration of
divine justice that cannot be adequately understood in life experience. Returning to Howells’s
notion of complicity, what might be inferred is that he continues to believe that religion plays a
peripheral social role in bringing to light a sense of interconnectedness and purpose that might be
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otherwise unseen. And, once again, he does not state exactly how religion might administer or
aid this understanding, but he continues to insist on its retention as a source of ethical authority.
The question of religion and realism becomes increasingly difficult to examine in
Howells’s later works because he seems to have become somewhat disenchanted with the realist
mode itself and how it should operate in relation to ethics. He was trying to maintain a
marketplace presence, and he had a harder time getting his works published, but even when
embracing new literary forms such as the utopian works and the historical fiction, Howells
continues to examine the same themes that repeatedly emerge in his works of realism. What
looms most largely is his continued ambivalence about the role of institutionalized religion and
his own cynicism about the potential for religious truth to be merely a misguided notion of a
dissatisfied population desperate for some new belief. At the same time, Howells continues to
place religion in his fictional world, and he continues to carve out a place for religion in the
administration of social ethics and the development of conscience. Like many nineteenth-
century writers, Howells’s texts incorporate scripture and scriptural allusions illustrating how
entrenched he is in Bible culture and rhetoric, but he never reconciles or even clarifies his
hermeneutics with a theological model, unlike Davis.
In many ways, Howells prepares us for Twain’s cynicism by questioning the religious
institutions of his age. Twain picks up this thread in his own scrutiny of American religious
culture, but Twain begins to examine the Bible itself as a skeptical guide to modern civilization,
and he frequently situates the Bible as a peripheral accoutrement of modern religious practices.
If Howells begins by attacking the institutions of culture, Twain continues by examining the
ways in which cultural signifiers inadequately represent ideological beliefs. Howells focuses on
collective society, with the Jesus figure as the exemplar of a progressive civilization. Twain, on
the other hand, shifts his focus back to humankind itself by examining the primitive ideal of the
Adam figure, moving away from Christianity altogether. A significant change occurs during this
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process; whereas Davis and Howells use the subject of religion, and specifically Christianity, to
construct a sociological realism, Twain employs the subject of religion in order to cast doubt on
the very idea that words and symbols can ever provide access to an absolute notion of what is
real. Twain’s fiction takes a turn toward modernism and the idea of multiple subjectivities of the
mind, while Howells was preoccupied with bringing subjectivity and collectivity into unity.
Much later, Harold Frederic, an admirer of Howellsian realism, takes a naturalistic turn when he
begins to examine forces of scientific and cultural determinism other than religion. Davis and
Howells offer a very optimistic kind of realism that exemplifies a notion that civilization is
progressing and that self-understanding can aid that progression, while Twain and Frederic
return to a more romantic emphasis on man’s primitive nature as a major sociological
determinant. All four of these writers examine religion in terms of allegory and, by doing so all
make critical connections to the similarity between how religion operates and how realism
operates in the act of reducing metaphysical abstractions into material representations. Twain
goes even further than Howells; he does not merely construct new allegories, but rather he
examines religious symbols that already exist in the world and shows how impossible it is to
project the allegory backwards towards some larger notion of universal knowledge. For Twain,
the failure of the allegory becomes a failure of certainty, and his doubt turns to disbelief.
Howells reveals a similar struggle with doubt and disbelief, but his ambivalence about
abandoning belief emerges repeatedly in his refusal to abandon religious orthodoxy. He retains
some degree of faith in the institutions of religion to impact on the development of individual
conscience and, by extension, collective ethics.
Notes
60
See, for example, Phillip Barrish, who writes: “Understanding Howells’s proffer of realist taste as a way for some
middle- and upper-class readers to claim cultural superiority over other middle- and upper-class readers may help,
first, to mediate between two seemingly incompatible critical accounts of Howells’s cultural and political
significance” (American Literary Realism 17). See also Amy Kaplan 8-9 and 21-23.
154
61
See also Howells (The Minister’s Charge 25-28).
62
In Literary Friends and Acquaintances, Howells admits that he had not heard of the term “Orthodoxy” before
meeting with Oliver Wendell Holmes in 1860. It is clear only from this one passage that Orthodoxy most likely
refers to New England Congregationalists and not Presbyterians: “He had to explain Orthodoxy to me, and then I
could confess to one Congregational Church in Columbus” (43). Howells recalls discussing several other religious
sects with Holmes, including Unitarianism, Universalistism, Swedenborgianism, and Episcopalianism.
63
Josephine Donovan provides excerpts from Swedenborgian teachings on the doctrine of uses in her article “Jewett
and Swedenborg” (733-34). Donovan cites two main sources, which are Sig Synnestvedt, The Essential
Swedenborg: Basic Religious Teachings of Emmanuel Swedenborg (1970; rpt. New York: Swedenborg Foundation,
1984), 49-50 and Theophilus Parsons, The Infinite and the Finite (Boston: Roberts Brothers, 1872), 155.
64
The Altrurian Romances have a confusing publication history since some of the “letters” of the Altrurian traveler
were published in Cosmopolitan Magazine only, but not in the book form of the 1894 A Traveller from Altruria.
Apparently, the last six of the magazine letters became the Part I (twenty-seven chapters) of the 1907 Through the
Eye of the Needle (Kirk xi). When Reynolds refers to Howells’s attack on the city in A Traveller from Altruria, he is
presumably referring to the content of these last six letters, which describe Aristides Homos’s departure from rural
New Hampshire to visit his new acquaintances in New York City. Originally, this portion of Through the Eye of the
Needle was part of the A Traveller from Altruria during the November 1893 through September 1894 serialized
publication in Cosmopolitan Magazine.
65
The construction of such modern-day-Jesus rhetoric continues today as Richard Wightman Fox’s Jesus in
America illustrates. He includes a photograph of an advertisement for the Evangelical Environmental Network
employing the anachronistic heading, “What Would Jesus Drive? (Fig. 34).” This advertisement ran in 2002.
66
The term primitivist here refers to the idea of early Christianity rather than a pre-Christian primitivism. As
Rebecca Harding Davis did in her construction of the religious subject, Howells is attempting to isolate a notion of
Christianity from the historical development of the institutional church. John May makes a distinction between
“primitive religion” and “Judeo-Christian hope” that ties these two models to an understanding of history. In light
of May’s distinction, Davis’s and Howells’s models of primitive Christianity would be better labeled Judeo-
Christian hope. He writes: “The Judaeo-Christian [sic] norm is eschatological expectation, the projected vision of
faith. Primitive religion therefore renews the present on the basis of the past, whereas Judaeo-Christian hope is
based on the expectation of future fulfillment. The former conception of time is clearly cyclic and closed, the latter
linear and open” (24). Clearly, in the case of Aristides Homos, time is linear and open as civilization works towards
its own evolution.
67
Darwin writes: “May we not believe that a living optical instrument [that is, the eye] might thus be formed as
superior to one of glass, as the works of the Creator are to those of man?” (145). Darwin turns the logic of his
antagonists to his advantage through a combination of allegory and materialism. Howells appears to be using a
similar rhetorical strategy in his presentation of Homos.
68
Aristides is presumably an allusion to Aristides the Athenian, a second-century Greek Christian who authored the
Apology of Aristides. His manuscript was published in the late nineteenth-century. (There was also a fifth century
B. C. Athenian military and political leader called Aristides the Just.) Homos, meaning “man,” is a subtle way of
emphasizing the humanity of Howells’s Christ figure as opposed to his divinity.
69
Ironically, because of his visit to Twain, Howells reports he was not at home to receive Arnold’s letter of
introduction when Arnold first arrived in Boston (Literary Friends and Acquaintance 272).
70
Howells writes about his admiration for Heine several times in his autobiographical accounts. For examples, see
My Literary Passions (189) and Literary Friends and Acquaintance (8).
71
Jeffrey Grossman calls Matthew Arnold “one of Heine’s most important promoters in English” (197).
72
In the 1957, Reinhold Niebuhr reworked several of Arnold’s ideas into an essay entitled “Two Sources of Western
Culture.” In this essay he elaborates on his own views if the Hellenic and the Hebraic, which he believes represent
order and freedom, respectively (18). Niebuhr believes that Western Culture requires a balance of Hellenism and
155
Hebraism: “In short, the realm of meaning has dimensions of both order and freedom, and every culture seeks to do
justice to these two dimensions” (18-19).
73
See also Mandelker: “Utopian sects hold a dual, contradictory commitment to both evangelism and utopia. The
world is a proper sphere of utopian activity and must be made consistent with an ideal image, yet it must also be
held at a distance safe enough to prevent contamination. The utopian response to the world is this fraught with
ambivalence” (135).
74
See Charles Howard Hopkins, “God’s Kingdom and ‘Our Country,’” The Rise of the Social Gospel in American
Protestantism 1865-1915, (New Haven: Yale UP, 1940) 98-117.
75
These utopian communities include, for example, the Shakers, the Oneida movement, the Mormons, the Seventh
Day Adventists, and even so-called secular communal living experiments such as the 1841 transcendental Brook
Farm experiment, made famous by Nathaniel Hawthorne’s 1852 The Blithedale Romance, and the 1843-44
transcendental Fruitlands communal living arrangement of the famous Alcotts, the subject of L. M. Alcott’s
Transcendental Wild Oats (1874). Howells has a connection to the Oneida Movement through his wife, Elinor
Mead Howells, whose maternal uncle was John Noyes. In 1848, John Noyes founded this religious commune most
famous for its doctrine of perfection and its complex open marriage policy (Goodman 62-3).
76
It should be pointed out that scholars disagree about the unnamed war in this story. Ruth Bardon cites readings by
Everett Carter in 1954 and William Free in 1966 who argue that Howells is writing about the Spanish-American
War, but she also cites the work of John Crowley in 1975 and 1989, who suggests that Howells “symbolically
recalls the Civil War” (Bardon 151-52). He bases his argument on Howells’s autobiography Years of My Youth, and
he further argues that “Howells’s guilt about sitting out the Civil War motivated considerable parts of his fiction
(Bardon 152). There is no urgent need to determine the specific war that is the subject of this story, but in the story,
George Gearson clearly recalls to Editha that his father had served and lost an arm in the Civil War (Bardon 163),
indicating that the story is dealing with the more recent war. At the same time, my reading of the religious conflict
in many ways supports Crowley’s suggestion of a “symbolic” Civil War reading. It seems clear that Howells
wanted to make a connection between the two wars and to the political and religious rhetoric related to the pro-war
and anti-war positions. In this subtle way, he reminds his readers that “the current phrases of the newspapers”
(Howells, Selected Short Stories 157) contain rhetoric that has been circulated before in American history.
77
In The Bible According to Mark Twain: Writings on Heaven, Eden, and the Flood, the editors include “Extracts
from Adam’s Diary.”
78
Renan presents a Jesus who became increasingly fanatic as he “yielded to the ideas that were current in his own
time” (161).
79
There are two Biblical passages to which Howells could be alluding: in the Old Testament, the passage is in Psalm
22: 18-19, and the related New Testament passage is in John 19:23-24. The New Testament passage details the
events surrounding the crucifixion of Jesus and a contest by soldiers for his seamless robe (chiton), and it is
frequently cited as evidence that Jesus fulfilled the prophesies of the Old Testament.
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CHAPTER 4: MARK TWAIN AND THE BIBLE:
“I SEE IT WARN’T NOTHING BUT A DICTIONARY”
For more than fifty years, Twain conducted a discourse about the religious subject in an
era when the American religious landscape was changing dramatically. In many ways, religion
is more than a pervasive subject for him; it is the very the foundation of his writing. He writes
about it in a variety of genres, such as travelogues, satire, realism, fantasy, and autobiography.
The only thing that can be concluded with any certainty is that Twain was ambivalent about
religion and that, in his critique of American religious culture, he projected his ambivalence
particularly onto an engagement with scripture from a realist’s perspective. Historically, there
are at least three distinct “stages” of Twain’s work that relate to larger culture: his early rejection
of Presbyterianism, his subsequent cynicism regarding Bible culture in America, and finally, a
resolution in his later years in which he begins to reconcile his Calvinist upbringing with his
personal and highly subjective hermeneutics. Ultimately, I hope to demonstrate that Twain
invokes realist writing as a way of conducting a religious discourse and that, through a close
examination of this subject, realism itself can be better understood in the context of nineteenth-
century literary culture. During the nineteenth century, with the religious vista continually
shifting, the attempt to locate something that might be known with certainty, that is, something
real, can be seen as both a rhetorical strategy and a philosophical one in the manner in which
realist writers examine ethics via this mode of writing.
In any discussion of Twain and the Bible, there are two key terms that require some
definition and a set of parameters: religion and realism. By religion, I reiterate a critical view of
Harold Bush who, in turn, invokes William James, by offering a broad definition that this term
means simply the representation of beliefs that originate “in response to direct experience of the
sacred and the spiritual” (Bush 15). Specifically, in the context of Twain’s writing, this term
includes Bible reading habits, the development of ethics and morals, the application of what he
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terms “the moral sense” when dealing with contemporary social problems,
80
and finally, the idea
of an afterlife. Twain also discusses institutional religion, primarily Presbyterianism, but his
theology moves in a distinct direction that some have termed Liberal Protestant because of
Twain’s rejection of an orthodox Calvinist doctrine. It is true that Twain’s system of beliefs
comprises a complicated theological amalgamation that includes some elements of Liberal
Protestantism, such as a primitivist yearning for a pre-doctrinal state of spirituality, but that term
alone does not suffice, as his texts reveal. Instead, Twain seems to waver between the
hermeneutics of Liberal Protestantism, the Hebraism embedded in Calvinism, and even a
scientific secularism. These various components are not easily separated in his writing, but his
fascination with religion clearly emerges as a central concern in his realist writing. I have argued
earlier that religion served as a catalyst in the formation of realism, and I believe what we can
conclude from Twain’s writing is that religion also serves as a catalyst in the decline of realist
writing. Twain’s attempt to capture the religious subject underscores the impossibility of
concrete representations of abstract subjects, which signals the limits of realism.
When possible, I aim to avoid all-encompassing terms such as Christian and even
Protestant because these terms gloss over important denominational and sectarian differences
that realist texts depict. In fact, it is only by focusing on some of these important differences that
the relationship between religion and realism can be understood. The latter term, realism, also
requires a set of parameters, but these are, admittedly, loose parameters because, like religion, it
has both an abstract and a concrete dimension. Simply put, realism has both a philosophical
ideology, which is empiricism, and a material expression, which is the realist text. By realist
texts, I refer to the dominant mode of American literary works historicized to the period between
1861 and the turn of the century. For a working definition, this includes texts in which the
writers offer particularization of naming and detailing, homogenous time,
81
and a focus on
ordinary protagonists as a critique of contemporary culture in order to examine social ethics. I
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readily acknowledge that the term realism generally encompasses a wide variety of definitions,
so I accept the postmodern term “realisms” offered by contemporary scholars such as Richard
Lehan, Peter Brooks, Michael Davitt Bell, and Elizabeth Ammons that were discussed in the
introductory chapter of this work.
82
The value of the term “realisms” is that we can examine the
different ways in which late nineteenth-century American writers conceived of realism, and we
can discover news ways of viewing their texts as a discourse. In fact, we may identify at least
three different levels of discourse: author to culture, author to author, and author to self, meaning
that each author might be responding to his or her own literary canon or personal religious
intuitions and uncertainties.
My larger aim is to examine the fluid relationship between religion and realism, i.e.
author to culture, in order to acknowledge the reciprocity through which each informed the other
during the late nineteenth century. Implicit in this claim is the need to examine the different
styles in which various writers themselves conceived of realism as a literary aesthetic in an
ongoing effort to establish a satisfactory set of parameters for the many realisms. Even more
important than understanding what realist writers believed they were doing with this genre is the
need to clarify how they were conducting this discourse. Lilian Furst points out that one
common characteristic of realism is an implicit agreement between author and reader that the
text can be imagined as a mimetic representation of the exterior world. She writes: “The real and
the fictive are reciprocally permeable. . . . Only through a willing and conscious participation in
realism’s performative pretense can readers begin to understand its games” (Furst 115). The
materialist basis of realism requires the writer to employ a type of symbolism that creates
verisimilitude for the reader. That is, the writer must locate cultural signifiers that link the
exterior world outside of the text, meaning the social world it claims to represent, to the
imaginary world that the text evokes, meaning the reader’s perception. The reader must identify
the symbol and know how to apply it in deconstructing the text. The religious subject works
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well as a signifier within the realist text because it offers a dual level of representation, both
abstract ideology and concrete cultural practices, that allows both writers and readers make the
leap from the external reality of lived experience to the vicarious reality of the text. The subject
itself is mimetic and operates in a similar manner to realism.
A discussion of Twain’s fiction must begin with the work that shaped his literary
aesthetic around the religious subject. In his travelogue, Innocents Abroad, or The New
Pilgrim’s Progress (1869), Twain begins an early discourse on Presbyterianism that he will take
up again in The Adventures of Tom Sawyer (1876) and The Adventures of Huckleberry Finn
(1884). By invoking the John Bunyan’s popular allegory, he signals his intention of placing this
text into a discourse with Calvinism. For this reason, Innocents Abroad is a seminal work for
examining Twain’s approach to religion, and it also marks an important popular rhetorical shift
for Twain from dealing with this topic in a broad, worldly manner to focusing specifically on
religion in American culture as an important facet in shaping national identity. Beginning in this
text, and later throughout the wide scope of his writing career, he discusses Catholicism, Islam,
Presbyterianism, and even the broad sectarianism of late nineteenth-century American culture. A
harsh critic of Catholicism, he returns again and again to examine his Calvinist roots, critiquing
institutional religion even while grudgingly concluding that it is almost a cultural imperative. By
the end of this travelogue, Twain has constructed a view of religion that seems uniquely
American. He works his way through Europe and Asia, comparing religious identity and
religious practices to modern day American Protestantism. He uses the broad term “Christian”
in the early part of his text, but by the time he reaches the Holy Land, he becomes more and
more specific about denominationalism and American culture. We begin to see the inadequacies
of the all-encompassing “Christian” label; it does not sufficiently describe the complex
subjectivity of American religious culture.
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There are three main religions that contrast each other in The Innocents Abroad:
Catholicism, Islam, which Twain refers to as “Mohammedism” (51) or “Islamism” (446), and
Christianity, a problematic moniker that both includes and excludes Catholicism depending on
its context. Christian is sometimes a synonym for Protestantism, and for this reason, it requires a
bit of deconstruction in realist literature. Twain’s narrator, a pilgrim voyeur, occupies a unique
position in this text as being “a Christian” and yet not identifying himself with any particular
Christian denomination. He tries to establish a neutral objectivity in order to report on the world
around him. To do so, he uses many labels for Jesus: Blessed Saviour while in Italy (202), and
later Master (348), Saviour (357), the Young Child (364), Christ (436), and Jesus (379). He
chooses each moniker carefully, and he contextualizes each usage; Blessed Saviour is reserved
for Italy and the Inquisition while Jesus is the young man of Nazareth who has long since
forgotten siblings: “Who gives a thought to the sisters of Jesus at all?” (379). The narrator’s use
of the multiple synonyms for Jesus, each uniquely assigned to emphasize either his divinity or
the humanity within specific contexts, positions him as an expert while he simultaneously
refrains from revealing an affiliation with a specific Protestant denomination. He maintains this
neutral stance throughout most of the narrative until his arrival at the Holy Land forces an
admission that the historic reality of the Holy Land is at odds with his abstract deism, and he
cannot easily reconcile the geographic and numinous dimensions of his religious experiences.
In a moment of epiphany in the Holy Land, the narrator admits that his own faith is
challenged by the repetitive reminders all throughout his journey that tangible evidences of
religious history do not logically correlate to his notion of spirituality. In Palestine—
contemporary Israel—he contrasts the subjective empiricism of denominationalism in the
“search for evidences” (388) with the abstract notion of spirituality when he writes:
It seems curious enough to us to be standing on ground that was once actually pressed by
the feet of the Saviour. The situation is suggestive of a reality and a tangibility that
seems at variance with the vagueness and mystery and ghostliness that one naturally
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attaches to the character of a god. . . . I cannot comprehend this; the gods of my
understanding have always been hidden in clouds and very far away. (357)
With this admission about the slippage between experience and imagination, he implicitly
acknowledges that there exist manifold notions of the Christian deity, complicating the attempt
to reconcile the real with the abstract.
In fact, by the end of the text, Twain begins to speak very specifically about
Presbyterianism, noting the subjectivity that religious identity imposes on the traveler. He
concludes that travelers visit the Middle East “seeking evidences in support of their particular
creed” (388). He suggests that Presbyterians find a Presbyterian Palestine because “they had
made up their minds to find no other” (388). He mentions Baptists, Catholics, Methodists, and
Episcopalians. Here, the narrator suggests that the only way the concrete and the abstract can be
reconciled without diminishing one’s faith is through subjectivity. Subjectivity mediates the
discrepancy that exists between an interior and an exterior reality.
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One must view the Holy
Land through the lens of denominationalism in order to reconcile the disparity; reality is formed
when imagination shapes the search for evidence and reconciles what one finds with what one
expects. By doing so, Twain reveals the extreme importance he places on subjectivity and
perception, two issues that will prove to be crucial to his realist aesthetic and the ways in which
he will later play with material emblems of religious culture. When Twain later writes about
such objects of faith, namely, the Bible, in American religious culture, it is this disparity between
signifier and signified that he highlights.
Twain also mentions Judaism in Innocents Abroad, but this religion occupies little of the
text’s discourse; mainly, the narrator makes offhand comparisons of the treatment of Jewish
people in various countries and parts of the world.
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He offers an imaginary description of
America’s treatment of its Jewish inhabitants as if viewed by a Roman tourist:
Jews, there, are treated just like human beings, instead of dogs. They can work at any
business they please; they can sell brand-new goods if they want to; they can keep drug
stores; they can practice medicine among Christians;
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they can even shake hands with
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Christians if they choose; they can associate with them, just the same as one human
being does with another human being. . . . [A]t this very day, in this curious country, a
Jew is allowed to vote, hold office, yea, get up on a rostrum in the public street to speak
about the government if the government don’t suit him!” (197)
Ultimately, he holds America up as the only place he has visited where Jewish people enjoy true
equality. He uses the broad term “Christians” but he means “Americans” and it is not clear
exactly which Americans he includes in this generalization other than non-Jewish ones. Such
comparisons illustrate Twain’s belief that religious tolerance is a mark of an enlightened
civilization although he himself is somewhat critical of institutional religion as a cultural force.
This narrator, in fact, has little or no tolerance for either Catholics or Muslims.
In his dismissal of Catholicism and Islam, Twain presents a complicated portrait of
religious identity that is part political, part economic, and part sociological. He frequently hones
in on manifest symbols of faith as a means of criticizing and dismissing the cultural value of
specific religious denominations. For example, although he praises Catholics for their
preservation of the Holy Land, he simultaneously criticizes Catholicism for its ostentatious
displays of religious grandeur throughout Europe—its “profusion of costly and elaborate
sepulcher ornamentation” (171)—and the religion’s fetishizing of relics: “We find a piece of the
true cross in every old church we go into” (116). Of Catholics in Israel, he writes: “Whenever
they ferret out a lost locality made holy by some Scriptural event, they straightway build a
massive—almost imperishable—church there” (401). Clearly, the Catholic Church has played a
fundamental role in the preservation of Christian beliefs, both spiritually and physically by
literally building the architecture of these shared physical spaces. At the same time, Twain has a
dim view of the history of the Catholic Church. Specifically, he derides the Inquisition: “They
did all they could to persuade [the barbarians] to love and honor [the Blessed Redeemer]—first
by twisting their thumbs out of joint with a screw; then by nipping their flesh with pincers—red-
hot ones, because they are the most comfortable in cold weather; then by skinning them alive a
little, and finally by roasting them in public” (202). Looking around Italy, he concludes that “the
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vast array of wonderful church edifices” was accomplished by starving “half her citizens” for
fifteen hundred years (188). Twain takes a positivist approach when evaluating religion, and he
seems to suggest that the age of Catholicism has reached its utilitarian end, suggesting that a new
institution will accompany a new age.
Twain did not deride only Catholicism following his visit to the Holy Land; later, the
Innocents Abroad narrator offers a similar dismissal of Islam. Once again, associating religious
identity with its architectural symbols, he describes “Moslem houses” as “dark as heavy, and as
comfortless as so many tombs” (305) and by doing so, he substitutes religious identity for
national, cultural, or even geographic identity. This kind of substitution is somewhat jarring; one
would not, for example, expect to hear a New England colonial-style home described as a
“Calvinist house” although it was likely to have been built and inhabited by Puritans, but for
Twain, cultural artifacts and architecture are invested with the ideology of those who preserve
and inhabit them. Here, the association of the “Moslem” religion with the house as a tomb
foreshadows the narrator’s conviction that this religion is declining. He comments later that he
will not be unhappy to see it vanish. Of Jerusalem, he writes: “The Moslems watch the Golden
Gate with a jealous eye, and an anxious one, for they have an honored tradition that when it falls,
Islamism will fall, and with it the Ottoman Empire. It did not grieve me any to notice that the
old gate was getting a little shaky” (446). Twain’s metonymy emerges as a literary experiment
when he toys with different forms of figurative representation. Here, he examines religious
identity in relation to architectural objects. Later, when he writes about American culture, he
will offer a different set of symbols, and he will locate a textual object that serves him
exceedingly well: the Bible. However, he will not light upon this symbol until he finishes his
scrutiny of Old World religion.
Twain’s position on Catholicism is unequivocal; he despises it as both a social institution
and a moral force. Of Catholicism he asserts: “She is to-day one vast museum of magnificence
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and misery” (188). He compares Catholicism to American Protestant religious practices and in
the process introduces a new rhetoric: “All the churches in an ordinary American city put
together could hardly buy the jeweled frippery in one of her [Italy’s] hundred Cathedrals” (188).
Twain’s comparison of Old World religion to American Protestantism allows him to transition
from nonfiction to fiction and, in particular, realism. Broadly speaking, his views on Catholicism
remain fairly static while his views on American religion shift continually throughout his
lifetime, and it is the latter subject that will occupy a prominent position in his subsequent work.
The two works that, as a set, bookend Twain’s early views on Catholicism in Innocents
Abroad also resemble each other in style and ideology; these works offer the context for viewing
Twain’s realism as a departure from the European romanticism embedded in Catholicism
although he does return to a visionary mode in both. These are A Connecticut Yankee in King
Arthur’s Court, published in 1889 and No. 44: The Mysterious Stranger, which was published
posthumously in 1969, but written between 1896-1910.
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He structures both texts as historical
flashbacks to earlier periods when society was under the domination of the Catholic Church:
Connecticut Yankee is set in sixth-century England when the Knights of the Round Table
mythically crusaded on behalf of the Roman Catholic Church while No. 44: The Mysterious
Stranger is set in Eseldorf, meaning Assville or Donkeytown, in the late sixteenth-century
Austria. Both works illustrate the influence of Thomas Carlyle’s Sartor Resartus (1833-34), or
the Tailor Retailored, as Twain’s language reflects. While Sartor Resartus examines a fictional
text by the German Professor Diogenes Teufelsdröckh, whose name translates to Devil’s Shit,
Eseldorf is visited by a mysterious stranger who identifies himself as number forty-four, New
Series 864,962 (Twain, No. 44 33) and who appears to be Satan himself. When Teufelsdröckh
advises the reader to “Close thy Byron; open thy Goethe” (Carlyle 146), Carlyle signals the end
of Romanticism and the beginning of a Victorian sensibility by suggesting that it is time for
society to move beyond the “Satanic Poetry” (115) of the Romantics.
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In doing so, he links
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literary genre to ideology in a Hegelian model of progressive history, an idea in which art is an
expression of its age.
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In a similar manner, Twain signals an aesthetic shift by debunking the
romantic myth of what he terms the “Age of Faith” (No. 44 3) and constructing his own realist
style for the “Gilded Age.”
Twain offers a positivist position of history near the end of his career when he writes A
Connecticut Yankee in King Arthur’s Court in 1889. In this novel, the protagonist Hank Morgan
suggests that the real danger of the Catholic Church is the amount of power it has amassed. He
imagines the possibility of usurping the history of the Catholic Church by introducing
Protestantism about ten centuries early. He believes he can advance the course of civilization by
altering religious practices. He says, “I was afraid of a united Church; it takes a mighty power,
the mightiest conceivable, and then when it by and by gets into selfish hands, as it is always
bound to do, it means death to human liberty, and paralysis to human thought” (Twain,
Connecticut Yankee 50). Once again, Twain’s writing reflects the Carlylian influence when
Hank states his own view of institutional religion by invoking the clothing analogy. He says: “A
man is only at his best morally, when he is equipped with the religious garment whose color and
shape and size nicely accommodate themselves to the spiritual complexion, angularities, and
stature of the individual who wears it” (50). There are many similar passages in Sartor Resartus
discussing the manner in which people “cloak” themselves in religious ideology: “Church
clothes are first spun and woven by Society; outward religion originates by Society, Society
becomes possible by Religion” (Carlyle 163). Carlyle suggests that society creates institutional
religion and subsequently creates material symbols of that system while Twain suggests that
moral development is dependent on an individual equipping himself with the metaphorical
garments of his own subjective beliefs and the religion of his choice. While Carlyle focuses on
collective identity, Twain adapts the analogy to serve as an expression of subjectivity.
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A Connecticut Yankee’s Hank believes that religion serves as a benevolent force as long
as it can be contained, but he still believes that man chooses his religious garment and therefore
operates as an autonomous force. By the time Twain writes Pudd’nhead Wilson in 1894, he will
begin to see identity itself as an artificial social construct, and he will attempt to debunk the myth
of racial identity. In Connecticut Yankee, Hank’s ideology reflects his Common Sense views by
evaluating religion in pragmatic terms:
We must have a religion—it goes without saying—but my idea is, to have it cut up into
forty free sects, so that they will police each other, as had been the case in the United
States in my time. Concentration of power in a political machine is bad; and an
Established Church is only a political machine; it was invented for that; it was nursed,
cradled, preserved for that; it is an enemy to human liberty, and does no good which it
could not better do in a split-up and scattered condition. (89-90)
What we have here is not only a bit of a spoof of the democratic religious culture of America, but
also, in fact, a celebration of it. It is the very diversity of the American religious vista that
maintains the system of checks and balances that is the foundation of American government.
Twain does not object to the regulation of moral behavior by a church; in fact, he seems to view
it as necessary. What he objects to is concentrating that power too heavily in a national church.
Hank Morgan must ultimately accept the fact that the Catholic Church will never relinquish its
political and social power, at least not in the century Hank wishes to reform. When the church
puts the entire country under an Interdict, Hank’s “beautiful civilization” is “snuffed out” (235).
Religious ideology and social history are irrevocably linked.
The real similarity of Twain’s two Catholic fantasy tales is the view he offers of the
absolute control the church exercises over the minds of the people. This sociological domination
hinders intellectual development but reinforces the social hierarchy. August Feldner, No. 44,
The Mysterious Stranger apprentice, describes his idyllic childhood in Eseldorf just before Satan
arrives:
Eseldorf was a paradise for us boys. We were not overmuch pestered with schooling.
Mainly we were trained to be good Christians; to revere the Virgin, the Church, and the
saints above everything. . . . Beyond these matters we were not required to know much;
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and, in fact, not allowed to. Knowledge was not good for the common people, and could
make them discontented with the lot which God had appointed for them, and God would
not endure discontentment with His plans. (4)
In No. 44, The Mysterious Stranger Twain levels his criticism at the culture of ignorance he
believes the Catholic Church perpetuates as a means of social control. He cynically labels the
setting of this story as the “Age of Faith” (3), but it is clear that the simple faith of the
townspeople cannot withstand the danger of independent contemplation. Faith and peace can
abide only as long as Eseldorf can maintain the status quo. Twain’s point is that even in a
simple system of adhering to a single established church, there is no long-lasting potential for
faith to be sustained; religious practice is necessarily reduced to a power play for social control.
Both texts, Connecticut Yankee and No. 44, The Mysterious Stranger, end similarly in a
dreamlike state in which characters lose the ability to distinguish between sleep and wakefulness
or distortion and reality. Twain has a great deal of difficulty dispensing with the Catholic
Church in his European-based writing. At the end of Connecticut Yankee, all he can do is
validate the power of the Catholic Church with its Interdict and the electrocution of the twenty-
five thousand knights. The apocalyptic ending replaces Hank’s dream of a social evolution. The
narration reverts to Clarence, Hank’s helper, and this story, like No. 44, The Mysterious
Stranger, ends in an incoherent dream in which Hank can no longer distinguish between
imagination and reality. He describes “dreams that were as real as reality” (Twain, Connecticut
Yankee 257). The supernatural 44 tells August Feldner that “Nothing exists; all is a dream”
(Twain, No. 44 186), and August’s Catholic faith is replaced with nihilism. Twain’s own literary
experiment illustrates that the Established Church remains a problem for him as well. He is able
to criticize the excessive power of the Catholic Church dialectically by comparing the
centralization of power and the grandeur of its physical presence to the far more democratic and
unassuming style of religious practices in American culture in the early nineteenth century. The
rhetorical shift helps reveal that Twain is far less interested in Presbyterianism than he is in
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Protestant sectarianism as a whole in American society, but he will use Presbyterianism as a
basis for critiquing nineteenth-century religious practices, presumably in order to reshape them.
Stanley Brodwin describes the dream scene as “epistemological confusion” (61), and he
suggests that this scene impacts the style of Twain’s realism. He writes: “The structure and
language of the novel confirm the truth that contradiction lies at the heart of the ontologically
‘real,’ and that apprehending this . . . leads to a dialectical vision of God and history, tragic and
comic by turns. It is a novel of theological realism” (61). Brodwin points out that Hank not
only wanders between historical periods, but he wanders “between two theological forces” (63).
The term theological realism is an interesting one because it illustrates the importance of religion
as a cultural force, and it allows us to understand how these realist writers entered into a
discourse of the real simply by engaging with the religious subject. For example, in Connecticut
Yankee, Twain seems to suggest that the superstitious mysticism of the Roman Catholic Church
in the medieval world has a certain inevitability. By doing so, he seems to have concluded that
democratic Protestantism is just as inevitably linked to the Industrial Age of late nineteenth-
century American culture. A close examination of the Twain’s literary aesthetic in No. 44, The
Mysterious Stranger and Connecticut Yankee similarly reveals that while Twain relies on the
visionary tale to discuss Catholicism, he experiments with the conventions of realism in order to
discuss American Protestantism. Specifically, he begins to focus on what Lilian Furst calls the
“close and credible present” (77), meaning a generation or so before the present, and he
identifies important cultural symbols that allow the reader to view the text mimetically.
As Twain begins to focus on fiction, one particular aspect emerges relative to the subject
of religion, and that is his engagement with scripture as a means of undercutting realism’s
privileging of material emblems. Just as he honed in on the elaborate cathedrals and ubiquitous
remnants of the true cross as material symbols of European Catholicism in The Innocents
Abroad, in his subsequent fiction, Twain presents the Bible as a signifier of American Calvinism.
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In fact, Twain takes a very playful approach to examining the Bible in a wide variety of uses
and, in each instance, a connection can be made to the surrounding religious culture that is
contemporaneous to the text. Gregg Camfield writes: “Whether by secretly denouncing it or
publicly teasing its devotees, Mark Twain was, like his contemporaries, steeped in the stories and
language of the Bible, and his continuous reference, while usually couched in irony, shows how
thoroughly the Bible shaped his consciousness whenever he confronted the spiritual, ethical, or
scientific questions of his day” (Oxford Companion 53). Twain begins to examine the Bible as
an object in culture that emerges in surprising ways but rarely as a sacred artifact invested with
numinous revelations.
Twain’s interest in the Bible is well-documented, and it is not surprising that this tome
makes such a prominent appearance in so many of his works because it clearly occupied an
important role in his own religious experiences. He had extensive expertise in scripture and
hermeneutics, approached first through the lens of his family’s Presbyterianism and revisited
later through his own personal study of competing world religious movements. Although he
frequently pokes fun at America’s dependence on the Bible as an emblem of absolute truth,
Twain himself was drawn to the Bible and was quite knowledgeable about the translation history
and print culture of the Good Book. He had a large collection of Bibles: “Eventually [Twain’s]
library contained thirty-two different copies of the Bible or of the New Testament, some of
which contained his marginalia” (Phipps 221). He also collected supplementary interpretive
texts, including T. W. Doane’s 1882 Bible Myths and Their Parallels in Other Religions and
Rufus Noyes’s Views on Religion (Phipps 247). The Bible also held a sentimental place in
Twain’s life. William Phipps writes: “Significantly, when he was dealing with family
inheritance matters in 1904, the only thing that had belonged to his mother that he wanted to
keep was her illustrated family Bible” (221). Though touted by many as a cynical agnostic,
Twain was ambivalent about and endlessly fascinated by American religious culture. Bible
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reading habits emerge as a discursive site for him to examine American religious practices in
relation to late nineteenth-century socio-ethical problems.
In The Adventures of Tom Sawyer (1876), Twain provides a glimpse into the Sunday
school monotony of his own childhood in Hannibal, Missouri in the 1840s. Tom’s world is
bound by religious habits, from Sunday to Sunday as Tom sits contemplating life in relation to
the stiff confines of the Presbyterian Church. Twain invokes the image of the physical church
structure itself to emphasize how strictly the ritual takes hold of family life: “Breakfast over,
Aunt Polly had family worship; it began with a prayer built from the ground up of solid courses
of scriptural quotations, welded together with a thick mortar of originality; and from the summit
of this she delivered a grim chapter of the Mosaic Law, as from Sinai” (Tom Sawyer 24).
Beginning with this early morning repast and Tom’s best church attire, Sundays are turned over
completely to religious observation, and through Tom, Twain depicts the painstaking boredom of
a highly ritualized Calvinist culture: “Sabbath school hours were from nine to half-past ten; and
then church service” (27). Tom drags himself unwillingly out the door to Sunday school, “a
place that Tom hated with his whole heart” (27). For Tom, Sunday school soon becomes a site
where he can practice the wheeling and dealing with which he negotiates his life. For Twain, the
religious subject becomes a site where he can debunk the homiletic novel’s theme of romantic
conversion by reversing the focus from eschatological concerns to more immediate ones.
As he will do throughout his career, in Tom Sawyer Twain discusses the Bible in a
highly-materialized manner, translating Bible reading habits into various scenarios of “value” as
the Industrial Age in America takes hold. We are told of Tom’s economy as he deals with the
necessity of learning the requisite scripture for Sunday school recitations: “Tom bent all his
energies to the memorizing of five verses; and he chose part of the Sermon on the Mount,
because he could find no verses that were shorter” (24). This passage shows the materiality of
the Bible first coming into play—the shorter, the better. There is a frugal approach to the Bible
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in relation to its inconvenient intrusion on the school boy’s limited free time. Beginning with
his short verses, Tom soon “trades up” once a system of exchange is enacted at Sunday school.
Here, Tom negotiates for a “yaller tickets” (27) awarded for the memorization of Bible verses.
Tom trades a “piece of lickrish and a fish-hook” (27) for one of the coveted tickets. He
negotiates for tickets of all color, increasing his net worth before entering the church:
Ten blue tickets equalled [sic] a red one, and could be exchanged for it; ten red tickets
equalled a yellow one; for ten yellow tickets the superintendent gave a very plain bound
Bible (worth forty cents in those easy times) to the pupil. How many of my readers
would have the industry and application to memorize two thousand verses, even for a
Doré Bible?
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And yet Mary had acquired two Bibles in this way; it was the patient work
of two years: and a boy of German parentage had won four or five. He once recited three
thousand verses without stopping, but the strain upon his mental faculties was too great,
and he was little better than an idiot from that day forth. (28)
Twain here launches a critique of American religious behavior by “over-materializing” the Bible.
We see the capitalist influence on religious behavior, where Bible ownership is the reward of
assembly-line memorization by rote learning. The Bible’s “worth,” apart from forty cents, is
equal to two thousand verses, but the system itself is undermined by Tom’s Wall-Street like
wheeling and dealing for the yellow, red, and blue tickets. And the Doré Bible is presumably
worth more than 2,000 verses because its market cost surpasses the plainly bound bible. In
Twain’s system, it should require more “work” to earn the more ornate volume. At the same
time, the vacuous memorization numbs the mind and renders even the most industrious mute and
stultified. In Twain’s words, two thousand sheaves of scripture must be “warehoused” (33). If
the Sunday school drudgery reflects the current state of Calvinism, Twain’s example of the
production of idiots reveals his denouncement of religious practices in Hannibal during his
childhood.
Twain’s depiction of the Sunday school scriptural relay offers more than a critique of
Calvinism; in fact, he offers a commentary on specific Bible reading habits that shifted
significantly just as Calvinism was rapidly losing its foothold as the dominant American
religious ideology. The changes in Bible reading habits were directly related to the
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modernization of print culture in America. The Bible became much more easily available and,
as Twain points out, easily affordable. Colleen McDannell asserts that the print process of
stereotyping made Bible production easier and more accurate beginning in the early nineteenth
century (69). Shortly thereafter, newly-formed Bible societies effected a widespread distribution
of these new, cheaper editions: “It was not enough for each home or church to have a copy of the
scriptures. The goal of Bible societies was for each individual to own his or her own Bible” (71).
In Tom’s Sunday school, clearly the aim is to ensure that each child obtains an individual copy
of scripture, reflecting this larger movement. Although the Bible was always accessible, it
becomes more plentiful as a cultural artifact during this period. Meanwhile, the very effort that
made the Bible more accessible diminished its rarity and value while simultaneously changing
Bible reading habits from communal and family events to far more private encounters with
scripture. In short, the social control over scriptural exegesis began to diminish during this
period. Guided readings became individual interpolations.
Another important result of the plethora of new Bible editions that saturated the market
was the resultant need for “marketing” the Bible. McDannell argues that the sentimentalization
of the Family Bible was replaced by the commodification of this artifact as publishers competed
for sales. Rather than uphold a traditional stance stressing the importance of sacred scriptures,
such efforts undercut authority of the Good Book. She writes: “Bible publishers realized that if
they were to sell Bibles, they would need to counter the notion that Bibles only contained eternal
truths of the Old and New Testaments. An unchanging Bible never became obsolete and
therefore never needed to be replaced” (87). In other words, a market had to be created for these
new editions, and publishers needed to capitalize on doubts over the authenticity of the text in
order to sell more copies.
In American Bible culture, the idea of an authoritative, unchanging text is undermined by
such marketing efforts. Instead, it is the very “differentness” of the Bible that allows various
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publishers to distinguish their products. Some Bibles editions were designed to include
supplementary material, such as maps, commentary, and illustrations, while other editions
appealed to lavish Victorian aesthetics with expensive covers, bindings, and artwork. As I will
discuss below, the difference between editions was not merely cosmetic; later, there will be
controversy over translations as well, but the multiplicity of available editions emerged first in
relation to supplementary or extra-scriptural enhancement, and later, the text itself began to
change.
Paul Gutjahr discusses the collecting impulse that came to be associated with Bible
ownership in a consumer-driven culture. Acquisition of religious artifacts, he argues, propagates
the market for Scripture. He writes: “The bindings and illustrations helped create Bibles that
were purchased for reasons aside from the words they contained. Bindings increasingly became
tools to mark levels of gentility and social status” (177). What McDannell and Gutjahr
emphasize is that several changes in market culture resulted in the more than 2,000 Bible
editions that were available to consumers by 1880 (Gutjahr 3). Nearly every American who
attended a religious institution received an individual copy of the Bible, reading habits changed
from a collective to a private encounter with Scripture, publishers had to differentiate editions by
undermining the idea of a single sacred text, and the text itself became recognizable by its
physical appearance and value-added inserts, resulting in a brand-name Bible mentality.
When Twain anachronistically asks his readers in 1876 what they would be willing to do
even for a Doré Bible (Tom Sawyer 28), he is indeed toying with the associated value of the
brand-name Bible in relation to manifest religious practices in the late nineteenth century. He
tunes into the very idea that certain editions will be more sought after than others, and he makes
a crucial link between Calvinism, consumerism, and the technological revolution that has
modernized the printing press. Himself a collector of Bibles, he is teasing Americans about the
aesthetics of Bible acquisition and what it implies. The Bible becomes increasingly accessible
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even as it is ironically losing its authenticity as a source of divine revelation because it is so
frequently subject to change. As the Bible seemingly becomes less real, or less verifiably real at
any rate, realist writers take up their pens trying to ascertain exactly what in culture can be
understood with certainty and how abstract concepts might best be conveyed via the written
word.
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When Howells famously argues that literature was the new religion (Silas Lapham 126),
he indirectly implies that realist literature is competing with the Bible in trying to bridge the
relationship between spiritual beliefs and a system of ethics. What realist writers have inherited,
however, is an increasingly skeptical public that has learned that all texts are now subject to
doubt. In Tom Sawyer, Twain suggests that bible verses are known but not well understood; they
are read and reiterated, but he calls into question what the text has to offer in relation to how it is
both taught and read. What begins perhaps as a critique of Calvinism precipitates a broad
inquiry into all literary practices that emerges directly from Bible hermeneutics and reading
habits associated with it.
There is one other scene in Tom Sawyer that bears examining in relation to Twain’s
rejection of the Calvinist ethos. This scene allows readers to glimpse beyond the Bible itself as
an expression of a changing religious culture; here, Twain expands his focus to materiality itself
as a literary trope. Following Tom’s Sunday school lesson is the additional tedium of sitting
through the church sermon. Once again, Twain describes the scene with an analogy of value; the
abstract value of the preacher’s words are, like the Bible, given a concrete measurement in a
system of exchange: “Tom counted the number of pages of the sermon; after church he always
knew had many pages there had been, but he seldom knew anything else about the discourse”
(Tom Sawyer 38). Tom observes the sermon, but he does not listen to it. The sermon itself
becomes a tangible object in the room in a kind of play on materiality that Twain will often
employ in his subsequent writing. We clearly gain the understanding that the Bible comprises
merely “verses” while the sermon comprises merely pages, and abstract possibilities are now
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repeatedly bound by their material forms and the interactions with those forms in American
religious culture.
It soon becomes evident why the sermon fails to hold Tom’s attention. In a description
reminiscent of Henry David Thoreau’s Walden, another departure from Calvinism discussed
below, Tom’s attention is drawn to a competing discourse, which is the buzzing of a fly. As he
“counts” the sermon and waits impatiently for an opportune time, he longs to capture the errant
fly: “But with the closing sentence his hand began to curve and steal forward; and the instant the
‘Amen’ was out, the fly was a prisoner of war. His aunt detected the act, and made him let it go”
(38). Minutes later, Tom remembers a pinch-bug he has brought with him. Soon, not only Tom
but several of his fellow congregants allow their attention to wander from the minister’s
exposition to the competing entomological spectacle. After a quick and painful pinching, Tom
watches in chagrin as the beetle escapes and is carried out on the back of a dog. “Tom Sawyer
went home quite cheerful, thinking to himself that there was some satisfaction about divine
service when there was a bit of variety in it. He had but one marring thought; he was willing that
the dog should play with his pinch-bug, but he did not think it was upright in him to carry it off”
(40). The moral lesson is dubious, but Tom at least finds relief from the monotony of the Sunday
service, and Twain aptly forecasts the “variety” that the concurrent evangelical revivals of the
Second Great Awakening offer to a public that has become bored with its Puritan inheritance.
If we contextualize the two instances of the insects to two memorable examples from
Thoreau’s 1854 Walden, or Life in the Woods, Twain’s satire becomes easier to spot. Recalling
Thoreau’s assertion that “Be it life or death, we crave only reality” (71), Thoreau provides a
strikingly similar account of a mosquito “making its invisible and unimaginable tour” (64).
Unlike Tom, Thoreau does not view the insect as a diversion from sacred abstractions, but
instead he likens the mosquito’s journey to Homer’s account of the Iliad and the Odyssey (64)
and still later he describes an epic battle between a red ant “Achilles” and a black ant (155). For
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Thoreau, even an insect is transcendental, and the great ideas of the Universe recur again and
again; they are preserved in words, but they are also able to be derived through close observation
of the natural world.
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Thoreau’s materialism is a conduit to the metaphysical realm as he
locates a new trope for making his inherited Calvinism tangible and relevant. Tom finds only
stark relief and a bit of variety that distracts from the grueling requirements of his Sunday-to-
Sunday regimen. Tom is far less interested in eschatological salvation and meaning than he is
grounded in the here and now. In both of these writings, a shift occurs that represents a
departure from the hold Calvinist practices have had on the seminal imagination of developing
minds, but Thoreau projects our imaginations outward to the notion of universal truths while
Twain grounds our attention in the physical reminders of more earthly concerns. He offers a
different kind of redirection than Thoreau does, and Twain will repeat this play with materiality
in his subsequent realist works in various ways. For Twain, materiality itself functions as a
literary trope.
Throughout his fiction, Twain not only alludes to bible verses, but he toys with the
materiality of the Bible itself, examining how this tome signifies American reading habits in
relation to a changing print culture and a market economy. Stories such as “The Stolen White
Elephant” (1882) reveal Twain’s familiarity with the print history of the Bible. In describing the
missing elephant’s propensity to consume scripture, Twain’s characters discuss physical
differences between the “ordinary octavo” edition and the family illustrated Doré Bible (“Stolen”
31). The detective asks his hapless victim question after question trying to ascertain exactly how
much scripture the elephant was able to swallow. He tries to derive a formula first based on
weight: “No, you do not get my idea. I refer to bulk. The ordinary Octavo Bible weighs about
two pounds and a half, while the great quarto with the illustrations weighs ten or twelve. How
many Doré Bibles would he eat at a meal?” (30). After a discussion of the different sizes and
weights of Bible editions, the difference between editions is settled in financial terms as Twain
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satirizes competing arguments about higher criticism by offering a new method for settling such
theological disputes in a capitalist culture: “Well, put it in dollars and cents, then. We must get
at it somehow. The Doré costs a hundred dollars a copy, Russian leather, beveled” (31). Twain
“over-materializes” the nature of lofty scripture by focusing on its physical weight rather than its
philosophical weightiness. Bible reading is implicitly compared to the elephant’s act of
digesting Bibles, and the value of the Bible becomes intimately connected to its marketable cost,
substituting a metaphysical concept with its capitalist equivalent.
Throughout his literary career, Twain alludes to scripture as well as hermeneutics in both
subtle and overt ways. The importance of scripture to Twain’s fiction is indisputable, and his
inclusion of it has captured scholars’ attention for decades, as scholar after scholar has attempted
to quantify such references. Phipps summarizes: “Alan Gribben found allusions in MT’s writings
to more than four hundred biblical passages, 139 to the Gospels and almost as many to the
Pentateuch. They are drawn from more than half the books of both Testaments. Philip Williams
guesses that there are more than a thousand allusions to the Bible altogether, having found 108 in
The Gilded Age alone” (248-49).
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What is clear is that Twain becomes increasingly direct in his
appropriation of scripture, not only by rewriting it but also by examining the Bible itself as a
misleading symbol of divine knowledge or as a source of ethical authority.
Twain toys with many abstract notions of authority and conscience, and he intersperses
this kind of play throughout his critique of religion. In his humorous depictions of both
conscience and “the Moral sense,” he attempts to locate the nexus of morality in a culture with
very little success. This kind of contemplation of socio-ethical behavior is common concern of
realist writers, and it often emerges at a critical juncture when institutional religion engages with
individual conscience, resulting with a feeling of dissatisfaction arising from the conflict
between what one has been taught and what one desires to do. In “The Facts Concerning the
Recent Carnival of Crime in Connecticut” (1876), Twain depicts a protagonist who is able to
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confront his very own conscience, which he is surprised to see is but “a shriveled, shabby
dwarf” (9). In fact, the protagonist wants to confront his conscience not to resolve a moral
question but instead to badger him for suppressing his deviant desires and causing him to be
dissatisfied with himself because of the moral codes imposed by his Presbyterian upbringing.
His crisis is instigated by the imminent arrival of his Aunt Mary, the executor of his moral
inheritance. Confronting his conscience, he says, “‘Curse you, I have wished a hundred times
that you were tangible, and that I could get my hands on your throat once!’” (13-14). What
ensues is a battle of the wills between narrator and conscience with a victory when the narrator
finally kills his conscience by tossing it into the fire. Just as he drives away his conscience, the
narrator similarly drives off Aunt Mary with his taunts: “‘You behold before you a man whose
life-conflict is done, whose soul is at peace, a man whose heart is dead to sorrow. . . ; a man
without a conscience!” (24). The congruent imagery of the heart’s death and the soul’s peace is
somewhat startling in a man who, according to his religious foundation, will now be damned for
all of eternity. Reporting that he is now able to commit arson, swindling, and the murder of
tramps, this man believes himself to be at peace because of the release from his moral restraint; it
is not God who damns him but rather society. Although Freud would not publish “The Ego and
the Id” until 1923, Twain clearly depicts the obstacle that a well-honed conscience provides to
the latent desires of the unfettered psyche. Religion does not provide solace to the narrator; it
ruins his life. In his counter-conversion, he is released and thus saved. Twain’s play on the
manifestation of morals and custom presents conscience itself as a burden in the form of the
taunting, hindering dwarf. He reverses the conversion experience by saving his subject in the
immediate moment rather than promising the reward of eternal grace. The real question the text
raises is about the trade-off; without metaphysical certainty, is the terrestrial shift worth the risk?
If Tom Sawyer and “Carnival of Crime” offer examples of Twain’s movement away from
Presbyterianism, The Adventures of Huckleberry Finn (1884) might be viewed as a larger
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examination of different enactments of American religious practices. Once again, Twain
concentrates his attention on different methods of observation and experience in relation to the
symbolic representations that make religion real. This tale reveals Twain’s fascination with
objects, clues, observations, and revelations. As Tom Quirk points out, this novel is about
misdirection: “The two principal plot devices, it turns out, are false leads” (“The Realism” 149).
Huck never had any need to run away from his Pap because Pap, it turns out, was already dead,
and Jim is running away long after he has been set free. In a scene at the end of Huck Finn,
Huck observes how misleading material clues can be in deriving information about the unseen
world, in this case, the world where Jim is hiding: “It shows how a body can see and don’t see at
the same time” (Twain, Huckleberry Finn 234). Huck’s world is full of material clues, such as
the Good Book, that do not provide clear guidance for the intangible realm of ethics, conscience,
or salvation because, like all symbols, the Bible exists as an artifact that can be both seen and
unseen at the same time because of the many ways in which the it has come to be understood.
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As we have seen with “The Stolen White Elephant,” often the Bible as a material artifact
rather than specific verses therein captures Twain’s interest. In Huckleberry Finn, Twain takes
every opportunity to mock the symbols associated with moral and ethical behavior and to show
how a symbol of authority can easily be undermined as soon as it assumes a new function in
culture. Like Tom Sawyer, this story is set in the 1840s, but Twain’s cynicism regarding biblical
authority is much more indicative of late 19
th
-century culture. Twain aptly demonstrates the
German “higher-criticism” historical view of the Bible’s diminishing role as a literal source of
authority in the many ways he plays with the appearance of the Bible in this novel. The many
substitutions of biblical authority that occur within the text point to a shifting cultural emphasis
in the way knowledge is inscribed and preserved.
In Huck’s first impression of the Grangerford home, he notices right away a makeshift
library that represents fairly accurately the moral and religious texts likely to be found in a
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typical American home. Huck observes several items on display: “There was some books too,
piled up perfectly exact, on each corner of the table. One was a big family Bible, full of pictures.
One was ‘Pilgrim’s Progress,’ about a man that left his family it didn’t say why. I read
considerable in it now and then. The statements was interesting, but tough” (103).
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Such
paragraphs register the Bible’s diminished role as merely an important source of truth but no
longer a sacred religious and moral text; Huckleberry Finn places the Bible beside these various
enactments of the Bible that illustrate applications of the sacred text, each perfectly balanced and
“piled up perfectly exact.”
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The careful sense of proportion assigned to the books emphasizes
the downward course of the Bible’s ethical authority. Clearly, this is not a home that practices
sola scriptura (the Bible alone), nor does the Bible elicit a sense of reverence relative to these
other texts.
Following Huck’s introduction to the Grangerford home, we see Twain toying with the
physical presence of the Bible, much as he had done in “The Stolen White Elephant.” In one
scene, the Bible serves merely as a means of transporting secret love notes between warring
families, the Grangerfords and the Shepherdsons. When Huck is sent to locate Sophia
Grangerford’s forgotten Bible, he becomes suspicious: “Says I to myself something’s up—it
ain’t natural for a girl to be in such a sweat about a Testament; so I give it a shake, and out drops
a little piece of paper with ‘Half-past two’ wrote on it with a pencil” (113). Here’s a good
example of the narrator locating realism within the text and revealing a critical flaw with
realism’s assumptions of the act of mirroring the social world; the act of observation emphasizes
the role of subjectivity. It is an emotional discrepancy that reveals the misplaced authority of
Sophia’s Bible, and it requires a specific ability to read the signs surrounding the object. Huck
believes it “ain’t natural” that Miss Sophia would be so frantic about a lost book of scripture.
His experience tells him the anxiety she reveals is disproportionate. Sensing her reaction is “not
real,” he views the Bible only as a symbol of subterfuge. Just like the pilgrims in The Innocents
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Abroad, Huck begins his search for evidence by employing the subjectivity of his own religious
experience as a lens for viewing the world, or, in this case, examining the Bible.
Here we see the Bible causing a kind of anxiety because the hidden message in the Bible
is not what it is supposed to be. Huck suspiciously searches the Bible in a new manner, and, sure
enough, he finds “added” scripture, which is the secret rendezvous note. Responding
sentimentally and remaining silent about the secret Bible note, Huck’s action leads to an ethical
crisis when a feud is reignited between the warring families, and his friend Buck Grangerford is
killed. Huck begins to contemplate his actions, and he feels uneasy about his own role in the
apocalyptic outcome at the Grangerford home. This drama sets the stage for what Norris Yates
labels the “counter-conversion” of Huckleberry Finn, a later scene in which Huck once again
chooses to remain silent and tears up his own note betraying Jim’s location to Miss Watson.
This counter-conversion occurs later in the novel at a point at which Huck rejects eschatological
concerns about salvation and decides instead to follow his conscience as he helps Jim remain
free. In Huck’s own words: “‘All right, then I’ll go to hell’” (217). The subtle implications of
this first passage relate very well to larger culture’s examination of the authority of the Bible and
the inclusion or exclusion of specific gospels. Higher criticism and new translations undercut the
Bible at every turn, causing an anxiety about the nature of Truth itself that realist writing begins
to reflect.
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The later passage, the counter-conversion, reveals the emphasis on conscience and
self-knowledge over law and/or scripture as an ethical guide. The individual becomes an
autonomous moral agent.
A later scene, without directly impugning the Bible, replaces it with other symbols of
knowledge. When Huck is caught in a lie about his religious experience as a “valley” to the
duke, the book Huck lays his hand on to swear to his honesty is a dictionary: “I see it warn’t
nothing but a dictionary, so I laid my hand on it and said it” (177). Twain is probably making a
covert reference to an 1880 Bible edition issued by Gately & Company that included “Dr.
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William Smith’s Standard Bible Dictionary,” which was also called the “Household Dictionary
of the Bible” (Gutjahr 80-83).
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A direct reference would be anachronistic to the setting of the
novel, but the substitution seems indicative of Twain’s play on modern Bible editions in other
writings such as Tom Sawyer and “Stolen White Elephant.” The dictionary stands in for the
Bible and offers instead a book that has another type of cultural authority; it is the ultimate books
of “facts” but every word in it offers only a socially-constructed meaning making it as mutable as
the Bible has become. The dictionary Bible seems to underscore Huck’s inaccurate information
while getting tripped up in his extensive web of lies about his social status and his church-going
behaviors while sitting as required “by law” in the “family pew” of one of the seventeen
sometimes preachers of an Anglican Church in “sea-bath haven” of land-locked Sheffield,
England (Twain, Huckleberry Finn 174-77) . The multiplicity of Huck’s collection of stories
and yarns parallels the dictionary’s collection of words and definitions; both collections are
shifting and fallible. Ironically, Huck can recognize the substitute scripture while those who
surround him cannot even as they claim to rely on the Bible as a touchstone to ascertain a man’s
integrity. The Bible is present and tangible, but it exists as an icon that is both seen and unseen
because of the substitution of the dictionary edition and because of the multiple ways in which it
is viewed in this exchange.
Twain’s realism toys with the very construction of words, meaning, and authority within
culture and with the way in which those words are retold with varying degrees of accuracy. In
fact, the Bible begins to have two functions in this scene. On the one hand, the sacredness of the
Bible is somewhat preserved as Huck feels comfortable with the dictionary simply because it is
not an actual Bible. At the same time, the easy substitution underscores the dwindling authority
of the Bible as one text is carelessly exchanged for another, much as the books on the
Grangerford table are piled up perfectly exact. For Huck, the Bible itself is invested with
truthfulness, but for his witnesses, it is Huck’s word that should be sacred. There is an
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underlying conflict between The Word and Huck’s word that cannot be reconciled in this scene,
reiterating the complicated subject-object relationship between knowledge and truth that Twain
first suggested in Innocents Abroad.
Twain’s portrait of the diminishing authority of biblical text finds its parallel in late
nineteenth-century religious culture when most Protestant denominations replaced the King
James Bible with an 1881 revision, causing a huge uproar (Szasz 19-21). In fact, this revision
caused yet another round of splintering within Protestantism because some sects refused to
acknowledge the authority of the new Bible translation claiming that the King James translation
was divinely sanctioned via the inspiration of the Holy Ghost (20). Updated translations
between 1881 and 1905, which changed the language of certain New Testament passages, caused
further dissension among evangelical Protestant sects as to the legitimacy of both the new
translations and the formerly accepted ones. Harold Bush writes: “Thus the new version of the
Bible that emerged in 1881 was symbolic of an entirely new way of reading and thinking about
the Bible that was emerging at just about the same time” (119). Twain’s cutting satire of the
Bible aptly engages with and presumably influences the controversy over scriptural authority in
relation to the amorphous nature of language study in the Gilded Age.
In his later works, Twain begins to work toward a resolution of his hermeneutics and
personal theology. In stories such as “The Man That Corrupted Hadleyburg” (1899), Twain
himself actually rewrites New Testament scripture by changing the Lord’s Prayer given in
Matthew 6:13 from “Lead us not into temptation” to “Lead us into temptation.” In his alteration
of The Lord’s Prayer, taken from the Sermon on the Mount, Twain comfortably meddles with
what was once held to be a sacred text. He reinstates a more Hebraic version of a God who tests
humankind rather than a God who models perfection by removing all temptation that could lead
to sin. In fact, during this era, Biblical text becomes increasingly subject to alteration, as we
have seen, but Twain’s adaptation here is more a reflection of his disillusionment with how
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Christianity has come to be practiced through both Calvinist principles and subsequent liberal
Protestantism rather than a commentary on translation accuracy. In Hadleyburg, the
townspeople at first pride themselves on their reputation of living in an “incorruptible town”
(Twain 75). The characters must acknowledge that the town’s motto reflects “an artificial
honesty” because their integrity is untested (86). What they learn is that the citizens are as “weak
as water when temptation comes” (86), and they begin to welcome the challenge to their moral
fiber that resisting outside forces represents. This small change to The Lord’s Prayer represents
a larger view into Twain’s emerging hermeneutics. Letting go of his Presbyterianism, he also
discards the Puritan social conventions that stringently regulate social control to such an extent
that all temptation is removed from the human condition. Nevertheless, he begins to reinstate the
Calvinist preference for the Old Testament God of Law and other Old Testament figures even
while he moves away from inherited Calvinist principles and practices.
Twain somewhat inadvertently seems to offer a compromise to late nineteenth-century
religious culture. Liberal Protestantism revealed a strong bent toward New Testament teachings
with the figure of Jesus held up as the epitome of human perfection, presumably in a deliberate
move away from the Calvinist obsession with Hebraic God of Law. Twain, on the other hand,
locates an emphasis on humanity in the Old Testament—and later through the figure of Adam—
that offers a new way of embracing these ancient scriptures for their archetypal relevance to
humankind and the condition of nineteenth-century American culture. It is in the Old Testament
that Twain locates a universal notion about the human condition that seems applicable to the
modern age.
Mark Twain’s fascination with the figure of Adam is well-documented. Alison Ensor
describes Adam as “the Biblical character he was to use more than any other in his future works”
(5). Harold Bush discusses “Mark Twain’s American Adam” in his book Mark Twain: The
Spiritual Crisis of His Age, and he recounts Twain’s “preposterous scheme to erect a memorial to
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Adam” in Elmira, New York (205). The purported goal of this well-organized effort was so that
Adam would not be forgotten on earth, and the possibility of dozens of Elmiran tourists flocking
to Upstate New York to “Kodak” Adam was irresistible to Twain. Bush concludes that Adam is
simultaneously the metaphor for a lost faith and changing scientific culture, and he points out
that this figure was invoked in different ways by Calvinists of the nineteenth century.
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Bush
writes: “Adam can often stand simultaneously for both Calvinist religion and for progressive
American civil religion, for stasis and uniformity or for idealism in the face of an emerging
realism” (Bush 216). For Twain, he believes Adam offers “a trope of far-reaching and
multiplied levels of signification” (216) representing, ultimately, a “longing for a system of
faith” (218) that is credible in late-nineteenth-century Darwinistic culture. In order to establish a
connection between spirituality and humanity, an emblem must be invoked.
Twain’s focus on Adam is very logical choice relative to the more popular spiritual
emblem for mankind, Jesus. By the late nineteenth century, Jesus was a popular rhetorical figure
in modern religious discourse. Dozens of lives-of-Jesus biographies appeared on the market, and
social scientists frequently invoked this figure as a model humanitarian when trying to figure out
the relevance of the Scriptures to the problems of an industrial culture.
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But the Jesus rhetoric is
complicated and fraught with contradiction, especially in a materialist model. For example,
evolutionists find the figure of Jesus to be somewhat complicated because whether understood as
divine or human, Jesus represents perfection; he is the role model of a sinless life. The idea of
perfection is problematic in an evolutionary schema. In a Darwinian model, evolution represents
adaptation but not progress, so the idea of a perfect being does not allow for the possibility of
adaptation. In a Spencerian model, evolution is progressive. If understood in a divine context,
Jesus represents a spiritual connection to eternity whose meaning must be extrapolated anew for
each given age. In this model, Jesus is transhistorical and cannot be understood in a materialist
model and therefore must be intuited rather than experienced or understood. If understood as a
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model of human perfection, then evolution—at least in a Spencerian model—makes no sense;
how can mankind “progress” when perfection was achieved two thousand years ago? And if
society has indeed “progressed,” what might the figure of Jesus, perfect perhaps in his own age,
offer to the modern world that has advanced for centuries beyond his moral teachings? Michael
Ruse and Edward Wilson discuss the impact of Herbert Spencer’s interpretation of Darwinian
evolution as a model for social evolution. They write: “Attempts to link evolution and ethics
first sprang up in the middle of the last century, as people turned to alternative foundations in
response to what they perceived as the collapse of Christianity” (Ruse and Wilson 507). A liberal
Protestant solution embraces the Spencerian model and tries to combine, somewhat illogically,
the mystical conception of an ever-present Jesus with the material reality of an advancing
civilization. T. J. Jackson Lears explains: “Discarding Calvinistic severity, [liberal Protestants]
formulated a Christ-centered evolutionary creed which married spiritual to material progress and
preached universal salvation” (23). Twain’s position on the progressive model remains
unresolved, but he begins to question not only the reliability of the subject-object relation to
material symbols but the idea of subjectivity in relation to how identity is produced within
culture. The figure of Adam serves as a critical link between a universal condition of mankind, a
pre-modern symbol, and a scientific age.
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With no pretext of divinity, Twain’s Adam is both a
challenge to Darwinists and a figure emblematic of humanity that overrides the divine nature of
Jesus in its application to modern culture.
While Bush argues convincingly that Twain’s Adam is a complex, multifaceted metaphor
for a far-reaching religious debate, the Adam character also seems to offer a final division of
spirituality and secularism for Twain. It is, of course, a biblical secularism, but in Adam’s Diary
(1892), he seems conclude decisively that the reality of lived experience is a better alternative to
the infinite promise of sublime reward. In this journal, fallenness and love are linked, and thus it
is Adam’s humanity that Twain associates with the modern age. In Adam’s reflection, he writes:
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“After all these years, I see that I was mistaken about Eve in the beginning; it is better to live
outside the garden with her than inside it without her. At first I thought she talked too much; but
now I see I should be sorry to have that voice fall silent and pass out of my life” (Twain,
“Extracts” 16). In this poignant passage, Adam concludes that even the sacrifice of an
everlasting Eden is worth a finite amount of time outside of the garden. Here, the emphasis is
not only on the tangible nature of lived experience, but there is also a strong foreshadowing of
modernist thinking that emerges. Happiness is dependent on the subjectivity of experience as it
can be comprehended. Again, there is an imposition of limits and parameters that defines the
realism of that experience; it is finite and not infinite, and it must be realized in the here and
now. This is surely the turn that modernism will offer when subjectivity is projected inward as a
psychological perception of experience and potential. In other words, experience is real only as
it can be perceived. Without Eve to tempt him to sin and catapult him from the garden, Adam
can only exist in an endless state of uncomprehended grace. Twain seems to find little value in
this condition, and in this way, he expresses little interest in eschatology.
When examined closely, realist texts actively engage with the religious subject,
particularly scripture, in an effort to examine the reciprocity of the material and the spiritual in
relation to ethics and social conscience in the Industrial Age. Realism itself is closely defined by
the idea of parameters and limits as various writers seek to understand how to make tangible
abstract notions of truth and knowledge without stretching the limits of credibility. By offering
manifestations of abstract notions such as his caricature of conscience, as he does in “A Carnival
of Crime,” Twain shows that certainty of knowledge is itself an unattainable condition regardless
of the “object,” whether abstract like conscience or concrete like the Bible. Such doubt is a
definite movement towards modernism. In The Education of Henry Adams, Adams, like Twain,
lays the groundwork for modernism by viewing truth as a multifaceted condition that is
dependent on subjectivity and circumstance. In Chapter 15, Darwinism (1867-1868), Adams
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discusses the emerging field of psychology and the obsessive need for "truth." He writes: "The
mania for handling all sides of every question, looking into every window, and opening every
door, was, as Bluebeard judiciously pointed out to his wives, fatal to their practical usefulness in
society. One could not stop to chase doubts as if they were rabbits" (Adams 181). At first, in
realist literature, it appears that the very search for truth is a never-ending quest as if the only
obstacle to truth is the process of discovery with its infinite possibilities, but what happens next
is that the reliability of the mind, meaning perception itself, begins to be suspect. One wonders if
anything can be known with certainty when the conduit to all knowledge—the mind—is
unreliable.
There are two paths that emerge; one is to abandon the quest for guaranteed truth and
reinstate a quest for belief, while the other is to hold all knowledge as susceptible to doubt. In
short, what emerges is a battle between faith and cynicism, and both Adams and Twain show that
these proclivities are not mutually exclusive. In an unusual defense of Bluebeard, Adams relates
this quote about the futility of chasing down every doubt specifically to scientific development
and changing social values. He also writes that he was "the first in an infinite series to discover
and admit to himself that he did not really care whether truth was, or was not, true. He did not
even care that it should be proved true, unless the process were new and amusing. He was a
Darwinian for fun" (181). By this same token, belief can be as enjoyable as doubt. Both notions
can be embraced with equal cynicism. Upon his discovery of “Adam’s tomb,” Twain writes:
“That Adam was formed of dirt procured in this very spot is amply proven by the fact that no
man has ever been able to prove that the dirt was not procured here whereof he was made”
(Twain, Innocents Abroad 430).
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The narrator pokes fun at popular religious discourse in
which something can be believed as long as it passes the test of reason and cannot be disproved.
With Twain, as with Henry Adams, the pleasure of uncertainty becomes synonymous with
modernism, and the literature begins to poke fun at the ways in which knowledge is inscribed
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and preserved as the age of science replaces the age of faith. In fact, we later learn in “Adam’s
Diary” that Twain’s literary Adam like Henry Adams is also a “Darwinian for fun.” As he
observes the natural world, he soon learns that “Perplexity augments instead of diminishing”
(Twain, “Extracts” 13). He conducts experiments, decries simple beliefs, and toils away on
Sundays, but he ultimately concludes that lived experience is far more comprehendible than the
Garden paradise. The fall from Grace was worth it, he concludes, if only to comprehend the
pleasures of the moment.
Twain’s late-career writing is noted for its cynicism. He never found a way to reinstate
the quest for belief although he continued to be fascinated with the idea of this earlier era. In
1896, he published Joan of Arc, in which he takes one final comprehensive look at European
Catholicism. Reviewing this work, William Dean Howells captures the inherent concern of the
text when he writes: “What can we say in this age of science, that will explain away the miracle
of the age of faith?” (My Mark Twain 133). As Twain abandons his pursuit to explain
adequately the lost “age of faith,” he turns again to a scrutiny of American religious practices.
David Reynolds views Twain’s later writing as a response to Calvinist fiction, and he classifies
him under the label of under the label of “debunking and extending” (Faith in Fiction 207-208)
earlier religious fiction. Specifically, he refers to Twain’s parody of popular religious literature
in such works as “Captain Stormfield’s Visit to Heaven” and his “sour rewriting of scriptures”
(207) in “Extracts of Methuselah’s Diary” (1876) and “The Diary of Adam and Eve.” He writes:
“Stormfield finds the terrestrial heaven a place of monotonous routine, annoying crowds, and
infrequent appearances by Biblical figures. Yet another theme of religious novelists, redemptive
visitation by divine agents, was darkened in The Mysterious Stranger (1916), in which Mark
Twain carried the demonic visionary mode to a portrayal of chaos and moral relativism” (207-
208).
102
These two latter literary contributions, “Stormfield” and Mysterious Stranger are
difficult to access and one reason for that is that by the time some of his later stories were
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published, Twain had been rewriting and revising some of these pieces for decades.
“Stormfield” may have been elaborated on as a parody of Elizabeth Stuart Phelps’s 1868 The
Gates Ajar at one point, but Twain began “Stormfield” just before Phelps’s work was published,
so the story must be considered as something other than simple parody.
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Like No. 44, The
Mysterious Stranger, it has a complicated bibliographical history. As a result, the final piece is
more like a patchwork quilt that was sewn together from four generations’ discarded fabric.
Some of these later publications, in fact, are the best examples of how Twain incorporated a
changing religious vista into his literature, and they are worthy of deconstruction for that reason.
It is soon evident that the realist label becomes increasingly problematic as mimesis is subverted
and the dimensions of time and space cease to exist.
Modernism hones in on even the act of comprehension and forces the subject to ask if
comprehension can be trusted to be reliable. The idea of reality itself begins to fragment
resulting in the dangerous implication that nothing is real. Roger Lundin writes: “In the wake of
Darwin, language increasingly appeared to be not a symbol uniting self, nature, and God, but a
sign of the impassable divide between consciousness and the natural world” (105). In this light,
“Captain Stormfield’s Visit to Heaven” might be read as a modernist work not only because of
its digressive composition but also for its preoccupation with the uncertainty of all knowledge
and experience. Once again, the problematic issue of subjectivity emerges. Here, the “search for
evidences” suggested in Innocents Abroad does not attempt to reconcile tangible artifacts with
abstract beliefs. Instead, the issue of certainty becomes increasingly problematic as the
foundation of the beliefs is attacked. The premise of the story challenges the notion of realism
with a multi-layered level of reportage of the story’s events. It is told as a tale within a tale: it is
a fictional secondhand account of Stormfield’s dream of a visit to the “Other World,” yet the
narrator reports that Stormfield “believed that the visit was an actual experience” (Twain 139).
With this construction, Twain presents a two-sided interpretation about the possibility of whether
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or not the story might be accepted as a dream or an actual experience. The structure of the story
itself also adds to the surreal experience of the dream, posing the critical question of what makes
an experience “real.” The story opens with the newly dead Stormfield journeying to Heaven, but
by its third chapter, the events leap forward by about thirty years, indicating how far Heaven is
from Earth. Heaven is so far away, in fact, and so immense that Stormfield has trouble finding
the entrance gate and he ends up “billions of leagues from the right one (153). When he tries to
explain what he’s looking for, his vocabulary is not adequate to convey his proper proximity to
Heaven, and the closest he can come is to start naming the planets in his “astronomical system”
(152). Twain plays with the textual dimensions of time, space, language, consciousness, and
perception in this story to such an extent that every tool for gauging truth becomes suspect.
In fact, in his later years, Twain begins to experience vivid dreams of his own in which
he believes his loved ones are physically present in the room. In 1905, he describes a dream in
which his late wife Livy appears to reassure him that the sorrows he has experienced at the loss
of his loved ones were only dreams. He writes: “The conviction flamed through me that our
lamented disaster was a dream, and this a reality” (Neider 195). Twain continues on to describe
his confusion over discerning between dreams and reality when he awoke. Twain biographer
Fred Kaplan writes that Twain’s reading of William James’s Principles of Psychology along with
his own dream encounters with loved ones force Twain to question the role that the subjectivity
of the mind plays in relation to understanding what is real. Kaplan writes: “More than ever
before, he was redefining the terms of realism for life and for fiction. Dream life lent itself to
another kind of fiction. Myth and fable could convey ideas and situations before which realism
faltered” (Fred Kaplan 541). Twain’s experiences with dream accounts impact his fiction in his
later years as he revises his manuscripts of Captain Stormfield and The Mysterious Stranger.
The visionary mode allows him to examine the function of the mind in the process of interpreting
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how the physical world operates in relation to both the metaphysical world and the interiority of
the mind itself. He begins to believe metaphysicality is itself a fabrication of the imagination.
The purpose of the story seems to be to take on every possible preconceived idea about
Heaven and expose it as a myth, but, in fact, the story deals with a broad series cultural
stereotypes that relate to religious customs and have very little to do with the afterlife. Instead,
the story challenges the foundations of knowledge relative to a world of experience. Each new
encounter introduces an ethical dilemma that Stormfield must address from religion to doctrine
to race. These three immediate challenges jar the reader by signaling Twain’s “debunking”
rhetorical pose. Unlike Phelps’s vision of Heaven where Heaven is reassuringly whatever one
wants it to be as long as nothing can be directly contradicted by Scripture, Stormfield’s Heaven
is nothing that he expected it to be because his preconceptions do not allow him to reason
through the many problems he encounters. Twain begins by showing Stormfield’s encounter
with a Jewish man on his journey from Earth to Heaven. Stormfield reports: “It was a great
improvement, having company. I was born sociable, and never could stand solitude. I was
trained to a prejudice against Jews—Christians always are , you know—but such of it as I had
was in my head, there wasn’t any in my heart” (Twain 142). Right away here we have a notion
of prejudice existing either in the head or in the heart, suggesting that there are two kinds of
prejudice, one which is conditioned (believed but not felt inherently) and a more deep-seated
kind that is more permanently rooted in the “heart” of man. The first kind is evidently more
curable than the second. Stormfield loosely labels himself as a “Christian,” a label which, as the
story unfolds, proves once again to have multiple levels of signification just as the term did years
earlier in Innocents Abroad.
The travelers Stormfield encounters on his spiritual journey challenge his Christian
identity by shaking the foundation of his beliefs. Believing he is headed for Hell, Stormfield
enters into an ethical debate with himself about whether or not it would be a kindness to his new
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companion, Solomon, to inform him that they must both be headed for Hell. After a brief
misunderstanding, Stormfield realizes he is misjudging Solomon and concludes that “To my
mind there was the stuff in him for a Christian” (143). Next, Stormfield encounters two best
friends who died by suicide after one tricked the other with a practical joke that had gone wrong.
The scenario suggests that choice is an important factor in the concept of sin since suicide would
preclude admission to heaven. George Bailey had been led to believe that his girlfriend Candace
Miller was in love with Tom Wilson, but it was Wilson playing a practical joke (145). Next,
Stormfield encounters “a nigger” on his journey. Stormfield begins to lose his patience with
some of the “pick-ups” he meets along the way because “dead people are people, just the same,
and they bring their habits with them, which is natural” (146). The men begin to debate on the
nature of spirituality when they are temped by tobacco, but, because “there is no atmosphere in
space” (146), they cannot get a match to light. Each new situation highlights the potential for an
earthly sin according to Stormfield’s theology and carries with it the suggestion that under these
assumptions, no on would make it into Heaven, and even if they do, they are unlikely to find any
real peace. Surprisingly, Stormfield realizes that he is not on a journey to Hell and that perhaps
he has misunderstood the prerequisites for admission to Heaven. He finally concludes, “I begin
to see that a man’s got to be in his own heaven to be happy” (155). All of these scenarios are
just a warm-up act for some of the ensuing doctrinal challenges with which Twain will torment
his readers. Stormfield’s Heaven begins to look more and more like Earth.
Finally, the story shifts to Stormfield’s initiation and tour of heaven with a host of parties
and events celebrating famous prophets, both ancient and modern. Stormfield and his new
companion, Sandy, have a long discussion about class and human potential. Unlike Earth,
however, Heaven apparently favors new angels for their potential rather than their actual
achievements, with a sympathy factor counting toward one’s circumstances of birth and social
position as limiting disadvantages that can be discounted in Heaven. They discuss the famous
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Brooklyn preacher, Talmage, who had expressed a wish to “fling his arms around Abraham,
Isaac, and Jacob, and kiss them and weep on them” (166). Sandy reveals, “Those are kind and
gentle old Jews, but they ain’t any fonder of kissing the emotional highlights of Brooklyn than
you be” (166). Reinforcing Stormfield’s conclusion about the subjective “reality” of heaven,
Sandy concludes, “When the Deity builds a heaven, it is built right, and on a liberal plan” (167).
In the end, Heaven prepares to welcome its newest celebrity, the “tailor Billings, from Tennesee”
who wrote poetry but could not get it published” (170). In Heaven, the tailor is as important as
Homer and Shakespeare, and he will receive a grand welcoming in spite of his low rank on
Earth. The tailor’s heavenly entitlement is really a Calvinist concept suggesting predestination
or foreordination. If one is saved based on potential rather than earthly endeavor, then life itself
is immaterial as long as one can maintain a pure intention. The poet’s unpublished words do not
differentiate his chances for a successful entrance into Heaven. Here, one can be a writer, a poet,
even a celebrity, with neither language nor text. There is an inherent and intangible purity that
somehow paves the way, but, as in Calvinism, no material evidence exists that can prove
irrevocably what Divine intention may be. Although Twain was no doubt satirizing the
difficulties of publishing, he is distinguishing between the private and the public life of a writer.
The underlying question he poses is at what level do words and language begin to serve as
material evidence of the intention of the soul? At the same time, the suggestion of a collective
social culpability for limiting a man’s potential is antithetical to the American Calvinist ideal of a
self-made man. His vindication of the tailor poet is really quite problematic for someone who is
trying to locate any notion of truth through the use of language. This model makes it impossible
to access the real via the text because there is something even more real just beyond the limits of
the text.
Sandy presents a Heaven that offers a revisionist history that corrects not only theological
prejudices but imperialist assumptions as well. In fact, Stormfield’s vision of Heaven cannot be
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sustained as Sandy’s mathematical proof illustrates. The discussion turns to the number of dark-
skinned people in heaven whose presence is a surprise to Stormfield. “‘Sandy, I notice that I
hardly ever see a white angel; where I run across one white angel, I strike as many as a hundred
million copper colored ones—people that can’t speak English. How is that?’” (174). Sandy
replies, “‘You see, America was occupied a billion years and more, by Injuns and Aztecs, and
that sort of folks, before white man ever set his foot in it’” (174). Sandy proceeds to give a
complicated mathematical explanation of the mathematical probability of finding a “white” man
in the American corner of heaven in order to show the unlikelihood of this expectation. The tale
just begins to unravel as all subjects are used up and simply set aside with no remaining
conjecture left to satirize. There are actually several endings to this tale and several other
“visits” to Heaven—those of Simon Wheeler and Sam Jones—but there is, of course, no
resolution; every scenario fails to hold up to intellectual scrutiny, but no other access to a system
of knowledge can be substituted. With his highly offensive preaching and exhorting, the Texan
Sam Jones ends up causing a mass exodus from Heaven and finds himself with “the place all to
himself” (Twain, “A Singular Episode” 202). He finds himself in a Heaven where no one else
would possibly desire to be. Twain’s final attempt at Heaven depicts only a very solitary state of
tremendous uncertainty.
Scholars have spent decades trying to understand Twain’s complicated theology. As a
corrective to earlier scholarship that tended to view Twain as an embittered cynic, more recent
scholars, beginning first with William Pellowe and continuing with John Hays and William
Phipps, have come to view Twain in a more multifaceted light. These scholars view Twain’s
ambivalence toward Christianity not as a rejection of mainstream American religious thought but
as an emblem of the changing liberal Protestant aesthetic that displaced Calvinist dogma by the
mid- to late-nineteenth century. Twain, however, stands apart from the liberal Protestant
movement in many ways, particularly in his emphasis on the archetypal value of Old Testament
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Scripture. In this way, he also hints at the fundamentalist aesthetic that will follow in the early
twentieth century. As Hays points out, “Clemens merely followed chronologically the
development of American religious thought up to and through his own time” (12).
104
A close
examination of Twain’s fiction supports that claim, but it is in his ultimate compromise, that is,
his return to the Old Testament, that Twain finds his resolution. Just as Adam and Eve occupy a
state of separation from the divine, Twain begins to correlate his own alienation from the divine
as being archetypal of a modern religious sensibility. He never returns to his Calvinist
principles—he satirizes many of such beliefs—but he does find a way to make the Bible relevant
again in the way he locates “realism” within Scripture by focusing on the figure of Adam. This
is an important shift away from the liberal Protestant preference for the more mystical figure of
Jesus although, like other liberal Protestants, Twain seems to be seeking a primitive faith that
longs for a pre-doctrinal state.
In the end, Twain seems to prefer an immediate post-Eden state to the alternative of a
literary Eden. He does not embrace the utopian literature that emerged at the end of the
nineteenth century such as William Dean Howells’s Altrurian Romances (1894-1908) or Edward
Bellamy’s Looking Backward (1888). Utopian literature drew on a transhistorical re-creation of
a Christ-like figure, which Twain avoids, and it assumes that mankind is progressing toward
perfection or an end of history.
105
Twain’s fallen Eden is clearly is a pre-Christian state, which is
why the liberal Protestant label is so problematic for Twain. Susan Jacoby suggests a better label
for Twain is freethinker (189). She defines this term broadly encompassing both atheists and
deists. She writes: “Often defined as a total absence of faith in God, freethought can be better
understood as running the gamut from the truly antireligious . . . to those who adhered to a
private, unconventional faith revering some form of God or Providence but at odds with
orthodox religious authority” (4). In short, Twain differs from most liberal Protestants by
avoiding the philosophical debate about whether to view Jesus as a figure of divine or human
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perfection, but he never rejects the positivist notion that religion can play a civilizing role.
Instead, he relies on the archetype of Adam to open a discourse on the problems he believes are
unique to the nineteenth century, which are specifically scientific, capitalist, and industrialist
concerns. In doing so, he cues his preoccupation with humanity rather than spirituality as he
seeks universal knowledge about the condition of mankind.
The religious subject is not limited to the role of the Bible in relation to the realist text;
however, hermeneutics calling into question the infallibility of “The Word” inevitably projects
doubt onto the reliability of all texts. In this sense, religion first paves the way for literary
realism as an empirical examination of truth in American culture as realist writers usurp
discourses of authority that had been strongly associated with the religious subject. These
discourses include not only the Bible itself but other discourses related to scriptural teachings,
such as sermons, tracts, and homiletic novels. Twain’s work is pivotal to this process. These
textual passages reveal his play on the material nature of the text as he subordinates the semantic
content of the Bible. Ultimately, however, it is materiality that is set aside as new literary forms
such as naturalism and modernism emerge by the turn of the century.
Twain is a difficult realist; there is no getting around that fact. He experiments with form
and style, and he satirizes popular literary forms even as he embraces them. Like other
prominent realists, he does not have a single unified vision of how the realist text should operate,
but he does allow us to examine realism as an expression of culture and as a vehicle for
addressing the kinds of cultural changes he would like to examine and influence. His interest in
the religious subject is indisputable, but what emerges upon a review is the importance of form
and style in tandem with this subject for Twain. When cynical, he resorts to fantasy frameworks,
projecting both back in time and even out of time in order to ridicule the prejudices of the
modern world in a vast comparison to the possibilities of universal truth. At other times, as with
Tom Sawyer and Huck Finn, Twain narrows his focus and locates his fiction in the “credible and
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close present” (Furst 77). He locates cultural signifiers that allow the reader to imagine the
textual world as resembling either the present or the immediate past, but then he instantly
undercuts those signifiers by using them in unexpected ways. He plays on his reader’s ability to
recognize symbols such as the Bible, but he also challenges his reader’s expertise and experience
with the Bible to force an acknowledgement that mimesis is hardly possible in American
religious culture. Nothing is quite as it seems. He follows what Henry Adams terms “a mania
for handling all sides of every question” (Adams 181), but by doing so, his texts begin to spin out
of control because instead of the limitless possibilities of Lilian Furst’s “All is True,” Twain
reveals that none of this could possibly be true. After questioning material culture, he then
challenges words and language as adequate signifiers, and finally he challenges the notion that
man himself is an adequate interpreter of knowledge.
At the same time, Twain never quite loses faith in mankind; he reinstates Adam as an
emblematic figure for nineteenth-century man. It is the very fallenness of humankind that Twain
celebrates. His texts offer a discursive cite for exploring that complete lack of certainty that
Adam had to confront when expelled from Eden. There is a certain naiveté in early realism—a
belief that the truth might be ascertained—but by Twain’s later writing, the expulsion from Eden
seems inevitable. Once the vacuousness of textual representation is exposed, there is no turning
back. Naturalism emerges, offering an alternate view of cultural determinism, atavism, and
primitivism as one alternative explanation for social power, and modernism simultaneously
emerges, offering a view that perhaps the human mind itself limits the quest for certainty.
Toward the end of his life, Twain still reiterates the Calvinist notion that human beings have
little or no determinism in their own fate, and that the race is subject to outside forces. In a letter
to his close friend the Reverend Joseph Twichell in 1904, he writes: “I wish I could remember
that it is unjust and dishonorable to put blame upon the human race for any of its acts. For it did
not make itself, it did not make its nature, it is merely a machine, it is moved wholly by outside
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influences. . . . [Its] Maker, . . .solely, is responsible”(Neider 193). Twain’s ironic metaphor
depicting man as machine reveals his final movement toward a determinism that merges
Calvinism and naturalism by identifying humankind as helpless in relation to its own final
destiny. It is a definitive step away from Howells’s earlier optimism that the human race might
aid in its own social evolution.
If we historicize fundamentalism, both in its Puritan form and in the modern day
understanding of the term, I believe it is no accident that it bookends realism as a philosophical
and literary movement. Realism was a search for an empirical understanding of the universe,
and two paths diverged following the realist-post-Calvinist aesthetic; secularism, with a scientific
search for knowledge, and fundamentalism with its complete abandonment of certainty. This
abandonment offers a claim to its own kind of social and literary power, which is a challenge to
believe in religious doctrine without any specific understanding of what that belief might imply.
We see this illustrated in William Dean Howells’s A Modern Instance. Howells’s character, Ben
Halleck, resolves his crisis of faith by such a return to fundamentalism:
He freely granted that he had not reasoned back to his old faith; he had fled to it as to a
city of refuge. His unbelief had been helped, and he no longer suffered himself to doubt;
he did not ask if the truth was here or there, any more; he only knew that he could not
find it for himself, and he rested in his inherited belief. He accepted everything; if he
took one jot or tittle away from the Book, the curse of doubt was on him. (450)
Halleck’s return to orthodoxy is born of out a frustration with his own inability to determine
absolute moral imperatives. He abandons intuition and reasoning and turns back a version of
Judeo-Christian law as mitigated through the church of his youth. Fundamentalism is a quasi-
return to the Calvinist idea that human beings are incapable of understanding the spiritual world.
In this schema, the Bible re-emerges as a sacred text, but in American culture, the questions of
textual authority have yet to be addressed.
Twain never makes the return to fundamentalism that Howells forecasts, but he does
make the inextricable link between American religion and the realist text. He examines the
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major religious shifts in American culture over a fifty-year period that both began and ended
with Liberal Protestant reform rhetoric. He reflects these shifts, he forecasts them, and he shapes
them. He finds the styles and rhetorical tools to shape the religious discourse in literature. He
experiments with form more than he adheres to it, and yet he is still labeled a realist by today’s
scholars. In part, Twain earns this label as a debunker, which surely becomes an adjective
closely associated with the realist aesthetic, but it is also his use of cultural signifiers that allow
us to apply this label. Twain’s texts, even those set in Heaven, allow the reader to imagine the
textual world as resembling the exterior world. In this way, materiality ceases to be the defining
factor of the realist text. As Gregory Jackson suggests, it is the allegorical rendering of the text
that allows the reader to recreate it. Realism then becomes an allegory for the real; it is the idea
that the reader can “apply” the lesson of the text to the world of the reader’s own experience. It
is a call to arms for social change rather than a promise of ultimate reward. Realism offers the
hope of an immediate return for a change over which the reader has agency. Twain comes to
doubt that agency, and he begins to consider specific types of a deterministic model. Harold
Frederic closely echoes this turn in Twain’s work, but Frederic’s concern is less universal than
Twain’s, and he narrows his focus to social and scientific determinism, slowly eliminating the
religious rhetoric that his early fiction first embraces. Twain’s final view becomes mythic and
archetypical while Frederic hones in on the social conditions of humankind and how a person
operates within culture rather than across culture.
Notes
80
See “Captain Stormfield’s Visit to Heaven” (184) for a discussion of the twenty-eight “Moral Qualities” of
mankind. Paine and Duneka also include a section on “Moral Sense” in their rewritten version of “The Mysterious
Stranger” that is taken from the “Eseldorf” version of Twain’s manuscripts (Tuckey 10). Note: this version is also
titled “The Chronicle of Young Satan” (Kahn xiii).
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81
Gregory Jackson employs this term in his explanation of realism (The Word 150), but Lilian Furst offers a more
thorough discussion of the techniques that realist writers employ “to make readers believe that the action takes place
in a credible and close present” (77). Furst suggests that such temporal markers serve “as one of the sustaining
conventions” of this genre (81).
82
In fact, the multiplicity of this term must also be considered in relation to nonliterary impulses such as art, music,
and philosophy, as Bernard Bowron argues in 1951, when he writes: “one is strongly tempted to talk not about
American realism but about American realisms” (269).
83
Robert Bellah defines the subject-object relationship as symbolic realism: “Here reality is seen to reside not just in
the object but in the subject and particularly in the relation between subject and object. The canons of empirical
science apply primarily to symbols which attempt to express the nature of objects, but there are nonobjective symbls
which express the feelings, values, and hopes of subjects, or which organize and regulate the flow of interaction
between subjects and objects, or which attempt to sum up the whole subject-object complex” (93).
84
In Tangier, for example, he notes: “Here are five thousand Jews in blue gaberdines [sic], sashes about their waists,
slippers upon their feet. . . . Their noses are all hooked, and hooked alike. They all resemble one another so much
that one could almost believe they were of the same family. . . . Their woman are all plump and pretty, and do smile
upon a Christian in a way which is in the last degree comforting” (Innocents Abroad 49-50). Later, moving away
from a socio-political discussion of Jewish identity, he focuses on the tradition of the Wandering Jew in Jerusalem,
noting that evidence of this doomed wanderer who refused refuge to Jesus was inscribed on the Church of the Holy
Sepulcher as recently as 1860 (440). Twain’s final comment on “Israel’s religion” is that “it contained no promise
of a hereafter” (485), an oversight which he satirically notes stands in marked contrast to “enlightened religion with
future eternal rewards and punishment in it” (485). Twain is referring not to Christianity but to Egypt. He is writing
an anti-progression model by pointing out that many of the “advances” of Western civilization existed in Egypt
thousands of years ago. These several but fleeting comparisons of the Jewish people culture by culture seem to offer
a commentary on civilization; backwards civilizations stereotype the Jewish people and discriminate against them,
as seen in the blue robes in Tangier, while “enlightened” civilizations did not persecute the Jews. Twain never
finishes the implicit comparison in relation to the Jewish Jesus, but the political aspect of religious identity emerges
in relation to a larger discussion of Christianity and civilization.
85
Here, again, we have the problematic moniker “Christian” being invoked. Does the narrator mean to imply that
all Christians in America treat all members of the Jewish faith with equal tolerance? Twain seems to be using the
term “Christian” as a synonym for “American” and it is helpful to see this label as a particular unfolding in a larger
rhetorical development of American religious culture.
86
There are multiple versions of “The Mysterious Stranger” in print. Twain wrote at least three versions of the story
between 1896-1910, and he revised these several times. After Twain’s death in 1910, the story remained
unpublished until 1916 when biographer A. B. Paine “discovered” the manuscripts. Paine and Frederick Duneka
actually found several versions of the story, and they edited and rewrote several passages before publishing the story
in 1916. Critics continue to examine the story today and debate the question of intention and authenticity, but the
Paine edition has been discredited as a Twain manuscript because of the new text added by Paine and Duneka
(Rasmussen 329 and Reiss xiii). In 1963, John S. Tuckey discovered the fabrication, and he identified at least three
holographic versions and several other manuscripts and fragments (14). Tuckey published his findings in 1963, and
he later published Twain’s manuscript in 1969 with the title No. 44, The Mysterious Stranger. For this reason, any
edition based on a copy text prior to the 1969 version is most likely to be the unauthorized Paine and Duneka
version, which continues to remain in print, incorrectly identified with Twain as the sole author. Contemporary
scholars distinguish between the two versions by referring to Paine’s version as The Mysterious Stranger and
Tuckey’s version as No. 44, The Mysterious Stranger. See also Kahn (8). Robert Hirst point outs that Paine and
Duneka based their version on the earliest rather than the latest of Twain’s Stranger manuscripts: “They took
extraordinary liberties with what Mark Twain had written. They deleted fully one-fourth of the author’s words; they
wrote into the story the character of an astrologer, who did not even appear in the manuscript. . . . And, since the
‘Chronicle’ version was incomplete, they appropriated the concluding chapter Mark Twain had written for his latest
and longest version, ‘No. 44, The Mysterious Stranger.’ . . . The editors said nothing about their alterations, and the
facts were not known even to scholars familiar with the manuscripts until John S. Tuckey published Mark Twain
and Little Satan in 1963” (198). Ironically, Twain himself predicted Paine’s downfall when discussing Paine’s
enjoyment of some of his later manuscripts during the time they spent together at Twain’s house, Stormfield, in his
final days. In a 1909 letter to his friend Betsy Wallace, he writes: “Paine is going to be damned one of these days, I
suppose” (Neider 315). Because the story offers an examination into Twain’s later views on Catholicism, it is
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valuable as a comparison to The Connecticut Yankee in King Arthur’s Court and Innocents Abroad. At the same
time, as with many of Twain’s later stories, it is difficult to ascertain which passages of text reflect Twain’s views at
specific “stages” of his literary and religious aesthetics. In my analysis, I’ve chosen to focus on the philosophical
views that seem to work in tandem with Connecticut Yankee without placing a great deal of emphasis on Twain’s
theology but focusing instead on Twain’s consistency in relation to Catholicism and his experimentation of
visionary literary forms in connection with Catholicism.
87
Thomas Jenkins writes that romanticism is a celebration of the “passionate and primitive. This romantic vision of
history involved rediscovering lost, original capacities in human beings. History was not progressive. The human
race was not becoming more capable with the development of civilization. Rationality and gentility repressed its
native instincts. To recover these, people had to restore in themselves ancient imaginative capacities” (80).
88
Hegel writes: “For it is only among civilized people that alteration of figure, behaviour, and every sort and mode
of external expression proceeds from spiritual development” (640). Hegel goes on to analyze different stages of art
in order to derive “the doctrine of the forms of art” (640). These forms include a mere search for portrayal, classical
art, and finally romantic art (640-63). In the nineteenth century, the logical extension of the Hegelian view of
progressive history correlates to Social Darwinism in which abstract concepts such as art, including literature, and
society evolve and move towards perfection. By examining realism as an expression of a corresponding spiritual
age as Twain does, he places his own aesthetic into a Hegelian discourse. For a discussion on Hegel and realism,
see Brown 233-38.
89
Twain is speaking anachronistically to his late-century readers since the Doré illustrations did not appear until the
1860s. “The work of one engraver became almost synonymous with family Bibles. The art of French illustrator
Gustave Doré (1823-32) first appeared in an expensive English Bible in 1866. Throughout the late nineteenth
century, Doré’s engravings drew the reader into a fairytale land of mighty pharaohs, seductive women, and powerful
redeemers” (McDannell 93).
90
Here, I argue that scriptural hermeneutics and Bible reading practices cast doubt on the authority of all texts to
depict an absolute notion of unchanging truth. Suzy Anger relates scriptural hermeneutics to the recent history of
literary criticism. She isolates various approaches to ascertaining truth in Bible reading, and she follows the line of
changing literary practices in the manner in which texts are read. She writes: “Recognition of the historicity of
Scripture resulted in two broad trends in hermeneutic methodology. The first, influenced by German Romantic
hermeneutics, concluded that the biblical narratives must be understood in the context of the time they were written.
Since Scripture is a record of the consciousness of that time, one must seek to put oneself in the place of the original
writer. Biblical meaning is fixed in the past and is reconstructed through historical and philological criticism. A
second method of reconciling the text with history held that, although there is (in practice) some ultimately fixed
thing behind Scripture (that is, God’s message), the text, in order to preserve that message, must constantly
transform, become something new. Meaning can only be unfolded historically” (24).
91
Thoreau’s Transcendentalism can best be found in the following statement: “Men esteem truth remote, in the outskirts of
the system, behind the farthest star, before Adam and after the last man. In eternity there is indeed something true and
sublime. But all these times and places are now and here. God himself culminates in the present moment, and will never be
more divine in the lapse of all the ages. And we are enabled to apprehend at all what is sublime and noble only by the
perpetual instilling and drenching of the reality that surrounds us” (70).
92
See also Alan Gribben, Mark Twain’s Library. Two volumes with continuous pagination. (Boston: Hall, 1980) 63
and Philip Williams, The Biblical View of History (Ann Arbor, MI: University Microfilms, 1964) 111.
93
Harold Bush attributes this increasing skepticism to the very manner in which the Bible itself came to be read and
interpreted in the nineteenth-century. He writes: “Above all, the spiritual crisis of Twain’s era largely derived from
a crisis in the understanding of the Bible, especially as an authoritative source of truth. . . . [The] old ways of
knowing truth were not just being challenged by the intellectuals; they were crumbling before the eyes of regular
folks as well. It was indeed becoming a ‘New Bible’” (122).
94
“Another was ‘Friendship’s Offering,’ full of beautiful stuff and poetry; but I didn’t read the poetry. Another was
Henry Clay’s Speeches, and another was Dr. Gunn’s Family Medicine, which told you all about what to do if a body
was sick or dead. There was a Hymn Book, and a lot of other books” (103-104).
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95
Twain is also poking fun at the American privileging of Pilgrim’s Progress (1678) by alluding to the immense
popularity of Bunyan’s religious allegory. Gregory Jackson writes: Pilgrim’s Progress caught on and maintained
popularity in colonial America because it anticipated the inadequacy of the providential type to align fully with lived
experience. As an ur template of homiletic forms, the story of Christian’s pilgrimage became a universal one
awaiting the overlay of personal details” (The Word 115).
96
Marshall Brown makes the point that realism as a literary movement arose in response to anxieties about
conceptualizing the idea of the real: “realism developed into a central issue in mid-century precisely because the
conception of reality had become increasingly problematic” (227). He elaborates on the idea of representing reality
as a textual problem that arose specifically in the novel. He writes: “Hegel called our attention to the prevalence and
function of such inversions and reversals in the nineteenth-century novel at moments when romantic illusion is
unmasked and when realistic judgment is about to become possible” (237-38).
97
There were, in fact, a plethora of Bible dictionaries available during this era although Dr. William Smith’s was
one of the better known editions. Some of the others include: The Westminster Bible Dictionary (Philadelphia:
Presbyterian Board of Publication, 1880), A Dictionary of the Bible (Philadelphia: American Sunday-School Union,
1880), The Handy Bible Cyclopedia and Bible Reader’s Assistant (New York: Hurst, 1880s), as well as several other
editions of Dr. Smith’s Bible Dictionary issued by various publishers.
98
Thomas Carlyle also invokes the figure of Adam in his chapter entitled “Adamitism” in Sartor Resartus pointing
out that Adam existed “in a state of Nakedness” (47). In this sense, in his unclothed state, Adam represents a pre-
doctrinal purity that not only predates Christianity but Judaism as well.
99
Some of the biographies include: Frederic William Farrar’s The Life of Christ (1874),
Henry Ward Beecher’s The
Life of Jesus, the Christ (1871), Elizabeth Stuart Phelps’s The Story of Jesus, the Christ: An Interpretation (1897).
Other popular Jesus-literature includes: Lew Wallace’s Ben Hur: A Story of the Christ (1880), William Stead’s If
Christ Came to Chicago (1893), Charles Sheldon’s In His Steps (1896).
100
In his brief turn to scientific secularism, Twain illustrates his expertise in scientific developments such as
fingerprinting and other modern technological developments, such as the telephones and electricity of Connecticut
Yankee. Once again, he engages with an important cultural shift in religious rhetoric even as he challenges it. Jon
Roberts writes: “[There was a transfer of] cultural authority and prestige from theology to science, [leading to] the
impoverishment of the religious vision of the world” (xv). Mark Twain, however, will later undermine the reliance
on science as a sole means of providing access to the real when he simultaneously both employs and dismisses
science as a means of legitimizing race identity. In Pudd’nhead Wilson (1894), Twain’s scientific discourse all too
aptly demonstrates that using race identity as a means of predicting behavior must be understood as a social effect
rather than a biological one. At the murder trial of Luigi Cappelo, when the fingerprint pantagraph is used to reveal
that Tom Driscoll and Valet de Chambre, the slave son of Roxie, were switched as infants (Twain Pudd’nead 137-
38), Twain shows how reinstating biological inheritance cannot undo twenty-five years of a socially-produced
identity: “The real heir suddenly found himself rich and free, but in most embarrassing situation. He could neither
read nor write, and his speech was the basest dialect of the negro quarter. His gait, his attitude, his gestures, his
bearing, his laugh—all were vulgar and uncouth; his manners were the manners of a slave” (Pudd’nhead 140).
While Howells wants the realist to construct a recognizable world, a scientific one, Twain demonstrates that the
realist’s aim is as flawed as the scientist’s mission when dealing with the complexity of human behavior. The field
of scientific study cannot be viewed as “more real” that the sociological approach, just as the language of the Bible
cannot be understood as more authoritative than the words of the dictionary. Within realism, different discourses of
authority are tried and considered, but by the end of Twain’s career, his texts begin to reflect his disillusionment
with the possibility for any kind of certainty or systematic approach to truth.
101
Twain seems to be poking fun at the use of analogy in religious discourse as in Butler’s Analogy of Religion,
Natural and Revealed, to the Constitution and the Course of Nature (1736). According to Butler, presumption
amounts to nearly a certainty. Butler’s analogies were popular in nineteenth-century American religious discourse,
and Elizabeth Stuart Phelps drew on Butler’s text in The Gates Ajar (1868).
102
Reynolds is obviously referring to the Paine and Duneka rewritten version of The Mysterious Stranger, but his
point about the visionary mode is applicable to the 1969 version of the story as well given that the passage of text in
question appears in both versions of the story.
204
103
Although published in 1907-08, Baetzhold and McCullough recount the long history of this story, showing that
Twain began writing it in 1868 and that most of the major work for the story was done from 1878-81 (131). The
edited collection, The Bible According to Mark Twain, includes three “Stormfield” passages from different stages of
the story’s revision. See Appendix 5 (299-305).
104
In fact, Pellowe had made this same point in 1945 when he wrote: “[Twain’s] spiritual itinerary is also the mirror
of his nation’s life” (xi).
105
Thomas Jenkins asserts that utopian writers such as Bellamy were a major influence on social gospel ideology, a
doctrine that married liberal Protestant Christianity with social reform. Of Bellamy, he writes: “[he] absorbed
evolution and industrialism into a vision of historical progress unifying all of humanity” (160). For further
discussion of Twain and Social Gospel Ideology, see Bush (126-60).
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CHAPTER 5: HAROLD FREDERIC AND REALISM:
THE DAMNATION OF RELIGION
In the American literary canon, Harold Frederic is best known for his realist novel The
Damnation of Theron Ware (1896). Although Frederic published fourteen novels, two
posthumously, and a multitude of short stories, essays, and journalistic reports, his novel about
an American Methodist preacher stands out as a testimony to his expertise in the conventions of
American literary realism.
106
In The Damnation, Frederic utilizes some of the common
strategies of realist writers: a concern for detail and verisimilitude, a realistic setting drawn from
his own childhood experience—in Frederic’s case, Utica, New York
107
— and a protagonist who
insists on his own enlightenment with an underlying concern for exposing the hypocrisies of
American cultural life in order that some larger truth may be known. Like the other realist
writers included in this study, Frederic exhibits a preoccupation with American religious culture,
and he presents religion as a fluid institution that shifts and reinvents itself in response to modern
culture. In other words, like realism itself, religion is both a cultural force and a cultural
response simultaneously. Frederic suggests that, by the late nineteenth century, religion as a
social institution has lost its underlying authority, and he examines several reasons for that
decline, such as modernization, economics, and Social Darwinism. Unlike his predecessors,
Frederic shows little interest in exploring religious reform or replacing institutional religion with
competing social ideologies; instead, he offers a glimpse into a culture where all forms of social
benevolence are suspect because of the fallibility of humankind itself. Further, in his
examination of upstate New York and the social forces modernizing the fictional town of
Octavius, Frederic offers an example of late-century realism that strongly suggests the
impending rise of naturalism in American literary culture. Frederic’s nod toward naturalism
merits further scrutiny, particularly in his later fiction, but it is Frederic’s preoccupation with the
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religious subject that first lays the groundwork for his interest in social and cultural change in
the Gilded Age.
As will happen with Mark Twain, the religious rhetoric in Frederic’s realism vacillates
between two conventional archetypes that realist writers often employ: the Christ-figure and the
Adam-figure. In one sense, Frederic reduces this competing symbolism to a simple aesthetic
struggle between Hellenism and Hebraism, and, in fact, with this framework, Frederic, like
Howells and Twain, places his fiction into a larger discourse that Heinrich Heine began and
Matthew Arnold continued.
108
The opposition of Hellenism and Hebraism emerges not only in
The Damnation of Theron Ware (1896) but again in Gloria Mundi (1898) and The Market-Place
(1898) when Frederic revisits this theme via the Jewish characters he includes. Frederic parodies
this aesthetic opposition, and he suggests that social force and power manifest themselves in
different forms at different cultural periods, but that power, ultimately, lies in man’s struggle for
dominance over his fellow man and the need to establish cultural hegemony. The underlying
debate suggests that Hellenism and Hebraism are the two main forces in western culture that
humankind embraces as a means of maintaining a system of social ethics. Reinhold Niebuhr
loosely defines Hellenism as individual freedom and Hebraism as social order (18-19). The first
concept, Hellenism, relies on intuitive conscience and a transcendent notion of justice while the
second, Hebraism, evokes an irrevocable law as handed down through the ages. Frederic offers
many variations of this opposition as he examines modern-day enactments of both dimensions.
John Lyons notes Frederic’s comical twist on Arnold’s dichotomy: “What he does is to take [it]
and twist it so that fervent Hebraic monotheism becomes heartless experimental science [in the
model of Dr. Ledsmar in The Damnation of Theron Ware], and the glory that was Greece
becomes the frivolities of the Yellow Book era” (11).
109
In his novels, he presents these two
cultural “forces” in a satirical manner with characters such as The Damnation’s Celia Madden
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claiming to be a “Greek” without being able to explain what the term means, but mostly
meaning that she wants to lead her life by whim without censorship.
Before considering Frederic’s prominent focus on Methodism, in particular, in the
development of this aesthetic discourse in The Damnation of Theron Ware, it is important to
compare this subject to his previous glimpses into American religious life in his other early
works of regional fiction also set in upstate New York. Several important ideas emerge in
relation to institutional religion in these early works, ideas which he later expands in his
subsequent fiction. First, religion becomes encapsulated into a regional nostalgia, so that as soon
as the operation of a small town church can be described or understood, this manifestation fades
from everyday practice, splintering from itself. Religion in the American realist novel is always
a portrait of what was rather than what is. The conflict exists because the institution has
diverged from its former incarnation. Frederic, in fact, repeatedly emphasizes that religion in
agrarian culture was far from stable, and it was often the site of a power play within the region.
Second, there are several “conditions” that influence how institutional religion operates in
America, which include competing religions and other important social ideologies and even
significant shifts in population and the ensuing class struggles that are encoded in this perpetual
splintering. In realist literature, we find the church repeatedly measured as a social yardstick and
it is usually found to be inadequate. Third, even in rural and seemingly isolated Octavius, ethics,
finances, and religion begin to enter into a dialogue as religion itself adopts the financial
language of value, worth, and exchange in such a way that theology itself becomes irrevocably
linked with the Industrial Age. The function of the church begins to be re-evaluated for its social
utility, such as a means of policing the crowd, but the inherent power struggles also reveal an
ongoing problem with a church’s need to police itself.
In a larger sense, Frederic allows us to see religion operating as a metaphor for realism
itself with its focus on exposing larger and previously unknown truths in its demand for a
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comparison between the present moment and the cultural conditions immediately preceding that
moment. A similar kind of rhetoric links these two subjects to such an extent that it becomes
impossible to separate the aims of realism from the aims of religious and reform discourse. By
embracing the religious subject, Frederic, like so many of these writers, allows us to read realism
through the religious lens―that is, symbolically, hermeneutically, and metaphorically. Realism
itself becomes an allegorical mode, but it functions as a reverse allegory in which larger, more
universal themes are reduced into the smaller and more containable world of experience. The
subject of religion, which for Frederic at first gives access to rural culture, expands into a literary
aesthetic, and Frederic’s early writing offers a multi-faceted opportunity to examine that
connection.
Even in his first novel, Frederic’s alignment of realism and religion emerges as a central
concern. Seth’s Brother’s Wife (1887) immediately invokes the Bible because in the Book of
Genesis, Seth is the son of a one hundred and thirty year old Adam (5:3), whom he closely
resembles, and he was born after his brother Abel’s death as a replacement for him (4:25).
Although in American culture we must acknowledge the frequency of given names of biblical
origin, Frederic’s title suggests an underlying concern with the Adam myth, which he reinforces
by the further reference to the word “brother” in the novel’s title and the story’s theme of tracing
the American experience from farm displacement to urban development just as Adam and Eve
are displaced from Eden. As the novel opens, Frederic hints at the idea of a new myth, or a
revised myth, invoking the story of Adam and the Fall. This expectation is fulfilled when Seth
faces the temptation of by his brother’s wife, the “wicked woman” Isabel. The layered title
subtly emphasizes the very idea of replacements suggested in Genesis.
In Seth’s Brother’s Wife, Frederic does not develop the religious allegory as fully as he
will in his later works, but he does introduce the politics of theology as a struggle for power in
agrarian culture. The book begins deceptively as a work of regionalism, with servants gossiping
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in a native dialect about the family dynamics. Later, when the narrative focus shifts from rural
Thessaly to metropolitan Tecumseh, the problems and challenges of the family become
correspondingly more complex involving politics, finances, and crime. And it is worth bearing
in mind that Tecumseh was also the name of a fictional town in Indiana in William Dean
Howells’s 1882 A Modern Instance, where it was similarly the site of a distinctively modern
social crisis involving the question of divorce. Here, it is a small city in upstate New York, but
its name carries with it complicated connotations: Tecumseh is the name of the Shawnee Indian
chief who tried to repel a horde of pioneers in the War of 1812,
110
and it is also the middle name
of William Tecumseh Sherman—himself named for the Shawnee chief—who was a Union
general in the Civil War. The use of such a name represents the conflict of both westward
expansion and the strife of the Civil War. The political election in the book involves two other
towns called Sodom and Tyre. Frederic’s use of Biblical and national symbolism hints at his
intention to link his subject to the larger project of realism. He appears to be writing about the
region, initially, but, as with presumably all works of regionalism, the author’s limited
geography should not be taken to mean he is writing a subject with a restricted scope. He writes
the history of the region into the history of the nation, and Tecumseh carries with it a heavy
burden of past events that continue to impact the narrative present. Theology gets caught up in
this transition.
The initial conflict in the book occurs between the Fairchild and the Richardson families.
Frederic focuses on subject of the family feud only initially, almost as a convention of the book’s
regional flavor. At the funeral of Cicely Fairchild (of the Richardson family), Seth’s Aunt
Sabrina instructs the Episcopal minister, Mr. Turner, that he is only there under the express last
wishes of the dead woman, and that the Fairchilds are Baptists. Where the marriage had
apparently unified the two families, the funeral now divides them again. She invites the Baptist
minister, Reverend Stephen Bunce, to attend to the funeral as well and to preside over the
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ceremony. These two gentlemen encounter each other in a humorous scene in the chapter
entitled “The Funeral.” Mr. Turner appears for dinner and even he seems baffled at his own
presence. Isabel, Seth’s brother’s wife, notes his ineffectuality, perceiving him as “the
Episcopalian minister of Thessaly, a middle-aged, soft sort of man, with short hair so smooth and
furry that she was conscious of an impulse to stroke it with a seal-skin, and little side whiskers
which reminded her of a baby brush” (Frederic, Seth’s Brother’s Wife 36). Mr. Turner, ill at
ease, is equally puzzled by his three-tined steel fork and the superfluous presence of Mr. Stephen
Bunce, the other clergyman present at his table. Bunce says, “‘We all know that the Mother in
Israel who has departed was formerly of your communion, and if she wanted to have you here,
sir, at her funeral, why well and good. But the rest of this sorrowin’ family, sir, this stricken
household, air Baptists’” (38). Bunce’s words acknowledge an internal power struggle within
the family over which Sabrina has seized control.
Even as Frederic depicts the battle of the clergymen, he similarly depicts a cultural
tension between the highbrow Episcopal congregants and the lowbrow Baptists enacted through
the reactions to the flatware used for the meal: “If quiet Mr. Turner was ill at ease, the Rev.
Stephen was certainly not. He bestrode the situation like a modern Colossus. The shape of his
fork did not worry him, since he used it only as a humble and lowly adjunct to his knife. The
presence of Mr. Turner too, neither puzzled nor pained him” (36). Turner is out of place among
these farm folk, but the Baptist Bunce comfortably shovels his food down with little concern for
cutlery. Here, Frederic draws on sectarian differences to distinguish between the stereotypes of
the region. He will do this again later when he creates a Methodist minister in The Damnation of
Theron Ware, who must read a book to learn how to properly care for his hands and fingernails,
juxtaposed against a Catholic priest who employs a servant and wears a silk dressing gown. He
codifies his rhetoric with a class tension and cultural stereotyping that his reader presumably
recognized. In this first novel, Frederic begins an evaluation of religion by denomination that
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helps him to construct the region and then later, larger society, as he considers the role of
religious indoctrination in American cultural life.
As uncomfortable as the dinner and service may be with the Episcopalian and Baptist
contingents struggling for dominance, the arrival of the choir further complicates the scene: “The
singers came. They were from the village, belonging to the Congregational church there, and it
was understood that they came out of liking for John Fairchild” (42). Clearly, although the area
is not densely populated, there are a number of religious alternatives shaping the town, from
Anglican to Puritan
111
to evangelical. Each faction of the family is determined to have his or her
denomination represented at the funeral. During the formal ritual, Bunce begins to emerge as the
victor. The funeral begins with the Baptist minister’s prayer and eulogy: “What he said was
largely nonsense, from any point of view, but the voice was that of the born exhorter, deep,
clear-toned, melodious, there seemed to be a stop in it, as in an organ, which at pathetic parts
gave forth a tremulous, weeping sound, and when this came, not a dry eye could be found. He
was over-fond of using this effect” (43). At this point, spectacle clearly wins the game, and
Turner, who offers little promise in the way of oratory, seems to be aware of his own
diminishing position. Everyone is confused by the lack of participation by the Episcopalian
clergyman, but when asked, he replies, “‘I officiate at the grave’” (44). Ironically, the Episcopal
rite seems to receive its own kind of burial in this scene, and Sabrina’s victory within the family
seems secure. The Baptists have won this feud, and in The Lawton Girl, Frederic will dispense
with the Thessaly Episcopal Church altogether as a force of spiritual or social salvation in the
town.
Although the evangelical branch of the Fairchild family seems to dominate the funeral,
their religious preference, which seems to be brought out more for convenience than relevance, is
merely part of a larger power play. In the next chapter, for example, Sabrina presides in her
borrowed mourner’s dress with her bonnet and spectacles sitting on a table next to the
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“unnoticed Bible” (Frederic, Seth’s Brother’s Wife 47). In spite of the struggle that was played
out in the parlor, religion is merely a tool of battle rather than an ideological concern in and of
itself just like Sabrina’s costume: “The mourning dress, borrowed for the occasion from a
neighbor, was cut in so modern a fashion, contrasted with the venerable maiden’s habitual
garments, that it gave her spare figure almost a fantastic air” (47). Like Sabrina’s garment, the
family borrows religion and dons it on for the occasion like the mourner’s dress, while they
otherwise neglect it like the unnoticed Bible.
The contrast between the habitual and the borrowed religious habits, or the traditional and
the modern, is paralleled in the power struggle that emerges at the funeral between the
Episcopalian and the Baptist ministers and the Congregational choir. All are “borrowed” for the
day, and nothing quite seems to fit in the expected manner, but some form of modernization
underwrites the scene. Again, the ironic placement of the Bible as an accoutrement of the ritual
deflates its formerly prominent role in American religious culture. The “unnoticed Bible,”
whose status appears to be only slightly higher than that of the borrowed dress but on par with
the mourning bonnet covered in crape, highlights the irony of the sectarianism or
denominationalism because Bible itself is so disassociated from the battle between the various
creeds. If we see this scene as setting the stage for Frederic’s examination of the more primitive
Methodism in comparison to these other denominations, we can recognize a critique of American
religious culture similar to that which Rebecca Harding Davis had attempted. We begin to see
that nothing quite “fits” anymore in any of these religious models.
Unfortunately, in Seth’s Brother’s Wife, the religious battle, as with the family feud, is
more or less dropped after these early chapters. Perhaps to Frederic these denominational
disputes are the battles of the region rather than of the nation because when Seth departs for
Tecumseh, Frederic introduces a political battle that explores the larger mechanisms of society,
that is, the futility of battling the political machine and its ensuing social corruption. In any
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event, he certainly writes in a tongue-in-cheek manner as he stages the battle of the splintering
Protestant sects in the living room of the Fairchild family home, and this struggle for power
recurs in the political struggles that follow. In fact, Frederic uses religion, location, and
characterization as cohesive devices linking The Lawton Girl (1890) to Seth’s Brother’s Wife.
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The plot of The Lawton Girl reverses the premise of Seth’s Brother’s Wife, with the ruined Jess
Lawton returning to Thessaly to try to reclaim her life under the mentorship of Alice Fairchild,
Seth’s wife. Austin Briggs notes that the two novels share a common theme of self-
disillusionment. He writes: “In Seth’s Brother’s Wife and The Lawton Girl, although his
ostensible subject remained the struggle between good and bad, his real concern was consistent
and apparent: the illusions of those who think themselves the reformers of the world” (Briggs
98). Although Frederic focuses only briefly on the institutional church in this second novel, he
once again draws attention on the ineffectual actions of the Turner family, suggesting that the
church fails to meet the needs of the town.
The hypocrisy of small town reformers is the main focus of The Lawton Girl and even
Jess Lawton proves to be unredeemable as she repeats her folly at the end of the story by
sacrificing herself for Horace Boyce in an effort to prevent his incarceration. Briggs interprets
the novel as a satirical examination of human foibles. He writes: “To read The Lawton Girl
simply as a realistic rendering of small town life is to overlook the more impressive
achievement: Frederic’s wry and good-natured exposure of the comic contrast between the grand
roles that people plan for themselves and the roles they actually play” (Briggs 96). Briggs’s
analysis captures the irony of the novel in which the pattern of the scoundrel is re-enacted in the
small town of Thessaly with all of his female victims insisting on protecting him rather than
holding him accountable for his crimes. It reads well as an allegory for domestic violence in this
way by examining the way these women develop a kind of dependency on their abuser. The
novel ends with a conventional sentimental trope of the self-sacrificing female who risks her own
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health in order to redeem the man. This is a far cry from The Market-Place (1899) in which the
central manipulator, Joel Thorpe, “gets away” with his actions through his own cunning and
stealth. In The Lawton Girl, the women of the town refuse every opportunity to exact justice
against their resident rogue, Horace Boyce.
The church in Thessaly is the Episcopal congregation of the same Mr. Turner who first
appeared in Seth’s Brother’s Wife. Here, the church plays a very minor role in the ethical and
spiritual shaping of Thessaly, and almost no role at all in Jess Lawton’s search for redemption.
When former prostitute Jess, the hooker with the heart of gold, returns to open a millinary shop,
she is apparently so successful that she is able to support herself, her sister, and her illegitimate
child who boards with a distant family. Jess also provides her shiftless father with pocket money
while she simultaneously she sponsors a charity rest home with the additional assistance of Kate
Minster, a wealthy heiress. The resting home opens its doors to factory girls providing that they
are “good girls” who seek to occupy their hours with the safe society of other “good girls” with
whom they gather to socialize and knit in the dangerous evening hours. Jess’s homecoming is
filtered through the lens of the parable of the Prodigal Son, and the narrator foreshadows the
unhappy reception she receives from her siblings:
The parable of the Prodigal Son has long been justly regarded as a model of terse and
compact narrative; but modern commentators of the analytical sort have a quarrel with
the abruptness of its ending. They would have liked to learn what the good stay-at-home
son said and did after his father had for a second time explained the situation to him. . . .
Did he deceive the returned Prodigal, for example, into believing in the fraternal
welcome? (Frederic, Lawton Girl 73)
It is clear that Jess’s return fulfills the “modern” analysis of the Prodigal’s return when Jess’s
siblings all but shun her upon learning that she did not return with a trunk full of fashionable
dresses. Thanksgiving is a bitter celebration for Jess, and she moves out of the family home to
set up her millinary shop.
In contrast to the dismal Lawton Thanksgiving, the wealthy Minsters celebrate an
uncomfortably lavish holiday under the watchful eye of their newly-hired British butler whose
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overly solicitous attendance nearly ruins the celebration. These pragmatic industrialists would
rather select their own drumsticks from the turkey platter, and they soon dismiss the butler from
the room. Dinner conversation at the Minster home focuses on the Episcopalian church and the
attendance of the town. This conversation reveals the vacuousness of the role of Thessaly’s
church in relation to habit, tradition, and social ethics. Mrs. Minster, the wealthy widow, is in
the habit of going to church, but she attends as a matter of duty rather than faith and to fill up her
otherwise uninspired hours:
She went to the Episcopal church regularly, although she neither professed nor felt any
particular devotion to religious ideals or tenets. She gave of her substance generously,
though not profusely, to all properly organized and certified charities, but did not look
about for, or often recognize when they came her way, subjects for private benefaction. . .
. When she did not know what else to do, she ordinarily took a nap. (59)
Mrs. Minster carefully contains her religious habit to a carefully proportioned item on her social
schedule. In contrast to Mrs. Minster is her longtime friend Miss Tabitha Wilcox, who “sat in
one of the most prominent pews of the Episcopal church, and her prescriptive right to be
president of the Dorcas Mite society had not been questioned now these dozen years” (60).
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Mrs. Minster attends church for no particular reason other than that she has always done so,
while Tabitha attends for social prestige and a sense of civic responsibility. Tabitha wishes that
Thessaly’s favorite son, Horace Boyce, would take an interest in church affairs in order that he
might “rent a pew, and set an example to young men in that way” (67). In Tabitha’s eyes, a town
leader must link ethical actions to church attendance, emphasizing her belief that the church
offers a policing role in the ethical actions of the townspeople. Ironically, Tabitha is unaware
that Mr. Boyce’s example would lead to the ruining of women’s virtue, the fathering of
illegitimate children, and the swindling of his clients. The church is implicated in covering up
his crimes simply by his ability to use it as a cloak and as a means to bolster his reputation.
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Kate Minster offers a third approach to religion in contrast to the patterns of habit or
duty. She believes the role of the reformer lies outside of the church, and she presents the central
argument of the novel in regard to the matter of the utility of institutional religion. She states:
It is worth while to have an occasional good man or woman altogether outside the
Church. They prevent those on the inside from getting too conceited about their own
virtues. There would be no living with the parsons and the deacons and the rest if you
couldn’t say to them now and then: “See, you haven’t a monopoly on goodness. Here are
people just as honest and generous and straightforward as you are yourselves, who get
along without any alter or ark whatever.” (67)
Here, instead of relying on the church merely to keep the people in check, Kate wants to keep the
church itself in check. She takes a cynical attitude toward it, locating a pompous paternalism in
its exclusivity. Her cynicism is upheld when Miss Tabitha later reveals her own observations of
the hypocrisy that reigns supreme in Thessaly’s church. In a subsequent discussion of Jess
Lawton’s desire to change her ways, Tabitha notes that Jess has attempted to find her
redemption, at least in part, through the church. Tabitha says, “Come to think of it, she has been
to church twice now, two Sundays running. And Mrs. Turner spoke to her in the vestibule,
seeing that she was a stranger and neatly dressed, and didn’t dream who she was; and she told
me she was never so mortified in her life as when she found out afterward. A clergyman’s wife
has to be so particular, you know” (169). Tabitha’s words underscore the irony of Mrs. Turner’s
refusing to help a prostitute, making the point that the aims of the Turner’s ministry do not
parallel the gospels in relation to the actions of Jesus when he reaches out to Mary Magdalene.
Here, Frederic presumably condemns this church for its elitist practices. Frederic includes these
little vignettes of how the church operates in the region presumably to explore the possibility that
the institutional church might play a mediating role in bringing about the kind of reform Jess
seeks, both for herself and for the factory girls whom she hopes to save from following in her
own footsteps. His later interest in Methodism represents a turn toward a more primitivist creed,
and it is not surprising that he will compare it to Catholicism in The Damnation of Theron Ware
given that he neatly dispenses with the Anglican Church in The Lawton Girl.
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In the end, effective social reform emerges as The Lawton Girl’s central concern:
Reuben Tracy’s idea for a Men’s Social Club seemingly parallels Jess Lawton’s Resting Home
for Girls. At first, Horace Boyce overtakes Tracy’s vision and replaces it with his own reform
initiative, which comprises improved cooking at railway stops, porters to carry one’s luggage,
the drinking of light beers and wines instead of whiskey,
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improved architecture, and “a penal
law against those beastly sulphur matches with the black heads” (112-13). Tracy himself at first
envisions a social club, the Thessaly Citizen’s Club, where the leaders and prominent business
men—whom Boyce calls “at once the most progressive and most conservative in Thessaly
(150)—determine how best to police social reform and municipal improvement, but, in the end,
Tracy turns the club over to the “unemployed artisans of Thessaly” (358) in order that they may
find employment during the factory lockout. The club will alternately function as a reading
room, coffee house, and soup kitchen, as needed (386-87). When the unemployed artisans and
factory workers find work, the club will then revert back to the “citizens” of Thessaly so that the
club may function on a “business basis” as originally intended (387). The multiple and shifting
aims of the social club emphasize the lack of substance in both Tracy’s and Boyce’s visions for
reform.
Tracy’s slightly more democratic notion of reform exists outside the church in the vein of
Kate Minster’s description, while Horace Boyce’s autocratic reform is associated with Tabitha’s
more traditional model of mediating altruism by centralizing power in the institutional church.
The irony of the novel is that both are doomed from the onset. Boyce reports on why he and
Tracy do not get along very well, and he offers the model of the church to encapsulate their
ideological differences:
I asked him one day what church he’d recommend me to join; of course I was a stranger,
and explained to him that what I wanted was not to make any mistake, but to get into the
church where there would be the most respectable people who would be of use to me; and
what do you think he said? He was actually mad! He said he’d rather have given me a
hundred dollars than had me ask him that question; and after that he was very cool, and
so was I, and we’ve never had much to say to each other since then. (120)
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For Boyce, the church is about cultural status, and he realizes its vast potential for making social
and economic contacts, while Tracy distances himself from institutional religion, and he explores
instead various models of benevolence with no clear notion of how to enact his vision.
In the end, the failure of the Thessaly Citizen’s Club again finds its parallel in Jess
Lawton’s abandoned Resting Home as class wars and economic tensions disrupt the reform
initiatives. The factory girls shun the retreat due to Kate Minster’s sponsorship, blaming her for
the town’s economic woes. Kate, for her part, feels disillusioned with the lack of appreciation by
the town’s unfortunate citizens: “Her own class-feeling, too, subtly prompted her to dismiss with
contempt the thought of these thick-fingered, uncouth factory girls who were rejecting her well-
meant bounty” (397). Boyce’s self-serving search for a house of worship and Kate’s half-
hearted altruistic impulse reveal the extent of Frederic’s cynicism about the possibility for
effective reform either inside or outside the church. Even Tracy’s limited vision of constructing
a temporary soup kitchen that will revert back to the town’s real citizens once the crisis has
passed supports Briggs’s observation about Frederic’s satire. Frederic follows the so-called
conventions of realism with his attention to detail and his exposure of the town’s social
hypocrisy, but the novel is clearly comical rather than reform-oriented as good intentions
repeatedly fail, keeping the status quo of the town intact.
Ultimately, like Twain, Frederic offers little hope for the possibility of the advancement
of civilization, believing instead that humankind is most likely to repeat and reiterate its own
patterns of sociological self-interest and even resort to decay or decline. In this novel, however,
he clearly contemplates the idea of human progress without quite rejecting it. Thoughts of the
past invoke nostalgia, but the present is not necessarily condemned as a form of decay so much
as viewed as inevitable result of the lost abolitionist ideology that once united the town’s
philosophers. In short, Thessaly is simply in search of a new ideology. Modern Thessaly
compares unfavorably to its preceding golden era, which was disrupted or possibly completed by
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the Civil War. An abandoned seminary, once a site of intellectual enlightenment, stands as a
forgotten symbol of the town’s former prestige. The narrator states: “I suppose that in this
modern Thessaly, with its factories and mills, its semi-foreign saloons, its long streets of
uniformly ugly cottage-dwellings, there were many hundreds of adults who had no idea whether
the once-famous Thessaly seminary was still open or not” (144). In the antebellum period, the
narrator recalls, “There was maintained each winter a lecture course, which was able, not so
much by money as by the weight and character of its habitual patrons, to enrich its annual lists
with such names as Emerson, Burritt, Phillips, Curtis, and Beecher” (145). The lack of
agreement regarding the current reform initiatives illustrates the intellectual discord in the town
that is centered now on class and economic status. Frederic examines existing social institutions
and finds them inadequate to the ethical and spiritual demands of the modern age, and he even
hints at the idea of atavism that will emerge more strongly in his later fiction.
The novel ends with two significant vignettes that reveal Frederic’s interest in trying to
discern the relationship between the Old World and the New World in the formation of modern
American culture; he offers Tracy’s reflection on the early alcoholic death of the young Stephen
Minster, Kate’s brother, and Kate’s theory of how Mrs. Minster’s Old World character has led
her to be duped by Horace Boyce. Both situations describe a form of decay that Frederic
associates not with the new working class invading the town but with the reigning upper class
and its European roots. First, when Reuben Tracy contemplates a picture of the dead heir,
Stephen Minster, Jr., his thoughts reflect what has become the nature versus nurture question of
human development: “There was no visible reason why Stephen Minster’s son should not have
been clever and strong, a fit master of the part created for him by his father. There must be some
blight, some mysterious curse upon hereditary riches here in America” (265). Reuben
contemplates a notion that inheritance leads to a life of vacuity, a Calvinist notion that Andrew
Carnegie famously expounds in the Gospel of Wealth (1899).
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Only later, in Gloria Mundi,
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does Frederic himself more fully explore the idea of actual decay in a more scientific manner
that reflects his turn toward naturalism, but in many of his novels he suggests that boredom leads
to unhappiness. Significantly, Kate’s summary of her mother’s character recalls the nature
versus nurture debate. In discussing her mother’s stubbornness and how it has led her mother to
financial ruin, she states: “‘That’s Mamma all over . . . . Isn’t it wonderful how those old race
types reappear, even in our day? She is as Dutch as any lady in Haarlem that Franz Hals ever
painted. Her mind works sideways, like a crab’” (386). Tracy’s reflection on Stephen Minster’s
financial inheritance curse contrasts Kate’s suggestion of a genetic inheritance; both types of
inheritance connote social decay, but it is not yet clear on which side of the debate Frederic will
emerge. He seems to be mocking the Old World ancestry of Colonial America rather than
targeting the influx of immigrants and factory workers who are changing the composition of
Thessaly. In this novel, he reiterates popular sociological theories and debates, but also in the
manner of his mentor Howells, he does not necessarily preach a specific reform: his project
appears to aim at debunking rather than replacing a specific social reform agenda.
In his early writing, Frederic constructs a self-conscious realism that explores the cultural
and intellectual themes that he believed were exerting an important influence over both rural and
urban American cultural aesthetics. Throughout his literary career, in fact, he experimented
widely with genre. Stanton Garner divides Frederic’s novels and short stories into larger
groupings that include the Mohawk Valley literature, Civil War materials, a Revolutionary War
grouping, and then a European/economic grouping. Garner also points out some little-known
medieval Irish folk tales that arose out of Frederic’s interest in the Irish immigrants in his
hometown of Utica, New York.
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The Damnation of Theron Ware is the last of the Mohawk
Valley literature, and, in Garner’s view, it displays the characteristics of both realism and
romance Frederic instills in his larger body of work. Garner also sees this work as pivotal in
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illustrating Frederic’s shifting interest from matters of the region to a larger scope of national
and eventually international literature.
Garner is not the only reader to note the significance of The Damnation of Theron Ware
as a pivotal work in Frederic’s repertoire. In the introduction to this novel, Everett Carter writes
that Frederic was placing his work into dialogue with his literary predecessors, and most notably
with William Dean Howells. Carter writes that “Frederic considered himself a disciple of this
acknowledged dean of American realism” (xii)
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and believes that Frederic adopts a Howellsian
approach but then changes this formula to reinstate a mythological dimension to realism: he
writes: “The technique of Frederic, then, was one of the landmarks in the change from a method
which unobtrusively used symbols and allusions to reinforce the logical, natural, surface of the
narrative, to a ‘symbolism’ which insists upon itself as the embodiment of a fable’s otherwise
obscure significance” (xxiv). This emphasis on allegory appears to be a common argument for
promoting a specific work of realism; Carter implies that earlier works place a higher value on
verisimilitude whereas this work aims for a combination of accuracy and mythological
significance, making it, then, more sophisticated than the work of Howells. Carter’s assumption
reinforces a critical position that realism works as a mirror rather than an allegory, which creates
a problem with textual hermeneutics. To view realism as a mirror requires a literal hermeneutics
whereas realist writers repeatedly confront the challenge of hermeneutics within the framework
of the realist text, as in Howells’s A Modern Instance when Ben Halleck struggles to
comprehend how to adapt his system of ethics to the modern age.
Once we begin to view realism through the lens of religion, it should become clear that
realism itself always works allegorically, even Howellsian realism. The text serves as a material
allegory for some abstract ideological concept. Even Charles Darwin in trying to explain the
complexities of the human eye, relied on the “reverse” allegory by using a material object to
illustrate the complex and nearly incomprehensible process of evolutionary selection that
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allowed the lens of the eye to evolve. Darwin writes, “It is scarcely possible to avoid comparing
the eye to a telescope. We know that this instrument has been perfected by the long-continued
efforts of the highest human intellects; and we can naturally infer that the eye has been formed
by a somewhat analogous process” (145). In Darwin’s famous analogy, he telescope is a
material allegory for the complicated and abstract function of the human eye. He poses the
question: “Have we any right to assume that the Creator works by intellectual powers like those
of man?” (145). When Darwin asks this rhetorical question, he indicates that he is using a
reductive analogy in order to make an abstraction more easily understood, but he expects the
reader to be able to reverse the logic by imaginatively turning the empirical example back into
abstraction. The manner in which realist writers such as Frederic, Howells, and Davis
constructed the religious subject in their texts relies on an analogy through which we can
deconstruct the ontological significance of the religious symbolism. The emphasis these writers
place on verisimilitude is part of a technique to lend credence to the idea that the underlying
abstractions of the texts are reliably true, but we must learn to read the representation as both
expansive and reductive at the same time. To invoke Darwin’s example, realism allows us to
look through the wrong end of the telescope in order to see what remains in the image when
everything is reduced.
The Damnation of Theron Ware’s paradoxical setting of a backwards small town dealing
with an influx of immigrants and technology illustrates Frederic’s interest in depicting an
important intersection between the past and the present. Having established the conditions
leading to the demise of small town ethics in his earlier novels, Frederic here turns toward a
more modern scenario as if to capture a key moment of cultural change in Industrial America.
George Johnson writes that the novel was “written in the 1890’s, a pivotal period in American
culture when an agrarian mythology was contesting the hard facts of industry and urbanization”
(361). In The Damnation, Frederic depicts a social world in which the small town of Octavius is
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rapidly modernizing not only technologically but sociologically. A number of contemporary
intellectual movements such as Darwinism, German High Criticism, and New Woman feminism
each bring to bear specific social and scientific ideologies that collide with the puritan orthodoxy
that has reigned supreme in Octavius. Johnson writes: “The book opens in the ‘modern’
community of Tecumseh, presented with some authorial irony and considerable elegiac feeling
for a more ‘heroic’ past” (367). The setting then shifts to Octavius as if to travel back in time to
that “heroic” past that Johnson describes. Octavian Methodists uphold their creed by following
The Discipline, a Wesleyan supplement to scripture that interprets how to apply biblical law to
everyday life. Unfortunately, these rules cannot easily explain how to incorporate technological
advances, such as the possibility of riding a streetcar to church, a move that requires
transportation operators to work on Sundays, which violates the precepts of The Discipline but
increases overall church attendance. This utilitarian dilemma poses a quality versus quantity
analysis in relation to the salvation of souls. In the end, the trustees determine that even the act
of riding the streetcars will damn the very souls they wish to save, and Octavians are left
adhering rigidly to the law as laid out in The Discipline while subsequent conflicts arise.
Frederic does not directly impugn the Bible, but he does so indirectly by showing the
incongruity of The Discipline in this rapidly-changing community. Again, the question of
hermeneutics arises: if the text must be re-interpreted for each new generation, can a notion of
trans-historical truth be safely ascertained? The townspeople battle for the authority to interpret
Hebraic Law into modern ethics. Stephanie Foote writes: “The members of the congregation
participate in the same conflicted staging of what is primitive and what is novel. Although the
Methodists are insulated from the town’s modern developments—going so far as to shun the
streetcars because they run on Sundays—their trustees are implacable capitalists” (60). In his
depiction of this ideological clash, Frederic draws on theology and hermeneutics to illustrate
different ways in which the modernization of the town has impacted institutional religion and
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vice verse. In Frederic’s writing, and particularly in this novel, he hones in on organized
religion as the primary cultural institution that operates as a source of power and social control in
both rural and urban settings.
Although many readers have noted the intricate portrait of American Methodism that
Frederic depicts in the late nineteenth century, few readers seem to have noticed that Methodism,
in this novel, is far from stable. It is so unstable, in fact, that it is not clear what, exactly,
Methodism is: it remains intangible. Religion in regional and realist fiction offers an elusive
subject because it is always at odds with itself as if religious culture is in search for
verisimilitude. The perpetual splintering within and across denomination suggests an ongoing
search for a newer and more truthful expression of holiness. The novel opens with a conflict
within Methodism between liberal and conservative sects, and that conflict plays out in various
settings throughout the novel. For example, Methodism in the small town of Octavius clearly
looks different than Methodism as practiced elsewhere, such as the fictional Tecumseh, a town
Frederic mentions in all three of his upstate New York novels. There are vast differences
between the New Methodists, the Free Methodists, and the Methodist Episcopals even though,
strictly speaking, all are operating as Wesleyan Methodists. When Theron arrives in Octavius,
Brother Pierce informs him” “‘We ain’t had no trouble with the Free Methodists here . . . just
because we kept to the old paths, an’ seek for salvation in the good old way. . . . Why, they say
some folks are goin’ round now preachin’ that our grandfathers are all monkeys’” (Frederic,
Damnation 30).
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In this novel, Methodism becomes the site upon which many competing
ideologies battle for cultural control. The conversation about sectarianism between Theron Ware
and the trustees summarizes several competing forms of church polity, from the move away from
an episcopate to an individual church-based (i.e. congregational-style) creed, through to the
rising application of Darwinism in sociological and religious rhetoric. Frederic demonstrates
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that the instability of Methodism corresponds to a larger power play within American religious
culture.
Frederic himself was not a Methodist and so he conducted extensive research in order to
present his subject accurately.
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One wonders: why Methodism? Why does Frederic hone in on
this specific denomination for his portrait of American rural life? One reason may be that
Methodism was, in fact, a rising religion during this era, replacing the Calvinist Presbyterianism
and Congregationalism. The opening scene of the book at the Nadahma Conference has the
Tecumseh congregation hoping to “acquire” Theron Ware as their new minister because of his
superior oratory skills, a clear necessity in a land where there is no national religion or
mandatory tithe. They want him in order to have the edge on the Presbyterian church in town:
For a handsome and expensive church building like this, and with such a modern and go-
ahead congregation, it was simply a vital necessity to secure an attractive and fashionable
preacher. They had held their own against the Presbyterians these past few years only by
the most strenuous efforts, and under the depressing disadvantage of a minister who
preached dreary out-of-date sermons, and who lacked even the most rudimentary sense of
social distinctions. (7)
The Tecumseh coterie clearly wants to replace a minister who cannot modernize; his sermons are
“out of date” and he apparently does not realize the importance of cultivating relationships with
the wealthy in order to “grow” the church. This deeply ironic desire for a more financially savvy
clergyman, one who can market the church, demonstrates the extent to which the church operates
as a business in this capitalist economy. Poor economic habits prove to be Theron’s downfall.
Tecumseh does not acquire Theron Ware, of course, and he finds himself in the less
cosmopolitan Octavius, punished because of his lack of household frugality in his previous
post.
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Yet, strangely, in spite of Frederic’s research into the Methodist Episcopal Church,
Octavian Methodism reads like Puritanism: Theron’s wife Alice even refers to it as a Puritan
practice (14). Foote notes: “The text parodies this brand of Methodism as practiced by
Americans who seemed to have emerged from the age of Puritanism” (60). So while Tecumseh
is battling the Presbyterians for membership, Methodism is battling itself from town to town as
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Brother Pierce points out to Reverend Ware when he brags that: “We ain’t gone traipsing after
strange gods, like some people that call themselves Methodists in other places” (29). This battle
is being fought on two fronts, across and within denomination boundaries, but by the 1890s,
Methodism was growing by leaps and bounds while the Calvinist denominations were struggling
to retain their dominance of other Protestant denominations. Methodism, in whatever form it
was being practiced, was flourishing in American culture, and so it plays a prominent role in the
late nineteenth-century’s changing religious landscape.
Another explanation for Frederic’s choice may be that Methodism is, in many ways, a
malleable institution, and it is that reputation that makes it an interesting subject for the realist
writer. Walter Benjamin writes: “Some [historians] stressed Methodism’s mediating theology,
which saved the gospel from being wrecked between the Scylla of ‘old theological
predestinarianism’ and the Charybdis of Unitarian rationalism and the Universalist
sentimentality” (318-19). As Benjamin points out, theorists can construct Methodism in a
number of ways, and Frederic’s multifaceted model illustrates his own understanding of this
denomination’s flexible practices. He offers several views into the splintering Methodism of
nineteenth-century America and, by doing so, he offers a larger glimpse into the fragmentation of
American Protestantism as a whole during this era showing how divided the nation had become.
The realist’s aim of discerning what can be known with certainty through empirical observations
of the world meets its challenge in religion because even within a single denomination, it is
impossible to determine what it means to be a Methodist as Frederic illustrates.
In literary studies, the prevailing tendency is to deal with the complicated nature of
denominationalism by simply labeling everything as “Protestant” or even “Christian” without
trying to discern the distinction that writers like Frederic were trying to make. Gregg Camfield
points out that there is a subtext to the term Christianity that made subtle distinctions in creed
and hermeneutics hugely important to the developing political ideology of American culture. He
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traces that subtext through the sentimental literary tradition, but he nevertheless argues that it
appears in all popular literary forms in the nineteenth century. He writes:
Calvinism came under attack in the United States in part because the doctrine of
predestination violated a liberal sense of human dignity; without free choice to earn
redemption, Christianity seemed crabbed and dogmatic. A more expansive sense of
human choice militated for a sentimental version of Christianity, one in which Christian
nurture provided a framework for moral freedom. Not surprisingly, then, most political
crusades of the late nineteenth century were also religious crusades, at first working to
undercut the harshness of Calvinism, then using the successful battle against Calvinism to
attack the new political conservatism and determinism of the Social Darwinists.
(“Sentimental” 60)
Camfield asserts that regardless of genre, American writers assumed that their audiences were
well acquainted with the theological distinctions between Calvinism and liberal Christianity. He
cites Mary E. Wilkins Freeman’s 1886 story “A Conflict Ended” as an example of a doctrinal
dispute between the Calvinists and the Arminians. He writes: “Freeman assumes her audience
will know the history of Christianity over the preceding 50 years” (Camfield, “Sentimental” 61).
In the case of Harold Frederic, it is clear that he scrutinizes the religious habits and beliefs of
various denominations and sects within those denominations carefully. He filters his novel
through the lens of Methodism because it represents an important ideological shift that he
associates with the ethical crises of the modern moment.
Through his contrast between the rigid Methodism of Octavius and Methodism as it is
practiced elsewhere, such as in Tecumseh or in Theron’s previous ministry in Tyre, Frederic
offers a specific vignette of American religious culture in which the ethics of social control
encompass everything from sexual politics to consumerism. Theron Ware is denied the
Tecumseh position because his overspending in Tyre culminated in a debt of over eight hundred
dollars (Frederic, Damnation 21), so when he arrives in Octavius, he begins to assess his new
post in terms of dollars and value. This shift towards a capitalistic sensibility will emerge more
strongly as the novel unfolds, but Frederic ties it specifically to the age of capitalism, as the
language of faith assumes an economic dimension in Octavius.
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In Myths America Lives By, Richard Hughes summarizes the early history of
Protestantism in America and he suggests an increasing sense of nationalism is the cause of the
changes that occur in the nineteenth century. Like Frederic, Hughes makes note of the growing
popularity of Methodism, which represents the most significant division within American
Protestantism. The major distinction in Methodism is the breaking away from the Calvinist
influence that characterizes the earlier Puritans:
[D]uring the Revolutionary period and into the nineteenth century, the majority of
Americans who claimed the Christian faith were Calvinists of one stripe or another.
Roman Catholics were still a distinct minority. The Anglican Church—or the Church of
England—still thrived, especially in the South, but had lost considerable credibility,
especially since so many Americans associated that church with Britain, not with
America. Methodism—a distinctly non-Calvinist faith—was growing by leaps and
bounds and would soon take the American frontier by storm. (Hughes 68)
Hughes’s summary provides a fairly clear overview of the scope of major church divisions and
the general sense of geography that accompanied the splits. Again, Methodists rejected Calvinist
notions of predestination and limited grace (Wentz 154), and the Methodists believed in
individual autonomy in the matter of salvation.
Frederic’s complicated picture of a dogmatic Methodism in Octavius depicts a religious
institution that mimics the very denominations it seeks to replace. In this way, Octavian
Methodism functions allegorically for this process of splintering that occurred more largely in
the American religious landscape. Frederic examines how it will hold up to some of the
challenges that modern culture and competing social philosophies present. Similarly, realism
itself is an allegory for the real. As Camfield points out, “No fictional account of reality can be
anything but a radical abstraction” (56). The realist text, like the religious allegory, is
continually trying to capture that elusive moment when something is depicted in opposition to
what it used to be in order to locate some notion of universal truth that can be applied to our
knowledge and experience of the material world. The layered use of literary allusion in The
Damnation of Theron Ware highlights the complexity of trying to read religion in works of
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realism. Even in a work as specific about place and religion as Theron Ware, the larger context
of social and religious thought needs to be examined in order to discern how the writer codifies
his text. Frederic challenges both skepticism and conversion by undercutting every authority
figure in his fictional landscape while clearly satirizing Theron for the ease with which he
discards his own inherited religion. The direct use of modern symbols in Octavius, the streetcars
that run on Sunday, the modern electric doorbell of Father Forbes, and the New York City setting
of the novel’s climax, strongly associates the work with the same struggle seen so repeatedly in
nineteenth-century American realism, and that is the simplicity of the rural ideal juxtaposed
against the pressures and emerging economic focus of the modern, urban tableau.
Religion and realism also share a dependence on analogy as part of the imaginative
process to convert its subject. The success of the conversion depends on the credibility of the
imaginative representation. For example, in the camp meeting scene in The Damnation, Frederic
examines the allegorical experience of the campfire revival to invoke the possibility of
descending to Hell. When Theron Ware leaves the campfire meeting and encounters the
Catholic picnic happening in another field, he and Father Forbes discuss the differences between
the two spectacles. Ware notes that Methodism was first bolstered by “the cholera year of 1832”
(Frederic, The Damnation 246) because this crisis brought people face to face with the prospect
of their own mortality. He describes the conversion process of that experience, which the camp
meetings try to duplicate. He states: “‘Even to this day our most successful revivalists, those
who work conversions wholesale wherever they go, do it more by frightful pictures of hell-fire
surrounding the sinner’s death-bed than anything else. You could hear the same thing at our
camp-meeting tonight, if you were there’” (246). Father Forbes concurs with Theron on this
point. He states: “‘There seem to have been the most tremendous changes in races and
civilizations and religions, stretching over many thousands of years, yet nothing is in fact altered
very much. Where religions are concerned, the human race are still very much like savages in a
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dangerous wood in the dark, telling one another ghost stories around a campfire’” (Frederic
247). In this sense, Methodism seems to work as synecdoche within the text, standing in for the
larger splintering of American Protestantism and sectarianism, but it also works mimetically
upon its subject, the religious convert, much as realism works analogically upon the reader. To
render a successful conversion, the rhetoric must achieve verisimilitude. Theron’s derision
regarding the conversion experience ironically parallels his own counter-conversion in which the
truths he once believed no longer seem credible.
Theron’s counter-conversion from faith to disbelief plays with the conventions of the
sentimental conversion novel. He begins to read Renan, Sayce, Budge, Smith, and Lenormant
(130), and he begins to question his own faith.
Then, little by little, it dawned upon him that there was a connected story in all this; and
suddenly he came upon it, out in the open, as it were. It was the story of how a deeply
devout young man, trained from his earliest boyhood for the sacred office, and desiring
passionately nothing but to be worthy of it, came to a point where, at infinite cost of pain
to himself and of anguish to those dearest to him, he and to declare that he could no
longer believe at all in revealed religion. (130)
Elmer Suderman argues that Frederic’s The Damnation of Theron Ware derives its cultural
authority by subverting the conversion situation found in works such as Charles Sheldon’s In His
Steps: “Harold Frederic took a commonplace situation in the life and literature of his time . . .
and by transforming and inverting the convention gave literary life to ordinarily stereotyped
characters and plot” (Suderman, “The Damnation” 61). He explains the complicated layering of
parody when he describes the convention that Frederic was acknowledging:
The skeptic [of a sentimental religious novel] . . . must be a young man between twenty-
five and thirty years old . . . . He must come from a Christian home, and have
recollections of a praying mother, now dead. Having strayed from the Christian path, he
has become skeptical of or at least indifferent to religion. He reads Renan, has heard of
Ingersoll, and believes in evolution. (62)
Suderman’s synopsis of the typical protagonist in the conversion convention demonstrates that
while Frederic is employing realism, specifically a regional realism, to parody a type of
sentimental religious work by inverting it, the sentimental religious novel, like In His Steps, in
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turn, relies on contrasting itself with biographical work depicting the historical life of Jesus.
Sheldon’s model shows a minister intuiting a mystical trans-historical allegory of Jesus by
imaginatively re-creating biblical ethics in posing the question “What would Jesus do?” In
theory, the Methodist reliance on The Discipline follows this model of re-interpreting scriptural
ethics in modern circumstances, but Frederic once again inverts the situation by connecting the
transcendent model with the Hebraism embedded in puritan orthodoxy.
Gregory Jackson notes that realism works in the same allegorical manner as the revivalist
conversion process that Theron Ware notes with his derision of hell-fire. Both modes rely on the
subject’s imaginative ability to realize the allegory as a material possibility. Jackson writes:
“The realist novelist thus tends to work by selecting representative cases to reveal a social truth,
to describe particulars in order to reveal the truth about the whole” (The Word 13). If the
experience of reading the novel offers a credible sense of the reader’s subjective experience, then
the message of the text becomes a realizable consequence to the reader. He writes: “In this
sense, both the realist and homiletic novel bespeak not a struggle to be ‘realer than thou,’ but
merely to be real enough” (13). Jackson believes that the homiletic process arising out of
sermonic discourse is a common link between the religious conversion experience of the revivals
and the representation of reality that the realist writer constructs. The realness of the allegory
correlates to the strength of the conversion, and the allegorical discourse derives from the
homiletic form of sermonic discourse.
In fact, the question of hermeneutics is central to the novel; it arises when Ware expresses
his desire to supplement his income with what Jackson calls a “parabiblical” text. Ware soon
realizes that reading and explicating scripture is far more complicated than he had anticipated
because of the many different critical approaches to its interpretation. Following a popular trend,
Ware decides to write a contemporary commentary on a passage of scripture: “Latterly his fancy
had been stimulated by reading an account of the profits which Canon Farrar had derived from
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his ‘Life of Christ.’ If such a book could command such a bewildering multitude of readers,
Theron felt that there ought to be a chance for him” (Frederic, Damnation 40).
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Ware is more
interested in the commercial potential of his publication than the theological need for scriptural
exegesis, but, finally, he decides to revisit the Book of Genesis: “He had not, it is true, gone to
the length of seriously considering what should be the subject of his book. That had not seemed
to matter much, so long as it was scriptural. . . . The book should be about Abraham!” (40).
This review of a difficult Old Testament passage is a common move by liberal theologians
seeking to reconcile Old Testament scriptures with New Testament teachings. The rationale is
that Christianity will be strengthened if the two parts of the Bible can be brought into alignment
so that Christianity can be validated by showing how the life of Jesus meets the “conditions” of
the Messiah as laid out in the Old Testament. Once Ware begins his project about this Old
Testament figure, Abraham, who links Judaism, Christianity, and Islam, he encounters a crisis of
confidence in his own lack of expertise regarding the Hebrew Bible.
For Theron Ware, what begins as a whim ends up shaking his faith and leads him on a
journey of self-doubt. He turns to Father Forbes for advice, and Forbes and Ledsmar
subsequently indoctrinate Ware into the theories of German High Criticism. In short order, Ware
loses the foundation of all he thought was true when his literal hermeneutics fail him. He had
believed the Biblical material to be so real that he had failed to read the text as allegory. Forbes
and Ledsmar explain the hermeneutic of reading eponyms. Father Forbes says: “‘I fear that you
are taking our friend Abraham too literally. . . . Modern research, you know quite wipes him out
of existence as an individual. The word “Abram” is merely an eponym,—it means “exalted
father.” . . . Abram is not a person at all: he is a tribe, a sect, a clan’” (72). Theron is shocked by
this theory and asks if it is something new. In fact, as Forbes points out, these ideas are not new
at all, going back nearly fifteen hundred years to Saint Augustine (72). Theron is learning
something quite old; it is simply new to him. In fact, everything he encounters from Celia
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Madden, Father Forbes, and Dr. Ledsmar –the new hedonism, the new science, and the new
theology—are all actually quite old, as Briggs points out: “Dr. Ledsmar’s one book is an
anthropological history of serpent worship, and he is the foremost authority on Assyriology in
the United States. Celia, when she is not playing Hypatia, wants to be a Greek pagan” (128).
Father Forbes points out that knowledge and truth should not be confused as one and the same:
“‘The earth was just as round in the days when people supposed it to be flat, as it is now. So the
truth remains always the truth, even though you give it a charter to ten hundred thousand
separate numskulls to examine it by the light of their private judgment’” (73). Father Forbes is
not trying to teach Ware the truth, but he does try to teach him new hermeneutics, and he
continues on to discuss “this Christ-myth of ours” (74), showing him how to apply these
hermeneutics to the New Testament as well as the Old. Ware is shocked by the notion of reading
religion in this manner, but he feels pleasure as well. He is unaware that his spectators view him
as an allegorical subject. To them, he is a rural type, the embodiment of innocence, but he fails
to acknowledge his role properly.
Ware’s problems with the Bible underscore larger problems of textual authority in
relation to hermeneutics. Within the novel and specifically within the reading of the Bible, codes
of representation repeatedly fail with no clear alternatives for substituting a new understanding
of knowledge for Ware’s former method; he becomes increasingly aware of the inadequacy of
his own exegeses. Once grounded in his faith, Ware loses the security of the only sacred
document that has supported his beliefs once he examines the Bible and realizes he does not
really know how to read or interpret it beyond the confines of his sermonic discourse. Foote
writes: “When even the figures in the Bible begin to assume overtones of foreignness, Theron
loses his sense of himself, of his own place and position in relation to texts he once though of as
inviolable and sacred. His belief that Abraham is a ‘real’ man and not a type works in the text as
a symptom of his unfamiliarity with codes of representation as a whole” (62). When he turns to
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Father Forbes, Ware learns that there are other methods of reading texts, and those other
methods change his literal hermeneutic to an allegorical one. This turn forces Theron to confront
the notion that all he thought was true can no longer be assumed to be true. He begins to see his
faith as merely a system, but he finds no replacement system that seems any truer to him. He
examines Catholicism, but even Father Forbes sees his own faith in a Positivistic light.
As a brief aside, we should also note that there was a duality within Catholicism in
Octavius as well. The Catholic Church contains a social class system that, in Octavius, Father
Forbes controls. The trustees scornfully attack the Catholic churches in town, linking them to
the influx of immigrants: “‘The place is jest overrun with Irish,’ Brother Pierce began again.
‘They’ve got two Catholic Churches here now to our one. . . . [T]hey ain’t Christians at all.
They’re idolaters, that’s what they are!’” (31). As Pierce points out, the term Christian becomes
highly subjective, representing a contested faith rather than a shared one. The fact that there are
two Catholic Churches in the town of Octavius further suggests the divided view toward
Catholicism in American culture at this time. One the one hand, there is the elitist European
Catholicism with a minority presence in America, a kind of Enlightenment intellectual aesthetic
that Father Forbes represents, while, on the other hand, there is the emerging growth of the low
Catholic Church accompanying the flux of immigrants that the Octavian Irish factory workers
represent. Father Forbes argues that the success of the Catholic church lies in its “one-size-fits-
all” approach; through priests and scholars, Bible interpretation and theology can be translated
into a practical model for the masses. Oehlschlaeger writes: “As Dr. Ledsmar explains, the
Catholic Church represents a [model of] unqualified acceptance. Whereas Protestant churches
exclude the sinner, ‘there’s no problem to the Catholic Church. Everything that’s in, stay’s in.’
Virtue does not inhere in the parishioners but is part of the church” (251). Either way, Forbes
believes the institutional church is necessary in order to oversee social ethics. He says: “‘What
you must see is that there must always be a church. If one did not exist, it would be necessary to
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invent it. It is needed, first and foremost, as a police force. It is needed, secondly, so to speak,
as a fire insurance’” (Frederic, Damnation 250). For Forbes, theology and the institution of the
church do not need to be particularly consistent, so long as the church meets the needs of
contemporary culture. In this way, he parallels Sister Soulsby who believes, “‘A Church is like
everything else. . . . It’s got to have a boss, a head, an authority of some sort’” (174). Forbes
and Soulsby are pragmatists, and each sees organized religion as an integral part of moral and
ethical development, but the underlying problem with authority emerges in each of these models,
as Theron will discover. By the time Frederic writes Gloria Mundi, his satire of the so-called
bosses, heads, and authorities becomes quite cutting.
To understand the religious composition in American culture during the late nineteenth
century, it is imperative to understand that vast change and splintering was ubiquitous in every
denomination. The power struggle plays out through the representations of institutional religion.
Again, the battle has two fronts: within the creed and across creeds. Both Methodism and
Catholicism increased their numbers significantly by the late nineteenth century as Calvinist
denominations declined, but there were socioeconomic and class struggles within these
denominations as Frederic’s depiction acknowledges. Father Forbes predicts that the Catholic
church will become the dominant institutional church in America—he calls it the “Church of
America” (248)—and he specifically credits its success to the “lager-drinking Irishman” (248).
Again, Frederic’s satire of Matthew Arnold should not be missed here. John Lyons comments
on the parallel between Arnold’s analysis of Celtic languages and Father Forbes’s speech on this
new American type in which he “imagines the mingling of the Celt and the Saxon through the
agency of beer [turning] Arnold’s high seriousness into low comedy” (13). The deliberate
juxtaposition of Catholicism against Methodism allows Frederic to examine each alternative as a
system of societal and ethical control for integrating and managing social change: he challenges
his readers to consider which system offers greater advantage to the changing American
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landscape. He pokes fun at contemporary social philosophy even while he challenges his reader
to consider various enactments of Hebraism and Hellenism in contemporary culture.
Methodism, free from the constraints of Calvinist orthodoxy, also provides a link to the
Adam archetype because of its focus on religious primitivism with its mystic focus that attempts
to shed the fetters of creed. This variation of the Adam story will prove to be a recurring theme
in Frederic’s writing, which he examines in The Damnation of Theron Ware, Gloria Mundi,
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and The Market-Place. R. W. B. Lewis points out that the Adam figure was a frequent literary
trope even before the rise of realism specifically because the story in Genesis was uniquely
suited to the idea of a New World and the chance to begin a new story of civilization. He writes:
“A century ago, the image contrived to embody the most fruitful contemporary ideas was that of
the authentic American as a figure of heroic innocence and vast potentialities, poised at the start
of a new history” (Lewis 1). His calls this characterization “an emergent American myth” and
insists that there exists a dialogue that is “a collective affair” (4). Lewis cites several variations
of this myth in the publications of early nineteenth-century writers and philosophers such as
Holmes, Whitman, Henry James, Horace Bushnell, Copper, Hawthorne, Melville, etc. He traces
the Adamic myth throughout several decades, and he links its surrounding rhetoric to
transcendentalists such as Emerson and Thoreau and “the long New England preaching tradition”
(21). Lewis captures an interesting transition in American religious culture during which
Calvinism declined and first Unitarianism and later Protestant reform movements began to
supplant Congregationalism as the mainstream American church institutions. At the same time,
the Old Testament influence of Calvinism remains encapsulated within the Adam discourse, and
Lewis argues that the Adam myth and the American experience are well-suited as each draws on
the idea of a new history of humankind. He writes: “The American myth saw life and history as
just beginning. It described the world as starting up again under fresh initiative, in a divinely
granted second chance for the human race, after the first chance had been so disastrously
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fumbled in the darkening Old World” (Lewis 5). Theron Ware emerges as a modern-day Adam
whose downfall reflects what Carter summarizes as intellectual America’s fall from innocence
into knowledge (xvii). Frederic specifically depicts the Adam myth through the theology of
Methodism to challenge the notion of a creedless creed. With or without a restrictive theology,
mankind is destined to repeat its own actions.
Whereas the Biblical title of Seth’s Brother’s Wife subtly alludes to Seth as an Adamic
figure, Theron Ware’s resemblance to Adam is a little more indirect. His initial innocence and
subsequent fall suggest the Adamic allegory, as do the numerous references to serpents in the
novel.
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Frederic also toys with an Eve figure in these stories complete with the garden imagery
more clearly reminiscent of an Edenic setting and a fall from grace, in such characters as Alice
Ware in The Damnation and Edith Cressage in The Market-Place. Both women, frustrated by
their marriages, try to revive abandoned gardens in their own back yards. Alice’s garden
becomes tainted with her potential infidelity and it shrivels, while Edith Cressage simply
becomes bored as she attempts to sublimate her sexual desires into a flourishing landscape.
Several scholars have noted the story’s mythical allegory, including George Johnson, who calls
Ware “an Adamic American” (367), and Stanton Garner, who calls him “a young American
Adam” (137). Austin Briggs also points out that “appropriately, Tecumseh is located in Adams
County” (114). The real issue of Theron’s “fall” revolves around the question of whether he was
ever an innocent at all. He is a problematic Adam because he falls easily and abandons his
beliefs and moral code without a backward glance, but perhaps that is Frederic’s point. Ware’s
ignorance sustains his innocence only until he discovers new ideas and challenges to his faith,
both sexual and intellectual. He has no basis for sustaining his beliefs; he was innocent only
because he knew no other way to be. Ware embraces his fall, and he welcomes his more worldly
perspective, but as Garner points out, he doesn’t become more enlightened so much as more
bawdy as he allows himself “to descend from the freshness of innocence and of loyalty to his
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creed and his marriage to the barkeeper level of mean suspicion and intentions” (137). In this
model we see the fundamental tragedy of the Adam myth: the fall is inevitable and
unpreventable. To identify one’s own innocence necessarily implies the impossibility of
retrieving that lost innocence, and again, that state may not be one of innocence so much as
ignorance. The sense of discovery and loss are one and the same. There follows a sense of
nostalgia that competes with an immediate desire to know more. The Adam myth is not as much
about the loss of innocence as it is about the acknowledgment of a temptation that can never
again be denied.
In the regional model, that idea of acknowledgement plays out in the story as well. Celia
Madden admits to Theron that she, Father Forbes, and Dr. Ledsmar had “acquired” him for his
innocence; once it is lost, he is of no further interest to them. She states: “‘We liked you, as I
have said, because you were unsophisticated and delightfully fresh and natural. Somehow we
took it for granted you would stay so’” (Frederic, Damnation 331). Stephanie Foote points out
that Theron Ware defies expectations as a regional figure from the beginning of the novel by
failing to be “acquired.” Foote writes: “The word acquisition highlights a problem within
regionalism as a whole. The lyrical desire for an innocence of character and experience is clear
in Celia’s initial desire for Theron” (68-9). Tecumseh could not acquire Theron, nor can Celia
because what each wishes to acquire is different from the elusive version Ware presents to them.
He refuses to remain stable but changes immediately from what they wish him to be. For
Tecumseh, Theron is a problematic orator because he brings with him a disreputable history for
fiscal management, so they are denied their fashionable exhorter because of his equally
fashionable materialism. For Celia, Theron cannot be acquired without betraying the knowledge
he has gained from his exposure to her and her compatriots. They cannot possess his innocence
without his acquiring their cynicism. Foote writes: “It is perhaps the great tragedy of this novel
that Theron proves to be a regional figure who does not recognize himself as such and who will
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not be still in the curio cabinet of this genre” (59). Foote’s point is that the object insists on his
own subjectivity. She adds: “He commits the unpardonable sin of pastoral regionalism: he
attempts to modernize himself as he is being observed” (59). This self-awareness is the tragedy
of the Adamic myth as well: the fall is accompanied by the instant awareness that desire cannot
be undone. The subject no longer wishes to be without it: this Adam is not the object of
depravity, but rather he insists on his own subjectivity. As an American allegory, the
implications are numerous: the West cannot be uncivilized, the city cannot be unbuilt,
knowledge cannot be unlearned, and man can no longer inhabit the garden because the tragedy is
that he no longer wants to. He is forever fallen; there is no progress or possibility for a rewritten
history because the state of innocence cannot be maintained as soon as it is understood to be a
state of innocence.
What is most significant about the Adam reference is Frederic’s departure from the Christ
figure that Davis and Howells offer in their realist fiction.
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The allegorical Adam suggests a
man unfettered from civilization and theology, with a one-to-one correspondence between man
and God while the Christ figure more typically accompanies the notion of progressive man and
intuitive conscience that transcends the law as it is handed down in the Old Testament. In one
sense, it is a difference of hermeneutics with larger implications about how to read and apply
textual authority to the question of ethics. Here, the question of Hebraism versus Hellenism
again emerges. There are many examples in the novel of Hebraism and Hellenism, but this
dichotomy is not so much absolute as measured by degrees. For example, John Lyons reads
Celia Madden as an example of Hellenism, and indeed she identifies herself as “Greek” and she
espouses Arnold when she states: “‘I divide people into two classes, you know,—Greeks and
Jews. Once you get hold of that principle, all other divisions and classifications, such as by race
or language or nationality, seem pure foolishness” (200). We soon learn, however, that Celia’s
Hellenism is as subjective as the Methodist’s sectarianism: she incorporates it into her notion of
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Christianity via Catholicism, and she finds her Catholicism as malleable as the Methodists in the
novel find their creed. She says: “‘The Catholic religion is my jug. I put into it the things I like.
They were all there long ago, thousands of years ago. The Jews threw them out; we will put
them back again’” (265).
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This malleability permeates the text: Sister Soulsby also formulates
her own religion, as does Father Forbes, and even Alice. Lyons points out that Celia cannot even
explicate her own subjective Hellenism, and he draws attention to a passage in the text where
Celia is unable to define her own notion of the “Greek idea” except in the vaguest of terms such
as “lots of things” and “so on,” finally settling on “Absolute freedom from moral bugbears, for
one thing” (208). In short, Lyons describes Celia as “Hellenism gone to seed” (10). In one
sense, nearly all the figures in the text offer examples of Hellenism in the way each feels free to
intuit the religious model rather than by following the implied law of Hebraism. If Hellenism
offers a way to adapt religious theology to the modern age by intuiting abstract ideas of divinity,
Frederic illustrates the very danger it represents; it is so highly subjective that it cannot be
represented in any concrete manner. Hellenism gone to seed is pure abstraction as it is
incrementally represented in the text, culminating in Celia’s Classical Christian Catholicism.
The Hebraic figures in the novel also exist by degree. For Lyons, if Celia is Hellenism
gone to seed, Ledsmar represents Hebraism gone to seed (10), but he also acknowledges a
“cartoon version of Hebraism” in the trustee Loren Pierce (10). He writes: “[Pierce] will have no
other gods before him, and so is opposed to church choirs, fancy ladies’ hats, and knows that
geology gives no clues to the age of the earth” (10). Pierce’s puritanical dogma allows him to
impose The Discipline on every activity that deviates from his rigid interpretation of his faith
beginning with his insistence that Alice remove the roses from her bonnet and Ware remove the
word “epitome” from his sermon because it is not plain-spoken as the law dictates (Frederic,
Damnation 37). From the beginning, Frederic also brings the question of Judaism into play
although he does not present Judaism and Hebraism as synonyms. In Frederic’s fiction, Jewish
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identity is always presented in terms of race rather than theology. For Bridget Bennett, an
important link to Hebraism exists between the various ways Frederic depicts Jewish characters in
his novels, especially the later novels. She writes: “Like all his passions, his interest in Judaism
spills over into his fiction—The Damnation of Theron Ware, Gloria Mundi and The Market-
Place contain, respectively references to Hebraism, Anglo-Jewish characters, and [an anti-
Semitic] protagonist” (121). Carrie Bramen also points out the anti-Semitic theme of not only
Frederic’s later novels, but in the less than subtle implication in The Damnation that the money-
lender trustee, Levi Gorringe is Jewish as well. She notes Alice’s advice to Theron before his
meeting with the trustees when Alice advises her husband not to let the trustees “jew” him down
(Frederic, Damnation 25). Bramen believes Gorringe’s characterization is an example of
“otherness” in the novel, and she cites several examples of where the language points to his
occupation (lawyer who works as a money-lender), and his “dusky” and “Arabian” aspect as
well as Ware’s suspicions about Gorringe’s origins (Bramen 73). Gorringe is certainly a strange
character in the novel, and he is intimately connected to the hypocrisy of Ware’s sexual
awakening with Celia as it is paralleled in Alice’s encounters with Gorringe. There are many
such parallels within the novel with patterns of two and patterns of three (three trustees, three
female characters, the Celia Madden, Father Forbes and Dr. Ledsmar triangle). The Hellenism
versus Hebraism dichotomy offers a basis for evaluating how to place each of these figures in the
philosophical subtext of Arnold, but clearly, Frederic is having fun instilling various figures with
this aesthetic opposition mainly to undercut the seriousness of it. If, as Celia Madden suggests,
there are only two types of people, part of the enjoyment of the novel is in viewing these various
characters through this classification.
At the same time, Gorringe does not exhibit the link to orthodoxy that the other
Hebraistic figures do. Instead, he offers a link to the world of finance and capitalism that
becomes so strongly associated with the religious rhetoric of the text. In many ways, the novel
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depicts the commodification of ethics and religion in Octavius. From the very beginning,
Theron must learn to adopt the language of capitalism in his dealings with the trustees as their
discussion degenerates into a negotiation of interest rates, salary, and sidewalk repair costs.
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The trustees refuse to lower their interest rates, quoting the Discipline for justification: “‘You
know how strong the Discipline lays it down that we must be bound to the letter in our
agreements. That bein’ so, we seen it in the light of duty not to change what we’d set our hands
to” (Frederic, Damnation 34). Theron is able to return to the same logic in his refusal to cut his
salary or pay for a repair that preceded his arrival in Octavius. He has mastered the application
of materialist and capitalist logic. The measure of success of Theron’s ministry will rest on his
ability to raise revenue to free the church from its debt.
Financial language slowly replaces the language of faith, which Theron Ware exhibits by
adopting the modern industrial concept of value into his ethical life. It is only when a dollar
amount is assigned to Alice’s garden that Ware begins to believe she has committed adultery,
and then her garden soon shrivels. Again, the two instances of infidelity work in tandem in the
novel: Theron accepts Celia Madden’s gift of a piano for Alice, and he sees Celia’s checkbook as
a potential source of liberation from his now stifling life. When he escapes the Methodist camp-
meeting and encounters Celia at the Catholic picnic, he begins to equate his liberty with her
wallet: “She had kissed him, and she was very rich. The things gradually linked themselves
before his eyes” (271). The almighty dollar, which is so liberating to Theron, is stifling and
restrictive to Alice. Shortly after the picnic, Theron overhears two ladies discussing the “sinful
waste” of Alice’s new garden. He is shocked to learn she has planted “fifty dollars’ worth of
dahlias” (274). Theron has given little thought to Gorringe’s gifts to Alice until a dollar amount
is attached: “It was no good deceiving himself any longer: of course these were the plants that
Gorringe had spent his money upon, all about him” (274). Once Theron becomes obsessed with
the notion of Alice’s potential infidelity, her new Eden symbolically dies: “The gayety and color
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of the garden were gone, and in their place was shabby and dishevelled [sic] ruin. . . . He looked
about him, surveying the havoc the frost had wrought among the flowers, and smiled” (292). In
fact, in either gift scenario, Alice is implicated in Theron’s fall because the piano was a gift for
her as much as Gorringe’s donated flowers are. Either way, she is the recipient of the money that
becomes associated with sin. The financial language that Frederic weaves throughout the novel
from Theron’s initial debt, the sidewalk repairs, the debt-raiser Soulsby, the garden, the piano,
and the checkbook culminate in Celia’s accusation that Ware has been a disappointing
acquisition: he did not retain his value. Theron’s mastery of the economic language of the novel
colors his entire view of religion and society; it is inextricably linked to his fall. Presumably,
this new “system” replaces the old one, and Frederic’s subsequent novels continue his
examination of various social and economic systems that replace the antiquated one of Theron
Ware’s simple faith.
The Damnation of Theron Ware is Frederic’s last comprehensive examination of
American religious culture, and it concludes his Mohawk Valley grouping of upstate New York
regional fiction. Frederic’s last two novels, Gloria Mundi and The Market-Place were published
posthumously. These latter works deal with a declining European aristocracy and a burgeoning
urban capitalism in turn-of-the-century London, and, like the New York fiction, Frederic
connects some of the characters such as Christian Towers and Edith Cressage textually and
geographically allowing us to read the novels as a thematic set. These final two texts also
include significant social commentary on late nineteenth century anti-Semitism when Frederic
delves into economic and cultural stereotyping of money-lending and usury, creating
sympathetic Jewish characters in the Gloria Mundi and avaricious economic hustlers who get
their comeuppance in The Market-Place. In both cases, Frederic’s turn toward naturalism
emerges, and he begins to examine various types of social forces in which man exercises power
over his fellow man. Briggs writes: “Standing at the end of the nineteenth century, Frederic
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looks back upon nearly one hundred years of power garnered in the name of progress, and,
turning to the century ahead, he asks just what that power implies” (200). He does not offer a
socialist solution as Upton Sinclair will later in The Jungle (1906), but he does examine the
socio-economical conditions that could as easily lead to socialism or fascism.
The title of the first of these two novels, Gloria Mundi, is a Latin phrase that translates to
“the glory of the world.”
127
The story focuses on the French-born Englishman, Christian
Towers, who inherits the Dukedom of Glastonbury and an ancestral home, Caermere, from his
late father’s estranged family. As Christian journeys to England to claim his inheritance, he
encounters various aspects of British society and social philosophy, including feudalism,
aristocracy, socialism, democracy, anti-Semitism, and the New Woman ideology. Christian
ultimately melds these various “systems” but with little clear resolution of his own social
philosophy. In the end, he reclaims his inherited position in the British aristocracy, but he
promises himself to “reign” over his kingdom with a modern sensibility. Mainly, he intends
primarily to avoid the pomposity of his ancestors. The irony of the novel is that in his search to
be unique, Christian merely reiterates the traditional role enjoyed by his class; he returns to
Caermere but with the vague intention of remodeling it to let in more light.
There are two brief commentaries on the role of institutional religion in the novel: the
first comes from Christian’s kinsman Emanuel, who is Jewish by birth but Anglicized in his
upbringing and the second comes from Christian who was raised Catholic but adopts the
Anglican Church as a condition of his inheritance. Both Emanuel and Christian see some
positive traits in the national church, but neither views it as the primary institution for the
development and regulation of social ethics. Instead, each sees the role of the church as
complementary to the maintenance of other social institutions; the church is a means to an end.
For Emanuel, the curates in his utopian community function merely to help him police the
community and maintain the tenets of his social philosophy. For Christian, the church is a
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historical archive that preserves cultural traditions through ritual and artifacts. In short, both
men view the church as a useful aid in maintaining cultural hegemony. At his grandfather’s
funeral, Christian finally awakens to an understanding of family history, and he begins to
comprehend the social power of the British aristocracy. The interesting aspect of these two
vignettes of the church is that one model serves the needs of the lower working classes while the
other attends to the upper echelon of the European class system. Both allow the institutional
church a role in contemporary culture, but its function is very much associated with socio-
economic class. In Frederic’s depiction of it, the national church exists to maintain the status
quo.
Frederic’s association of social class with religion in the novel is not surprising given his
focus on British society at the turn of the century. In fact, the novel itself may have a much
larger scope in relation to British history. Editor Larry Bromley reads the text as a mythic quest
that serves as an allegory for European civilization. He writes:
Christian, a Catholic, is compared to a half-brother who never appears in the book,
Salvatore, a Protestant. Both brothers set out from France, but Salvator travels to
America, where he becomes a Freemason and a socialist liberal; symbolically, Christian’s
journey suggests the Norman conquest, and Salvator’s the colonization of the New
World. Indeed, there are many such metaphorical connections to England and her past in
the novel. Caermere itself is allegorically significant: like the British Isles as a whole, it
is invulnerable on three sides and approachable only from an easily defended fourth side;
like the empire it represents, Caermere and its environs contains all the strata of English
society. (Bromley 346)
Even so, Bromley believes that Frederic’s quest motif fades from the text after the opening
chapters, and he sees the allegory lose strength as the focus of the novel shifts. In fact, it may be
that Frederic begins with the nod to European history in an attempt to “place” modern social
philosophy into a side-by-side perspective with Europe’s earlier age to argue for causality. By
doing so, he establishes a relationship between the past and the present at what he locates as a
key moment of social transition, much as he did with Methodism in Octavius with the puritan
versus liberal encounter within the creed.
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Within the novel, Frederic suggests that while the Anglican Church is tied to significant
social and political ideologies, its primary function is as a social force rather than a spiritual one.
In Gloria Mundi, he does not even depict the Church of England in relation to theology or
hermeneutics, but rather he examines its utility as a force to maintain cultural hegemony. For
example, Emanuel believes the age of feudalism was the golden age of European civilization,
and he has attempted to create what Thomas O’Donnell calls “a pseudo-social Utopia that is
actually feudal in design” (121). In his model, he envisions the church functioning in the manner
of a labor guild, and he reforms it to resemble the Roman Catholic Church of centuries past.
Emanuel treats Christian hospitably, and he attempts to indoctrinate him into the tenets of the
“System,” which is a Ruskinian attempt at social benevolence within which the fundamental
purpose seems to be to maintain the status quo of a class-based agrarian life.
Implicit in this model is an assumption that the human race is capable of managing its
own “progress” if the upper echelons can contain the threat of unrest. In this way, a gradual
social progression prevents a radical revolution even if that “advancement” requires revisiting an
earlier era. Emanuel even explains his model using a scientific schema relying on a Darwinian
premise that evolution is genealogical. Emanuel uses an analogy of the road much as Darwin
explains the idea of divergence via branches in The Origin of Species (1859).
128
Quoting social
philosophy in passages that appear to be generally lifted from John Ruskin’s Unto This Last
(1860)
129
and closely related to the Arts and Crafts movement associated with William Morris,
Emanuel “saw clearly that mankind could right itself only by retracing its steps, and going back
to the scene of its mistaken choice of roads” (Frederic, Gloria Mundi 129-30).
130
Emanuel wants
to return to a period before a specific variation occurred in human society, and like a domestic
breeder, he wants to select the variants he will preserve in his society. On Emanuel’s six-village
estate, he has managed to reform the Church of England: “Each village had a small church
edifice of its own, quaintly-towered and beautiful in form, and each possessing or simulating
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skillfully the graces of antiquity as well” (130-31). Emanuel describes the role his celibate
curates perform in “the System.” He says:
I don’t suppose you know much about the Church of England. Well, it drives with an
extremely loose rein. You can do almost anything you like inside it, if you go about the
idea decorously. I didn’t even have the trouble with the Bishop which might have been
expected. These young men—my curates, we may call them—have among themselves a
kind of guild or fraternity . . .; they are quite agreed upon an irreducible minimum of
dogmatic theology, and an artistic elaboration of the ritual, and, above all, upon an active
life / consecrated to good works. . . . Without their constant and very capable oversight,
the System would have a good many ragged edges, I’m afraid. . . . They especially watch
the development of the children, and make careful notes of their qualities and capacities.
They select the few who are to be fully educated from the mass which is to be taught only
to read and do sums. (132-33)
In Emanuel’s system, the celibate curates comprise simply another form of guild, and their
primary function is to know the families and especially the young children so that each
individual within the village may be carefully sorted according to his or her most promising
function. He has little interest in theology at all and in fact all but eliminates it from his model.
The clergy are the social police, and they are able to serve in this role in large part because they
do not have any competing interests in the acquisition of land or property.
The fatal flaw in Emanuel’s system is that he alone is the sole guardian if its ideology.
He can find no one else to share his vision and take over the ownership or it. Christian affronts
Emanuel by asking him if the System is not merely a form of socialism (140). Any resemblance
to socialism is merely superficial because the ultimate irony of the System is that Emanuel has,
in fact, managed to reproduce a feudalism that has primarily benefited himself. He states: “‘In
the eyes of the law, it is all mine, and from that point of view I am a richer man than I was before
the system began. . . . I take enough to benefit as befits my station; each of the others has
enough to maintain his station, comfortably and honorably’” (140). Emanuel’s insistence on
maintaining a system of social class reveals his anti-socialist philosophy that he hopes his
reformed church will help him maintain. The women in the novel level two criticisms at this
System. His wife Kathleen points out that there is no room for advancing the interests of women
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in it (145), and Christian’s New Woman paramour, Frances Bailey, points out that the main
triumph of the system is its cultural hegemony that benefits the upper classes. She states:
“‘When you consider it, what has he done? Merely discovered, by tremendous labor and energy,
the smoothest possible working arrangement of the social system which his class regards as best
for itself, and hence for all mankind-the system which exalts a chosen few, and keeps all the rest
in subjection’” (235). She acknowledges that Emanuel does not pretend to be working for social
progress so much as reacting to current socio-economic conditions by taking “a long step
backward” (236). She faults his narrow vision as “a Jewish limitation” (235), which ironically
overlooks Emanuel’s inclusion of the Church of England in his utopian community. Frederic
presents two different views of determinism here: Emanuel offers a model of cultural
determinism while Frances Bailey hints at genetic determinism and the role of race. This is the
dichotomy that links these final two novels, and it replaces the earlier dichotomy of Hebraism
versus Hellenism as Frederic examines the influences of social and scientific determinism much
more clearly than he did in The Lawton Girl when he first alluded to social versus genetic
inheritance.
If organized religion is reduced to a social police force for Emanuel, for Christian it
serves primarily as spectacle. The physical dimensions of the church architecture press upon
him the inherited social dimensions of the church as an historical archive: “The interior of the old
church—dim, cool, cloistral—was larger than Christian had assumed from its outer aspect”
(289). It is not the service or ritual itself that moves Christian, but rather the history
encapsulated in the church: “Through the reading of the Psalm and the Epistle, he gave but the
most vagrant attention to their words. The priests read badly, for one thing; the whining
artificiality of their elocution annoyed and repelled him” (289). Christian makes a direct parallel
between the institution of the church and the institution of the monarchy: “The burial of a Duke
of Glastonbury had nothing to do with personal qualities or reputation. It was like the passing
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away of a monarch. People who cared nothing for the individual were stirred and appealed to
by the vicissitudes of an institution” (289). Christian realizes that the church ritual upholds the
power of that position by incorporating its grandeur into the funeral procession and then by
training the lower classes to participate in the ritualistic observation, thereby reinforcing the
Duke’s social position. Ironically, as is the case with Emanuel, Christian determines to uphold
the institution from which he personally will realize the greatest gain. As soon as the church
institution is associated with that gain, he comprehends its utility. He has a deeply passionate
conversion to the social utility of the Church of England: “There was a sense of transfiguration in
the spectacle. The purple mantle had become imperial Tyrian to his eyes—and something which
was almost tenderness, almost reverence, yearned within him toward that silent, encased figure
hidden beneath it. The mystic, omnipotent tie of blood gripped his heart” (291). Christian’s new
view the church is strikingly similar to Emanuel’s. He appreciates the artifacts and the reverent
attendance that are preserved in the church even as the words and ceremony repel him. There is
a strange ambivalence in how the church operates as a cultural force. And, in fact, it is the
“force” that draws Christian: “Yes, even in this Protestant religion to which he had passively
become committed, force was the real ideal!” (290). Christian’s religious awakening is merely
an acknowledgement that he wants to align himself with its power.
As with The Damnation of Theron Ware, the issue of race underscores the question of
class and power in this novel. On one side of the family are the Jewish cousins. This line
includes Lord Julius and his son Emanuel, whom Frances Bailey insists on calling “the Jews.” In
fact, they turn out to be vultures who infuse money into the dukedom and then hold it for ransom
at exorbitant usuries, but then, inexplicably, they forgive all debts at the end of the novel,
conveniently ending their hold over Christian Towers. Lord Julius’s willingness to marry
outside of the British aristocracy and his subsequent infusion of wealth into the family coffers is
associated with his pureness of blood, unlike the “strange blood of the Torrs” (91). Yet, he is
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thereafter referred to as one of “the Jews.” His wife is from “an old family in the Netherlands,
Jewish in race but now for some generations estranged from the synagogue, and reputed to be
extraordinarily wealthy” (105). In other words, they are Jews who are not “too Jewish” and their
social status in London is unproblematic because “Smart London rarely saw Lady Julius save at
a distance” (106). In any event, this branch of the family will die out with Emanuel because he
and his wife Irish wife Kathleen have been unable to produce children. Another line of the
family is the aforementioned strange-blooded Torrs, the British aristocracy who represent an
atavistic inbreeding that has produced few worthy heirs for the dukedom until the French-born
Christian Towers is discovered. In a lengthy discussion about Christian’s mother’s maiden
name, Coppinger, Kathleen surmises that his mother must have been from County Cork, Ireland,
and she deduces that Christian must have Celtic ancestry. As he did in The Damnation, Frederic
seems to enjoy toying with the idea of Celtic nobility in contrast with a Jewish racial stock. The
question of ancestry features prominently in the novel, and it points to Frederic’s turn toward
naturalism. He begins to explore the question of sociological and biological influence, and the
institutions of culture begin to serve as instruments of power through which each man promotes
his own interests.
In Frederic’s final novel, The Market-Place, Joel Thorpe’s single-mindedness is the
driving force in his capitalist scheme, and religion is almost nonexistent in this text except as it
appears in connection with the idea of a Jewish race. Thorpe, one of the most interesting of
Frederic’s protagonists, is a ruggedly individualistic self-made man. He is, however, as Bennett
observes, “a protagonist whose most loathsome characteristic is his violent anti-Semitism” (121).
Having been defrauded by a group of primarily Jewish stockbrokers who have attempted to
undercut the price of his company stock, Thorpe embarks on a scheme to bankrupt what appears
to be each and every Jew he encounters. Thorpe is reminiscent of an Old Testament God of
revenge who inflicts his wrath on a race that he believes dishonored him: “He cannot divorce the
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idea of success from that of revenge: He desires a fortune, yes, but at the expense of the Kaffir
Jews, on whom his wrath concentrates because they represent the last men in a long sequence
who have seemed to lead him on only to disappoint him later” (Blackall 391). A strange product
of modern capitalism, he brings a New World primitivism back to an Old World marketplace.
Jean Blackall writes: [A] psychological product of two worlds, the old and the new . . . [he] is a
type of financial buccaneer, whose commercial prowess is attended by moral ambiguities” (388).
Throughout the novel, Thorpe realizes that it is not so much money that drives him but the
unadulterated pleasure he feels from exercising power over his fellow man. He says: “The thing
to do is to make up your mind carefully what it is that you want, and to put all your power and
resolution into getting it—and the rest is easy enough. I don’t think there’s anything beyond a
strong man’s reach, if he only believes enough in himself” (Frederic, Market-Place 171). The
image of reaching and grasping in association with the arm and the hand recur throughout the
text, with Thorpe inscribing a man’s physical anatomy with racist characteristics once he openly
admits to his anti-Semitism.
The complement to Thorpe’s power is his focused cruelty. The book takes on naturalistic
tones as he targets the “Jews” who attempted to bankrupt him. He takes every step possible to
prevent them from declaring bankruptcy, which would offer them protection from making
additional restitution to him. Mainly he bleeds each one dry systematically until each depletes
his fortune and Thorpe has pocketed it. His rationale is the law of the jungle; he believes that not
one of the fourteen men he intends to impoverish came by the money any differently than he
himself has come by it:
Not one of those fellows ever earned a single sovereign of that money. They’ve taken the
whole of it from others, and these others took it from others still, and so on almost
indefinitely. . . . Well—money like that belongs to those who are in possession of it, only
so long as they are strong enough to hold on to it. When someone stronger still comes
along, he takes it from them. They don’t complain: they don’t cry and say it’s cruel.
They know it’s the rule of the game. (205)
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He then takes his philosophy to a racial level by honing in on the physical attributes of his
Jewish foes, inscribing the Jewish anatomy with a physiological weakness that mimics what he
believes is an inferiority of character as determined by race. He examines his own bulky fist and
compares it to the hands of his enemies. He describes it as “‘the kind of hand . . . that breaks the
Jew in the long run, if there’s only grit enough behind it. I used to watch those Jews’ hands, a
year ago, when I was dining and wining them. They’re all thin and wiry and full of veins. Their
fingers are never still; they twist round and keep stirring like a lobster’s feelers. But there ain’t
any real strength in ’em” (205). He embeds a survival-of-the-fittest rhetoric into economic battle
with his metonymic use of the fist to demonstrate his overall physical superiority.
As an example of a twentieth-century Adam, Thorpe is a formidable figure. He is both
primitive and modern, and he displays little desire to return to the comfortable innocence of the
garden. Thorpe himself initially mistakes his motivation. Cashing in his last stock, he muses
“Fruition was finally complete: the last winnowing of the great harvest had been added to the
pile. Positively nothing remained but for him to enter and enjoy” (319). He himself believes he
desires a place in the upper echelon of British society, but he soon realizes his mistake. Garner
writes: “Thorpe is, at least, a moving object, a living organism, set against the background of
decay and defeat in Gloria Mundi. When he wins his fortune, his first impulse is to buy with his
purse the station and the privilege that he has been denied by inheritance” (139). Once Thorpe
attains his goal, his estate, and his titled bride, he soon realizes that he is far from satisfied, and
Lady Edith Cressage, his Eve, finds little fulfillment in either the domesticated, refined Thorpe
or her time spent in cultivating flowers for their country estate. When confronted, she admits her
dissatisfaction: “‘I am attracted by a big, bold, strong pirate, let us say, but as soon as he has
carried me off—that is the phrase for it—then he straightway renounces crime and becomes a
law-abiding, peaceful citizen. My buccaneer transforms himself, under my very eyes, into an
alderman!’” (274-75). She makes it clear that her life has been about the thrill of the chase as
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well. She no longer wishes to deny the temptation and return to the safety that her former
position as landed gentry offers. The story ends with her observation about Thorpe that “‘the
really important thing is that he should pursue some object—have in view something that he is
determined to master. Without that, he is not contented—not at his best’” (401). And
symbolically, she yields her title and assumes her married name. Alice’s garden in The
Damnation perished in spite of her best efforts, but Edith Cressage eagerly departs hers. For her,
the fallen Adam is far more appealing than the comfortable companion who inhabits her country
estate. In the end, Frederic undercuts even the Adam myth by showing that man is not only
destined to fall but that he desires the life outside the garden and willingly seeks it.
If power is Thorpe’s temptation, he demonstrates that he will go to any lengths to attain
it. If cultural determinism factors into his innate drive, then the socio-economic conditions of the
late nineteenth-century forecast a dim future because Thorpe’s power is at its most dangerous in
the capitalist market and specifically in the rise of the modern city. It is not money that drives
Thorpe, as his brief sojourn to the country reveals; he is destined to return to the urban tableau
because it is there than he can channel his drive for social power. Luther Luetdke writes: “Like
Sister Soulsby, a prideful and unfeeling manipulator of people, Thorpe is an ominous presage of
modern fascism: demagogic, anti-Semitic, totalitarian, willing to purchase authority by
dispensing philanthropy to the masses” (98). Like Soulsby, Thorpe sees the institutions of
culture as instruments through which he can exercise power whether for purported good or
purported evil. For him, there is little distinction between the two. Whereas Sister Soulsby
presents a comic figure of American pragmatism and practical grit, Thorpe wastes little time
making any pretence or justification for his actions. He heads right back to the city and
determines to concentrate his efforts on mastering the working class: “His old, dormant, formless
lust for power stirred again in his pulses. What other phase of power carried with it such
rewards, such gratitudes, such humble subservience on all sides as far as the eye could reach—as
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that exercised by the intelligently munificent philanthropist?” (Frederic, The Market-Place 383).
Thorpe does not even make a pretense of altruism in his philanthropic plans. He desires only to
“make himself master of the town” (384). In a sense, Thorpe does not need religion to manage a
relationship with a deity because he sees himself as godlike. He only requires a vehicle through
which to exercise his power.
There are two important aspects of Frederic’s writing that strongly foreshadow the
impending rise of literary naturalism: these are his use of allegory and his examination of
naturalistic themes such as atavism and the animalistic instincts that lie outside of social control.
Some of Frederic’s contemporaries, such as Frank Norris and Theodore Dreiser, will later
elaborate on these themes and make them more central concerns in their writing, but, even in
some of Frederic’s earlier works such as Seth’s Brother’s Wife (1887) and The Lawton Girl
(1890), his cynicism about human nature clearly emerges and he begins to examine various
theories of determinism such as genetic inheritance or economic conditions.
131
Further, although
the use of allegory itself does not separate the realistic elements of Frederic’s writing from the
romantic elements, his frequent use of the Adam myth emphasizes a religious lens that focuses
on the idea of primal man. Frederic introduces this allegory in his writing most famously in The
Damnation of Theron Ware in rural upstate New York, and he revisits it again in The Market-
Place (1898) in urban London with its economic setting reflecting the concerns of the financial
world. Increasingly, Frederic explores the idea of an underlying social decay, and he examines
several causes for that decay that include devolution and man’s own primal nature itself. Garner
describes Joel Stormont Thorpe as a new aristocrat who feeds off of the older, “moribund”
society: “He is a brilliantly conceived character, seemingly torpid, heavy, single of purpose,
ruthless, and a portfolio of psychological complexes and brute lusts. He is an Englishman, but
he belongs so little to any single culture that he is sometimes mistaken for an American. Thorpe
is Thorpe, as the world will learn” (Garner 128). He demonstrates what unfettered power can
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achieve both in a naturalistic environment in Mexico where he supposedly he staked his rubber
plantation claim and even within the presumably constrained world of modern-day London.
Unlike Horace Boyce who survives his schemes only because of the foolish benevolence of the
women he cheats and defrauds, Thorpe survives because he continually outsmarts and out-
schemes those who try to undermine him. Boyce is the weak male vestige of sentimental fiction,
Theron Ware is the floundering fool who searches for knowledge but settles for lust, but Thorpe
is the conscienceless individual whose sheer cunning and determination allow him to justify any
action that suits his purpose. Unlike Boyce and Ware, Thorpe has little time for the institutional
church other than to briefly entertain an image of himself in a squire’s pew as he considers how
best to channel his power (Frederic, The Market-Place 321).
Frederic’s concern with religion belies the notion of social progress. He examines
religion as an institution, but he pays little attention to theology and scant notice to the role of the
Bible in the church. It features most prominently in The Damnation of Theron Ware, where
characters frequently quote and reference Bible verses, particularly Sister Soulsby when
discussing her own highly subjective theology. In his final novels, set in England, Frederic
mentions only the Church of England, which is not surprising, and he presents it as a vague
influence that functions mainly to preserve the social class system particularly in the rural
regions. Throughout his fiction, Frederic’s focus returns again and again to the Adam archetype
as a fundamental depiction of man’s fallen nature. It is as if he pulls the complicated layers of
modern theology away bit by bit until he uncovers the primitive power that seems to predate
monotheism. If we can locate where twentieth-century fascism and socialism might emerge
from the conditions Frederic lays out, we can just as easily determine how fundamentalism might
emerge from these same ashes. In The Damnation, the trustee Loren Pierce is so dogmatic that
he cannot vary one iota from his interpretation of The Discipline because he has so little faith in
the nature of mankind that he distrusts any liberal or intuitive model toward conscience and
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ethics. In The Market-Place, the figure of Joel Thorpe arises as if to justify Pierce’s distrust,
representing the unfettered quest for power and an Old Testament conception of vengeance.
There are many different ways in which Frederic represents religion textually: he presents a
discourse of habits, architecture, ethics, law, and even sermonic rhetoric in Sister Soulsby’s
speeches. He also represents religion allegorically and symbolically via the Adam archetype and
the funerals in Seth’s Brother’s Wife and Gloria Mundi, but the recurring association of funerals
with the institutional church seems telling in Frederic’s vision of twentieth-century life. He
seems to write religion out of his realism as he moves into a more naturalistic sensibility. In
clear contrast to Rebecca Harding Davis, who seemed to find in religion the themes that
propelled her fiction forward, Frederic moves beyond the religious subject by ceremonially
burying it and bidding it farewell.
Notes
106
Lilian Furst offers a broad template for realist fiction: “[R]ealism is invested with its own aesthetic and stylistic
conventions: these comprise not only chronology, particularity of circumstance, everyday subject
matter, and ontological restriction to kinds of beings belonging to the actual world, but also the shaping and
patterning of these materials through webs of analogies and contrasts designed to reveal the significance of the
experiences portrayed” (23).
107
“The opening chapter describes action in what is now Utica’s Central Methodist Church. Following are scenes in
which Uticans will recognize as St. John’s Church and rectory on Bleecker Street. And the long, climactic scene
describes both a Methodist meeting at Trenton Assembly Park and an Irish Catholic picnic at nearby Downer’s
Grove, near Trenton Falls” (Bergman 51).
108
In the twentieth century, Reinhold Niebuhr also enters this discourse in his essay “Two Sources of Western
Culture” (1957).
109
The Yellow Book was a quarterly periodical published from 1894-1897. See Mark Samuels Lasner, The Yellow
Book: A Checklist and Index (London: The Eighteen Nineteen Society, 1998).
110
He was a great unifier of Midwestern tribes, an advocate of Native American solidarity.
111
Although, generally speaking, the term “congregational” refers to a type of church polity, Wentz writes that
“Those scholars who characterize America as a Puritan nation would almost certainly be forced to rely heavily on
the role of the Congregationalism to enhance their case. Congregationalism emerged in direct lineage out of the
Puritan movement” (70).
112
The Fairchilds and the Turners appear in both of these novels, linking the stories geographically and temporally.
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113
Dorcas Societies are church-based organizations that collect and donate clothing to the poor. The reference to
Tabitha (Dorcas) is from Acts 9:36. Tabitha’s right to preside over the society presumably derives from her name,
which also translates to Dorcas.
114
In The Dangerous Classes of New York, Charles Loring Brace makes a nearly identical appeal when he discusses
the possibility of producing “light wines” (69), which might satisfy the passion for alcohol without danger of public
misrule.
115
Carnegie discusses inheritance on pages 12-14, and he grants only that a man should provide “for the wife and
daughters moderate sources of income” (13) and “very moderate allowances . . . for the sons . . . ; for it is no longer
questionable that great sums bequeathed often work more for the injury than the good of the recipients” (13-14).
116
Garner writes: “In this alloy of realism and romance through which he was enabled to write simultaneously of
social matters and of their moral implications, Frederic achieved a unique success. Having done so, he paused to
write a series of four medieval Irish tales that, though admirable, are off to one side of the main stream of his
development. They are beautifully crafted, a tribute to the Irish and to the Ireland that he had come to love since he
had first become acquainted with the Irish cause on Utica, and since perhaps no more than a dozen living persons
have ever read them all I will list their names here: ‘The Path of Murtogh,’ ‘The Truce of the Bishop,’ ‘In the
Shadow of Gabriel,’ and ‘The Wooing of Tiege.’ Fine work, as I have said, but done with the left hand” (137). See
also (129-31).
117
Harold Frederic corresponded with William Dean Howells only on a few occasions, but he was clearly an ardent
admirer. In 1885, he wrote to Howells, passing along a compliment he overheard about The Rise of Silas Lapham.
He writes: “So that when I do hear justice done by Englishmen to the chief of American novelists I am too proud
and glad to keep it to myself” (Fortenberry et al 58). In 1897, he wrote to Hamlin Garland about his wish to know
Howells’s opinion of The Damnation of Theron Ware. He wrote, “He never would tell me. All the same, I’m a
Howells man to the end of the war” (455). Fortenberry writes: “Frederic never learned Howells’s opinion of his
greatest novel, though after his death Howells praised it and referred to it as one of his favorite books” (455) in
Munsey’s Magazine in 1897 (503).
118
The organization of the Free Methodist Church in 1860 is detailed in Benjamin 355. It was a primitive Methodist
movement attempting to maintain the precepts of early Methodism, such as Camp Meetings, Love Feasts, and
unadorned, non-degreed ministers and clergy. As Brother Pierce points out, the Octavian Methodists have been able
to resist splintering off from the Methodist Episcopal Church mainly by operating as Free Methodists without
formally severing ties.
119
In a source article for The Damnation of Theron Ware, Robert Woodward quotes a statement by Frederic in
which he details his extensive research when writing the novel: “‘I set myself the task of knowing everything they
[the characters] knew. As all four of them happened to be specialists in different professions, the task as been
tremendous. . . . I have had to teach myself all the details of a Methodist minister’s work, obligation, and daily
routine, and all the machinery of his church’” (Woodward 46).
120
Theron and Alice Ware end their first year of marriage almost eight hundred dollars in debt (Frederic 21). They
scrimp and save to pay off their debt, but it is through the generosity of “an elderly and important citizen of Tyre, by
name of Abram Beekman” that the debt is wiped clean (23). Beekman also appears in Seth Brother’s Wife. After
Ware’s third year in Tyre, the debt is paid, and he and Alice leave Tyre with a savings of over one hundred dollars.
121
Frederic William Farrar’s Life of Christ appeared in 1874. Several prominent theologians and popular writers
published parabiblical texts and lives-of-Jesus biographies in the nineteenth century, beginning with David Friedrich
Strauss’s 1835 Das Leban Jesu. This work spawned several others, including Ernest Renan’s 1863 La Vie de Jésu,
Henry Ward Beecher’s 1871 The Life of Jesus, the Christ, Thomas De Witt Talmage’s 1894 Talmage’s Life of
Christ, and Elizabeth Stuart Phelps’s 1897 The Story of Jesus, the Christ: An Interpretation, to name a few. Farrar
was an Anglican minister, and his religious biography is the only non-Calvinist one in this group. Methodism arose
out of the Anglican Church, so Ware’s familiarity with Farrar’s best-selling text is logical. See also Lisa Moody,
“The American ‘Lives’ of Jesus: The Malleable Figure of Christ as a Man of the People,” Christianity and
Literature 58.2 (2009): 157-84.
122
The allusion in Gloria Mundi is in the opening line: “The meeting of the man and the woman—it is to this that
every story in the world goes back for its beginning” (Frederic 1).
258
123
Luther Luedke notes several references to Sister Soulsby and serpents, and he writes: “Neither dove nor sheep,
Sister Soulsby expresses in modern dress the ancient legacy of serpentism which became embodied in the story of
the Fall of Adam and Eve” (94). Within the novel, Dr. Ledsmar also renames his lizard. He picks it up and says:
“‘Your name isn’t Johnny any more. It’s the Rev. Theron Ware’” (Frederic, Damnation 233).
124
See also Suderman, “Jesus as a Character in the American Religious Novel: 1870-1900. Suderman categorizes
Jesus as a mythological archetype embodying external patterns of existence. Suderman also argues that there are
three possible settings that accompany the character of Jesus in American fiction. These are: a return to earth in a
contemporary setting, a historical/Biblical setting, and a heavenly afterlife (101-104).
125
Celia credits the German philosopher Arthur Shopenhauer (1788-1860) for this philosophy (Frederic, The
Damnation 265).
126
Bramen provides the historical context for the sidewalk discussion: Utica was somewhat unique in making
individual homeowners responsible for their own pieces of sidewalk, a controversy Frederic captured when the
trustees confront Ware with the repair bill. The question of ownership of the rectory and the church parallels the
larger question of ownership of public versus private property in civic practices (72).
127
It is very likely a reference to the Latin religious phrase sic transit Gloria mundi, which translates literally to
“thus passes the glory of the world” and more loosely to “all things are fleeting.” The religious implication is that
Christ (the glory of the world) lived for only a short time. There is a 1418 work by Thomas à Kempis, The Imitation
of Christ, that offers the phrase O quam cito transit gloria mundi with a similar meaning. In any event, the phrase
recurs in British popular culture, and it is still in common use today. Austin Briggs identifies the title as an
“evocation of Ecclesiastes” (200).
128
Darwin writes: “Only those variations which are in some way profitable will be preserved or naturally selected”
(127). Later, Darwin uses a similar analogy to Emanuel’s roads when he discusses evolution in terms of branches
(153). Darwin also discusses the idea of the natural system being “genealogical in arrangement” (155), an idea
which Emanuel’s “earlier time” also implies.
129
For example, in “The Roots of Honour” in Unto This Last, Ruskin describes the ideal relationship between a
workman and his master in terms of feudalism. He writes: “Again: in his office as governor of the men employed
by him, the merchant or manufacturer is invested with a distinctly paternal authority and responsibility. In most
cases, a youth entering a commercial establishment is withdrawn altogether from his home influence; his master
must become his father” (152-53). Ruskin believes that modern political economists mistakenly assume that the
interests of the master and servant are antagonistic to each other (141), and this assumption results in labor strikes.
130
Emanuel describes feudal England as the age of human character (Frederic, Gloria Mundi 129): “It was the age
of the cathedrals, and of the Book of Kells, of the great mendicant orders, of the saintly and knightly ideas. It was in
its flowering time that craftsmanship attainted its highest point, and the great artisan guilds, proud of their talents
and afraid of nothing but the reproach of work ill-done, gave the world its most magnificent possessions among the
applied arts” (129). Note: The book of Kells is a lavishly illuminated medieval manuscript containing the four
gospels.
131
For example, in The Lawton Girl, Reuben Tracy enjoys re-reading Carlyle’s early essays (Frederic 101), which
presumably influence his social benevolence plans for the town. In his later fiction, the European/economic novels,
Frederic includes a Carlylian theory about the value of work, which seems to come from Carlyle’s essay “Labour” in
Past and Present (1843): “In Idleness alone there is perpetual despair.” Clearly, Frederic contemplates economic
determinism as an underlying influence on modern industrial culture and as an alternative to natural determinism
theories such as atavism.
259
CHAPTER 6: CONCLUSION
The religious subject is central to the study of realism, it seems to me, and yet very little
work has been done in examining the relationship between religion and realism. This absence of
critical scrutiny is puzzling considering how important religious culture is in the late nineteenth
century (in any age of America, for that matter), and considering that realism, at the very least,
can be viewed as an examination of contemporary cultural conditions specifically related to the
Industrial Age. This omission of linking religion and realism has been noticed by recent scholars
such as David Reynolds (Faith in Fiction) and Gregory Jackson (The Word and Its Witness) both
of whom assert that examining fiction’s engagement with religious culture will shed new light on
our understanding of realism as a literary mode that responds specifically to a changing religious
vista. Jackson writes: “What critics of literary realism have missed is the extent to which its
narrative strategies have emerged from the much older—yet still dynamic—tradition of
homiletic realism” (“What Would Jesus Do?” 645). Jackson attributes the narrative strategies of
both secular realism and religious realism to “older [Protestant] sermonic and religious
pedagogical traditions” (643). He argues that all of these literary forms led to the formation of
the Social Gospel movement by demanding an active response. He links this reform call to “the
hermeneutic of religious allegory [because] homiletic readers . . . learned to collaborate with
characters through acts of identification, to find in types lifelong role models” (657), and he sees
realist texts working similarly demanding a participatory social response. For Jackson, there is a
fundamental link between religion and realism in the area of ethics, and this link has important
ramifications for the study of realism as popular novelists negotiate a position of influence in
matters of social reform, a position once largely allocated to the clergy.
In this study, I have taken a Foucaultian approach to examining what Michel Foucault
labels the “manifest discourse” of an era. By this he means an examination of what a document
does not say relative to that to which it is being compared. Here, in the case of religion, our
260
subject provides a pattern once it is placed in context of other forms of discourse, other forms of
fiction, and the larger scope of a writer’s work. Many levels of comparison allow us to construct
this subject, follow its discourse, and use it as a benchmark to examine the limits of realist
representation. Foucault argues that a study of continuities and discontinuities in the
transmission of cultural knowledge—and he includes the text in this transmission—is useful
because it allows us to examine the process of pattern formation (5). He writes that in the history
of “thought, of knowledge, of philosophy, of literature” (6) it is not the document but the
“reconstitution” of the document that shapes knowledge both of our present and of the past.
Specifically, in this kind of comparison of the religious subject, patterns of hermeneutics,
archetype, and allegory emerge as important cohesive links in American realism. Once we
identify these categories, we can see that they recur repeatedly throughout the second half of the
nineteenth century as part of a larger cultural discussion of socio-ethical identity and behavior
centered on the religious subject. These patterns and themes underscore my hypothesis that
religion is a catalyst in both the formation and decline of American literary realism.
These categories, which include Bible reading habits, particularly following the advent of
the German High Criticism, the popular debate of Hebraism versus Hellenism à la Heinrich
Heine and Matthew Arnold, and the recurring figures of Adam and Jesus, allow us to locate an
important discourse within late nineteenth-century realism. As Suzy Anger has pointed out,
scriptural hermeneutics have impacted critical textual reading habits and led to the significant
changes in the recent history of literary criticism. Within realism, these same scriptural
hermeneutics and Bible reading practices cast doubt on the authority of all texts to depict an
absolute notion of unchanging truth. Writers begin to examine religious culture and its
associated habits in order to derive how ethical behavior will be shaped in the Industrial Age.
This discourse on religious culture and morality contributed significantly to an exploration of
other forces of cultural determinism that is both scientific and sociological in its scope.
261
Within American religious culture, specifically, one finds a kind of democratic
administration of the established church of denomination and sect, which seems to have fostered
the belief that organized religion provides a system of checks and balances in American cultural
ethics in the same way that the Constitution was intended to do. The famous Presbyterian orator,
Thomas De Witt Talmage, espouses this tradition in the American religious landscape, even as
he calls for a reform that would end such sectarianism. He writes:
The different denominations were intended, by holy rivalry, and honest competition, to
keep each other awake. If one denomination of Christians should garble the word of
God, there would be hundreds to cry out against the sacrilege. While each denomination
of Christians ought to preach all the doctrines of the Bible, I really think it is the mission
of each denomination more emphatically to preach some one doctrine. For instance, I
think it is the mission of the Calvinist Church to present the complete sovereignty of
God; or the Arminian Church to present man’s free agency; of the Episcopal Church to
show the importance of order and solemn ceremony; of the Baptist Church to show the
importance of ordinances; of the Congregational Church to show the individual
responsibility of its members; of the Methodist to show what holy enthusiasm and good
hearty congregational singing can accomplish. (“Bigotry” 344)
Talmage’s words reveal that religious denominations encapsulated specific stereotypes in
American culture, and when we read about such denominations in realist fiction, we must
understand the intense scrutiny these texts offer regarding how religion should operate in
American culture. With this evaluation, writers begin to wage a battle for authority, both in
relation to the authority of the text and in the conception of an abstract Deity. Davis, Howells,
Twain, and Frederic all reflect a distinctly post-Calvinist rhetoric in their texts, but the ways in
which each deals with the religious subject differs greatly. These varying religious constructions
reveal diverse conceptions about how religion operates and they display the challenges these
writers faced in trying to give tangible representations of abstract ideologies.
In spite of a shared Liberal Protestant philosophy, there are, however, many differences
in the manner in which each of these writers conceived of and discussed the religious subject that
have important ramifications for our understanding of realism. Whereas Davis and Howells
seem intent on establishing a sociological text calling for a sympathetic collective identity,
262
Twain and Frederic take a far more cynical stance that moves into a modernist subjectivity by
the turn of the century. Davis and even Howells examine a Liberal Protestant Social Gospel
ideology, which hones in on the idea of establishing the kingdom of heaven here on Earth and
supports the notion of a progressive civilization. We do not see that degree of optimism in the
writing of Twain and Frederic. During Twain’s fifty-year discourse on religion and ethics, we
can see his final departure from the realist text correlating with his acknowledgement of the
impossibility of a materialistic understanding of abstract spirituality. Twain particularly focuses
on the subjective understanding of the mind and the impossibility of certainty through empirical
observation. He seeks to locate something fundamental in humankind that might be a reliable
indicator of man’s primal nature, but he has little faith in the ability to conceptualize and reify
such a notion of immutable truth. In the end, he acknowledges the possibility that all knowledge
is no more certain than that which the mind might imagine as if in a dream. For Frederic,
especially, a positivist approach emerges, but unlike earlier realists such as George Eliot, he sees
little promise that the church will function as a benevolent institution; he sees it as an instrument
of power. Frederic begins to examine cultural forces other than religion, such as Social
Darwinism, which he incorporates into his final two novels. His writing begins to display
hallmarks of naturalism, as he presents themes of atavism and devolution. His early death meant
that he had just begun to explore these themes without offering any final resolution on the
religious subject. The return to naturalism, however, bookends the fifty-year examination of
realism that this study offers and provides a cohesive link back to Davis’s seminal realism.
Essentially, I argue that Davis moves from sentimentalism into realism with some
naturalistic considerations about the primal nature of humankind. She uses religion as a means
to an end within her realism, embedding religion in the realist text. She resolves her naturalistic
undertones by substituting a belief that humankind can manage its own social progression,
advancing civilization if an ethical framework can be constructed. Howells elaborates on this
263
idea, enlarging it to the Hellenism versus Hebraism model as he considers various social
alternatives and the role of religion in American culture in the formation of ethics. Howells is
ambivalent, but he establishes a relationship between religion and culture without resolving it.
Twain operates in a similar manner in the way he wishes to see Calvinism replaced as a socio-
ethical force, but his realism moves into a modernistic aesthetic rather than a naturalistic one. He
focuses more on the complexities of the human mind than the complexities of human nature,
giving a psychological subjectivity to his characterizations. Frederic captures the loss of
religious authority and moves his realism in the direction of naturalism, ultimately seeming to
conclude that religion is a means to an end as a source of cultural determinism and class
stratification. He displays a strong interest in institutional religion, particularly in The
Damnation of Theron Ware, in which he makes religion his central subject, but his religious
consideration omits any discussion of an abstract deity or a concern for salvation that was so
prevalent earlier in the century. Twain and Frederic both consider the concepts of force and evil,
but Frederic sees these as foibles of human nature whereas Twain still works with evil
allegorically, never losing his Calvinist roots: Satan is still Satan; Satan is never mankind itself.
For a realist writer drawing on a primitivist model, Davis’s system has a problem of
representation. There is no viable method for examining primitive Christian perfection because
it is formed by a unity between behavior and creed, which becomes intensely problematic when
calling for a form of religion that is “creedless.” Further, such a unity becomes highly
individualized to such an extent that it is difficult to develop it as a general social model without
falling back on the necessity of writing doctrine, and that is, in fact, what happens again and
again in American culture. Any movement that forms as a protest faces the inevitable outcome
of maintaining the values that spawned it; any newly-forming sect must face the dual challenge
of evangelizing and setting boundaries for preservation, but America’s fluid culture prohibits the
possibility for any stable model of ethical administration that exists without a creed. As we learn
264
from Howells’s Altrurian Traveler, what these writers seek is a method for regulating desire in a
model of collective consciousness so that change can be managed.
If we were to examine realism on a literary timeline, Davis’s work is in the formational
stages of breaking away from Calvinist practices by writing against some of the literary
conventions associated with Calvinism, such as sentimental fiction, but clearly, we can see the
beginning of a larger problem of representation that creates some serious problems for
subsequent realists. The protean nature of Liberal Protestantism begins to lose its authority when
challenged by the material requirements of literary realism to the point that realism itself begins
to lose its authority unless parameters are established to maintain it as a convention. Much as
Protestantism bifurcates and splinters, realism does as well, to the point that authority itself
becomes problematic. There is no “Christianity” but rather there are Christianities, no
Protestantism, but Protestantisms, and no realism, but realisms.
Within Davis’s stories we can see that there are many versions of certainty. She turns to
individual conscience as a form of resolution as does Howells. Both Davis and Howells stop
short of becoming cynical as opposed to Frederic, Twain, and even Wharton. Davis and Howells
continue to believe that altruism and egoism can co-exist if a greater sense of collective
consciousness unites the self to society. Both echo a sense that Calvinism has failed to unite
these two entities but neither is quite comfortable embracing the Liberal Protestant model fully
because they see institutional religion as more of a social performance than a true source of
knowledge.
As the degree of comfort with a need for certainty regarding truth and knowledge begins
to decrease, so does literary realism as well because once again a new form of writing is needed
that embraces different types of social authority, such as the scientific determinism that
naturalism expresses or internal subjectivity that is the locus of modernism. It is fair to say that,
on some level, each of these writers experiences a degree of disillusionment with the “masses” as
265
well. Marx’s socialism and the Christian Social Gospel movement both ennoble the
underprivileged with a certain degree of worthiness. Social Darwinism assures us that the
worthy will rise to the top tier of society. At some point, both assumptions lose their momentum
and the notion of salvation and eschatological concerns re-emerge and fundamentalism finds a
new foothold in American culture. Howells already foreshadowed this in A Modern Instance
and it now comes to pass as Liberal Protestant reform begins to decline. It is worth noting that
no religious trend in American culture ever goes away; it simply gets absorbed in emerging
milieus. Quakerism and Swedenborgian mysticism are still very much in play as is Liberal
Protestantism. People still wear bracelets asking “What Would Jesus Do?” rather than “What
DID Jesus Do?” indicating that hermeneutical debates of trans-historical ethics versus strict
interpretations of Judeo-Christian Law still exist in today’s culture.
Both in “David Gaunt” and Margret Howth, Davis invokes a model of primitive
Christianity, which is not without contradiction. It is a pre-doctrinal model of spiritual beliefs
that seeks to find lessons in the Bible that can be applied to the modern world even while the so-
called literal authority of the Bible diminishes. It is a contradictory model because it relies on
the very text it seeks to replace. In larger culture, skepticism regarding Biblical text, such as
German High Criticism, implicates all texts by extension, and thus realism becomes an aesthetic
of skepticism even with its subtle utopian undertones calling for a progressive social order. We
can easily identify that realism contains this inherent contradiction from the onset, which is,
perhaps, why defining the parameters of realism has proven to be so difficult. The text serves as
an allegory for the real even as it systematically undercuts the idea that locating such realness is
possible. It is a genre that, like primitivism, resists a doctrine or dogma, and thus it is defined by
what it is not, such as sermonic discourse, reform tracts, or articles of faith in the case of
primitivism and the romance, the sentimental domestic novel, or homiletic fiction in the case of
realism.
266
The reciprocity of religion and realism is a subject that warrants further study. Many
other writers have contributed to this discourse, such as the aforementioned Henry James and
Edith Wharton, of course. In particular, other late-century writers such as Stephen Crane, Frank
Norris, Henry Blake Fuller, Theodore Dreiser and Upton Sinclair offer a body of fiction that
bears examining in relation to this discourse on hermeneutics, Hebraism versus Hellenism, and
the archetypes and allegorical figures of Jesus and Adam. A similar study might be done of
British literary realism, beginning with George Eliot, and continuing with Anthony Trollope,
George Meredith, and Samuel Butler. Eliot, in fact, conducts a similar scrutiny to that of Davis
in her examination of institutional religion by denomination in some of her early writing, Scenes
of Clerical Life (1858), and the title character of Adam Bede (1859) must surely be placed into
this discourse of Adamic figures. The ongoing influence of British Victorian philosophy,
specifically the writings of Thomas Carlyle and Matthew Arnold, in American literary realism,
reveal the extent to which this discourse is an international one, and acknowledging this
connection allows us to reconsider realism not only within American print culture but in a
transatlantic study.
267
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VITA
Lisa Moody grew up in Fitchburg, Massachusetts. In 1986, she graduated from the
University of Chicago with a Bachelor of Arts degree in behavioral science. Lisa completed her
Master of Arts degree in English at Northwestern University in 1991. She relocated to Louisiana
in 2003, and she began her doctoral studies at Louisiana State University in 2004. Between the
years of 2004 and 2008, she was awarded a Board of Regents Fellowship by the state of
Louisiana. Lisa’s scholarly interests include nineteenth-century American literature, nineteenth-
century British literature, and religious philosophy as it relates to literary studies. Lisa earned
her doctoral degree in December, 2009.