Federal Register/Vol. 84, No. 172/Thursday, September 5, 2019

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See supra note 6.

For purposes only of waiving the 30-day

operative delay, the Commission also has

considered the proposed rule’s impact on

efficiency, competition, and capital formation. See

15 U.S.C. 78c(f).

17 CFR 200.30–3(a)(12).

rule change presents no new or novel

issues, as other exchanges currently

offer a similar data product.

For this

reason, the Commission believes that

waiver of the 30-day operative delay is

consistent with the protection of

investors and the public interest.

Therefore, the Commission hereby

waives the operative delay and

designates the proposal as operative

upon filing.

At any time within 60 days of the

filing of the proposed rule change, the

Commission summarily may

temporarily suspend such rule change if

it appears to the Commission that such

action is necessary or appropriate in the

public interest, for the protection of

investors, or otherwise in furtherance of

the purposes of the Act. If the

Commission takes such action, the

Commission shall institute proceedings

to determine whether the proposed rule

change should be approved or

disapproved.

IV. Solicitation of Comments

Interested persons are invited to

submit written data, views, and

arguments concerning the foregoing,

including whether the proposed rule

change is consistent with the Act.

Comments may be submitted by any of

the following methods:

Electronic Comments

• Use the Commission’s internet

comment form (http://www.sec.gov/

rules/sro.shtml); or

• Send an email to rule-comments@

sec.gov. Please include File Number SR–

CboeEDGX–2019–054 on the subject

line.

Paper Comments

• Send paper comments in triplicate

to Secretary, Securities and Exchange

Commission, 100 F Street NE,

Washington, DC 20549–1090.

All submissions should refer to File

Number SR–CboeEDGX–2019–054. This

file number should be included on the

subject line if email is used. To help the

Commission process and review your

comments more efficiently, please use

only one method. The Commission will

post all comments on the Commission’s

internet website (http://www.sec.gov/

rules/sro.shtml). Copies of the

submission, all subsequent

amendments, all written statements

with respect to the proposed rule

change that are filed with the

Commission, and all written

communications relating to the

proposed rule change between the

Commission and any person, other than

those that may be withheld from the

public in accordance with the

provisions of 5 U.S.C. 552, will be

available for website viewing and

printing in the Commission’s Public

Reference Room, 100 F Street NE,

Washington, DC 20549, on official

business days between the hours of

10:00 a.m. and 3:00 p.m. Copies of the

filing also will be available for

inspection and copying at the principal

office of the Exchange. All comments

received will be posted without change.

Persons submitting comments are

cautioned that we do not redact or edit

personal identifying information from

comment submissions. You should

submit only information that you wish

to make available publicly. All

submissions should refer to File

Number SR–CboeEDGX–2019–054 and

should be submitted on or before

September 26, 2019.

For the Commission, by the Division of

Trading and Markets, pursuant to delegated

authority.

Jill M. Peterson,

Assistant Secretary.

[FR Doc. 2019–19109 Filed 9–4–19; 8:45 am]

BILLING CODE 8011–01–P

SMALL BUSINESS ADMINISTRATION

Privacy Act of 1974; System of

Records

AGENCY

: U.S. Small Business

Administration.

ACTION

: Notice of a New System of

Records.

SUMMARY

: The U.S. Small Business

Administration (SBA) proposes to add a

new system of records entitled Small

Business Investment Company

Information System (SBA # 40) to its

inventory of records systems subject to

the Privacy Act of 1974, as amended.

Publication of this notice complies with

the Privacy Act and the Office of

Management and Budget (OMB)

Circular A–108 requirement for agencies

to publish a notice in the Federal

establishes a new system of records. The

SBA is in the process of modernizing its

technology supporting the Small

Business Investment Company (SBIC)

program to further enhance the SBA’s

regulatory oversight and risk

management of the SBIC program using

modern private equity and alternative

investment analytics and tools. The

technology includes a Customer

Relationship Management (CRM) tool,

an investment and risk management

tool, an information portal, and a data

warehouse with associated Application

Programming Interfaces (APIs). Some

records may be maintained

electronically and in paper format for

desktop access or if required for legal

purposes.

DATES

: This action will be effective

without further notice on September 1,

2019 unless comments are received that

would result in a contrary

determination.

ADDRESSES

: Submit written comments

to Marja Maddrie, Business Operations

Officer, Office of Investment and

Innovation, U.S. Small Business

Administration, 409 3rd Street SW,

Suite 6300, Washington, DC, 20416.

FOR FURTHER INFORMATION CONTACT

Marja Maddrie, Business Operations

Officer, Office of Investment and

Innovation, U.S. Small Business

Administration, 409 3rd Street SW,

Suite 6300, Washington, DC, 20416,

202–205–6980.

SUPPLEMENTARY INFORMATION

: The

Privacy Act of 1974 (5 U.S.C. 552a), as

amended, embodies fair information

practice principles in a statutory

framework governing the means by

which Federal agencies collect,

maintain, use, and disseminate

individuals’ personal information. The

Privacy Act applies to records about

individuals that are maintained in a

‘‘system of records.’’ A system of

records is a group of any records under

the control of a Federal agency from

which information is retrieved by the

name of an individual or by a number,

symbol or other identifier assigned to

the individual. The Privacy Act requires

each Federal agency to publish in the

Federal Register a System of Records

Notice (SORN) identifying and

describing each system of records the

agency maintains, the purposes for

which the Agency uses the Personally

Identifiable Information (PII) in the

system, the routine uses for which the

Agency discloses such information

outside the Agency, and how

individuals can exercise their rights

related to their PII information.

SYSTEM NAME AND NUMBER

Small Business Investment Company

Information System (SBICIS), # 40.

SYSTEM CLASSIFICATION

Unclassified.

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SYSTEM LOCATION

SBA Headquarters, 409 3rd Street SW,

Washington, DC, 20416.

SYSTEM MANAGER

(

Marja Maddrie, Business Operations

Officer, Office of Investment and

Innovation, U.S. Small Business

Administration, 409 3rd Street SW,

Suite 6300, Washington, DC, 20416.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM

The Small Business Investment Act of

1958, as amended, 15 U.S.C. 661, et seq.

PURPOSES OF THE SYSTEM

The SBICIS serves a centralized and

automated framework for the

organization, retrieval, and analysis of

SBIC information which supports the

SBA’s oversight and risk management

roles for the SBIC program.

CATEGORIES OF INDIVIDUALS COVERED BY THE

SYSTEM

The system covers individuals related

to current and former (i) prospective

SBIC license applicants, (ii) SBIC

applicants, and (iii) SBICs. (Solely for

the purposes of this SORN, the term

‘‘SBIC’’ refers to each of (i), (ii) and (iii)

in the preceding sentence.) This

includes managers, executives,

members, and employees associated or

affiliated with an SBIC, and personal

and professional references for certain

of the foregoing. It also includes SBIC

investors, SBIC portfolio companies,

certain SBIC portfolio company

employees, SBIC service providers, and

certain other individuals associated,

affiliated or involved with an SBIC.

CATEGORIES OF RECORDS IN THE SYSTEM

Personal and commercial information

(e.g., name, address, credit history,

background information, business

information, financial information,

investor commitments, identifying

number or other personal identifiers,

regulatory compliance information) on

individuals and portfolio companies

named in SBIC files.

RECORD SOURCE CATEGORIES

Information contained within this

system is obtained from SBICs, SBIC

authorized representatives, SBIC

investors, SBIC portfolio companies,

SBA employees, and commercial

industry and government sources.

ROUTINE USES OF RECORDS MAINTAINED IN THE

SYSTEM

INCLUDING CATEGORIES OF USERS AND

PURPOSES OF SUCH USES

In addition to those disclosures

generally permitted under 5 U.S.C.

552a(b) of the Privacy Act, all or a

portion of the information contained in

this system may be disclosed to

authorized entities, as is determined to

be relevant and necessary, outside SBA

as a routine use pursuant to 5 U.S.C.

552a(b)(3) as follows:

A. To the Department of Justice (DOJ),

including offices of the U.S Attorneys,

or other Federal agency conducting

litigation or in proceedings before any

court, adjudicative, or administrative

body, when it is deemed by the SBA to

be relevant or necessary to the litigation

or the SBA has an interest in such

litigation when any of the following are

a party to the litigation or have an

interest in the litigation: (1) Any

employee or former employee of the

SBA in his or her official capacity; (2)

Any employee or former employee of

the SBA in his or her individual

capacity when DOJ or SBA has agreed

to represent the employee or a party to

the litigation or have an interest in the

litigation; or (3) The United States or

any agency thereof.

B. To a Congressional office from the

record of an individual in response to

an inquiry from that Congressional

office made at the request of the

individual. The member’s access rights

are no greater than those of the

individual.

C. To the National Archives and

Records Administration (NARA) or

General Services Administration (GSA)

pursuant to records management

inspections being conducted under the

authority of 44 U.S.C. 2904 and 2906.

D. To an agency or organization,

including the SBA’s Office of Inspector

General, for the purpose of performing

audit or oversight operations as

authorized by law, but only such

information as is necessary and relevant

to such audit or oversight function.

E. To appropriate agencies, entities,

and persons when: (1) The SBA

suspects or has confirmed that the

security or confidentiality of

information processed and maintained

by the SBA has been compromised, (2)

the SBA has determined that as a result

of the suspected or confirmed

compromise, there is a risk of identity

theft or fraud, harm to economic or

property interests, harm to an

individual, or harm to the security or

integrity of this system or other systems

or programs (whether maintained by

SBA or any other agency or entity) that

rely upon the compromised

information; and (3) the disclosure

made to such agencies, entities, and

persons is reasonably necessary to assist

in connection with the SBA’s efforts to

respond to the suspected or confirmed

compromise and prevent, minimize, or

remedy such harm.

F. To another Federal agency or

Federal entity, when the SBA

determines that information from this

system of records is reasonably

necessary to assist the recipient agency

or entity in: (1) Responding to a

suspected or confirmed breach or (2)

preventing, minimizing, or remedying

the risk of harm to individuals, the

recipient agency or entity (including its

information systems, programs, and

operations), the Federal Government, or

national security, resulting from a

suspected or confirmed breach.

G. To another agency or agent of a

Government jurisdiction within or

under the control of the U.S., lawfully

engaged in national security or

homeland defense when disclosure is

undertaken for intelligence,

counterintelligence activities (as defined

by 50 U.S.C. 3003(3)), counterterrorism,

homeland security, or related law

enforcement purposes, as authorized by

U.S. law or Executive Order.

POLICIES AND PRACTICES FOR STORAGE OF

RECORDS

Information stored by SBICIS is stored

electronically and is protected through

the implementation of access controls,

user permissions, event logging, and

monitoring. External media are further

protected using encryption.

POLICIES AND PRACTICES FOR RETRIEVAL OF

RECORDS

SBICIS records are retrieved by SBIC

or Portfolio Company Name, affiliation

with a particular SBIC personal

identifier, SBA identifier, employee

identification number, or any other data

field that would enable SBA to perform

its official duties.

POLICIES AND PRACTICES FOR RETENTION AND

DISPOSAL OF RECORDS

Records are maintained in accordance

with SBA Standard Operating Procedure

(SOP) 00 41 2, schedules 65:02 through

65:06. Records maintained as part of the

General Records Schedules (GRS) are

disposed of in accordance with

applicable SBA policies.

ADMINISTRATIVE

TECHNICAL

AND PHYSICAL

SAFEGUARDS

Access and use are limited to persons

with official need to know. Users are

evaluated on a recurring basis to ensure

need-to-know still exists. Safeguards are

implemented in accordance with the

Federal Information Security

Modernization Act of 2014 (FISMA) and

are evaluated on a recurring basis to

ensure desired operation.

RECORD ACCESS PROCEDURES

Individuals wishing to request access

to records about them should submit a

Privacy Act request to the SBA Chief,

Freedom of Information and Privacy Act

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Office, U.S. Small Business

Administration, 409 Third St. SW,

Eighth Floor, Washington, DC 20416 or

[email protected]. Individuals must

provide their full name, mailing

address, personal email address,

telephone number, and a detailed

description of the records being

requested. Individuals requesting access

must also follow SBA’s Privacy Act

regulations regarding verification of

identity and access to records (13 CFR

part 102 subpart B).

CONTESTING RECORD PROCEDURES

Individuals wishing to contest

information contained in records about

them should submit a Privacy Act

request to the SBA Chief, Freedom of

Information and Privacy Act Office, U.S.

Small Business Administration, 409

Third St. SW, Eighth Floor, Washington,

DC 20416 or [email protected]. Individuals

must provide their full name, mailing

address, personal email address,

telephone number, and a detailed

description of the records being

requested. Requesting individuals must

follow SBA’s Privacy Act regulations

regarding verification of identity and

access to records (13 CFR part 102

subpart B).

NOTIFICATION PROCEDURES

Individuals may make record

inquiries in person or in writing to the

Systems Manager through the SBA

Chief, Freedom of Information and

Privacy Act Office, U.S. Small Business

Administration, 409 Third St. SW,

Eighth Floor, Washington, DC 20416 or

[email protected].

EXEMPTIONS PROMULGATED FOR THE SYSTEM

None.

HISTORY

None.

Dated: August 26, 2019.

Marja Maddrie,

Business Operations Officer, Office of

Investment and Innovation.

[FR Doc. 2019–19153 Filed 9–4–19; 8:45 am]

BILLING CODE 8026–03–P

DEPARTMENT OF STATE

[Public Notice: 10866]

Notice of Determinations; Culturally

Significant Object Imported for

Exhibition—Determinations: ‘‘Andy

Warhol: From A to B and Back Again’’

Exhibition

SUMMARY

: On September 25, 2018,

notice was published on page 48496 of

the Federal Register (volume 83,

number 186) of determinations

pertaining to certain objects to be

included in an exhibition entitled

‘‘Andy Warhol: From A to B and Back

Again.’’ Notice is hereby given of the

following determinations: I hereby

determine that a certain additional

object to be exhibited in the exhibition

‘‘Andy Warhol: From A to B and Back

Again,’’ imported from abroad for

temporary exhibition within the United

States, is of cultural significance. The

object is imported pursuant to a loan

agreement with the foreign owner or

custodian. I also determine that the

exhibition or display of the exhibit

object at the Art Institute of Chicago,

Chicago, Illinois, from on or about

October 20, 2019, until on or about

January 26, 2020, and at possible

additional exhibitions or venues yet to

be determined, is in the national

interest. I have ordered that Public

Notice of these determinations be

published in the Federal Register.

FOR FURTHER INFORMATION CONTACT

: Chi

D. Tran, Paralegal Specialist, Office of

the Legal Adviser, U.S. Department of

State (telephone: 202–632–6471; email:

[email protected]). The mailing

address is U.S. Department of State,

L/PD, SA–5, Suite 5H03, Washington,

DC 20522–0505.

SUPPLEMENTARY INFORMATION

: The

foregoing determinations were made

pursuant to the authority vested in me

by the Act of October 19, 1965 (79 Stat.

985; 22 U.S.C. 2459), Executive Order

12047 of March 27, 1978, the Foreign

Affairs Reform and Restructuring Act of

1998 (112 Stat. 2681, et seq.; 22 U.S.C.

6501 note, et seq.), Delegation of

Authority No. 234 of October 1, 1999,

and Delegation of Authority No. 236–3

of August 28, 2000.

Marie Therese Porter Royce,

Assistant Secretary, Educational and Cultural

Affairs, Department of State.

[FR Doc. 2019–19186 Filed 9–4–19; 8:45 am]

BILLING CODE 4710–05–P

DEPARTMENT OF STATE

[Public Notice: 10867]

Notice of Determinations;

Culturally Significant Objects

Imported for Exhibition—

Determinations: ‘‘Ernst Ludwig

Kirchner’’ Exhibition

SUMMARY

: Notice is hereby given of the

following determinations: I hereby

determine that certain objects to be

included in the exhibition ‘‘Ernst

Ludwig Kirchner,’’ imported from

abroad for temporary exhibition within

the United States, are of cultural

significance. The objects are imported

pursuant to loan agreements with the

foreign owners or custodians. I also

determine that the exhibition or display

of the exhibit objects at the Neue

Gallerie New York, in New York, New

York, from on or about October 3, 2019,

until on or about January 13, 2020, and

at possible additional exhibitions or

venues yet to be determined, is in the

national interest. I have ordered that

Public Notice of these determinations be

published in the Federal Register.

FOR FURTHER INFORMATION CONTACT

: Chi

D. Tran, Paralegal Specialist, Office of

the Legal Adviser, U.S. Department of

State (telephone: 202–632–6471; email:

[email protected]). The mailing

address is U.S. Department of State,

L/PD, SA–5, Suite 5H03, Washington,

DC 20522–0505.

SUPPLEMENTARY INFORMATION

: The

foregoing determinations were made

pursuant to the authority vested in me

by the Act of October 19, 1965 (79 Stat.

985; 22 U.S.C. 2459), Executive Order

12047 of March 27, 1978, the Foreign

Affairs Reform and Restructuring Act of

1998 (112 Stat. 2681, et seq.; 22 U.S.C.

6501 note, et seq.), Delegation of

Authority No. 234 of October 1, 1999,

and Delegation of Authority No. 236–3

of August 28, 2000.

Marie Therese Porter Royce,

Assistant Secretary, Bureau of Educational

and Cultural Affairs, Department of State.

[FR Doc. 2019–19185 Filed 9–4–19; 8:45 am]

BILLING CODE 4710–05–P

DEPARTMENT OF STATE

[Public Notice: 10865]

Notice of Determinations; Culturally

Significant Objects Imported for

Exhibition—Determinations: ‘‘Rachel

Harrison Life Hack’’ Exhibition

SUMMARY

: Notice is hereby given of the

following determinations: I hereby

determine that certain objects to be

included in the exhibition ‘‘Rachel

Harrison Life Hack,’’ imported from

abroad for temporary exhibition within

the United States, are of cultural

significance. The objects are imported

pursuant to loan agreements with the

foreign owners or custodians. I also

determine that the exhibition or display

of the exhibit objects at the Whitney

Museum of American Art, New York,

New York, from on or about October 25,

2019, until on or about January 12,

2020, and at possible additional

exhibitions or venues yet to be

determined, is in the national interest.

I have ordered that Public Notice of

these determinations be published in

the Federal Register.

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