NEW YORK CITY TAXI AND LIMOUSINE COMMISSION

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CHAPTER 59

FOR-HIRE SERVICE

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Contents

§59A-01 Scope of this Sub-chapter .......................................................................................................................... 6

§59A-02 Penalties ...................................................................................................................................................... 6

§59A-03 Definitions Specific to this Sub-chapter ................................................................................................... 7

§59A-04 Licensing – General Requirements ........................................................................................................ 10

§59A-05 Licensing – Reciprocal Recognition with Other Jurisdictions ............................................................. 16

§59A-06 Licensing – Term of License ................................................................................................................... 18

§59A-07 Licensing – Fees ....................................................................................................................................... 21

§59A-08 Licensing – Causes for Denial or Revocation ........................................................................................ 21

§59A-09 Licensing – Transfer of License .............................................................................................................. 23

§59A-10 Licensing – Care of Licenses ................................................................................................................... 23

§59A-11 Compliance with Law – No Unlicensed Activity ................................................................................... 24

§59A-12 Compliance with Law – Vehicle Insurance Coverage .......................................................................... 26

§59A-13 Compliance with Law – Personal Conduct ........................................................................................... 29

§59A-14 Compliance with Law – Miscellaneous .................................................................................................. 32

SUB-CHAPTER 59A

FOR-HIRE VEHICLE

OWNERS

SUB-CHAPTER 59B

FOR-HIRE BASE OWNERS

SUB-CHAPTER 59C

FOR-HIRE VEHICLE

SPECIFICATIONS

SUB-CHAPTER 59D

HIGH-VOLUME FOR-HIRE

SERVICES

 
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§59A-15  RESERVED  (Operations –  Base Station Business Premises) ............................................................ 32 
§59A-16  RESERVED  (Operations – Management Oversight (Use of Agents)) ............................................... 33 
§59A-17  Operations – Service Requirements (Customers) ................................................................................. 33 
§59A-18  Operation – Responsibilities with Respect to Drivers .......................................................................... 33 
§59A-19  Operations – Trip Record Information ................................................................................................. 33 
§59A-20  Operations – Current Contact Information .......................................................................................... 34 
§59A-21  Leasing a For-Hire Vehicle ..................................................................................................................... 35 
§59A-22  RESERVED  (Operations – Reporting Requirements) ........................................................................ 39 
§59A-23  (Operations – Rates and Tolls) ............................................................................................................... 39 
§59A-24  (Operations – E-Zpass Required) ........................................................................................................... 40 
§59A-25  Operations – Miscellaneous Operating Requirements ......................................................................... 42 
§59A-26  Vehicles – Inspections .............................................................................................................................. 42 
§59A-27  Vehicles – Meets Safety Standards ......................................................................................................... 43 
§59A-28  Vehicles –Miscellaneous Requirements and Vehicle Retirement ........................................................ 44 
§59A-29  Vehicles – Markings & Advertising ....................................................................................................... 49 
§59A-30  Vehicles – Items Required to be in Vehicle ........................................................................................... 53 
§59A-31  Vehicle – Equipment ............................................................................................................................... 55 
§59A-32  REPEALED Vehicle Equipment – Partitions for Livery Vehicles ...................................................... 56 
§59A-33  Vehicle Equipment – In-Vehicle Camera System (IVCS) .................................................................... 56 
§59A-34  RESERVED  (Taxicab Specific Vehicle Equipment) ........................................................................... 56 
§59A-35  Penalty Points for For-Hire Vehicles ..................................................................................................... 56 
§59A-36  Storage of For-Hire Vehicle Licenses ..................................................................................................... 56 
§59B-01  Scope of this Sub-chapter ........................................................................................................................ 59 
§59B-02  Penalties .................................................................................................................................................... 59 
§59B-03  Definitions Specific to this Sub-chapter ................................................................................................. 60 
§59B-04  Licensing – General Requirements ........................................................................................................ 62 
§59B-04.1  Licensing—Issuance of Street Hail Livery Base Licenses ................................................................... 65 
§59B-04.2  Licensing—Street Hail Livery Base Can Act as Representative ........................................................ 66 
§59B-05  Licensing – Special Requirements for Livery Base Stations and Street Hail Livery Bases .............. 66 
§59B-06  Licensing – Term of License ................................................................................................................... 70 
§59B-07  Licensing – Fees ....................................................................................................................................... 72 
§59B-08  Licensing – Causes for Denial or Revocation ........................................................................................ 73 
§59B-09  Licensing – Transfer of an Ownership Interest in a For-Hire Base License ...................................... 75 
§59B-10  RESERVED  (Licensing – Care of Licenses) ........................................................................................ 78 
§59B-11  Compliance with Law – No Unlicensed Activity ................................................................................... 78 
§59B-12  Compliance with Law – Workers’ Compensation ................................................................................ 79 
§59B-13  Compliance with Law – Personal Conduct ........................................................................................... 83 

 
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§59B-14  Compliance with Law – Miscellaneous .................................................................................................. 87 
§59B-15  Operations –  Business Premises ............................................................................................................ 88 
§59B-16  Operations – Special Requirements ....................................................................................................... 90 
§59B-17  Operations – Service Requirements (Customers) ................................................................................. 91 
§59B-18  Operations – Owners’ Responsibilities with Respect to Drivers ....................................................... 100 
§59B-19  Operations  – Trip Record Information .............................................................................................. 107 
§59B-20  Operations – Current Contact Information ........................................................................................ 111 
§59B-21  Operations – Additional Records to be Maintained and Reported ................................................... 112 
§59B-22  Records—Reporting Requirements for Street Hail Liveries ............................................................. 116 
§59B-23  Operations – Rates and Tolls ................................................................................................................ 116 
§59B-24  Minimum Driver Payment Requirements ........................................................................................... 119 
§59B-25  Operations – Miscellaneous Operating Requirements ....................................................................... 119 
§59B-26  Vehicles – Inspections ............................................................................................................................ 121 
§59B-27  Vehicles – Meets Safety Standards ....................................................................................................... 122 
§59B-28  Vehicles – Miscellaneous Requirements .............................................................................................. 122 
§59B-29  Vehicles – Markings & Advertising ..................................................................................................... 126 
§59B-30  Vehicles – Items Required to be in Vehicle ......................................................................................... 131 
§59B-31  Vehicle – Equipment ............................................................................................................................. 133 
§59B-32  REPEALED Vehicle Equipment – Partitions for Livery Vehicles .................................................... 134 
§59B-33  REPEALED Vehicle Equipment – In-Vehicle Camera System (IVCS) ........................................... 134 
§59B-34  RESERVED  (Taxicab Specific Vehicle Equipment) ......................................................................... 134 
§59B-35  Penalty Points for Bases ........................................................................................................................ 134 
§59C-01  REPEALED In-Vehicle Camera System (“IVCS”) ............................................................................ 137 
§59C-02  REPEALED Partitions – Livery Vehicles Only .................................................................................. 137 
§59C-03  Distress Signal Lights – Livery Vehicles Only .................................................................................... 137 
§59D-01  Scope of this Sub-chapter ...................................................................................................................... 140 
§59D-02  Penalties .................................................................................................................................................. 140 
§59D-03  Definitions Specific to this Sub-chapter ............................................................................................... 140 
§59D-04  Licensing – General Requirements ...................................................................................................... 142 
§59D-05  Licensing – Special Requirements ........................................................................................................ 144 
§59D-06  Licensing – Term of License ................................................................................................................. 146 
§59D-07  Licensing – Fees ..................................................................................................................................... 147 
§59D-08  Licensing – Causes for Denial or Revocation ...................................................................................... 147 
§59D-09  Compliance with Law – No Unlicensed Activity ................................................................................. 148 
§59D-10  Compliance with Law – Personal Conduct ......................................................................................... 148 
§59D-11  Compliance with Law – Miscellaneous ................................................................................................ 151 
§59D-12  Operations – Business Premises ........................................................................................................... 152 

 
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§59D-13  Operations – Service Requirements (Customers) ............................................................................... 152 
§59D-14  Operations – Trip Record Information ............................................................................................... 153 
§59D-15  Operations – Current Contact Information ........................................................................................ 159 
§59D-16  Operations – Additional Records to be Maintained and Reported ................................................... 160 
§59D-17  Operations – Rates and Tolls ................................................................................................................ 163 
§59D-18  Operations – E-ZPass Required ........................................................................................................... 164 
§59D-19  Operation – Compliance with Licensing Statements .......................................................................... 164 
§59D-20  Operations – Miscellaneous Operating Requirements ....................................................................... 165 
§59D-21  Operations – Restrictions on Cruising Time in the Manhattan Core ............................................... 166 
 
 
Updated July 22, 2024

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§59A-01 Scope of this Sub-chapter

(a) To establish the procedures, rules and requirements for obtaining and maintaining

a For-Hire Vehicle License, including:

(1) For-Hire Livery Vehicles

(2) For-Hire Black Car Vehicles

(3) For-Hire Luxury Limousine Vehicles

(b) To provide penalties for violations of the rules and requirements for maintaining a

For-Hire Vehicle License.

that are Street Hail Liveries. The requirements for Street Hail Livery service are

provided in Chapter 82 of these Rules.

§59A-02 Penalties

(a) Unlicensed Activity.

(1) Unlicensed Activity is the act of providing or advertising the provision of

any Commission-regulated for hire transportation service by:

(i) Any Licensee whose License is suspended, revoked, or expired

and not yet renewed, or

(ii) Any person who does not hold a Valid License or

Authorization from the Commission as a for hire driver, for the for

hire vehicle, or for the for hire service, as applicable.

(2) Unlicensed Activity specifically includes the activities listed in §19-506

and §19-528 of the Administrative Code, and can subject the violator to

the seizure and possible forfeiture of the vehicle involved.

(b) Specific Penalties. If there are specific penalties for violating a Rule, they are

shown at the end of the Rule. The penalty section also states whether the violator

must attend the Hearing.

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(1) Fines are due within 30 days of the day the Respondent is found guilty of

the violation, unless:

(i) the Respondent files an appeal of the decision issued by the Taxi

and Limousine Tribunal within the time required by Chapter 5 of

Title 48 of the Rules of the City of New York, in which case the

payment of the fines will be deferred until 30 days after the date of

the appeal decision.

(2) If the fine is not paid by the close of business on the date due, the

Commission will notify the Respondent in writing that the Respondent’s

License will be suspended in 10 business days of the date of the

notification until the fine is paid, unless the Respondent demonstrates to

the Commission, in person or in writing, that the fine has been paid.

§59A-03 Definitions Specific to this Sub-chapter

(a) Applicant in this Sub-chapter means an Applicant for an original or renewal For-

Hire Vehicle License.

(b) Black Car is a Vehicle that affiliates with a Black Car Base or with a High-

Volume For-Hire Service.

that operates as follows:

(1) All Black Car Vehicles are dispatched on a pre-arranged basis

(2) All Black Car Vehicles are owned by franchisees of the Base or are

members of a cooperative that operates the Base; and

(3) More than ninety percent (90%) of the Base’s business is on a payment

basis other than direct cash payment by a Passenger

(d) Driver in this Sub-chapter means a For-Hire Driver.

(e) For-Hire Base (or “Base”) is the Commission-licensed business for dispatching

For-Hire Vehicles and the physical location from which For-Hire Vehicles are

dispatched; a For Hire Base can be any of the following:

(1) A Black Car Base,

(2) A Livery Base (or Base Station),

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(3) A Luxury Limousine Base,

(4) A High-Volume For-Hire Service.

(f) For-Hire Driver in this Sub-chapter means a Driver of a For-Hire Vehicle.

(g) For-Hire Vehicle is a motor Vehicle Licensed by the Commission to carry

Passengers For-Hire in the City, which:

(1) Has a seating capacity of 20 or fewer Passengers

(2) Has three or more doors

(3) Is not a Taxicab, a Commuter Van, or an authorized bus as defined by

NYS law.

(h) Issuing Jurisdiction is a county within New York State and covered by Article 17-

B, Section 498 of the New York Vehicle and Traffic Law that issues its own

approval to allow a vehicle within its jurisdiction to contract for hire and perform

pre-arranged pick-ups and drop-offs of one or more Passengers.

(i) License in this Sub-chapter means a License for a For-Hire Vehicle.

(j) Livery is a For-Hire Vehicle that is affiliated with a Livery Base Station.

(k) Livery Base Station (“Base” or “Base Station”) is a For-Hire Base that operates as

follows:

(1) All Livery Vehicles are dispatched from the Base on a pre-arranged basis.

(2) All Livery Vehicles are designed to carry fewer than six (6) Passengers.

(3) Passengers are charged for service on the basis of a flat rate, time,

mileage, or zones.

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(l) A Luxury Limousine is a For-Hire Vehicle that is affiliated with a Luxury

Limousine Base.

(m) Luxury Limousine Base is a For-Hire Base that operates as follows:

(1) All Luxury Limousines are dispatched from the Base by pre-arrangement.

(2) Luxury Limousine Vehicles have a seating capacity of 20 or fewer

Passengers.

(3) More than ninety percent (90%) of its business is on a payment basis other

than direct cash payment by a Passenger.

(4) Passengers are charged “garage to garage” service on the basis of a flat

rate, time or mileage.

(n) Owner or Vehicle Owner in this Sub-chapter refers to the title owner, registered

owner or lessee of a For-Hire Vehicle. An Owner can be a Business Entity or a

person.

(o) Penalty Point is a non-monetary penalty assessed against either a Base Owner or

the Owner of a For-Hire Vehicle if they are convicted of certain violations in this

Sub-chapter.

(p) Qualified Jurisdiction is an Issuing Jurisdiction that meets the requirements for

reciprocity described in §498 of the NYS Vehicle and Traffic Laws.

(q) Qualified Vehicle License (or “QVL”) is the license issued by a Qualified

Jurisdiction to that jurisdiction’s vehicles authorizing them to provide pre-

arranged, for-hire transportation within its jurisdiction.

(r) Qualified Driver’s License (or “QDL”) is a license issued by a Qualified

Jurisdiction to that jurisdiction’s drivers authorizing them to operate an authorized

vehicle to provide pre-arranged, for-hire transportation within its jurisdiction.

(s) Reciprocity (or Reciprocal Recognition) means that:

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(1) New York City For-Hire Vehicles and Drivers can do pickups or drop

offs in Qualified Jurisdictions for trips ending or beginning in NYC,

and

(2) Vehicles and drivers that are licensed to perform for-hire transportation

by a Qualified Jurisdiction can do pickups or drop offs in NYC for trips

ending or beginning in the Qualified Jurisdiction.

(t) Vehicle in this Sub-chapter refers to a For-Hire Vehicle.

§59A-04 Licensing – General Requirements

(a) Reserved. Identification.

(b) Reserved. Age.

(d) Designate Drivers as Agents to Receive Service.

(1) An Applicant for a For-Hire Vehicle License (and a Licensee) must

designate every Driver who operates one of Owner’s Vehicles as an agent

for accepting service of summons or Commission notices to correct

defects in the Vehicle.

(i) Delivery of the summons or notice to correct defect(s) to a Driver

will be adequate notice to the Vehicle Owner.

(ii) The Commission will send a photocopy of any summons or notice

to correct defect(s) to the Vehicle Owner and the Base Owner of

record.

(2) An Applicant for a For-Hire Vehicle License (and a Licensee) must

designate every Driver who operates one of Owner’s Vehicles as agent for

service of any legal process from the Commission that can be issued

against the Owner.

(e) Inspection Required for a New Vehicle License.

(1) An Applicant for a new For-Hire Vehicle License (or approval for a

replacement vehicle) must demonstrate that the vehicle was inspected at

the Commission’s Safety and Emissions Division within ten days:

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(i) After being issued T&LC plates by the NYS DMV, or

(ii) After the Commission’s acceptance of the application for vehicles

registered outside New York State

(2) Vehicles must pass inspection within 60 days after the date of the first

scheduled inspection before the new For-Hire Vehicle License will be

issued.

(3) The maximum number of inspections allowed in this 60-day period is

four.

(4) The maximum limit of four inspections applies whether the Applicant

submits only the original vehicle, or also submits a replacement vehicle.

(5) Failure of the original vehicle or any replacement vehicle to pass an

inspection after four tries within the 60-day period will result in denial of

the application.

(6) Nature of the Inspection.

(i) If the vehicle has accumulated fewer than 500 miles traveled at the

time the vehicle arrives at the Commission’s facility for inspection,

irrespective of the vehicle’s model year, the inspection will be only

a visual inspection.

(ii) Unless exempt under (i), if the vehicle is a year 1996 or later

model:

A. The vehicle must pass (i) the vehicle inspection

requirements set forth in Section 301 of the NYS Vehicle

and Traffic Law, (ii) a visual inspection of the interior and

exterior of the vehicle to verify compliance with these

Rules, and (iii) inspection to verify compliance with any

other applicable laws, rules and requirements.

B. The inspection will count as one of the “tri-annual”

inspections required by §59A-26 of this Sub-chapter.

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(iii) Unless exempt under (i), if the vehicle is a year 1995 or earlier

model, or if the vehicle is of any model year and the vehicle’s

maximum gross weight (MGW) as recorded on the registration

card, is 8,501 pounds or more:

A. The vehicle must pass (i) the vehicle inspection

requirements set forth in Section 301 of the NYS Vehicle

and Traffic Law, except that the inspections will not

include emissions testing, (ii) a visual inspection of the

interior and exterior of the vehicle to verify compliance

with these Rules, and (iii) inspection to verify compliance

with any other applicable laws, rules and requirements.

B. The inspection will not count as one of the “tri-annual”

inspections required by §59A-26 of this Sub-chapter.

(7) The Commission’s fee for a required Commission inspection is $75; this

fee includes the certificate of inspection issued when the vehicle passes

inspection. Inspection fees must be prepaid with each application and

renewal application.

(8) Reinspection Fee. A reinspection fee can be required if a vehicle must be

reinspected. There is a reinspection fee only if reinspection is required

because the vehicle failed a component of the inspection required by

Section 301 of the NYS Vehicle and Traffic Law. In that case, the

reinspection fee is the maximum fee allowed by DMV regulation for any

component that must be reinspected. If reinspection is required because

the vehicle failed any other component of the inspection, there is no

reinspection fee.

(9) If the vehicle was altered after manufacture and seats 10 or more

passengers (including the driver) and is not exempt from inspection by the

NYS Department of Transportation, the vehicle must pass an inspection

by the NYS Department of Transportation. The vehicle must also pass a

visual inspection by the Commission.

(f) Inspection Required to Renew a Vehicle License.

(1) An Applicant for renewal of a For-Hire Vehicle License must have the

vehicle inspected at the Commission’s Safety and Emissions Division and

demonstrate that the Vehicle has passed an inspection within 120 days

after the date of the first scheduled inspection.

(2) The maximum number of inspections allowed in this 120-day period is

four.

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(3) The maximum limit of four inspections applies whether the Applicant

submits only the original vehicle, or also submits a replacement vehicle.

(4) After the License expiration date, the vehicle must not operate until it

passes inspection and meets all other requirements for Licensure.

(5) Failure of the original vehicle or any replacement vehicle to pass an

inspection after four tries within the 120-day period will result in denial of

the renewal application.

(i) If an original vehicle fails to pass inspection on four tries within

the 120day period, the licensee can have a different vehicle

inspected if they so choose. This subsequent vehicle will be subject

to the same inspection requirements outlined in 59A-04(f)(1)-(5),

above.

(6) Nature of the Inspection.

(i) If the vehicle is a year 1996 or later model:

A. The vehicle must pass (i) the vehicle inspection

requirements set forth in Section 301 of the NYS Vehicle

and Traffic Law, (ii) a visual inspection of the interior and

exterior of the vehicle to verify compliance with these

Rules, and (iii) inspection to verify compliance with any

other applicable laws, rules and requirements.

B. The inspection will count as one of the “tri-annual”

inspections required by §59A-26 of this Sub-Chapter.

(ii) If the vehicle is a year 1995 or earlier model, or if the vehicle is of

any model year and the vehicle’s maximum gross weight (MGW)

as recorded on the registration card is 8,501 pounds or more:

A. The vehicle must pass (i) the vehicle inspection

requirements set forth in Section 301 of the NYS Vehicle

and Traffic Law, except that the inspections will not

include emissions testing, (ii) a visual inspection of the

interior and exterior of the vehicle to verify compliance

with these Rules, and (iii) inspection to verify compliance

with any other applicable laws, rules and requirements.

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B. The inspection will not count as one of the “tri-annual”

inspections required by §59A-26 of this Sub-chapter.

(7) If the vehicle was altered after manufacture and seats 10 or more

passengers (including the driver) and is not exempt from inspection by

the NYS Department of Transportation, the vehicle must pass an

inspection by the NYS Department of Transportation. The vehicle

must also pass a visual inspection by the Commission.

(g) Reserved – Vehicle Owner Training.

(h) Affiliation Required. All Applicants for a For-Hire Vehicle License must

demonstrate that they are affiliated with an appropriate For-Hire Base.

(i) Affiliation with Only One Base. For-Hire Vehicles can only affiliate with one

Base at a time.

(j) One License per Vehicle.

Only one For-Hire Vehicle License will be issued and in effect for any

vehicle, as indicated by the vehicle identification number, at any one time.

(k) Reserved--Special Requirements for Black Car Affiliation.

(l) Payment of Fines and Fees.

(1) An Applicant, including an applicant for a renewal License, must pay,

and provide proof of payment of, any outstanding fines or fees owed by

the Applicant to

(i) the Commission,

(ii) NYC Department of Finance’s Parking Violations Bureau,

(iii) NYC Department of Finance’s Red Light Camera Unit,

(iv) NYS DMV’s Traffic Violations Bureau and

(v) any of their successor agencies.

(2) This requirement includes payment of fines and fees owed as of the

date of the application by

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(i) any Business Entity Persons of the Applicant

(ii) any Business Entity of which the Applicant is a Business Entity

Person, and

(iii) any Business Entity of which a Business Entity Person of

Applicant is also a Business Entity Person.

(3) An Applicant, including an Applicant for a renewal License, must pay

any fines related to their failure to surrender a previously revoked

License (of any type), unless the Applicant can demonstrate in person

or in writing that the License has been surrendered.

(m) Business Entities. An Applicant which is a Business Entity must provide the

following documents:

(1) Partnerships. If the Applicant is a partnership, it must file with its

application a certified copy of the partnership certificate from the clerk of the

county where the partnership’s principal place of business is located.

(2) Corporations. If the Applicant is a corporation, it must file with its

application:

(i) A certified copy of its certificate of incorporation

(ii) A list of officers and shareholders

(iii) A certified copy of the minutes of the meeting at which the current

officers were elected.

(3) Limited Liability Companies (LLCs) If the Applicant is a limited liability

company, it must file with its application:

(i) A copy of its articles of organization

(ii) A copy of its operating agreement

(iii) A list of the members, with the percentages of the Applicant owned

by each.

(n) Address. An Applicant must give the Commission the Applicant’s current

Mailing Address and Email Address.

(o) Fit to Hold a License. An Applicant for a For-Hire Vehicle License must

demonstrate that the Applicant is Fit to Hold a License.

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(p) Registration. An Applicant for a new or renewal For-Hire Vehicle License must

demonstrate that the vehicle has been properly registered. For a vehicle that has

been modified after manufacture, this means the Applicant must show that the

vehicle was properly re-registered with NYS after modification.

(q) Operating Authority. An Applicant for a new or renewal For-Hire

Vehicle License must show that the vehicle possesses a current and Valid

operating authority license from NYS and a current and Valid MC-300

Vehicle inspection form if the vehicle is not exempt from NYS DOT

inspection and operating authority requirements and either of the

following are true.

(1) The vehicle seats 10 or more passengers (including the driver)

(2) The vehicle is a modified vehicle.

(r) Exempt Vehicles. An Applicant for a new or renewal For-Hire Vehicle

License for a vehicle which has been modified and IS exempt from NYS

Department of Transportation inspection and operating authority

requirements must show an exemption letter from the NYS Department of

Transportation.

(s) Warranty. An Applicant for a new For-Hire Vehicle License for a

vehicle which has been modified after manufacture (except in a program

supported by the original vehicle manufacturer) must provide evidence of

warranty from the vehicle modifier that the vehicle will be free from

defects in material and workmanship, including that the chassis and frame

will be free from defects for a period of 3 years or 60,000 miles,

whichever comes first.

(t) Modifier Insurance Coverage. An Applicant for a new or renewal For-

Hire Vehicle License for a vehicle which has been modified after

manufacture (except in a program supported by the original vehicle

manufacturer) must provide evidence that the modifier maintains a

General Liability Insurance Policy in a minimum amount of $5,000,000

§59A-05 Licensing – Reciprocal Recognition with Other Jurisdictions

(a) Eligibility for Reciprocal Recognition. To be eligible for Reciprocity, a vehicle

with a QVL issued by a Qualified Jurisdiction meet the following requirements:

(1) Evidence of a Valid QVL from the Qualified Jurisdiction must be attached

to the vehicle’s windshield.

(2) The vehicle must be operated by driver with a Valid Chauffeur’s License.

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§59A-05(a)(2)

Fine: $100

Appearance NOT REQUIRED

(3) The vehicle must be operated by a driver who:

(i) Has a Valid QDL issued by the Qualified Jurisdiction.

(ii) Carries proof of the Valid QDL while operating within New York

City and displays it on request or has it posted within the vehicle.

(iii) Meets the requirements of Chapter §80-21 of these Rules.

§59A-05(a)(3)

Fine: $350

Appearance NOT REQUIRED

(4) The vehicle must have a Valid state registration, and the certificate of

registration (or a legible copy of it) is in the vehicle.

§59A-05(a)(4)

Fine: $100

Appearance NOT REQUIRED

(5) The vehicle must contain a Trip Record that:

(i) Meets the requirements of §59A-19 of this Chapter,

(ii) Demonstrates that any trip (including travel within New York

City) was established by pre-arrangement, and

(iii) Shows that either the origin or final destination of the trip is

outside New York City.

§59A-05(a)(5)

Fine: $300

Appearance NOT REQUIRED

(6) The vehicle must carry a Valid inspection sticker issued under the laws of

New York State or the state of the vehicle’s registration. The sticker must

indicate the date of last inspection or the expiration date of the inspection.

§59A-05(a)(6)

Fine: $100

Appearance NOT REQUIRED

(7) The vehicle’s Reciprocal Recognition must not have been suspended for

failure to make required repairs within 10 days of failing an inspection.

(b) Privileges of Reciprocal Recognition. A vehicle that meets the requirements of

this section for Reciprocity will be allowed, without any License issued by or any

fee paid to the Commission, to do the following:

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(1) Pick up Passengers in the vehicle’s Qualified Jurisdiction for travel to or

through New York City

(2) Pick up Passengers in New York City for travel to the vehicle’s Qualified

Jurisdiction

(3) When transporting Passengers between the jurisdictions (as described in

subdivisions (1) or (2) above), temporarily discharge and pick up such

Passengers within New York City; provided, however, that all the stops

must occur within 24 hours of the initial pick up of the Passengers.

(4) Transit through New York City for a trip beginning and ending outside

New York City

§59A-06 Licensing – Term of License

(a) New License. The term of a new For-Hire Vehicle License is two years.

(1) New License Issuance. Beginning February 2023, the Commission will

review the number of For-Hire Vehicle Licenses, pursuant to section

19-550(b)(2) of the Administrative Code of the City of New York and

determine the number of For-Hire Vehicle Licenses, if any, to issue in

the twelve months following such review and the types of vehicles to

which the Commission will issue such new Licenses. In reviewing the

number of Licenses to issue in the next twelve months, the Commission

will review congestion levels, driver pay, License attrition rates, outer

borough service, availability and demand for battery electric vehicles,

availability of battery electric vehicle charging infrastructure, and any

other information it deems relevant to determine the number of

Licenses to issue. The results of such review, and the number of new

For-Hire Vehicle Licenses the Commission will issue, will be posted on

the Commission’s website. The Commission will not issue new For-

Hire Vehicle Licenses until such time as it completes its first review of

the number of For-Hire Vehicle Licenses pursuant to this section.

(2) Exceptions. Notwithstanding paragraph (1) of this subdivision, the

Commission will continue to issue new Licenses to:

(i) Wheelchair accessible vehicles, and

(ii) Until August 13, 2023, an applicant who possesses a TLC Driver’s

License, provides written proof that the applicant entered into a

lease for the use of a licensed for-hire vehicle that contains a

conditional purchase agreement for the vehicle prior to August 14,

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2018, and demonstrates that the term of such lease is no less than

two (2) years.

(3) New Electric Vehicle License Issuance for individual Drivers. The

Commission may make available individual, non-transferable For-Hire

Vehicle Licenses that are restricted to fully battery electric vehicles,

powered only by electric batteries and not gasoline. Such License may

be required to be registered to a Driver using the Driver’s individual

name and personal Social Security number. When such requirement

applies, no Driver may apply for more than one such license or hold

additional for-hire vehicle licenses.

(i) In order to apply for such restricted electric vehicle license, a

statement of interest must be submitted using an online form

prescribed by the Commission. Applicants who submit a statement

of interest will be contacted by the Commission on a first-come-

first-served basis until the number of submitted statements of

interest matches the total number of available individual, non-

transferable licenses.

(ii) Applicants will have one hundred and twenty (120) days from the

date they are contacted by the Commission to submit a complete

license application, fulfilling all licensing requirements, including

but not limited to the purchase of an electric vehicle, the

submission of proof of insurance, payment of application fees, and

the possession of a valid Driver license. Additionally, vehicles

must pass inspection within 60 days after their first scheduled

inspection.

(iii) Any Applicant who is contacted and has not completed all the

requirements of the application will have their application denied.

The next Applicant on the list will be contacted to begin the

application process. An Applicant who has their application

denied may submit a new statement of interest and be added to the

bottom of the list.

(4) New Electric Vehicle License Issuance for any applicant. The

Commission may make available For-Hire Vehicle Licenses that are

restricted to fully battery electric vehicles, powered only by electric

batteries and not gasoline. Such License may be made available on a

first-come-first-served basis to an Applicant and shall initially be

restricted to a maximum of 25 such new electric vehicle licenses per

individual Social Security number or Employer Identification number.

It will be within the Chairperson ’s discretion after the initial release of

the licenses to increase the maximum number of new electric vehicle

licenses per individual Social Security number o r Employer

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Identification number, depending up on the interest shown by the public

in applying for such licenses. Applications will be submitted in a form

approved by the Chairperson, and the Commission will post application

procedures on its website at least fifteen calendar days prior to the

release of such applications.

(b) Renewal License. The term of a renewal License is two years.

(1) A renewing Applicant must file a completed application at least 30 days

before the expiration date of the License. The review of applications

submitted fewer than 30 days before the expiration date will not be

completed until after the expiration date of the License. Licenses are not

Valid after the License expiration date until the application for renewal is

approved by the Commission.

(2) A renewing Applicant can file a completed application up to 60 days after

the expiration date as a “late application,” if the Applicant pays a late fee

of $25. When a late application is submitted, the License will remain

expired and not Valid until the application for renewal is approved by the

Commission.

(3) Application Submission Date.

(i) Applications filed online: The date of submission is the date an

application is filed online.

(ii) Applications filed in person: The date of submission is the date an

application is filed in person.

A License cannot be renewed more than 60 days after the expiration date.

(d) Early Termination.

(1) A For-Hire Vehicle License terminates early if it is revoked or

surrendered, or if the vehicle’s state license plates are voluntarily

surrendered.

(2) A License that has been terminated early cannot be renewed or

reinstated.

(e) Suspended Licenses.

(1) If a License is suspended, the Licensee must apply for renewal as

required in (c) above if the Licensee wants to renew the License.

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Failure to complete the renewal requirements means that the License

cannot be renewed.

(2) A License that is suspended is not Valid and cannot be used until the

suspension ends. This is true even if the Applicant has filed an

application for a renewal.

§59A-07 Licensing – Fees

(a) Vehicle License Fee. The fee for each For-Hire Vehicle License will be $275

annually.

(b) Late Filing Fee. The Commission will charge an additional fee of $25 for a late

filing of a renewal application, if it allows the filing at all.

time the application is filed.

(d) No Refund if Application Denied. The Commission will not refund fees if it

denies or disapproves the application.

(e) Vehicle License Replacement Fee. The Commission will charge a fee of $25 for

each replacement License or Decal.

(f) Vehicle Transfer Fees.

(1) A Vehicle Licensee can change the Vehicle’s affiliation from one Base

to a different Base after approval by the Chairperson and payment of a

$25 fee.

(2) A Vehicle Licensee can transfer the License from one vehicle to

another after approval by the Chairperson and payment of a $25 fee.

(3) A Vehicle Licensee can replace the license plates on the Vehicle after

approval by the Chairperson and payment of a $25 fee.

(4) A Vehicle Licensee can transfer the license plates from one vehicle to

another after approval by the Chairperson and payment of a $25 fee.

(5) A Vehicle Licensee must pay a separate fee for each type of vehicle

transfer. This is true even if the Vehicle Licensee wants to do several

types of vehicle transfer all at one time.

§59A-08 Licensing – Causes for Denial or Revocation

(a) Material Misrepresentation.

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(1) The Commission can deny an application for a License or its renewal and

revoke or suspend any License issued if it finds that an Applicant has

made a material misstatement or misrepresentation on an application for a

License or its renewal.

(2) The Commission must send notice and conduct a hearing before revoking

or suspending any License already issued.

(b) Non-Compliance with Rules. No For-Hire Vehicle License will be issued or

renewed unless the For-Hire Vehicle is in compliance with the requirements of

this Chapter at the time of the application for issuance or renewal.

(1) For 60 or more days, the Licensee fails to maintain a Base affiliation (as

required by §59A-11(e) of this Chapter) or fails to transfer from a base

that has been suspended or

(2) For 60 or more days, the Licensee fails to maintain insurance coverage (as

required by §59A-12 of this Chapter) or

(3) For 60 or more days, the License holder fails to comply with the

inspection requirements (as required by §59A-26 of this Chapter)

(d) Prior Revocation.

(1) If the Applicant has had a previous For-Hire Vehicle License revoked, the

Chairperson may deny the Applicant’s application if the previous

revocation shows that the applicant is not Fit to Hold a License.

(2) To determine if a previously revoked For-Hire Vehicle License (“Revoked

License”) will be attributed to this Applicant, the Commission will

include any Revoked License held by any of the following:

(i) All of Applicant’s Business Entity Persons, and

(ii) Any other entity in which any of Applicant’s Business Entity

Persons also serve as a partner, officer or shareholder.

(e) Failure to Complete Application Requirements.

(1) The Chairperson will deny an application for a new License if the

Applicant has not completed all the requirements of an application

within 45 days of the date the application is filed. This does not apply

to inspections.

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(2) The Chairperson will deny an application for a renewal License if the

Applicant has not completed all the requirements of an application

within 60 days of by the expiration date of the prior License. This does

not apply to inspections.

(3) The Chairperson will not deny an application under this Rule if

completion is delayed because the Chairperson has not issued a final

decision and the Applicant has complied with any requests made by the

Chairperson.

(4) The Applicant must also complete the inspection requirements of 59A-

04(e) and (f) within 60 days of the first scheduled appointment. The

Commission will deny the application of any Applicant which does not

complete the inspection requirements as required.

(f) Additional Consideration of an Application. If a review of the application leads

the Chairperson to believe that the Applicant may not be Fit to Hold a License,

the Chairperson may seek additional information from the Applicant. This

request for additional information may be an in-person interview, telephone call,

letter, e-mail, or other method of communication. This additional consideration

may result in the denial of the application. Failure to provide any requested

information within the time frame requested, or failure to appear at a scheduled

interview will result in a denial of the application.

§59A-09 Licensing – Transfer of License

(a) Transfer of Vehicle License to a New Vehicle.

(1) In order to transfer the For-Hire Vehicle License to a new vehicle, the

Owner must file an application to transfer the License within 15 days after

registering the new vehicle with the applicable state DMV.

(2) No transfer application will be approved until the Owner presents the

vehicle for inspection by the Commission. (See §59A-04(e))

(b) Only One License per Vehicle. There can only be one Valid For-Hire Vehicle

License issued for any one Vehicle, as determined by the VIN.

§59A-10 Licensing – Care of Licenses

(a) Unauthorized Entries. No unauthorized entry can be made on the For-Hire

Vehicle License or the Decal(s). No entry on the For-Hire Vehicle License or

Decal(s) can be changed or defaced.

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§59A-10(a)

Fine: $350 for first violation

$500 for second violation in 24 months

Revocation for third violation in 36 months

Appearance REQUIRED

(b) Prompt Replacement of Unreadable License. An unreadable For-Hire Vehicle

License or Decal(s) must immediately be surrendered to the Commission for

replacement.

§59A-10(b)

Fine: $25

Appearance NOT REQUIRED

For-Hire Vehicle License or Decal(s), the Owner must immediately notify the

Commission, provide the Commission with an affidavit or information as

required, and replace the License or Decal.

§59A-10(c)

Fine: $50

Appearance NOT REQUIRED

(d) Prompt Replacement of License Plates. A For-Hire Vehicle Owner must report

the replacement of any lost or stolen New York State license plates in writing to

the Commission within 48 hours (not including weekends and holidays) after

obtaining new plates.

§59A-10(d)

Fine: $50

Appearance NOT REQUIRED

§59A-11 Compliance with Law – No Unlicensed Activity

(a) For-Hire Vehicle License and Commission License Plate.

(1) A For-Hire Vehicle Owner must not allow any of Owner’s Vehicles to be

dispatched unless:

(i) A Vehicle registered in NYS has license plates embossed with the

legend “T & LC”

§59A-

11(a)(1)(i)

Vehicle Fine: $350 Penalty Points: 1

Appearance NOT required

(ii) A Vehicle registered in a state other than New York has complied

with any applicable license plate requirements.

(iii) The vehicle has a Valid For-Hire Vehicle License.

§59A-

11(a)(1)(iii)

Vehicle Fine: $500 for the first offense in 12 months;

$1000 for the second and subsequent offenses within a

12-month period.

Penalty Points: 1

Appearance NOT required

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(2) The Commission will post a list of Validly Licensed For-Hire Vehicles on

its Web site.

(b) Valid TLC Driver License.

(1) A Vehicle Owner must not allow any of its Vehicles to be dispatched

unless its driver possesses a Valid TLC Driver License.

(2) The Commission will post on its website a list of Drivers holding Valid

TLC Driver Licenses.

§59A-11(b)

Vehicle Fine: $350

Penalty Points: 1

Appearance NOT REQUIRED

(1) A Vehicle Owner must not allow any of its Vehicles to be dispatched

unless it is being driven by a Driver with a Valid Chauffeur’s License.

(2) A Vehicle Owner is responsible for knowing the status of the state-issued

driver’s license for any Driver dispatched in one of Owner’s Vehicles.

§59A-11(c)

Vehicle Fine: $100

Penalty Points: 1

Appearance NOT REQUIRED

(d) Validity of For-Hire Vehicle License Requires Valid State Registration.

(1) A For-Hire Vehicle License will be Valid only while the state registration

of the Vehicle remains Valid. The License of an Owner who operates a

For-Hire Vehicle without a valid state registration will be summarily

suspended.

(2) A For-Hire Vehicle Owner must immediately surrender his For-Hire

Vehicle License to the Commission upon the expiration, restriction,

suspension, or revocation of the Vehicle’s state registration.

§59A-11(d)

Fine: $400 and Suspension until compliance.

Appearance REQUIRED

(e) Affiliation with Licensed Base. A For-Hire Vehicle Owner may only dispatch or

permit another person to dispatch Owner’s Vehicle if:

(1) The Vehicle is affiliated with a Validly Licensed Base;

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(2) The base dispatching the Vehicle is Validly Licensed; and at least one of

the following conditions is met:

(i) The Vehicle is being dispatched from its affiliated Base,

(ii) The Vehicle is an Accessible Vehicle affiliated with a For-Hire

Base, or

(iii) The dispatching Base informs the customer that the Vehicle is

from another Base by providing the customer with the name and

license number of both the affiliated Base and the dispatching Base

(clearly identifying which Base is the affiliated Base and which

Base is the dispatching Base) in all communications with the

customer and any materials or receipts provided to the customer.

§59A-11(e)

Fine: $400

Appearance NOT REQUIRED

(f) Surrendering Licenses. If a For-Hire Vehicle Owner license is revoked, expired

or denied:

(1) It must be surrendered to the Commission within 10 days after revocation,

expiration or denial.

(2) If the vehicle is registered in New York State, the Owner must surrender

the T&LC license plates to the New York State Department of Motor

Vehicles.

(g) NYS DOT Authority. A For-Hire Vehicle License for a vehicle which either

(1) seats 10 or more passengers and is NOT exempt from NYS Department of

Transportation operating authority and inspection requirements, OR

(2) has been modified after manufacture and is NOT exempt from NYS

Department of Transportation operating authority and inspection

requirements will be Valid only while the NYS Department of

Transportation operating authority required for the Vehicle remains Valid.

The License of an Owner who operates a For-Hire Vehicle without a valid

NYS Department of Transportation operating authority will be summarily

suspended.

§59A-11(g)

Fine: Suspension until Valid NYS

DOT operating authority obtained

Appearance REQUIRED

§59A-12 Compliance with Law – Vehicle Insurance Coverage

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(a) Maintain Liability Insurance.

(1) A For-Hire Vehicle Owner must maintain the required insurance coverage

on all of Owner’s Vehicles at all times.

(2) When a For-Hire Vehicle Owner receives notice that his or her liability

insurance is to be terminated, Owner must surrender the For-Hire Vehicle

License and Decal(s) to the Commission on or before the termination date

of the insurance.

(3) This requirement will not apply if the Owner of the Vehicle submits,

before the termination of the policy, proof of new insurance effective on

the date of termination of the old policy.

§59A-12(a)

Fine: $150-$350 and/or suspension up to 30 days

Appearance REQUIRED

(b) Notification to Commission of Changes in Insurance Coverage. Within seven

days, not including holidays and weekends, a For-Hire Vehicle Owner must

notify the Commission in writing of any change in insurance carrier or coverage,

specifying the name and address of the new and the former insurance carriers and

the number of the policy for each affiliated Vehicle. The Owner must submit

proof of such coverage.

§59A-12(b)

Fine: $100

Appearance REQUIRED

(1) General Coverage for Vehicles with Seating Capacity of Less than Eight.

For the purposes of insurance or other financial security, each Owner of a

For-Hire Vehicle with a seating capacity of less than eight passengers (not

including the Driver) must maintain coverage for each Vehicle owned in

amounts not less than the following:

(i) $200,000 per person, payable for those expenses specified in

paragraphs 1, 2 and 3 of subdivision a of section 5102 of the New

York State Insurance Law;

(ii) $100,000 minimum liability and $300,000 maximum liability for

bodily injury and death, as those terms are described and defined in

section 370(1) of the Vehicle and Traffic Law; and

(iii) $10,000 minimum liability for injury to or destruction of property.

§59A-12(c)(1)

Fine: $350 and suspension until compliance

Appearance REQUIRED

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(2) Coverage for Vehicles with Seating Capacity of Eight to Fifteen. Each

Owner of a For-Hire Vehicle with a seating capacity of at least eight but

not more than 15 Passengers (not including the Driver) must maintain

coverage for each Vehicle owned in amounts not less than the following:

(i) $1,500,000 minimum liability for bodily injury or death to one or

more persons, and because of injury to or destruction of property in

any one accident, as those terms are described and defined in

section 370(1) of the Vehicle and Traffic Law

§59A-12(c)(2)

Fine: $350 and suspension until compliance

Appearance REQUIRED

(3) Special Coverage for Luxury Limousines with Seating Capacity of Less

than Eight. Each Owner of a Luxury Limousine with a seating capacity of

fewer than eight Passengers must maintain coverage for each Vehicle in

an amount of not less than:

(i) $200,000 per person, payable for those expenses specified in

paragraphs 1, 2 and 3 of subdivision a of section 5102 of the New

York State Insurance Law

(ii) $500,000 per accident where one person is injured, and

(iii) $1,000,000 per accident for all persons injured in that accident.

(4) Coverage for For-Hire Vehicles with Seating Capacity of Sixteen or More.

Each Owner of a For-Hire Vehicle with a seating capacity of at least 16

Passengers (not including the Driver) must maintain coverage for each

Vehicle owned in amounts not less than the following:

(i) $200,000 per person, payable for those expenses specified in

paragraphs 1, 2 and 3 of subdivision a of section 5102 of the New

York State Insurance Law

(ii) $5,000,000 minimum liability for bodily injury or death to one or

more persons, and because of injury to or destruction of property in

any one accident, as those terms are described and defined in

section 370(1) of the Vehicle and Traffic Law

§59A-12(c)(3)&(4)

Fine: $350 and suspension until compliance

Appearance REQUIRED

(d) Report of Collisions to Carrier and the Commission.

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(1) Report to Carrier. A For-Hire Vehicle Owner must immediately report in

writing to Owner’s insurance carrier all Collisions that are required to be

reported to the insurance carrier involving Owner’s For-Hire Vehicle(s).

§59A-12(d)(1)

Fine: $500-$1,000

Appearance REQUIRED

(2) Report to Commission.

(i) A For-Hire Vehicle Owner must immediately report in writing to

the Commission all Collisions that are required to be reported to

the Department of Motor Vehicles (under §605 of the Vehicle and

Traffic Law) involving Owner’s Vehicle(s).

(ii) A copy of the report sent to the Department of Motor Vehicles

must also be provided to the Commission within 10 days from the

date by which the Owner is required to file the report with the

DMV.

§59A-12(d)(2)

Fine: $150 and $25 for each day of violation

thereafter and suspension until compliance

Appearance REQUIRED

§59A-13 Compliance with Law – Personal Conduct

(a) Bribery Prohibited.

(1) Appearance of Bribery. An Applicant or Licensee must not offer or give

any gift, gratuity or thing of value to any employee, representative or

member of the Commission, or any other public servant.

§59A-13(a)(1)

Fine: Revocation and $10,000

Appearance REQUIRED

(2) Demand for Gratuity. A Licensee must immediately report to the

Commission any request or demand for a gift, gratuity, or thing of value

by any employee, representative, or member of the Commission or any

other public servant.

§59A-13(a)(2)

Fine: $1,000 up to Revocation

Appearance REQUIRED

(3) Offer of Gift to Airport or Transportation Terminal Staff. A Licensee

must not offer or give any gift, gratuity, or thing of value to a person or

persons employed at any airport or other transportation terminal to provide

ground transportation information services, dispatching service, security

services, traffic and parking control, or baggage handling, whether or not

the person or persons are employed by the Port Authority of New York

and New Jersey, LIRR, Metro-North, or any similar entity.

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§59A-13(a)(3)

Vehicle Owner Fine: $250 – 1,000

Appearance REQUIRED

(b) Fraud, Theft. While performing the duties and responsibilities of a Licensee, a

Licensee must not commit or attempt to commit, alone or in concert with another,

any act of fraud, misrepresentation or theft.

§59A-13(b)

Fine: $350-1,000 and/or suspension up to 60 days

or revocation

Appearance REQUIRED

Licensee, a Licensee must not deliberately fail to perform any act where this

failure is against the best interests of the public, although not specifically

mentioned in these Rules.

§59A-13(c)

Fine: $150-$350 and/or suspension up to 30 days or

revocation

Appearance REQUIRED

(d) Willful Acts of Commission. While performing the duties and responsibilities of a

Licensee, a Licensee must not deliberately perform or attempt to perform any act

that is against the best interests of the public, although not specifically mentioned

in these Rules.

§59A-13(d)

Fine: $150 - $350 and/or suspension up to 30 days

or revocation

Appearance REQUIRED

(e) Threats, Harassment, Abuse. While performing the duties and responsibilities of

a Licensee, a Licensee must not threaten, harass, or abuse any person.

§59A-13(e)

Fine: $350-1,000 and suspension up to 30 days

Appearance REQUIRED

(f) Use or Threat of Physical Force. While performing the duties and

responsibilities of a Licensee or any act in connection with those duties, a

Licensee must not use or attempt to use any physical force against a person.

§59A-13(f)

Fine: $500-1,500 and/or suspension up to 60 days

or revocation

Appearance REQUIRED

(g) Threat or Harm to Service Animal. A Licensee must not distract, harm or use

physical force against or attempt to distract, harm or use physical force against a

Service Animal accompanying a person with a disability.

§59A-13(g)

Fine: $500-1,500 and/or suspension up to 60 days

or revocation

Appearance REQUIRED

(h) Notice of Criminal Conviction.

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(1) A Licensee must notify the Commission within 15 calendar days after any

felony conviction of the Licensee, or of any of Licensee’s officers or

members.

(2) The notice must be in writing and must be accompanied by a certified

copy of the certificate of disposition issued by the clerk of the court

explaining what happened as a result of the conviction.

§59A-13(h)

Fine: $50

Appearance NOT REQUIRED

(i) Failure to Cooperate with Law Enforcement.

(1) A Licensee must cooperate with all law enforcement officers and all

authorized representatives of the Commission.

(2) Cooperation includes, but is not limited to, responding to a request for the

Licensee’s name, License number, and any documents Licensee is

required to have in his or her possession.

§59A-13(i)

Fine: $15-$150

Appearance REQUIRED

(j) Cooperation with the Commission. A Licensee must comply with the following

required actions:

(1) Answer truthfully all questions and comply as directed with all

communications, directives, and summonses from the Commission or its

representatives.

(2) Within five business days following a request from the Commission,

produce any Licenses or other documents the Licensee is required to have.

§59A-13(j)(1)&(2)

Fine: $300 and Suspension until compliance

Appearance REQUIRED

(3) Within 48 hours, a Licensee must respond to any contact from the

Commission, seven days a week.

§59A-13(j)(3)

Fine: $500

Appearance NOT REQUIRED

(k) Courtesy. A Licensee will be courteous to Passengers.

§59A-13(k)

Fine: $150

Appearance NOT REQUIRED

(l) Facilitation of Sex Trafficking with a Vehicle. A Licensee must not Facilitate Sex

Trafficking with a Vehicle.

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§59A-13(l)

Fine: $10,000 and revocation.

Appearance NOT REQUIRED

(m) Retaliation.

(1) A For-Hire Vehicle Owner must not retaliate against any Driver for making a

good faith complaint against any Owner.

(2) Retaliation will be broadly construed, and will include imposing any adverse

condition or consequence on the Driver or withholding or withdrawing any

beneficial condition or consequence from the Driver.

§59A-13(m)

Fine: $1,000 plus restitution to the driver for losses

for the first violation and a fine of $10,000 plus

restitution to the driver for the second violation

within five years.

Appearance NOT REQUIRED

§59A-14 Compliance with Law – Miscellaneous

(a) Alcohol and Drug Laws. A For-Hire Vehicle Owner must not knowingly allow

an affiliated For-Hire Vehicle to be operated by a Driver who is under the

influence of any drugs or alcohol or whose driving ability is in any way impaired.

§59A-14(a)

Fine: $10,000 and revocation

Appearance REQUIRED

(b) Payment of all Fines and Judgments. The holder of a For-Hire Vehicle License

issued under this Chapter must satisfy any outstanding judgment and pay any civil

penalty owed for a violation relating to traffic in a Qualified Jurisdiction or for a

violation of the regulations of a Qualified Jurisdiction.

§59A-14(b)

Penalty: Suspension until satisfaction or payment

Appearance NOT REQUIRED

(1) An owner must pay the Commercial Motor Vehicle Tax due as described

in paragraphs (2) and (3) of this subdivision on an Owner’s Vehicle as and

when required by the Commission in these Rules.

(2) An Owner must pay the amounts required in subdivision (g) of Section

59A-07 of this Chapter, including interim payments, if any.

(3) An Owner must also pay any additional Commercial Motor Vehicle Tax

amount for any tax year or period which the New York City Department

of Finance has notified the Commission is due and unpaid.

§59A-14(c)

Fine: $400 and suspension until compliance

Appearance NOT REQUIRED

§59A-15 RESERVED (Operations – Base Station Business Premises)

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§59A-16 RESERVED (Operations – Management Oversight (Use of Agents))

§59A-17 Operations – Service Requirements (Customers)

(a) No Required Ride-Sharing. An Owner of a For-Hire Vehicle must not require

that any prospective Passenger share a ride with another prospective Passenger.

§59A-17(a)

Vehicle Fine: $50

Appearance NOT REQUIRED

§59A-18 Operation – Responsibilities with Respect to Drivers

(a) “Restricted Area”. For the purposes of this subdivision, “restricted area” is

defined as all public streets and sidewalks located on either side of the street on

which the Vehicle’s affiliated Base is located or within the city block front where

the Base is located, including both sides of the street on which the Base is located.

(b) Obey Traffic Rules in Restricted Area. The Owner of a For-Hire Vehicle must

make sure that the Driver and Vehicle will obey all applicable traffic and parking

regulations within the “restricted area.”

§59A-18(b)

Vehicle Owner Fine: $50

Appearance NOT REQUIRED

Vehicle must make sure that the Driver and the Vehicle will not create a nuisance

while stopped at the Base, such as engaging in horn honking, littering, or playing

loud audio material within the “restricted area.”

§59A-18(c)

Vehicle Owner Fine: $50

Appearance NOT REQUIRED

§59A-19 Operations – Trip Record Information

(a) Record-Keeping with Issuing Jurisdictions. Both of the following entities must

ensure the requirements set forth in subdivision (b) below are met:

(1) The holder of a For-Hire Vehicle License issued by the Commission for a

Vehicle used in for hire transportation between New York City and an

Issuing Jurisdiction

(2) The holder of an Issuing Jurisdiction Vehicle License issued by a

Qualified Jurisdiction for a vehicle used in For-Hire transportation

between New York City and the Qualified Jurisdiction

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(b) Issuing Jurisdiction’s Trip Record. The entities identified in (a) above must

ensure that a record is made of each trip between New York City and the Issuing

Jurisdiction. This record must contain:

(1) A record is made prior to the commencement of the trip in the Trip Record

carried in the vehicle.

(2) The record is kept for a period of no less than one year after the trip.

(3) The record is written legibly in ink and includes the following

information:

(i) The Passenger’s name or other identifier

(ii) The time of the scheduled pick-up of the Passenger

(iii) The location of the scheduled pick-up of the Passenger

(iv) The locations of any intermediate stops at which the Passenger is

picked up or dropped off

(v) The final destination of the Passenger

(vi) The time the trip was completed.

§59A-19(b)

Fine: $300

Appearance NOT REQUIRED

§59A-20 Operations – Current Contact Information

(a) Mailing Address and Email Address.

(1) A Vehicle Owner must report any change of Mailing Address or Email

Address to the Commission in person or by mail within ten days of the

change.

§59A-20(a)(1)

Vehicle Owner Fine: $100

Appearance NOT REQUIRED

(2) Any communication from the Commission is sufficient if sent to the last

Mailing Address provided by the For-Hire Vehicle Owner.

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(b) Capacity for 24-Hour Access.

(1) A For-Hire Vehicle Owner must maintain a current telephone number on

file with the Commission.

(2) This number must be connected to an answering machine or must be a

pager number, an answering service telephone number, or something

similar that allows the Commission to reach the Vehicle Owner on a 24-

hour basis.

(3) A Vehicle Owner must have a working Email Address at all times.

§59A-20(b)

Vehicle Owner Fine: $100

Appearance NOT REQUIRED

§59A-21 Leasing a For-Hire Vehicle

(a) A For-Hire Vehicle Owner may lease a Vehicle to a Driver, or otherwise make a

Vehicle available to a Driver for use in exchange for compensation, for any period

of time if the Owner complies with the provisions of this section.

(1) Written records required under this section must be provided to the Driver

who is leasing or otherwise obtaining the use of the Vehicle and must be

maintained in hard copy or electronically.

(b) Lease Must Be in Writing.

(1) All leases, including any amendments, must be in writing and signed by

the lessor and leasing Driver. Electronic signatures are permissible for

electronic leases.

(2) A copy of the fully executed lease must be provided to the leasing Driver

upon lease execution and upon the Driver’s request.

§59A-21(b)(1-2)

Fine: $500 per missing lease

Appearance NOT REQUIRED

(3) Terms. The lease must provide:

(i) The beginning date and time and ending date and time of the lease.

(ii) All costs and possible fees that may be charged by the lessor.

(A) For each cost and fee that will be charged, the lease must

provide in clear and unambiguous language an explanation

of the cost or fee.

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(B) For each cost and fee that may be charged, the lease must

provide in clear and unambiguous language an explanation

of the conditions that will result in the imposition of such

cost or fee.

specify the minimum prior notice that must be provided by

Drivers to avoid the cancellation fee.

(D) The lease must specify if the Driver will be responsible for

physical damage to the vehicle. However, if the lessor

Owner receives compensation for damages to the Vehicle

incurred from an entity other than the Driver, any amount

previously paid by the Driver as compensation for damages

must be refunded to the Driver.

(E) If the lease includes the conditional purchase of the

Vehicle, the lease must provide the Vehicle sales price and

an itemized total of all other fees and costs to be paid

before title to the Vehicle will be passed to the Driver.

(F) If the lessor permits subleasing, all restrictions on subleases

must be specified in the lease. These restrictions must

include, at a minimum, that only Drivers with a Valid TLC

License may sublease the Vehicle.

(G) If a security deposit is included in the lease, the terms and

costs of the security deposit must be specified in the lease,

including all costs that may be reimbursed from the

security deposit. The lease must provide the number of

days after termination of the lease, not to exceed 30 days,

when the lessor will return the security deposit.

(4) Overcharges. Every lease must contain clearly legible notice that

overcharging a Driver is prohibited by the Commission’s Rules, and that

complaints of overcharges may be made to the Commission or by calling

311.

(5) RESERVED (limitations on costs and fees related to the lease of a For-

Hire Vehicle)

§59A-

21(b)(3-5)

Fine: First violation: $500; Second and subsequent

violations: $1,000 and/or suspension for up to 30 days. In

addition to the penalty payable to the Commission, the

Hearing Officer must order the lessor to pay restitution to

the Driver, equal to the amount charged to the Driver in

Appearance REQUIRED

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violation of this rule.

(1) A lessor may require payment of only those costs and fees provided in the

lease. Requiring payment of costs and fees not provided in the lease is an

overcharge.

(2) A lessor cannot charge, request or accept a tip.

(3) A lessor cannot require payment of a summons not written to the Driver,

except the following summonses issued to the Vehicle Owner:

(i) Any parking tickets or red light violations issued during the lease if

the Driver was provided an opportunity to dispute the ticket; and

(ii) Fines for violation of Rule 59B-26(a), provided that such fine was

assessed because of the conduct of the Driver, and provided further

the lessor is able to show that the Driver had notice of the

inspection date, and provided further that the lease clearly states

that inspection of the Vehicle as required by Rule 59B-26(a) is the

responsibility of the Driver.

§59A-21(c)(1-3)

Fine: First violation: $500; Second and subsequent

violations: $1,000 and/or suspension for up to 30 days.

In addition to the penalty payable to the Commission,

the Hearing Officer must order the lessor to pay

restitution to the Driver, equal to the amount charged to

the Driver in violation of this rule.

Appearance REQUIRED

(4) Vehicle Availability. The lease payment must be pro-rated if the Vehicle is

unavailable for use during any part of the term of the lease for any reason

that is not the lessee’s responsibility.

§59A-

21(c)(4)

Fine: First violation: $500; Second and subsequent

violations: $1,000 and/or suspension for up to 30 days. In

addition to the penalty payable to the Commission, the

Hearing Officer must order the lessee to pay restitution to

the Driver, equal to the amount charged to the Driver in

violation of this rule.

Appearance REQUIRED

(d) Driver Earnings.

(1) Driver earnings received by the lessor must be remitted to the Driver. The

lessor may only deduct costs and fees from the Driver’s earnings if those

costs and fees are specified in the lease as required in subdivision (b) of

this section and the lease further provides that such costs and fees will be

withheld from the Driver’s earnings.

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§59A-21(d)(1)

Fine: First violation: $200

Second violation: $300

Third violation: $500

In addition to the penalty payable to the Commission, the

Hearing Officer must order the lessor to pay restitution to

the Driver, equal to the amount owed to the Driver.

Appearance REQUIRED

(2) Drivers must be paid earnings within one week of a trip’s completion.

§59A-21(d)(2)

Fine: $100

In addition to the penalty payable to the Commission, the

Hearing Officer must order the lessor to pay restitution to

the Driver, equal to the cost to the Driver.

Appearance NOT REQUIRED

(e) Written Receipt. For every financial transaction completed under the lease or

these Rules, the lessor must give a written receipt to the Driver.

(1) The receipt must include the name of the Driver and the Vehicle license

number.

(2) The receipt must clearly state the following information with respect to the

payment or deduction:

(i) The date;

(ii) The name of the recipient;

(iii) The amount and calculations showing how the amount was

determined;

(iv) The purpose of the payment or deduction;

(v) The number of the section of this chapter or provision of the lease

that authorizes the payment or deduction; and

(vi) For leases including the conditional purchase of the Vehicle, an

accounting of the portion of each payment made under the lease

that is devoted to the conditional purchase of the Vehicle, the

cumulative amount paid towards the conditional purchase of the

Vehicle, and the number of payments remaining.

§59A-21(e)

Fine: $200 per missing receipt

Appearance REQUIRED

(f) Records Maintenance. A lessor must maintain for a period of three years from the

date a lease expires or is cancelled:

(1) A copy of the executed lease and any lease amendments;

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(2) Records of all itemized earnings paid to Drivers;

(3) Records of all itemized payments received from Drivers;

(4) Records of all itemized security deposit withholdings; and

(5) Records of all Drivers subleasing the Vehicle, including the dates and

times of the sublease, the subleasing Drivers’ names, DMV license

number and TLC Driver License number.

§59A-21(f)

Fine: $100 for each missing item

Appearance REQUIRED

(g) Collective Bargaining Exception. The provisions of this section do not apply to

lessors and Drivers whose business relationship is governed by the terms of a

collective bargaining agreement.

§59A-22 RESERVED (Operations – Reporting Requirements)

§59A-23 (Operations – Rates and Tolls)

(a) Tolls – How Tolls are Paid.

(1) All For-Hire Vehicles must be equipped with a New York MTA Bridges

& Tunnels EZ-Pass®.

(2) When a For-Hire Vehicle drives through a toll plaza with an EZ-Pass®, MTA

Bridges & Tunnels will automatically deduct the cost of the toll from an account

maintained by the EZ-Pass® tag holder.

(3) Passengers must pay for the toll, but only must pay the actual amount (often a

discounted toll) charged to the EZ-Pass®.

(4) Drivers must collect the proper toll amount from the passenger and forward it

to the holder of the EZ-Pass® tag.

(b) Tolls – What Tolls are Paid by Passenger

(1) On all trips within the City of New York, the passenger must pay:

(i) All tolls incurred during the trip except for trips as follows:

A. From the Rockaway Peninsula over the Cross Bay Veterans Bridge

to Queens

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B. From the Rockaway Peninsula over the Marine Parkway – Gil

Hodges Memorial Bridge to Brooklyn

C. From Staten Island over the Verrazzano Narrows Bridge to

Brooklyn

(ii) Two times the amount of the toll if incurred during the trip:

A. From Queens over the Cross Bay Veterans Bridge to the

Rockaway Peninsula

B. From Brooklyn over the Marine Parkway – Gil Hodges Memorial

Bridge to the Rockaway Peninsula

C. From Brooklyn over the Verrazzano Narrows Bridge to Staten

Island

(2) On trips beyond the City of New York, the passenger must pay all necessary

tolls to and from the destination.

(3) A Driver who charges a passenger more than the actual amount of the EZ-

Pass® toll is guilty of an overcharge as prohibited by §80-17(a) of these rules and

will be subject to the penalties provided in section 80-02(e) of these rules.

(4) A Driver who fails to reimburse an EZ-Pass® tag holder for all toll charges

incurred, including toll charges for which there is no passenger reimbursement,

will be subject to the penalties provided for violation of §80-15(d)(4) of these

rules.

(5) In addition to any other penalty permitted, the Commission can order

restitution to a passenger or the EZ-Pass® tag holder.

§59A-24 RESERVED (Operations – E-Zpass Required)

(a) EZ-Pass® Account. All For-Hire Vehicle Owners must participate in the EZ-

Pass® New York Program by maintaining a current account with the

Metropolitan Transportation Authority, Triborough Bridge and Tunnel Authority

(“MTA Bridges and Tunnels” or “MTA B&T”).

§59A-24(a)

Fine: $100 and suspension until compliance

Appearance REQUIRED

(b) EZ-Pass® Tags Required on all For-Hire Vehicles.

(1) For-Hire Vehicle Owners must either:

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(i) Equip all of Owner’s For-Hire Vehicles with an MTA Bridges and

Tunnels EZ-Pass® tag, each of which must be attached as required

by MTA B&T, or

(ii) Allow a Driver to use their personal EZ-Pass® tag.

(2) For-Hire Vehicle Owners must have available at least one MTA

Bridges and Tunnels tag for each of their For-Hire Vehicle licenses.

(3) Owners must maintain a sufficient balance in their EZ-Pass® account,

according to what is required by the EZ-Pass program.

§59A-24(b)

Fine: $100 and suspension until compliance

Appearance REQUIRED

(1) A Driver can choose to use their own EZ-Pass® tag.

(2) If a Driver uses their own EZ-Pass®, the Driver keeps the toll money

paid by the passenger, or is reimbursed the amount of the toll(s) if the

passenger pays by credit or debit card.

(d) For-Hire Vehicle Owner Provides EZ-Pass® Tag.

(1) Funds Accrue to Owner. When a For-Hire Vehicle Owner provides the

EZPass® tag, the Driver must ensure that all of the monies paid by a

passenger for toll(s) accrue to the For-Hire Vehicle Owner.

(i) If the customer pays by cash, the Driver will forward the money to

the For-Hire Vehicle Owner at the end of the shift or lease.

(ii) If the customer pays by credit or debit card, the For-Hire Vehicle

Owner will retain any amount paid for toll(s).

§59A-

24(d)(1)

Fine: $250

Appearance NOT REQUIRED

(2) For-Hire Vehicle Owner can Require Driver to Maintain a

“Replenishment” Account.

(i) A For-Hire Vehicle Owner who is the EZ-Pass® tag holder can

require a Driver who is Dispatched in one of Owner’s For-Hire

Vehicles for one or more shifts to maintain an EZ-Pass®

replenishment account with the For-Hire Vehicle Owner.

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(ii) The For-Hire Vehicle Owner can require a Driver to maintain a

maximum of $10 for every 12-hour shift included within a lease

period, up to a maximum of $100, in the replenishment account for

the benefit of For-Hire Vehicle Owner.

(iii) The For-Hire Vehicle Owner can collect from the replenishment

account any tolls paid by the For-Hire Vehicle Owner’s EZ-Pass®

account for a tag assigned to a Taxicab operated by the Driver, for

which the For-Hire Vehicle Owner has not been reimbursed.

(iv) Any funds held in the replenishment account that are not used to

reimburse the For-Hire Vehicle Owner must be returned to a

Driver within 30 days after the termination of the Driver’s lease

with the For-Hire Vehicle Owner.

(v) An Agent has the same rights and obligations as a For-Hire

Vehicle Owner under this paragraph §58-27(d)(2).

§59A-

24(d)(2)

Fine: $250 plus restitution to the Driver of any

replenishment account improperly retained by the For-Hire

Vehicle Owner

Appearance NOT REQUIRED

§59A-25 Operations – Miscellaneous Operating Requirements

(a) Passenger Trips by Pre-Arrangement Only.

(1) No For-Hire Vehicle Owner will allow Owner’s Vehicle(s) to transport

Passengers for hire other than through pre-arrangement with a Base

licensed by the Commission.

(2) A For-Hire Vehicle Owner will be liable for penalties for any violation of

this section.

§59A-26 Vehicles – Inspections

(a) Tri-Annual Inspections.

(1) For-Hire Vehicles must be regularly inspected three times every year,

including at least once every four months. Section 59A-04(e)(1) and

(f)(1) specifies that inspections required for new and renewal applications

must be done at the Commission’s Safety and Emissions Division facility,

§59A-

25(a)

Vehicle: During any license term, $100 for the first

violation during such term, with the penalty increasing by

$100 for each subsequent violation up to a maximum of

$10,000.

Appearance NOT

REQUIRED

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except as specifically set forth in Section 59A-04(e) and (f); the other

required inspections can be done at any DMV registered facility.

(2) Exception for vehicles seating 10 or more passengers (including the

driver) and stretched vehicles. A Vehicle which either:

(i) seats 10 or more passengers and is not exempt from NYS

Department of Transportation operating authority and

inspection requirements, or

(ii) has been modified after manufacture and which is not

exempt from NYS Department of Transportation operating

authority and inspection requirements must be inspected

two times a year by the NYS Department of

Transportation. Each Inspection will be performed as

required by the NYS Department of Transportation and its

regulations.

§59A-26(a)

Fine: $100 and suspension of the Vehicle Owner

License until any defect found is corrected or until

the vehicle passes inspection, including any

applicable inspection by the NYS DOT.

Appearance REQUIRED

(b) On-Street Inspections. Any officer or employee of the Commission designated by

the Chairperson or any police officer can conduct on-street inspections of any

For-Hire Vehicle operating within New York City to assure compliance with all

applicable laws and rules and can order the Vehicle to report to the Commission’s

inspection facility.

§59A-

26(b)

Fine: Suspension of For-Hire Vehicle License or

recognition of issuing jurisdiction vehicle License until

compliance.

Appearance NOT REQUIRED

§59A-27 Vehicles – Meets Safety Standards

(a) Unsafe or Unfit Vehicles.

(1) No For-Hire Vehicle can be used in a For-Hire Vehicle service when the

Commission or the New York State DMV has determined that the vehicle

is unsafe or unfit for use as a For-Hire Vehicle and the Owner has been

directed to remove the vehicle from service.

(2) If the Chairperson has determined that the Vehicle is unsafe or unfit, the

Decals will be confiscated by the Chairperson.

(3) If the New York State DMV or a DMV inspection facility other than the

Commission has determined that the Vehicle is unsafe or unfit, the

44 OF 169

Vehicle Owner must return the Decals to the Chairperson within 72 hours

of issuance of the determination.

(4) If the Chairperson has any reason to believe that any For-Hire Vehicle is

unsafe or unfit for use, the Chairperson can order the Vehicle to report to

the Commission’s inspection facility.

(5) The License of an Owner who operates a vehicle that has been determined

to be unsafe or unfit will be summarily suspended.

§59A-27(a)

Fine: $100 – 350 and/or suspension up to 30 days;

Suspension until compliance.

Appearance REQUIRED

(b) Seat and Shoulder Belts Each For-Hire Vehicle must have all seat belts and

shoulder belts clearly visible, accessible, and in good working order.

§59A-27(b)

Fine: $100 – 250

Appearance REQUIRED

shoulder belts for both outside front seat positions, all For-Hire Vehicles must be

equipped with shoulder belts for both outside Passenger rear seat positions.

§59A-27(c)

Fine: $100 – 250

Appearance REQUIRED

(d) Correct Defect Directives. A For-Hire Vehicle Owner must comply with all

Commission notices and directives to correct defects in the Vehicle.

§59A-27(d)

Fine: $50 and suspension until the defective

condition is corrected

Appearance REQUIRED

(e) Daily Personal Inspection by Owner. A For-Hire Vehicle Owner must not permit

a For-Hire Vehicle to be operated without daily personal inspection and

reasonable determination that all equipment, including brakes, lights, signals, and

Passenger seatbelts and shoulder belts, are in good working order and meet all the

requirements of the New York State Vehicle and Traffic Law and these Rules.

§59A-27(e)

Fine: $150 if plead guilty before a hearing;

$200 if found guilty following a hearing.

Appearance NOT REQUIRED

§59A-28 Vehicles –Miscellaneous Requirements and Vehicle Retirement

(a) Post-Manufacture Alterations.

(1) No For-Hire Vehicle can be altered after manufacture:

(i) To increase its length, width, weight or seating capacity, or

(ii) To modify its chassis and/or body design,

45 OF 169

(2) Exception for all types of Vehicles: A For-Hire Vehicle can be altered,

after manufacture, provided that the Vehicle, as modified, meets all of the

following:

(i) The modification has been made under a program approved in

advance by the original vehicle manufacturer, and

(ii) The alteration has been performed by an entity approved and

certified by the vehicle manufacturer to perform such alterations.

(iii) An original, unaltered, approved vehicle modifier’s certification

sticker must be affixed to the Vehicle on the left center post or

hinge post.

(3) Exception for Vehicles seating 10 or more passengers (including the

driver) and NOT exempt from NYS DOT Requirements:

A For-Hire Vehicle can be altered, after manufacture, provided that the

Vehicle, as modified, meets all of the following:

(i) The Vehicle, as modified, has been approved by the NYS

Commissioner of Motor Vehicles under Section 401(1)(b) of the

NYS Vehicle and Traffic Law.

(ii) The Vehicle has passed inspection by the NYS Department of

Transportation under 17 NYCRR §720.

(iii) For such modified For-Hire Vehicles, the inspections required by

Section 59A-04(e) and (f) and Section 59A-26(a) of this Chapter

and the requirement to meet safety standards set forth in Section

59A-27 of this Chapter, will be inspections of, and determinations

by, the NYS Department of Transportation.

(iv) A modified For-Hire Vehicle must still pass a visual inspection at

the Commission’s Safety and Emissions Division at application

and renewal as required by section 59A-04(e) and (f) of this

Chapter.

(v) The For-Hire Vehicle must be properly registered with the NYS

Department of Motor Vehicles and must have been re-registered

after completion of the modification.

(vi) The Vehicle must carry the modifier’s sticker certifying that the

modification was conducted in accordance with Federal Motor

Vehicle Safety Standards.

46 OF 169

(vii) The modifier of the Vehicle must certify that it is registered with

the National Highway Traffic Safety Administration.

(viii) The modifier of the Vehicle must provide a warranty that the

vehicle will be free from defects in material and workmanship,

including that the chassis and frame will be free from defects for a

period of 3 years or 60,000 miles, whichever comes first.

(ix) The modifier of the Vehicle must maintain a General Liability

Insurance Policy in a minimum amount of $5,000,000.

(4) Exception for Vehicles seating 10 or more passengers (including the

driver) and exempt from NYS DOT Requirements:

A For-Hire Vehicle can be altered, after manufacture, provided that the

Vehicle, as modified, meets all of the following:

(i) The For-Hire Vehicle must be properly registered with the NYS

Department of Motor Vehicles and must have been re-registered

after completion of the modification.

(ii) The Vehicle must carry the modifier’s sticker certifying that the

modification was conducted in accordance with Federal Motor

Vehicle Safety Standards.

(iii) The modifier of the Vehicle must certify that it is registered with

the National Highway Traffic Safety Administration.

(iv) The modifier of the Vehicle must provide a warranty that the

vehicle will be free from defects in material and workmanship,

including that the chassis and frame will be free from defects for a

period of 3 years or 60,000 miles, whichever comes first.

(v) The modifier of the Vehicle must maintain a General Liability

Insurance Policy in a minimum amount of $5,000,000.

(5) Exception for modified Vehicles seating 9 or fewer and exempt from NYS

DOT inspection and operating authority requirements:

A For-Hire Vehicle can be altered, after manufacture, even if the original

vehicle manufacturer has not approved the program, provided that the Vehicle,

as modified, meets all of the following:

47 OF 169

(i) The For-Hire Vehicle must be properly registered with the NYS

Department of Motor Vehicles and must have been re-registered

after completion of the modification.

(ii) The Vehicle must carry the modifier’s sticker certifying that the

modification was conducted in accordance with Federal Motor

Vehicle Safety Standards.

(iii) The modifier of the Vehicle must certify that it is registered with

the National Highway Traffic Safety Administration.

(iv) The modifier of the Vehicle must provide a warranty that the

vehicle will be free from defects in material and workmanship,

including that the chassis and frame will be free from defects for a

period of 3 years or 60,000 miles, whichever comes first.

(v) The modifier of the Vehicle must maintain a General Liability

Insurance Policy in a minimum amount of $5,000,000.

(6) Exception for modified Vehicles seating 9 or fewer and NOT exempt from

NYS DOT inspection and operating authority requirements:

A For-Hire Vehicle can be altered, after manufacture, even if the original

vehicle manufacturer has not approved the program, provided that the Vehicle,

as modified, meets all of the following:

(i) The Vehicle, as modified, has been approved by the NYS

Commissioner of Motor Vehicles under Section 401(1)(b) of the

NYS Vehicle and Traffic Law.

(ii) The Vehicle has passed inspection by the NYS Department of

Transportation under 17 NYCRR §720.

(iii) For such modified For-Hire Vehicles, the inspections required by

Section 59A-04(e) and (f) and Section 59A-26(a) of this Chapter

and the requirement to meet safety standards set forth in Section

59A-27 of this Chapter, will be inspections of, and determinations

by, the NYS Department of Transportation.

(iv) A modified For-Hire Vehicle must still pass a visual inspection at

the Commission’s Safety and Emissions Division at application

and renewal as required by section 59A-04(e) and (f) of this

Chapter.

48 OF 169

(v) The For-Hire Vehicle must be properly registered with the NYS

Department of Motor Vehicles and must have been re-registered

after completion of the modification.

(vi) The Vehicle must carry the modifier’s sticker certifying that the

modification was conducted in accordance with Federal Motor

Vehicle Safety Standards.

(vii) The modifier of the Vehicle must certify that it is registered with

the National Highway Traffic Safety Administration.

(viii) The modifier of the Vehicle must provide a warranty that the

vehicle will be free from defects in material and workmanship,

including that the chassis and frame will be free from defects for a

period of 3 years or 60,000 miles, whichever comes first.

(ix) The modifier of the Vehicle must maintain a General Liability

Insurance Policy in a minimum amount of $5,000,000.

§59A-28(a)

Vehicle Owner Fine: $10,000 and License suspension until

compliance if alteration is not approved or revocation if the

vehicle is not brought into compliance within 30 days.

Appearance REQUIRED

(b) Proper Vehicle Identification Required.

(1) License Plate Number Matches. The license plate number on the motor

vehicle tax stamp, on the state registration certificate, and on the

Commission Decals must match each other and must match the number on

the license plates applied to the Vehicle.

§59A-28(b)(1)

Fine: $200 if plead guilty before a hearing;

$300 if found guilty following a hearing.

Appearance NOT REQUIRED

(2) Vehicle Identification Number Matches. The last six digits of the vehicle

identification number (VIN) on the Commission Decals must match the

last six digits of the VIN on the state registration, and the VIN on the

Vehicle.

§59A-28(b)(2)

Fine: $100

Appearance NOT REQUIRED

(3) T & LC License Plates. A For-Hire Vehicle that is registered in New

York must have New York State license plates affixed to the Vehicle that

are embossed with the legend “T & LC.”

§59A-28(b)(3)

Fine: $100 - $350 and Suspension until compliance

Appearance NOT REQUIRED

49 OF 169

§59A-28(c)

Fine: Suspension of the Vehicle Owner License

Appearance REQUIRED

§59A-29 Vehicles – Markings & Advertising

(a) Valid License Decals.

(1) Three Valid Commission License Decals must be plainly visible and

affixed to the Vehicle in the following locations:

(i) One Decal must be on the lower front right side of the windshield

(ii) One Decal must be on the lower rear corner of each of the two rear

quarter windows; if there are no rear quarter windows, the Decals

must be on the lower rear window just above the rear door.

(iii) The Decals must be affixed by Commission staff.

(2) New Decals must be placed on the Vehicle by the Commission Safety and

Emissions Division:

(i) When the License is renewed;

(ii) If the Vehicle is replaced, changes affiliation, or changes its license

plates.

(3) Exception for Luxury Limousines. Any For-Hire Vehicle that is a Luxury

Limousine will only be required to have a single Commission Decal

affixed to the lower right side of the front windshield.

(b) Valid Registration Sticker. A Valid registration sticker from an authorized state

motor vehicle department must be affixed to the left front windshield so as to be

plainly visible.

§59A-29(b)

Fine: $100

Appearance NOT REQUIRED

§59A-29(a)

Failure to have proper Decal(s):

$500 for the first offense in 12 months

$1,000 for the second and subsequent offenses within a

12-month period and suspension of the For-Hire Vehicle

License until compliance.

Appearance NOT REQUIRED

50 OF 169

fewer than eight months left before the sticker expires must be plainly visible on

the front left side of the front windshield.

§59A-29(c)

Vehicle Owner Fine: $100 and suspension of the Vehicle

Owner License until any defect found is corrected

Penalty Points: 1.

Appearance REQUIRED

(d) Prohibited Colors for Vehicle Exteriors. No For-Hire Vehicle can be, in whole or

in part, any shade of Taxicab yellow and no For-Hire Vehicle not licensed and

Valid to operate as a Street Hail Livery can be, in whole or in part, any shade of

Apple Green as authorized for use with a Street Hail Livery provided in Chapter

82 of these Rules.

§59A-29(d)

Fine: $350 for the first violation; $500 for the

second violation in 24 months; revocation for the

third violation in 36 months

Appearance REQUIRED

(e) Prohibited Advertising.

(1) An Owner must not display any advertising on the exterior or the interior

of a For-Hire Vehicle unless the advertising has been authorized by the

Commission and a License has been issued to the Owner following the

provisions of the Administrative Code.

(2) The Commission will not approve any advertising for the exterior of a

For-Hire Vehicle that consists, in whole or in part, of roof top advertising.

§59A-29(e)

Fine: $50

Appearance NOT REQUIRED

(f) Motor Vehicle Tax Stamp.

(1) For Vehicles registered with the Department of Motor Vehicles prior to

April 30, 1999, a Valid NYC commercial use motor vehicle tax stamp

must be affixed to the front right side of the windshield of the Vehicle so

as to be plainly visible.

(2) For Vehicles registered after April 30, 1999, the Owner must show proof

that the required commercial use motor vehicle tax for the current tax

period has been paid.

§59A-29(f)

Fine: $100

Appearance NOT REQUIRED

(g) Base Station Affiliation Signs. For-Hire Vehicles must identify their Affiliated

Base Station on the exterior of the Vehicle as follows:

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(1) The name of the Base Station, its License number and telephone number

in one of the following ways:

(i) In letters and numerals at least one-and-one-half inches in height,

on the outside of a door or doors on both sides of the Vehicle,

below the windows and at least six inches above the bottom of the

door(s);

(ii) In letters and numerals at least one inch in height in one location

on the rear of the Vehicle below the rear window, and at least six

inches above the bottom of the rear of the Vehicle, or

(iii) Both on the doors and rear of the Vehicle.

(2) The letters and numerals must be of a color that contrasts with the color of

the body of the Vehicle so that it is easy to see and read.

(3) Lettering and numbering must be spaced to provide easy legibility and, if

placed on doors on both sides of the Vehicle must be identical on both

sides of the livery.

(4) All Decals must be semi-permanent adhesive stickers.

(5) Exemption. Luxury Limousines and Black Cars are exempt from the

requirements of this subdivision.

§59A-29(g)

Fine: $25

Appearance NOT REQUIRED

(h) Required Signage for Accessible Vehicles. Any Accessible Vehicle licensed by

the Commission must display signs that identifies the Vehicle as an Accessible

Vehicle. The signs design will be provided by the Commission on its Web site or

through other appropriate means as announced on its Web site. The signs must be

placed on the Vehicle as follows:

(1) Must be located on the exterior of the C-pillars of a sedan or an SUV or on

the exterior of the D-pillars of a minivan, on both sides of the Vehicle

(2) Must be visible to Passengers entering the accessible Vehicle

§59A-29(h)

Fine: $75

Appearance NOT REQUIRED

(i) Required Signage for Clean-Air Vehicles. Any Clean Air For-Hire Vehicle

licensed by the Commission must display signs that identify the Vehicle as a

Clean Air Vehicle. The signs design will be provided by the Commission on its

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Web site or through other appropriate means as announced on its Web site. The

signs must be placed on the Vehicle as follows:

(1) Must be located on the exterior of the C-pillars of a sedan or an SUV or on

the exterior of the D-pillars of a minivan, on both sides of the Vehicle

(2) Must be visible to Passengers entering the clean air vehicle

§59A-29(i)

Fine: $75

Appearance NOT REQUIRED

(j) Required Sticker. Each For hire-vehicle must display an internal safety sticker,

with the following inscription: “Turning? People are Crossing.” The dimensions

of the sticker are 3.5 inches wide by 2.5 inches high. The sticker must be

obtained pursuant to the instructions on the Commission’s website or through

other appropriate means announced on the website. The sticker must be placed in

the Vehicle as follows:

(1) On the inside of the front windshield, in the center and adjacent to the top

of the windshield directly behind the rearview mirror.

(2) In such a manner not to obstruct the driver’s view.

(k) Optional Sticker. For hire-vehicles may display an optional external sticker, with

the following inscription: “The choices you make behind the wheel matter.” The

dimensions of the sticker are 15 inches wide by 4 inches wide. The sticker may

be obtained pursuant to the instructions on the Commission’s website or through

other appropriate means announced on the website. If displayed, the sticker must

be placed on the Vehicle as follows:

(1) On the rear bumper of the vehicle.

(l) Required Sticker. Each For Hire-Vehicle must display an internal safety sticker,

with the following inscription: “ATTENTION: Assaulting A Driver Is Punishable

By Up to Twenty-Five Years in Prison.” The dimensions of the sticker are 8.0

inches wide by 2.0 inches high. The sticker must be obtained pursuant to the

instructions on the Commission’s website or through other appropriate means

announced on the website. The sticker must be placed in the Vehicle as follows:

(1) Incorporated into the Livery Bill of Rights.

The provisions of this subdivision do not apply to black cars and luxury

limousines.

59A-29(j)(1) and (2)

Fine: $75

Appearance NOT REQUIRED

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(m) Optional Sticker. Each For Hire-Vehicle may display an external safety sticker,

with the following inscription: “Taxi and Limousine Drivers Are Protected By

New York State Law ATTENTION: Assaulting A Driver Is Punishable By Up to

Twenty-Five Years in Prison.” The dimensions of the sticker are 3.5 inches wide

by 3.5 inches high. The sticker may be obtained pursuant to the instructions on

the Commission’s website or through other appropriate means announced on the

website. The sticker must be placed in the Vehicle as follows:

(1) On a rear passenger window.

(n) Required Decal. Each For-Hire Vehicle with Hearing Induction Loop capability

must display a Hearing Induction Loop Decal. The decal will feature the

International Symbol of Access for Hearing Loss, described as the profile of an

ear with a wide diagonal line running from the bottom left to the top right. The

symbol contrast shall be light on dark or dark on light. A “T” will be placed in the

lower right-hand corner of the decal. The decal will include the language

“Induction loop installed. Switch hearing aid to T-coil.” The decal will be placed

as follows:

(1) As directed by the Chairperson.

§59A-30 Vehicles – Items Required to be in Vehicle

(a) Required Items. Each For-Hire Vehicle must have:

(1) On the right visor, on top of the right side of the dashboard, or in the

glove compartment:

(i) The certificate of registration or a legible copy of it

(ii) The insurance card or a legible copy of it

(2) A protective holder to display the TLC Driver License attached to the

back of the driver’s seat.

(3) Exception for Black Cars and Luxury Limousines.

59A-29(l)(1)

Fine: $50 if plead guilty before a

hearing, $75 if found guilty

following a hearing

Appearance NOT REQUIRED

59A-29(n)(1)

Fine: $50 if plead guilty before a

hearing, $75 if found guilty

following a hearing

Appearance NOT REQUIRED

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(i) Black Cars and Luxury Limousines must comply with all

requirements of this subdivision (a) except that these Vehicles will

not be required to have a protective holder mounted behind the

driver’s seat to display the TLC Driver License.

(ii) The TLC Driver License must, however, be displayed in the

Vehicle in a way so as to be clearly visible from the Passenger seat

and available for inspection by the Passenger upon request.

§59A-30(a)(1)-(3)

Fine: $50 for each violation of this rule; however, no

fine for a violation of this rule can exceed $100

Appearance REQUIRED

(4) Livery Passengers’ Bill of Rights.

(i) Every Livery Vehicle Owner must post a Livery Passengers’ Bill

of Rights in a form and format prescribed by the Commission.

(ii) The Commission will post the proper form and format on its Web

site or will provide the information through other appropriate

means that will be posted on its Web site.

(iii) The Livery Passengers’ Bill of Rights must be placed in a

protective holder attached to the back of the front Passenger’s seat.

§59A-30(a)(4)

Fine: $100 if plead guilty before

a hearing; $150 if found guilty

following a hearing.

Appearance NOT REQUIRED

(5) Modified Vehicles. If the Vehicle has been modified after manufacture

and IS exempt from NYS Department of Transportation inspection and

authorization requirements, a copy of the valid exemption letter from the

NYS Department of Transportation must be kept in the Vehicle at all

times.

§59A-30(a)(5)

Fine: $100.

Appearance NOT REQUIRED

(b) Trip Record.

(1) The Trip Record required in §59A-19(b) of this Chapter must be kept in

the Vehicle during any trip between New York City and an Issuing

Jurisdiction, including a trip through either New York City or an Issuing

Jurisdiction.

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(2) On request, the Trip Record must be presented for inspection to any

police officer or peace officer acting in his or her special duties or to

other persons authorized by the Commission or by the Issuing

Jurisdiction.

(3) Failure to present the Trip Record as required when requested by an

authorized person will be presumptive evidence of an unlicensed

operation.

§59A-30(b)

Fine: $300

Appearance NOT REQUIRED

§59A-31 Vehicle – Equipment

(a) Heating and Air Conditioning. The Owner of a For-Hire Vehicle must be

responsible for ensuring that the Vehicle is equipped with functioning heating and

air conditioning equipment.

§59A-31(a)

Fine: $50

Appearance NOT REQUIRED

(b) Roof Light. A For-Hire Vehicle must not be equipped with a roof light, except for

a Vehicle that operates primarily in Staten Island and is affiliated with a Base

located in Staten Island. A roof light on a Staten Island Vehicle must be

approved.

§59A-31(b)

Fine: $350 – first violation

$500 – second violation in 24 months Revocation for

third violation in 36 months

Appearance REQUIRED

wheelchair accessible Livery which is participating in the dispatch program as

described in Chapter 3 of this title or a Street Hail Livery pursuant to Section

59B-51 of this Chapter.

§59A-31(c)

Fine: $50

Appearance NOT REQUIRED

(d) Distress Signaling Light – Livery Vehicle.

(1) Requirement. Livery Vehicles must be equipped with a help or distress

signaling light system as required by the specifications in §59C-03 of

these Rules.

§59A-31(d)

Fine: $175 and suspension until the condition is

corrected. Respondent must provide a condition

corrected form issued by the TLC’s Safety and

Emissions Division.

Appearance NOT REQUIRED

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(e) Electronic Dispatching Device. In addition to the dispatch equipment required by

the Vehicle’s affiliated Base pursuant to §59B-15(d)(1) of these Rules, a For-Hire

Vehicle may be equipped with the following electronic device(s) provided that

that the device(s) is mounted in a fixed position and not hand-held and use of the

electronic device(s) is limited to either voice or one-touch preprogrammed buttons

or keys while the Vehicle is in motion:

(1) If the dispatch equipment required by the Vehicle’s affiliated Base is

capable of accepting dispatches from other Bases, ONE electronic device

that is used to accept dispatches from a Base.

(2) If the dispatch equipment required by the Vehicle’s affiliated Base is not

capable of accepting dispatches from other Bases, TWO electronic devices

that are used to accept dispatches from a Base.

§59A-32 REPEALED Vehicle Equipment – Partitions for Livery Vehicles

§59A-33 Vehicle Equipment – In-Vehicle Camera System (IVCS)

(a) Required Signage About In-Vehicle Camera System. Each For-Hire Vehicle

equipped with an in-vehicle camera system must display Decals on each rear

Passenger window, visible to the outside, that contain the following information

in letters at least one-half inch high: “This vehicle is equipped with camera

security. You will be photographed.”

§59A-33(a)

Fine: $50 if plead guilty before a hearing;

$100 if found guilty following a hearing.

Appearance NOT REQUIRED

§59A-34 RESERVED (Taxicab Specific Vehicle Equipment)

§59A-35 Penalty Points for For-Hire Vehicles

(a) Four Penalty Points Requires License Revocation. The License of any For-Hire

Vehicle that accumulates four penalty points for violations during any License

term will be revoked.

(b) Points Accrued but not Assessed Before Renewal.

(1) If points are imposed after a Vehicle License has been renewed based on a

violation that occurred before the renewal, the points will be added to the

total points accumulated by the Vehicle before its renewal.

(2) If the additional Points raise the total number to four or more Points, the

Vehicle License will be revoked.

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(1) The Chairperson can begin revocation proceedings whenever a Licensee

has been assessed four or more points during the current term of that

License.

(2) The Licensee’s License can also be revoked as part of the decision

imposing the final point necessary for revocation.

(3) At any time revocation of a Base License is mandated and the last penalty

point arises from the same incident that created the For-Hire Vehicle

License revocation mandate, separate proceedings must be held for the

Base License revocation and the Vehicle License revocation.

(d) The Chairperson will develop a point reduction program applicable to Vehicles

and Bases.

(e) No penalty points will be imposed for violations occurring before August 1, 2009.

§59A-36 Storage of For-Hire Vehicle Licenses

(1) Short-Term For-Hire Vehicle License Storage Program.

(a) Description of Program. A Licensee may put their For-Hire

Vehicle License in storage with the Commission for up to 90 days once

during every two year license term, during which time the TLC will not

enforce insurance or inspection requirements set forth in this sub-chapter

59A, or pursuant to any other applicable TLC rules, subject to the

following terms.

(b) Application, Criteria and Approval. In order to be placed into the

Short-Term For-Hire Vehicle License Storage Program:

(i) All suspensions must be cleared, and the licensee must pay all

fines and fees due to TLC,

(ii) Plates must be surrendered to the DMV within 60 days prior to the

storage date,

(iii) The licensee must submit an application as set forth by the

Commission, and

(iv) Licenses with pending transfers will not be permitted to go into

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storage.

Licensee must submit an application as prescribed by the Commission,

and if the period the license is in storage exceeds the renewal date, the

licensee must complete all renewal requirements.

(d) Licenses Remaining in Storage at the End of the Storage Period.

Any For-Hire Vehicle License not taken out of storage when the 90-day

period has ended will be subject to fines and suspension for failure to

follow directives to exit the storage program as set forth in section 59A-

13(j)(1) of these rules, as well as revocation for non-use pursuant to

section 59A-08(c) of these rules if they are not in use for 60 or more days

after the 90-day storage period has ended.

(2) COVID-19 For-Hire Vehicle License Storage Program, End of Program.

(a) End of Program. The COVID-19 For-Hire Vehicle License

Storage Program established in 2020 ends on August 31, 2023.

(b Licenses Remaining in Storage at the End of the Program. Any

For-Hire Vehicle License not taken out of storage when the COVID-19

For-Hire Vehicle License Storage Program ends on August 31, 2023 will

not be transferred to the new Short-Term For-Hire Vehicle License

Storage Program. For-Hire Vehicle Licenses in storage after the program

end date, August 31, 2023, that are not expired will be subject to fines and

suspension for failure to follow directives to exit the storage program as

set forth in section 59A-13(j)(1) of these rules, as well as revocation for

non-use pursuant to section 59A-08(c) of these rules if they are not in use

for 60 or more days after the program has ended.

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§59B-01 Scope of this Sub-chapter

(a) To establish the procedures, rules and regulations for obtaining and maintaining a For-Hire

Base License.

(b) To provide penalties for violations of the rules and requirements for maintaining a For-Hire

Base License.

§59B-02 Penalties

(a) Unlicensed Activity.

(1) Unlicensed Activity is the act of providing or advertising the provision of any

Commission-regulated for hire transportation service by:

(i) Any Licensee whose License is suspended, revoked, or expired and not yet

renewed (except as provided in this Sub-chapter), or

(ii) Any person who does not hold a License or Authorization from the

Commission;

(2) Unlicensed Activity specifically includes the activities listed in §19-506 and §19-

528 of the Administrative Code, and can subject the violator to the seizure and

possible forfeiture of the vehicle involved.

(b) Specific Penalties. If there are specific penalties for violating a Rule, they are shown at the

end of the Rule. The penalty section also states whether the violator must attend the

Hearing.

(1) Fines are due within 30 days of the day the Respondent is found guilty of the

violation, unless:

(i) the Respondent files an appeal of the decision issued by the Taxi and

Limousine Tribunal within the time required by Chapter 5 of Title 48 of the

Rules of the City of New York, in which case the payment of the fines will

be deferred until 30 days after the date of the appeal decision.

(2) If the fine is not paid by the close of business on the date due, the Commission will

notify the Respondent in writing that the Respondent’s License will be suspended in

10 business days of the date of the notification until the fine is paid, unless the

Respondent demonstrates to the Commission, in person or in writing, that the fine

has been paid.

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§59B-03 Definitions Specific to this Sub-chapter

(a) Applicant in this Sub-chapter means an Applicant for an original or renewal For-Hire Base

License.

(b) Base Agreement is any agreement or terms or conditions a Driver or Vehicle owner must

accept or agree to in order to receive a dispatch from the For-Hire Base, any costs or fees

the Driver or Vehicle owner must pay to a For-Hire Base, or any schedules or formulas

used to calculate Driver or Vehicle owner earnings.

Hire Service.

(d) Black Car Base is a “central dispatch facility” (as the term is defined in New York

Executive Law, §160-cc) and For-Hire Base, excluding a High-Volume For-Hire Service,

that operates as follows:

(1) All Black Car Vehicles are dispatched on a pre-arranged basis;

(2) All Black Car Vehicles are owned by franchisees of the Base or are members of a

cooperative that operates the Base; and

(3) More than ninety percent (90%) of the Base’s business is on a payment basis other

than direct cash payment by a Passenger.

(e) Black Car Fund is the New York Black Car Operators’ Injury Compensation Fund, Inc.

established under Article 6-F of the NYS Executive Law.

(f) Driver in this Sub-chapter means a For-Hire Driver.

(g) For-Hire Base (or “Base”) is the Commission-licensed business for dispatching For-Hire

Vehicles and the physical location from which For-Hire Vehicles are dispatched; a For

Hire Base can be any of the following:

(1) A Black Car Base,

(2) A Livery Base (or Base Station),

(3) A Luxury Limousine Base,

(4) A High-Volume For-Hire Service.

(h) For-Hire Driver in this Sub-chapter means a Driver of a For-Hire Vehicle.

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(i) For-Hire Vehicle is a motor Vehicle Licensed by the Commission to carry Passengers For-

Hire in the City, which:

(1) Has a seating capacity of 20 or fewer Passengers

(2) Has three or more doors

(3) Is not a Taxicab, a Commuter Van, or an authorized bus as defined by NYS law

(j) Independent Base Station is a Livery Base Station that is designated as an independent

livery base under §18-c of the NYS Workers’ Compensation Law because it has joined the

Livery Fund.

(k) Independent Livery Driver is the Driver of a Livery which is affiliated with an Independent

Base Station.

(l) License in this Sub-Chapter means a For-Hire Base License.

(m) Livery is a For-Hire Vehicle that is affiliated with a Livery Base Station.

(n) Livery Base Station (“Base” or “Base Station”) is a For-Hire Base that operates as follows:

(1) Livery Vehicles are dispatched from the Base on a pre-arranged basis.

(2) Livery Vehicles are designed to carry fewer than six (6) Passengers.

(3) Passengers are charged for service on the basis of a flat rate, time, mileage, or

zones.

(o) Livery Fund is the independent livery driver benefit fund established under Article 6-G of

the NYS Executive Law.

(p) Luxury Limousine is a For-Hire Vehicle that is affiliated with a Luxury Limousine Base.

(q) Luxury Limousine Base is a For-Hire Base that operates as follows:

(1) All Luxury Limousines are dispatched from the Base by pre-arrangement.

(2) Luxury Limousine Vehicles have a seating capacity of 20 or fewer Passengers.

(3) More than ninety percent (90%) of its business is on a payment basis other than

direct cash payment by a Passenger.

(4) Passengers are charged “garage to garage” service on the basis of a flat rate, time or

mileage.

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(r) Mailing Address for a For-Hire Base will be the Base address.

(s) Owner in this Sub-chapter refers to a For-Hire Base Owner. An Owner can be a Business

Entity or a person.

(t) Penalty Point is a non-monetary penalty assessed against either a Base Owner or the

Owner of a For-Hire Vehicle if they are convicted of certain violations in this Chapter.

(u) Respondent means an individual or Business Entity who has been noticed and charged with

a violation of one or more of these Rules or the Administrative Code, or with being unfit to

hold a License.

(v) Vehicle in this Sub-chapter refers to a For-Hire Vehicle.

§59B-04 Licensing – General Requirements

(a) Reserved. Identification.

(b) Reserved. Age.

(1) Initial Applicants. An individual or all Limited Business Entity Persons of a

Business Entity applying for a Base License must be fingerprinted for the purpose

of securing criminal history records from the New York State Division of Criminal

Justice Services.

(2) Review of Criminal History. The criminal history must be reviewed in a manner

consistent with Article 23-A of the New York State Correction Law.

(3) Additions or Changes to Applicant. Before or within five days after any change or

addition to the Limited Business Entity Persons of a Business Entity Licensee:

(i) The Licensee must file an application with the Commission for approval of

the change or addition on forms that are prescribed by the Commission.

(ii) The new Limited Business Entity Person(s) must be fingerprinted as

required by this subdivision.

(4) The Applicant or Licensee must pay any processing fee required.

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(d) Reserved. Designate Drivers as Agents to Receive Service.

(e) Bond Required.

(1) Before a For-Hire Base License will be issued or renewed, the Applicant must

provide the Commission with a bond in the amount of $5,000 with one or more

sureties to be approved by the Commission.

(2) The bond must be for the benefit of New York City and must guarantee the

following:

(i) The Licensee will dispatch only vehicles that are currently licensed by the

Commission and that have a current New York City commercial use motor

vehicle tax stamp.

(ii) The Licensee will pay all civil penalties owed for violating any provision of

this Chapter.

(3) The bond will permit the Commission to draw upon the bond to pay any penalties

owed by the Base for any violation of this Chapter that has not been paid when due

or after completion of any appeal.

(i) The Chairperson will give the Base Owner 30 days’ notice before drawing

upon the bond to pay any penalty.

(ii) If the Commission has to draw on the bond, the Base Owner will be

assessed one Penalty Point.

(4) The bond must be maintained by the Base Owner for the term of the License.

§59B-04(e)

Fine: $250 for failure to post or maintain bond; Penalty

Points: One Penalty Point for draw on bond.

Appearance NOT REQUIRED

(f) Payment of Fines and Fees.

(1) An Applicant, including an applicant for a renewal License, must pay, and provide

proof of payment of, any outstanding fines or fees owed by the Applicant to

(i) the Commission,

(ii) NYC Department of Finance’s Parking Violations Bureau,

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(iii) NYC Department of Finance’s Red Light Camera Unit,

(iv) NYS DMV’s Traffic Violations Bureau and

(v) any of their successor agencies.

(2) This requirement includes payment of fines and fees owed as of the date of the

application by

(i) any Business Entity Persons of the Applicant

(ii) any Business Entity of which the Applicant is a Business Entity Person, and

(iii) any Business Entity of which a Business Entity Person of Applicant is also a

Business Entity Person.

(3) An Applicant, including an Applicant for a renewal License, must pay any fines

related to their failure to surrender a previously revoked License (of any type),

unless the Applicant can demonstrate in person or in writing that the License has

been surrendered.

(g) Business Entities. An Applicant which is a Business Entity must provide the following

documents:

(1) Partnerships. If the Applicant is a partnership, it must file with its application a

certified copy of the partnership certificate from the clerk of the county where the

partnership’s principal place of business is located.

(2) Corporations. If the Applicant is a corporation, it must file with its application:

(i) A certified copy of its certificate of incorporation

(ii) A list of officers and shareholders

(iii) A certified copy of the minutes of the meeting at which the current officers

were elected.

(3) Limited Liability Companies (LLCs) If the Applicant is a limited liability company,

it must file with its application:

(i) A copy of its articles of organization

(ii) A copy of its operating agreement

(iii) A list of the members, with the percentages of the Applicant owned by each.

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(h) Address. An Applicant must give the Commission the Applicant’s current Mailing Address

and Email Address.

(i) Fit to Hold License. An Applicant (including the individual, Business Entity or any

Limited Business Entity Persons) must demonstrate that they are Fit to Hold a License.

§59B-04.1 Licensing—Issuance of Street Hail Livery Base Licenses

(a) Issuance of Licenses. The Commission can issue up to 450 Street Hail Livery Base

Licenses. The Commission can re-issue any Street Hail Livery Base Licenses when such

licenses are revoked, surrendered, not renewed or otherwise terminated by a holder or the

Commission.

(b) Initial Issuance Period

(1) Priority to Licensed Bases. During the one month period following issuance of the

first Street Hail Livery License which is the Initial Street Hail Livery Base

Issuance Period, only a Livery Base that is licensed by the Commission and is in

good standing can obtain a Street Hail Livery Base License.

(2) Good Standing. For purposes of the Street Hail Livery Base Issuance Period

Initial, a Livery Base is in good standing and may participate in the issuance if the

Base:

(i) Has been continuously in operation as a Licensed Livery Base for at least

three years on the date of Street Hail Livery Base License application and

(ii) Has no outstanding fines, summonses or suspensions as of the date of the

application for the Street Hail Livery Base License.

(1) Priority to Licensed Livery and Paratransit Bases. During the Second Street Hail

Livery Base Issuance Period (that is, the five month period following the Initial

Street Hail Livery Base Issuance Period), a Street Hail Livery Base License can be

issued only to the following types of bases and only if those bases are in good

standing.

(i) A Livery Base

(ii) A Paratransit Base

(iii) A Commuter Van Service

(2) Good Standing. For purposes of the Second Street Hail Livery Base Issuance

Period, a base is in good standing and may participate in the issuance if that base:

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(i) Has been continuously in operation as a Licensed Livery Base or

Paratransit Base or Commuter Van Service for at least three years on the

date of Street Hail Livery Base License application and

(ii) Has no outstanding fines, summonses or suspensions as of the date of the

application for the Street Hail Livery Base License.

(d) Issuance following Initial and Second Issuance Periods.

(1) After the Street Hail Livery Base Initial and Second Issuance Period, any person or

Business Entity can apply for a Street Hail Livery Base License.

(e) Each Applicant for a Street Hail Livery Base License must meet all the requirements of this

Chapter.

(f) An Applicant which also holds a Paratransit Base License or Commuter Van Service

Authorization must continue to comply with requirements applicable to such license for all

vehicle dispatched under that license.

§59B-04.2 Licensing—Street Hail Livery Base Can Act as Representative

(a) Upon notice to the Commission, in a manner prescribed by the Commission, the Owner of

a Street Hail Livery License may designate an individual Owner of a Street Hail Livery

Base with which such Owner of a Street Hail Livery License is affiliated, or a Limited

Business Entity Person of a Business Entity that owns a Street Hail Livery Base with which

such Owner of a Street Hail Livery License is affiliated, to appear before the Commission

as a representative of such Owner of a Street Hail Livery License. Upon notice to the

Commission and in a manner prescribed by the Commission, an applicant for a Street Hail

License seeking to affiliate with a Street Hail Livery Base may designate an individual

Owner of a Street Hail Livery Base with which such applicant is seeking to affiliate, or a

Limited Business Entity Person of a Business Entity that owns a Street Hail Livery Base

with which such applicant is seeking to affiliate, to appear before the Commission as a

representative of such applicant. The scope of such representation is limited to business

transactions related to licensing and transfers of vehicle affiliations with a Street Hail

Livery License, and excludes transactions for the initial purchase of a Street Hail Livery

License or transfer of ownership of or interests in a Street Hail Livery License.

§59B-05 Licensing – Special Requirements for Livery Base Stations and Street Hail Livery

Bases

(a) Fitness to Hold a License.

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(1) An Applicant for a License to operate a Livery Base Station must demonstrate to

the satisfaction of the Commission that the Applicant is fit to operate a Base

Station.

(2) The Commission will consider:

(i) The ability of the Applicant to adequately manage the Base Station,

(ii) The Applicant’s financial stability,

(iii) Whether the Applicant operates or has previously operated a Licensed Base

Station and the manner in which that Base Station was operated.

(3) The Commission will also consider any relevant information maintained in the

records of the Department of Motor Vehicles or the Commission.

(b) Off-Street Parking. An Applicant for a License to operate a Livery Base Station must

demonstrate to the satisfaction of the Commission that the operator of the Base Station will

comply with the provision to provide and use lawful off-street facilities as described in

§59B-15(j).

renewal License to operate a Livery Base Station will not become final until the

determination has been subject to review by the New York City Council, as follows:

(1) Upon receipt of an application for a new or renewal Livery Base Station License,

the Commission will, within five business days, submit a copy of the application to

the City Council and to the district office of the City Council member and the

community board for the area in which the Base Station is or would be located.

(2) Within five days of a decision to approve a new or renewal Base Station License,

the Commission will send to the City Council and to the district office of the

Council member within whose district that Base Station is or would be located:

(i) A written copy of the approval decision.

(ii) Copies of the data, information, and other materials the Commission relied

on to make the decision.

(3) Action by City Council. [Admin Code §19-511.1]

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(i) Within 90 days of the first scheduled meeting following receipt of the

decision and back-up data, the Council can adopt a resolution to review the

decision and can approve or disapprove it.

(ii) If the Council fails to act within the 90-day period, the Commission’s

decision will become final.

(d) Submit Business Plan – Livery Base Only. A Livery Base Station must submit a business

plan with each application for a new or renewal License or for a change of ownership of the

Base Station License. The business plan must include:

(1) Contact Information. The business name, address, telephone number, email address

and 24-hour contact number for the Base Station;

(2) Plans for Ensuring Compliance with Commission Rules.

(i) A general description of how the Base Station intends to monitor and ensure

that the Base Station itself, its affiliated Vehicle Owners, and the Drivers

operating the affiliated Vehicles comply with these Rules;

(ii) A specific plan for assuring that affiliated Vehicles and their Drivers provide

transportation only through pre-arrangement made with the Base

(iii) A specific description of how the Base plans to prevent its affiliated

Vehicles and their Drivers from accepting street hails

(3) Plans for Preventing Recurrence of Past Violations. A description of how the Base

Station intends to prevent a recurrence of any Rule violations that occurred during

the current and previous (if any) term(s) of its License.

(4) Off-Street Parking. Policies and procedures regarding off-street parking, including:

(i) The address of the Livery Base’s off-street parking location

(ii) How far the off-street parking location is from the Livery Base.

(iii) How the Base will encourage its affiliated Vehicles to use the Livery Base’s

off-street parking location, and

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(iv) How the Livery Base will ensure that the affiliated Vehicles not using the

off-street parking location do not violate applicable traffic and parking

regulations when they are in the area around the Base Station.

(5) Number of Vehicles.

(i) Renewal Applicants must include the number of Vehicles currently

affiliated with the Base Station

(ii) New Applicants must include the number of Vehicles they expect to be

affiliated with the Base Station when it obtains the License

(iii) Both new and renewal Applicants must include an estimate of the average

number of Vehicles they expect to be affiliated with the Base during the

term of the License

(iv) A Street Hail Livery Base can affiliate both Street Hail Liveries and other

For-Hire Vehicles if it is also a Base or Street Hail Liveries and Paratransit

Vehicles if it is a Paratransit Base.

(6) Number of Trips.

(i) A renewal Applicant must include the average number of requests currently

received and the average number of trips currently dispatched on a daily

basis.

(ii) A new Applicant must include an estimate of average number of requests it

expects to receive and the average number of trips it expects to dispatch on a

daily basis when it obtains the License.

(iii) Both new and renewal Applicants must include an estimate of the average

requests they expect to receive and the average number of trips they expect

to dispatch on a daily basis during the term of the License;

(7) Customer Service. A description of how calls will be answered, rides dispatched,

and complaints handled;

(8) Hours of Operation.

(i) The hours during which the Base will be providing transportation,

(ii) The hours the Base office will be open;

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(9) Rates. A Rate Schedule in a form and format approved by the Chairperson,

including, for a Street Hail Livery Base, rates applicable to Street Hail Liveries

when dispatched on a Pre-Arranged Trip; provided that a Street Hail Livery Base

doing no pre-arranged business is not required to file a Rate Schedule.

(10) Miscellaneous. Any other matters required by the Chairperson or the Commission

as a condition of renewal of a Base Station License in light of the specifics of the

Base Station’s application and operating history.

§59B-06 Licensing – Term of License

(a) New Base License Term.

(1) The term of a new For-Hire Base License will expire three years after the last day

of the month in which the new License is issued.

(2) Example:

(i) A new Applicant files on October 10, 2009.

(ii) The Commission approves the application on December 15, 2009.

(iii) No action is taken by the City Council within its 90-day period (by March

15, 2010), and the Commission issues a License on March 24, 2010.

(iv) That License would expire on March 30, 2013.

(b) Base License Renewal Term.

(1) A License issued to a renewing Applicant on or after July 2, 2009 will expire three

years after the date on which the previous License expired.

(2) A License issued prior to July 2, 2009 will expire two years after the date on which

the previous License expired.

(1) A renewing Applicant must file a completed application at least 60 days before the

expiration date of the License.

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(2) Application Submission Date.

(i) Applications filed online: The date of submission is the date an application

is filed online.

(ii) Applications filed by mail: The date of submission is the postmark date.

(iii) Applications filed in person: The date of submission is the date an

application is filed in person.

(3) The Commission will not accept a renewal application after the expiration date of

the License. If the application is not filed before the expiration date, the License

cannot be renewed.

(d) Extensions.

(1) If a timely application for renewal of a License has been made as required in

subdivision (c), above, the Chairperson will extend the effectiveness of the License

until review of the renewal application is completed.

(2) The effectiveness of the License during this extended period applies even if the

application is ultimately denied.

(3) If an extended License renewal application is approved, the renewal License

expiration date will be based on the original expiration date of the License and not

the extended date.

(e) Suspended Licenses.

(1) If a License is suspended, the Licensee must apply for renewal as required in (c)

above if the Licensee wants to renew the License. Failure to complete the renewal

requirements means that the License cannot be renewed.

(2) A License that is suspended is not Valid and cannot be used until the suspension

ends. This is true even if the Applicant has filed an application for a renewal.

(3) The suspended Base License holder must notify all vehicle owners that are

affiliated with the suspended Base of the suspension within five days of the

imposition of that suspension.

(f) Street Hail Livery Base Licenses.

(1) Suspension , Revocation, or Failure to Renew. If an underlying Base License or

Paratransit Base License or Commuter Van Service Authorization is suspended or

revoked as a result of the imposition of a penalty under this or another Chapter of

these Rules, or if the underlying License fails to be renewed for any reason, the

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suspension, revocation or failure to renew is also applicable to the Street Hail

Livery Base License.

(2) A Street Hail Livery Base License will expire three years after the date it was issued

or earlier if it, or the underlying Base License or Paratransit Base License or

Commuter Van Service Authorization, is revoked or surrendered or is not renewed.

(3) Upon issuance of a Street Hail Livery Base License:

(i) the underlying Base License or Paratransit Base License term will be pro-

rated (and the License fee for that License will be pro-rated which means an

additional fee will be charged) so that the Base License will expire on the

same date that the Street Hail Livery Base License expires. Example. The

underlying Base License expires on 6/15/14. A Street Hail Livery Base

License is issued to the Base on 6/16/12 and will expire on 6/15/15. The

underlying Base License will be extended for one year and an additional 1

year license fee of $500 will be charged. The underlying Base License and

the Street Hail Livery Base License will both expire on 6/15/15.

(g) Exception. This section shall not apply to High-Volume For-Hire Services. The License

term for High-Volume For-Hire Services is specified in Section 59D-06 of these Rules.

§59B-07 Licensing – Fees

(a) Base License Fee.

(1) The fee for the operation of a For-Hire Base is $500 annually.

(2) Exception: The fee for the operation of a Street Hail Livery Base is $1000 annually

for the Street Hail Livery Base License plus $500 annually for the fee for a For-Hire

Base License or Paratransit Base License or $275 for a Commuter Van Service

Authorization.

(3) Upon issuance of a Street Hail Livery Base License:

(i) an underlying Base License term will be pro-rated (and the License fee for

that License will be pro-rated which means an additional fee will be

charged) so that the Base License will expire on the same date that the Street

Hail Livery Base License expires.

(b) When Fee is Paid. The fee for an original or renewal License must be paid at the time the

application is filed.

application.

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(d) Base License Replacement Fee. The Commission will charge a fee of $25 for each

replacement License.

(e) Exception. This section shall not apply to High-Volume For-Hire Services. The License fee

for High-Volume For-Hire Services is specified in Section 59D-07 of these Rules.

(f) Base Transfer Fee. The fee for the transfer of a Base License or Ownership interest will

be $500.

(g) Name Change Fee. The fee to change the name of a Base will be $500.

(h) Relocation Fee. The fee to change the location of a Base will be $500.

§59B-08 Licensing – Causes for Denial or Revocation

(a) Material Misrepresentation.

(1) The Commission can deny an application for a License or its renewal and revoke or

suspend any License issued if it finds that an Applicant has made a material

misstatement or misrepresentation on an application for a License or its renewal.

(2) The Commission must send notice and conduct a hearing before revoking or

suspending any License already issued.

(b) Violation of NYS Franchise Act.

(1) The Commission will not grant a License or renew a License when the base owner

is offering and selling franchises in violation of the New York Franchise Sales Act

(for the purposes of this subdivision, “Act”).

(2) The Commission can also suspend or revoke the License of any Base Owner found

to have violated the Act.

(3) In determining whether a Base Owner is in violation of the Act, the Commission

can rely upon the written advice of the New York State Department of Law

certifying to the Commission that the Base Owner is in violation of the Act.

upon the written advice of the New York State Department of Law certifying to the

Commission that the Base Owner is in violation of the Act.

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(d) Livery Base Station–Criteria for Reviewing New Application. In reviewing an application

for a License to operate a Livery Base Station, the Commission will examine and consider

the following factors:

(1) Any negative impact on Other Transportation Systems, including:

(i) The adequacy of existing mass transit and mass transportation facilities to

meet the transportation needs of the public

(ii) Any negative impact that the proposed operation might have on those

existing services

(iii) The extent and quality of service provided by existing, legally operating

For-Hire Vehicles and Taxicabs

(2) Any negative impact on quality of life in the vicinity of the Base Station, including:

(i) Traffic congestion

(ii) Sidewalk congestion

(iii) Noise.

(e) Livery Base Station – Compliance with Rules.

(1) In reviewing an application to renew a Base Station License, the Commission will

consider whether the Licensee has violated any applicable Rule of the Commission.

(2) No Livery Base Station will be renewed if the Applicant has been found guilty of

violating the off-street parking requirements described in §59B-15(j) of this

Chapter.

(f) Revocation for Livery Fund violations

(1) No Livery Base Station License will be issued to an Applicant if a Livery Base

Station License previously held by Applicant was revoked for violations of Article

6-G of the NYS Executive Law.

(2) A Livery Base Station License previously held by an Applicant includes any Livery

Base Station License held by any Licensee in which any of Applicant’s Limited

Business Entity Persons was also a Limited Business Entity Person.

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(3) The ban on issuance will continue for five years following the revocation, and until

(i) Any money owed to the Livery Fund on the account of the revoked License

is paid or

(ii) The Livery Fund agrees on a payment plan for money owed to it.

(g) Failure to Complete Application Requirements.

(1) The Chairperson will deny an application for a new Black Car Base or Luxury

Limousine Base License if the Applicant has not completed all the requirements of

an application within 90 days of the date the application is filed.

(2) The Chairperson will deny an application for a renewal Black Car Base or Luxury

Limousine Base License if the Applicant has not completed all the requirements of

an application by the expiration date of the prior License.

(3) The Chairperson will deny an application for a new or renewal Livery Base Station

License if the Applicant has not completed all the requirements of an application

and has not completed all the requirements for Licensing as a Livery Base Station

set forth in Section 59B-05 of this Chapter within 90 days of Commission approval

of the application.

(4) The Chairperson will not deny an application under this Rule if completion is

delayed because the Chairperson has not issued a final decision and the Applicant

has complied with any requests made by the Chairperson.

(h) Additional Consideration of an Application. If a review of the application leads the

Chairperson to believe that the Applicant may not be Fit to Hold a License to operate a

Base Station, the Chairperson may seek additional information from the Applicant. This

request for additional information may be an in-person interview, telephone call, letter, e-

mail, or other method of communication. This additional consideration may result in the

denial of the application. Failure to provide any requested information within the time

frame requested, or failure to appear at a scheduled interview will result in a denial of the

application.

§59B-09 Licensing – Transfer of an Ownership Interest in a For-Hire Base License

(a) Transfer Requirements for All For-Hire Bases. Any For-Hire Base License or Ownership

interest in the Licensee can be transferred to a proposed transferee if all of the following

conditions are met:

(1) The transferee demonstrates to the satisfaction of the Commission the qualifications

to assume the duties and obligations of a Base Owner.

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(2) All the outstanding fines, penalties, and other liabilities that the transferor owes to

the Commission have been satisfied.

(3) The Commission approves the transfer and any changes in corporate officers or

directors.

(4) Both the transferor and transferee must appear in person as directed by the

Chairperson to complete the transfer:

(i) A party who is an individual must appear in person

(ii) A party that is a partnership must be represented by a general partner

(iii) A party that is a corporation must be represented by a Limited Business

Entity Person.

(5) No transfer or change will be effective until approved and the Chairperson has

given notice of the approval to the Licensee.

(b) Additional Requirements for Transfers of a Livery Base Station.

(1) Additional Bond for Tort Liabilities. The transferor or the transferee files an

additional bond to cover the transferor’s tort liabilities (if any) that have arisen out

of the operation of a Base Station, that remain outstanding and that exceed the

amount covered by any bond or insurance policy already in effect.

(2) Transferee Business Plan. The transferee provides a business plan meeting the

requirements in §59B-05(d) above.

(3) Transfer While Judgment Pending. No voluntary transfer of a Base Station License

can be made if a judgment docketed with the clerk of court of any county within the

City of New York remains unsatisfied against the Licensee and in favor of any

Government agency. However, the transfer can be permitted under one of the

following conditions:

(i) A bond is filed in an amount sufficient to satisfy the judgment.

(ii) All the judgment creditors of a Licensee file written permission for the

transfer with the Commission.

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(iii) The proceeds from the transfer are paid into court or held in escrow, on

terms and conditions approved by the Commission, to protect the rights of

all parties that have a legitimate interest.

(4) Criteria for Approving Proposed Transferee. In reviewing a proposed transfer of a

Base Station License or of the ownership interest in the License, the Commission

will consider the following:

(i) The criminal history of the proposed transferee and of the transferee’s

Business Entity Persons, if any

(ii) Any relevant information maintained in the records of the DMV or the

Commission

(iii) The transferee’s financial stability

(5) Criteria for Denying Proposed Transferee. A transfer will not be approved if, in

the past two years, the proposed transferee or any Business Entity Person of the

proposed transferee, where appropriate, has been found to have violated any law or

rule involving any of the following:

(i) Assault of a Passenger, official, or member of the public in connection with

any matter relating to a For-Hire Vehicle

(ii) Giving or offering an unlawful gratuity to a public servant, as defined in

§10.00 of the NYS Penal Law

(iii) Providing the Commission with false information

(iv) Three unexplained failures to respond to an official communication from the

Commission or the Department of Investigation that was sent by certified

mail, return receipt requested

(1) Street Hail Livery Base Licenses can only be used in connection with the specific

entity to which they were initially issued (i.e. the specific Livery Base to which the

Street Hail Livery Base License was initially issued) and cannot be transferred for

use by any other entity.

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(2) A change in the ownership structure of or an ownership interest in an owner of a

Street Hail Livery Base License is valid only if the conditions of Section 59B-09(a)

are met.

§59B-10 RESERVED (Licensing – Care of Licenses)

§59B-11 Compliance with Law – No Unlicensed Activity

(a) Base License Required. No person or entity is permitted to operate a business as a Livery

Base Station, Black Car Base or Luxury Limousine Base without a Valid For-Hire Base

License from the Commission. No person or entity is permitted to operate a business as a

Street Hail Livery Base without a Valid Street Hail Livery Base License from the

Commission.

§59B-11(a)

Fine: $200-$1,500

Penalty Point: 1

Administrative Code Penalties for Unlicensed

Activity

Appearance REQUIRED

(b) For-Hire Vehicle License and Commission License Plate.

(1) A Base Owner must not dispatch any For-Hire Vehicle unless:

(i) A Vehicle registered in NYS has license plates embossed with the legend “T

& LC”

(ii) A Vehicle registered in a state other than New York has complied with any

applicable license plate requirements.

(iii) The vehicle has a Valid For-Hire Vehicle License.

(2) The Commission will post a list of Validly Licensed For-Hire Vehicles on its Web

site.

(3) In addition to the other requirements of this Rule, a Street Hail Livery Base Owner

must not dispatch a vehicle to engage in the business of being a Street Hail Livery

unless the vehicle has a Valid Street Hail Livery License.

§59B-11(b)

Base Owner Fine: $300

Penalty Points: 1

Administrative Code Penalties for Unlicensed Activity

Appearance NOT required

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(1) A Base Owner must not dispatch any Vehicle unless its driver possesses a Valid

TLC Driver License.

(2) The Commission will post on its Web site a list of Drivers holding Valid TLC

Driver Licenses.

(3) In addition to the other requirements of this Rule, a Street Hail Livery Base Owner

must not dispatch a Vehicle to engage in the business of being a Street Hail Livery

unless the Driver possesses a Valid TLC Driver License or, in the event the Vehicle

is an Accessible Street Hail Livery, a Valid License to operate a Paratransit Vehicle.

§59B-11(c)

Base Fine: $500 for the first violation in 12

months;

$800 for each subsequent offense within a 12-

month period

Appearance NOT REQUIRED

(d) Valid Chauffeur’s License Required.

(1) A Base Owner must not dispatch any Vehicle unless it is being driven by a Driver

with a Valid Chauffeur’s License

(2) A Vehicle Owner is responsible for knowing the status of the state-issued driver’s

license for any Driver dispatched in one of Owner’s Vehicles.

§59B-11(d)

Base Fine: $500 except if the DMV status of

the driver’s license is not available on the

Commission’s website.

Appearance NOT REQUIRED

(e) Advertising of Unlicensed For-Hire Service. A base owner must not hold him or herself

out to the public as a for-hire service without a current License issued by the Commission

for that activity. “For-Hire” service includes Livery, Black Car, High-Volume For-Hire or

Luxury Limousine service.

§59B-11(e)

Fine: $350 for the first violation;

$500 for the second violation;

revocation for the third violation within 36

months

Appearance REQUIRED

(f) Unapproved Transfer of Base Location. A Base Owner who moves a Base to any location

without the prior approval of the Commission is engaging in Unlicensed Activity.

§59B-11(f)

Fine: $200-$1,500 and Suspension of Base

License until compliance.

Penalty Point: 1

Appearance REQUIRED

§59B-12 Compliance with Law – Workers’ Compensation

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(a) Livery Base Station.

(1) Compliance with Workers’ Compensation Law.

(i) Every Livery Base Station must either

(A) be a member of the Livery Fund or

(B) maintain coverage under the NYS Workers’ Compensation Law for all

drivers dispatched.

(ii) Every Livery Base Station must maintain either Livery Fund membership or

workers’ compensation insurance coverage at all times.

(iii) A Livery Base Station that is an Independent Base Station must be a member of

Livery Fund. To prove it is a member of the Livery Fund, a Livery Base Station must

submit to the Commission

(A) A copy of the affirmation given by the Livery Base Station to the Workers’

Compensation Board as required by §18-c(2) of the NYS Workers’

Compensation Law and

(B) A copy of any certificate of membership or similar documentation issued by

the Livery Fund.

(iv) A Livery Base Station that is not an Independent Base Station must buy insurance

providing compensation under the NYS Workers’ Compensation Law for all drivers

dispatched. To prove that it has bought insurance coverage, a Livery Base Station must

submit to the Commission

(A) a current certificate of insurance and

(B) proof that the insurer is licensed by the NYS Insurance Department,

together with a list of authorized signatories.

§59B-12(a)(1)

Fine: $25 for each day of non-compliance up to

$5,000 and either suspension until compliance or

Livery Base License revocation

Appearance REQUIRED

(2) Audit of Independent Base Stations. The Commission can audit any Independent

Base Station as provided in §18-c(2)(g) of the NYS Workers’ Compensation Law.

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(3) Coercion Prohibited. An Independent Base Station must not coerce any driver or

vehicle owner into making false statements or refrain from reporting any violation

of Article 6-G of the NYS Executive Law.

§59B-12(a)(3)

Fine: $1,000-$5,000 and or suspension of Livery

Base License and membership in Livery Fund for

up to 2 years

Appearance REQUIRED

(4) Enforcement on Request. The Commission will enforce the provisions of this

paragraph (4) only at the request of the Livery Fund or the NYS Workers’

Compensation Board. The Livery Fund or NYS Workers’ Compensation Board can

ask the Commission to enforce these rules by filing a complaint against a Livery

Base. The complaint will include documentation of the violation.

(i) An Independent Base Station must pay any assessment by the Livery Fund

within 30 days of the assessment.

§59B-

12(a)(4)(i)

Fine: $500 for each 30 days after notice payment is

overdue, plus payment of the overdue amount plus

interest on such amount at 12% per annum, together

with either suspension until compliance or

revocation of license and Livery Fund membership.

Appearance REQUIRED

(ii) If an Independent Base Station License is suspended or revoked for failure to

pay an assessment, the License cannot be reinstated, and the Independent Base

Station cannot apply for a new or renewal license until:

(A) The Independent Base Station pays any money it owes to the Livery Fund

(B) The Livery Fund agrees on a payment plan for money owed to it.

(iii) An Independent Base Station must not make a materially false statement in the

sworn affirmation required by §18-c(2) of the Workers’ Compensation Law.

§59B-

12(a)(4)(iii)

Fine: $1,000-$10,000 and/or Livery Base License

revocation for up to 5 years for first offense and

permanent bar to licensure for second

Appearance REQUIRED

(iv) Any Independent Base Station found to have made a materially false statement

under (iii) of this subparagraph on two separate occasions may not apply for or hold

a Livery Base Station License.

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(v) An Independent Base Station must not make any material misrepresentation

about

(A) the number of Vehicles affiliated with the Independent Base Station,

(B) the number of owners of such Vehicles, or

(D) Material misrepresentation includes any temporary alteration of records to

reduce the numbers of vehicles or drivers.

§59B-

12(a)(4)(v)

Fine: $1,000-$5,000 and/or Livery Base License

suspension or Livery Base License revocation for

up to 2 years.

Appearance REQUIRED

(5) Cessation of Benefits to Drivers. Upon filing with the Workers’ Compensation

Board to end the payment of benefits to the Driver of an affiliated Vehicle who has

recovered from a disability and is ready to return to work, a Base Owner must

provide the Driver with documentation that benefits have been stopped in order for

the Commission to return that Driver’s License.

§59B-12(a)(5)

Fine: $100-$250

Appearance REQUIRED

(b) Black-Car Bases, Luxury Limousine Bases, and High-Volume For-Hire Services.

(1) Membership in the Black Car Operators’ Injury Compensation Fund.

(i) Every Black Car Base, Luxury Limousine Base, and High-Volume For-Hire

Service must become and remain a member of the Black Car Fund and must

(ii) This provision does not apply to a Black Car or Luxury Limousine Base that

owns fifty (50%) percent or more of the Vehicles it dispatches.

§59B-12(b)(1)

Fine: $25 for each day of non-compliance, to a

maximum of $10,000, and either suspension until

compliance or Base License revocation

Appearance REQUIRED

(2) Submit Certificate of Registration with the Fund. Every Black Car Base, Luxury

Limousine Base, and High-Volume For-Hire Service must:

(i) Provide the Commission with a copy of its certificate of registration with the

Black Car Fund.

(ii) Pay to the Department of State all fees due as required by State law.

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§59B-12(b)(2)

Fine: $25 for each day of non-compliance, to a

maximum of $10,000, and either suspension until

compliance or Base License revocation

Appearance REQUIRED

(3) Bill and Collect Surcharge. Every Black Car Base, Luxury Limousine Base, and

High-Volume For-Hire Service member of the Black Car Fund must, for every trip

dispatched from that Base, bill and collect the surcharge established by the Black

Car Fund and required by State law in the manner prescribed by the Black Car Fund

and State law.

§59B-12(b)(3)

Fine: $25 for each day of non-compliance, to a

maximum of $10,000, and either suspension until

compliance or Base License revocation, together with

revocation of Black Car Fund membership

Appearance REQUIRED

(4) Remit Surcharges. Every Black Car Base, Luxury Limousine Base, and High-

Volume For-Hire Service must forward to the Black Car Fund all surcharges due

and owing under paragraph (3), above, no later than the 15

day of the month

following the month in which the surcharge is collected.

§59B-

12(b)(4)

Fine: $500-$5,000 for each 20 days the payment is overdue,

and suspension until compliance or revocation, together

with restitution to the Black Car Fund of any unpaid

amount, together with interest at the rate of 12 percent per

annum, together with revocation of Black Car Fund

membership.

Appearance REQUIRED

(5) Comply with all Rules of the Black Car Fund. Every Black Car Base, Luxury

Limousine Base, and High-Volume For-Hire Service must comply with all

applicable provisions of law governing the Black Car Fund, and all rules and

regulations.

§59B-12(b)(5)

Fine: $500-$10,000 and suspension until compliance or

revocation

Appearance REQUIRED

(6) Enforcement at Black Car Fund’s Request. The Black Car Fund can ask the

Commission to enforce these rules by filing a complaint against a Black Car Base,

Luxury Limousine Base, or High-Volume For-Hire Service. The complaint will

include documentation of the violation.

(1) Every Street Hail Livery Base must comply with the NYS Workers’ Compensation

Law and maintain the coverage required.

§59B-13 Compliance with Law – Personal Conduct

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(a) Bribery Prohibited.

(1) Appearance of Bribery. An Applicant or Licensee must not offer or give any gift,

gratuity or thing of value to any employee, representative or member of the

Commission, or any other public servant.

§59B-13(a)(1)

Fine: Revocation and $10,000

Appearance REQUIRED

(2) Demand for Gratuity. A Licensee must immediately report to the Commission any

request or demand for a gift, gratuity, or thing of value by any employee,

representative, or member of the Commission or any other public servant.

§59B-13(a)(2)

Fine: $1,000 up to Revocation

Appearance REQUIRED

(3) Prohibited Offer of Gift to Airport or Transportation Terminal Staff. A Licensee

must not offer or give any gift, gratuity, or thing of value to a person or persons

employed at any airport or other transportation terminal to provide ground

transportation information services, dispatching service, security services, traffic

and parking control, or baggage handling.

§59B-13(a)(3)

Base Fine: $1,000 up to revocation

Appearance REQUIRED

(b) Fraud, Theft. While performing the duties and responsibilities of a Licensee, a Licensee

must not commit or attempt to commit, alone or in concert with another, any act of fraud,

misrepresentation or theft.

§59B-13(b)

Fine: $350-1,000 and/or suspension up to 60 days

or revocation

Appearance REQUIRED

Licensee, a Licensee must not deliberately fail to perform, alone or with another, any act

where this failure is against the best interests of the public, although not specifically

mentioned in these Rules.

§59B-13(c)

Fine: $150 - $350 and/or suspension up to 30 days

or revocation

Appearance REQUIRED

(d) Deliberate Acts of Commission. While performing the duties and responsibilities of a

Licensee, a Licensee must not deliberately perform or attempt to perform, alone or with

another, any act that is against the best interests of the public although not specifically

mentioned in these Rules.

§59B-13(d)

Fine: $150 - $350 and/or suspension up to 30 days

or revocation

Appearance REQUIRED

(e) Threats, Harassment, Abuse. While performing the duties and responsibilities of a

Licensee, a Licensee must not threaten, harass, or abuse any person.

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§59B-13(e)

Fine: $350-1,000 and suspension up to 30 days

Appearance REQUIRED

(f) Use or Threat of Physical Force. While performing the duties and responsibilities of a

Licensee or any act in connection with those duties, a Licensee must not use or attempt to

use any physical force against a person.

§59B-

13(f)

Fine: $500-1,500 and/or suspension up to 60 days or revocation

Appearance

REQUIRED

(g) No Threat or Harm to Service Animal. A Licensee must not distract, harm, or use physical

force against or attempt to distract, harm, or use physical force against a Service Animal

accompanying a person with a disability.

§59B-

13(g)

Fine: $500-1,500 and/or suspension up to 60 days or revocation

Appearance

REQUIRED

(h) Notice of Criminal Conviction.

(1) A Licensee must notify the Commission within 15 calendar days after any felony

conviction of the Licensee or of any of Licensee’s officers or members.

(2) The notice must be in writing and must be accompanied by a certified copy of the

certificate of disposition issued by the clerk of the court explaining what happened

as a result of the conviction.

§59B-13(h)

Fine: $50

Appearance NOT REQUIRED

(i) Failure to Cooperate with Law Enforcement. A Licensee must cooperate with all law

enforcement officers and all authorized representatives of the Commission. Cooperation

includes, but is not limited to, responding to a request for the Licensee’s name, License

number, and any documents Licensee is required to have in his or her possession.

§59B-13(i)

Fine: $15-$150

Appearance REQUIRED

(j) Failure to Cooperate with the Commission.

(1) A Licensee must truthfully answer all questions and comply with all

communications, directives, and summonses from the Commission or its

representatives.

(2) Within five business days following a request from the Commission, a Licensee

must produce any Licenses or other documents the Licensee is required to have.

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(3) Licensee must aid the Commission in obtaining information it seeks regarding

Drivers or Vehicles affiliated with the Base.

§59B-13(j)(1)-(3)

Fine: $200 and suspension until compliance

Appearance REQUIRED

(4) Within 48 hours, a Licensee must respond to any contact from the Commission,

seven days a week.

§59B-13(j)(4)

Fine: $500

Appearance NOT REQUIRED

(k) Courtesy. A Licensee must be courteous to Passengers.

§59B-13(k)

Fine: $150

Appearance NOT REQUIRED

(l) MTA Tax

(1) The MTA Tax must be charged on any Hail Trip in a Street Hail Livery that starts

in New York City and ends in any of the following:

(i) New York City

(ii) Dutchess County

(iii) Nassau County

(iv) Orange County

(v) Putnam County

(vi) Rockland County

(vii) Suffolk County

(viii) Westchester County

(2) A Street Hail Livery Base must ensure that the Taximeter in each Street Hail Livery

affiliated with the Base is adjusted to properly collect the MTA Tax for Hail Trips.

(3) A Street Hail Livery Base must collect the MTA Tax due for each Hail Trip made

by a Street Hail Livery affiliated with that Base from the Driver of the Street Hail

Livery.

(4) A Street Hail Livery Base must remit all MTA Taxes due to the NYS Department

of Taxation and Finance together with such returns as are required by NYS

Department of Taxation and Finance as and when such taxes are due.

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§59B-13(l)

Fine: $1,000 per vehicle and suspension until

compliance

Appearance REQUIRED

(m) Facilitation of Sex Trafficking with a Vehicle. A Licensee must not Facilitate Sex

Trafficking with a Vehicle.

§59B-13(m)

Fine: $10,000 and revocation.

Appearance NOT REQUIRED

(n) Retaliation.

(1) A For-Hire Vehicle Base must not retaliate against any Driver or Vehicle owner for

making a good faith complaint against any Base.

(2) Retaliation will be broadly construed, and will include imposing any adverse condition

or consequence on the Driver or Vehicle owner or withholding or withdrawing any

beneficial condition or consequence from the Driver or Vehicle Owner.

§59B-13(n)

Fine: $1,000 plus restitution to the driver or

vehicle owner for losses for the first violation

and a fine of $10,000 plus restitution to the

driver or vehicle owner for the second

violation within five years.

Appearance NOT REQUIRED

§59B-14 Compliance with Law – Miscellaneous

(a) Alcohol and Drug Laws. A Base Owner must not knowingly allow an affiliated For-Hire

Vehicle to be operated by a Driver who is under the influence of any drugs or alcohol or

whose driving ability is in any way impaired.

§59B-14(a)

Fine: $10,000 and revocation

Appearance REQUIRED

(b) Disability Laws.

(1) A Base Owner must not instruct, authorize, or permit an affiliated Driver to

discriminate unlawfully against people with disabilities.

(2) Discrimination includes:

(i) Refusing to serve People with Disabilities,

(ii) Refusing to load and unload the mobility aids of People with Disabilities,

(iii) Charge any more than the set rate for the transportation of People with

Disabilities, or their Service Animals, wheelchairs, or other mobility aids.

§59B-14(b)

Fine: $350-1,000 and/or suspension up to 30 days

Appearance REQUIRED

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or revocation

§59B-15 Operations – Business Premises

(a) Maintenance of Physical Location. A For-Hire Base Owner must maintain a principal

place of business in a commercially zoned area, from which affiliated Vehicles and Drivers

can be dispatched.

§59B-15(a)

Fine: Suspension until requirement is met.

Appearance REQUIRED

(b) Minimum Number of Affiliated Vehicles.

(1) A Base must have at least ten affiliated Vehicles associated with the Base except

when either of the following applies:

(i) A Base that was first Licensed before January 1, 1988 will only be required

to have at least five affiliated Vehicles.

(ii) A Livery Base that has an affiliated Accessible Vehicle is only required to

have at least five affiliated Vehicles.

§59B-15(b)

Fine: Suspension until minimum is met

Appearance REQUIRED

(2) A Street Hail Livery Base can meet the requirement of paragraph (1) by affiliating

either or both of Street Hail Liveries or other licensed For-Hire Vehicles or, if the

Base is also a Paratransit Base, Paratransit Vehicles and Street Hail Liveries.

Base.

§59B-15(c)

Fine: Suspension until compliance

Appearance REQUIRED

(d) Dispatching of Vehicles from Base.

(1) A Base Station Owner must provide a device for transmitting trip request

information to Drivers of affiliated Vehicles.

(2) Except for Accessible Vehicles, no For-Hire Vehicle can be dispatched from any

location other than the location specified in the Base License.

§59B-15(d)

Fine: $250 and Suspension until compliance

Appearance REQUIRED

(e) Application to Move Base.

(1) A Base Owner who moves the Base to a new location must apply for approval of

the new location by the Commission.

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(2) The proposed location must comply with all of the requirements for obtaining the

particular Base License sought; except that if there has been no change in the

Ownership of the Base, the Commission can waive the requirements for:

(i) Proving fitness to hold License and

(ii) Posting a bond.

§59B-15(e)

Fine: Suspension of Base License.

Appearance REQUIRED

(f) Application to Transfer or Assign Base. A Base Owner must not transfer or assign the

Base Owner’s License to another without obtaining the Commission’s written approval as

described in §59B-09 of this Chapter. Note: A Street Hail Livery Base License cannot be

transferred.

§59B-15(f)

Fine: Suspension of Base License.

Appearance REQUIRED

(g) Display Rates. A Base Owner must at all time conspicuously display the current schedule

of rates charged by the Base.

§59B-15(g)

Fine: $50

Appearance NOT REQUIRED

(h) Display Base Information. A Base Owner must conspicuously display the Base name, any

trade, business or operating name, and the Base License number on the front or office door

of the Base’s premises.

§59B-15(h)

Fine: $50

Appearance NOT REQUIRED

(i) Black Car Base Affiliation. Only Black Car Bases can dispatch Vehicles to do line work

and only For-Hire Vehicles that are affiliated with Black Car Bases can perform line work.

§59B-15(i)

Fine: $250 for first violation

$500 for second violation within 24 months

Revocation for third violation within 24 months

Appearance NOT REQUIRED

Appearance REQUIRED

(j) Off-Street Parking Requirements – Livery Base Stations.

(1) A Base Station Owner must ensure that the operator of the Base provides and uses

legal, off-street facilities for parking and storing the Livery Vehicles that will be

dispatched from the Base.

(2) The available off-street facilities must provide at least one parking space for every

two Livery Vehicles (not including Street Hail Liveries) affiliated with the Base.

(3) The distance between the Base and the off-street parking facilities for Livery

Vehicles must be one and one-half miles or less.

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(4) The off-street parking facilities for Livery Vehicles must be in a location zoned for

the operation of a parking facility.

(5) Waiver. The Chairperson can reduce the number of required off-street parking

spaces or can waive that requirement entirely upon a determination that:

(i) There are not enough legal off-street parking facilities in the vicinity of the

Base to fulfill these requirements,

(ii) An Applicant demonstrates to the satisfaction of the Chairperson that

complying with the off-street parking requirements in paragraphs (1) and (2)

would impose an economic hardship upon the Applicant.

(iii) The Chairperson will not reduce or waive the off-street parking

requirements where it has been determined in an administrative proceeding

that the Applicant, or a predecessor in interest, has violated any provision

governing the transfer of the Base.

(iv) The Commission’s decision to waive or reduce the off-street parking

requirements:

A. Will be made in writing,

B. Will contain a detailed statement of the reasons for the decision

C. Will be made a part of the Commission’s approval of the application

for the Base Station License.

§59B-16 Operations – Special Requirements

(a) Occupy Licensed Base Location. All Base Owners must operate the Base on the premises

licensed by the Commission.

§59B-16(a)

Penalty: Revocation of License

(b) Maintain Operations – Livery Base Only.

(1) A Livery Base Station Owner must not cease operations at the Base Station for a

period of 60 or more consecutive days.

(2) There will be no penalty if the failure to operate for 60 or more days has been

caused by strike, riot, war, public catastrophe or other acts beyond the control of the

Licensee.

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§59B-16(b)

Penalty: Revocation of License

(1) Where the Commission finds that a particular Livery Base Station cannot be

operated due to an act beyond the control of the Licensee, a temporary Base Station

License will be issued to the same Licensee for an alternative location, provided

that all other requirements for such License are met and provided further that the

unexpired term of the original License is six months or more.

(2) A temporary Base Station License will last no longer than 60 days.

(3) During the 60-day period, the Base Owner must either:

(i) File an application to change the Livery Base location or

(ii) Return operations to the original location and notify the Chairperson of the

return.

(4) The temporary Base Station License will not be extended unless within the 60 day

period the Base Station Owner either (1) files an application to change the location

and the Commission has not completed its review of the application within the 60

day period or (2) demonstrates that good cause exists for a further extension

because the Owner requires additional time to return the Base Station to the original

location.

§59B-17 Operations – Service Requirements (Customers)

(a) Customer Complaints. A Base Owner will be responsible for handling customer

complaints when directed by the Chairperson and will provide any information requested

by the Chairperson regarding such complaints.

§59B-17(a)

Fine: $150

Appearance NOT REQUIRED

(b) No Required Ride-Sharing. A For-Hire Base Owner must not require that any prospective

Passenger share a ride with another prospective Passenger.

§59B-17(b)

Base Fine: $50

Appearance NOT REQUIRED

Persons with Disabilities.

§59B-16(c)

Fine: Revocation

Appearance REQUIRED

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(1) Requirements for Percentage of all Dispatched Trips Serviced by an Accessible

Vehicle:

(i) At least five (5) percent of a Base’s total trips dispatched between July 1,

2018, and June 30, 2019 must be trips dispatched to and completed by an

Accessible Vehicle.

(ii) At least ten (10) percent of a Base’s total trips dispatched between July 1,

2019, and June 30, 2020 must be trips dispatched to and completed by an

Accessible Vehicle.

(iii) At least fifteen (15) percent of a Base’s total trips dispatched between July

1, 2020, and June 30, 2021 must be trips dispatched to and completed by an

Accessible Vehicle.

(iv) At least twenty (20) percent of a Base’s total trips dispatched between July

1, 2021, and June 30, 2022 must be trips dispatched to and completed by an

Accessible Vehicle.

(v) Beginning July 1, 2022, and continuing each year thereafter, at least twenty-

five (25) percent of a Base’s total trips dispatched between the dates of July

1 and June 30 must be trips dispatched to and completed by an Accessible

Vehicle.

(2) For purposes of 59B-17(c)(1), Hail Trips performed by an Accessible Street Hail

Livery affiliated with a Base will count toward the total number of trips dispatched

by that Base.

§59B-

17(c)(1)

Fine: $50 for each 100 trips by which the Base missed the

percentage of trips it was required to dispatch to Accessible

Vehicles in that calendar year. Example: If Base A dispatches

100,000 trips between July 1, 2018 and June 30, 2019, but only

dispatches 2,500 trips to Accessible Vehicles, the base will have

missed the 5% requirement by 2,500 trips and be subject to a

$1,250 fine.

If a Base fails to dispatch enough trips to Accessible Vehicles to

meet at least half of its percentage requirement, the Commission

may seek suspension of up to 30 days or revocation.

Appearance REQUIRED

(3) Evaluation by the Commission. Every year, beginning July 1, 2019, the

Commission will review Base compliance levels, service levels, and any other

information it deems relevant to determine if adjustments need to be made to the

percentages outlined in 59B-17(c)(1).

(4) Must Provide “Equivalent Service.”

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(i) The Base Owner must provide “equivalent service” to persons with

disabilities.

(ii) “Equivalent Service” means that the service available to Persons with

Disabilities, is equivalent to the service provided to other individuals with

respect to:

A. Response time to requests for service

B. Fares charged

C. Hours and days of service availability

D. Ability to accept reservations

E. Restrictions based on trip purpose

F. Vehicle types offered

G. Other limitations on capacity or service availability

§59B-

17(c)(4)

Fine: $1000

Appearance REQUIRED

(d) Must Dispatch Own Vehicles. A Base Owner must not dispatch a Vehicle that is not

affiliated with the Base Owner’s Base unless: the Base Owner provides the customer with

the name and license number of both the affiliated Base and the dispatching Base (clearly

identifying which Base is the affiliated Base and which Base is the dispatching Base) in all

communications with the customer and any materials or receipts provided to the customer.

§59B-17(d)

Fine: $150

Appearance NOT REQUIRED

(e) Special Requirements for Street Hail Liveries.

(1) Credit/Debit Card Rules.

(i) A Street Hail Livery Base Owner must ensure that each affiliated Street Hail

Livery is equipped to accept customer payment by credit and debit card.

(ii) A Street Hail Livery Base Owner is not permitted to charge a pass along or

additional fee to any passenger for debit or credit card transactions in Hail

Trips.

§59B-17(e)(1)

Fine: First violation: $350 if plead guilty before a

hearing; $500 if found guilty following a hearing.

Appearance REQUIRED

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Second violation w/in 24 months: $700 if plead

guilty before a hearing; $1,000 and possible

suspension of License for up to 30 days if found

guilty following a hearing.

Third violation w/in 36 months: $750 and

Revocation of License if plead guilty before a

hearing; $1,000 and Revocation of License if found

guilty following a hearing.

(2) E-Z-Pass® Required.

A Street Hail Livery Base Owner must ensure that each affiliated Street Hail Livery is

equipped with an E-Z-Pass® tag.

§59B-17(e)(2)

Fine: $100 and suspension until compliance

Appearance REQUIRED

(f) Exception to the Percentage of all Dispatched Trips Serviced by an Accessible Vehicle

Requirement. A Base currently licensed on the effective date of this subdivision (f) may opt

to meet a response time requirement for requests for Accessible Vehicles, in lieu of the

requirements contained in section 59B-17(c)(1) of these rules, if the Base meets the

following requirements:

(1) A Base will be exempt from the requirements contained in section 59B-17(c)(1) if it

either:

(i) Is approved by the Commission as an Accessible Vehicle dispatcher,

responsible for receiving requests for Accessible Vehicles from associated

Bases with which it has entered into an agreement and dispatching

Accessible Vehicles on behalf of itself and its associated Bases in

accordance with the response time requirements contained in paragraph (3)

below, or

(ii) Associates with an approved Accessible Vehicle dispatcher by entering into

an agreement with an approved Accessible Vehicle dispatcher and sending

its requests for Accessible Vehicles to its associated Accessible Vehicle

dispatcher.

(2) Application Requirements to be an Approved Accessible Vehicle Dispatcher. A

Base applying to be approved as Accessible Vehicle dispatcher must:

(i) Submit a list of at least ten (10) Bases, owned by an entity or entities other

than the owner(s) of the applicant Base, that have demonstrated an intent to

associate with the applicant Base,

95 OF 169

(ii) Submit an outreach and marketing plan outlining the ways it will inform

passengers who use wheelchairs about its associated Bases’ wheelchair

accessible offerings, subject to the approval of the Commission, and

(iii) Submit a statement outlining the number of Accessible Vehicles it will be

able to dispatch in the first three (3) and six (6) months following its

approval as an Accessible Vehicle dispatcher, subject to the approval of the

Commission.

(3) Response Time Requirement for Requests for Accessible Vehicles for Accessible

Vehicle Dispatchers

(i) Between June 1, 2019, and June 30, 2019, the Accessible Vehicle dispatcher

must service at least sixty percent (60%) of all the requests for Accessible

Vehicles it receives in under fifteen (15) minutes and ninety percent (90%)

of those requests in under thirty (30) minutes.

(ii) Between June 1, 2020, and June 30, 2020, the Accessible Vehicle dispatcher

must service at least eighty percent (80%) of all the requests for Accessible

Vehicles it receives in under fifteen (15) minutes and ninety percent (90%)

of those requests in under thirty (30) minutes.

(iii) Between June 1, 2021 and June 30, 2021, and continuing each quarter

thereafter, the Accessible Vehicle dispatcher must service at least eighty

percent (80%) of all the requests for Accessible Vehicles it receives in under

ten (10) minutes and ninety percent (90%) of those requests in under fifteen

(15) minutes.

(iv) Between the effective date of subdivision (f) and June 30, 2020, the

percentage of trips that meet the applicable response time criteria must

improve each quarter, measured from the effective date of subdivision (f)

for purposes of (i) above and measured from the beginning of the

compliance periods for (ii) and (iii) above, until such time as the Accessible

Vehicle dispatcher meets the response time requirements contained in (i),

(ii), and (iii) above.

(v) For purposes of (i) and (ii), “requests” will not include requests for

Accessible Vehicles that were cancelled by the passenger within fifteen (15)

minutes of the requests and for purposes of (iii), “requests” will not include

requests for Accessible Vehicles that were cancelled by the passenger within

ten (10) minutes of the requests.

(vi) If an Accessible Vehicle dispatcher fails to meet the requirements contained

in (i), (ii), (iii), and (iv) above, the Commission will notify the Accessible

Vehicle dispatcher and provide the Accessible Vehicle dispatcher thirty (30)

days to come into compliance with the stated response time requirement.

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Failure to come into compliance within thirty (30) days of notification may

result in termination of the Accessible Vehicle dispatcher’s approval,

immediately subjecting the Accessible Vehicle dispatcher to the

requirements contained in section 59B-17(c)(1), pro-rated for the duration of

the compliance period.

(4) Calculating Response Time. For purposes of paragraph (3) above, response time

will be calculated in the following manner:

(i) For trips arranged at least one hour in advance, response time will be

calculated from the time at which the vehicle was scheduled to arrive at the

passenger’s pick-up location until the vehicle arrives at the passenger’s

pick-up location.

(ii) For all other trip requests, response time will be calculated from when the

Accessible Vehicle dispatcher received the request until the vehicle arrived

at the passenger’s pick-up location.

(5) Record Collection and Reporting Requirements for Accessible Vehicle Dispatcher.

In addition to the trip records an Accessible Vehicle dispatcher must submit

pursuant to its licensure as an FHV Base, an approved Accessible Vehicle

dispatcher must collect and transmit to the Commission within one week of the end

of each calendar month, in a format, layout, and procedure prescribed by the

Commission, the following records for each request for an Accessible Vehicle the

Accessible Vehicle dispatcher receives:

(i) the Base License Number of the Base that sent the request to the Accessible

Vehicle dispatcher,

(ii) the date and time that the request was received by the Accessible Vehicle

dispatcher,

(iii) the manner in which the request was received (e.g., via phone call,

smartphone app, website),

(iv) an indicator as to whether each request resulted in a completed trip,

(v) if the request was fulfilled,

A. the TLC License number of the vehicle that fulfilled the request, the

Base to which the vehicle is affiliated, and the driver who fulfilled

the request

B. the pickup and drop off locations of the trip

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C. the date and time the vehicle arrived at the pickup location, and

D. the total passenger wait time, calculated pursuant to paragraph (4)

above,

(vi) if the request was not fulfilled,

A. the date, time, and location of the requested pickup

B. the location of the requested drop off (if provided), and

C. an indicator as to the reason the request was not fulfilled, such as

passenger cancellation (including time of cancellation), passenger

no-show, driver cancellation, or no vehicles available.

Failure to timely provide trip records may result in termination of the Accessible Vehicle

dispatcher’s approval, immediately subjecting the Accessible Vehicle dispatcher to the

requirements contained in section 59B-17(c)(1), pro-rated for the duration of the

compliance period.

(6) Fares Charged to Passengers. An Accessible Vehicle dispatcher and an associated

Base cannot charge a passenger more for a trip request received from an associated

Base than that associated Base would charge a passenger requesting a non-

Accessible Vehicle for the same trip. Overcharging a passenger may result in an

Accessible Vehicle dispatcher or an associated Base being immediately subject to

the requirements contained in section 59B-17(c)(1), pro-rated for the duration of the

compliance period.

(7) Passenger Feedback. Each Accessible Vehicle dispatcher and associated Base must

collect and transmit to the Commission within one week of the end of each calendar

month, in a format, layout, and procedure prescribed by the Commission, all

complaints and compliments the Base and Accessible Vehicle dispatcher received

from passengers in the preceding calendar month concerning its provision of

wheelchair accessible service, including all driver ratings, where applicable.

(8) Bases opting to associate with an approved Accessible Vehicle dispatcher must be

able to accept requests from passengers for Accessible Vehicles in the same

manner(s) in which they accept requests from passengers for non-Accessible

Vehicles. Failure to accept requests from passengers for Accessible Vehicles in the

same manner(s) in which a base accepts requests from passengers for non-

Accessible Vehicles may result in the associated Base being immediately subject to

the requirements contained in section 59B-17(c)(1), pro-rated for the duration of the

compliance period.

(9) In addition to submitting trip records pursuant to 59B-19, a Base opting to associate

with an approved Accessible Vehicle dispatcher, and Accessible Vehicle

98 OF 169

dispatchers in their capacity as a Base which accepts trip requests, must submit to

the Commission within one week of the end of each calendar month, in a format,

layout, and procedure approved by the Commission, records containing the

following information:

(i) For each request for an Accessible Vehicle received by the Base:

A. the date and time the Base received the request

B. the date and time the Base forwarded the request to its Accessible

Vehicle dispatcher, and

(ii) For each request for a non-Accessible Vehicle that results in a completed

trip

A. the date and time that the request was received by the Base,

B. an indicator corresponding to the trip record for the completed trip

provided pursuant to 59B-19,

(iii) All complaints and compliments received from passengers concerning its

provision of wheelchair accessible service, including all driver ratings,

where applicable.

Failure to timely provide trip records may result in termination of the Accessible Vehicle

dispatcher’s approval, immediately subjecting the base to the requirements contained in

section 59B-17(c)(1), pro-rated for the duration of the compliance period.

(10) Good Standing of Associated Bases. An associated Base must remain in good

standing with its Accessible Vehicle dispatcher. To remain in good standing with its

Accessible Vehicle dispatcher, an associated Base must adhere to the terms of the

agreement it entered into with its Accessible Vehicle dispatcher. Failure to remain

in good standing with its Accessible Vehicle dispatcher may result in the associated

Base being immediately subject to the requirements contained in section 59B-

17(c)(1), pro-rated for the duration of the compliance period, subject to the

conditions of paragraph (12) below.

(11) Evaluation by the Commission. Every year, beginning July 1, 2019, the

Commission will review Base compliance levels, service levels, feedback received

pursuant to paragraph (7) of this subdivision, and any other information it deems

relevant to determine if adjustments need to be made to the response time

requirements set forth in paragraph (3) of this subdivision or any other requirement

contained in this subdivision (f). Any changes made to the provisions of 59B-17(f),

resulting from an annual review performed pursuant to this paragraph (11), will be

subject to the City Administrative Procedure Act, Section 1041-1047 of the Charter

of the City of New York.

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(12) Consequences of Termination of Approval. If the Commission terminates a Base’s

associated Accessible Vehicle dispatcher’s approval, or if an Accessible Vehicle

dispatcher terminates a Base’s association, a Base associated with the Accessible

Vehicle dispatcher must:

(i) Associate with a different Accessible Vehicle dispatcher within thirty (30)

days following Commission provided notification of the Accessible Vehicle

dispatcher’s approval termination, or

(ii) Submit an application to be approved as an Accessible Vehicle dispatcher

within thirty (30) days following the Commission provided notification of

the Accessible Vehicle dispatcher’s termination.

If a Base that is no longer associated with an Accessible Vehicle dispatcher does not

associate with a different approved Accessible Vehicle dispatcher or submit an application

to be approved as an Accessible Vehicle dispatcher within thirty (30) days following

notification of the termination, the Base may be subject to the requirements contained in

section 59B-17(c)(1) on the thirty-first (31st) day following the notification.

(13) Base Accessible Service Selection Date.

(i) A Base currently licensed on the effective date of subdivision (f) of these

Rules must inform in the Commission, as provided below, whether it is

opting into the exception to section 59B-17(c)(1) provided by this section

59B-17(f).

A. A Base opting into the exception provided by this section 59B17(f)

as an Accessible Vehicle dispatcher must submit an application to be

approved as an Accessible Vehicle dispatcher within thirty (30) days

of the effective date of subdivision (f).

B. A Base opting into the exception provided by section 59B-17(f) must

apply with an Accessible Vehicle dispatcher at the time the Base

exercises this option and must do so within sixty (60) days of the

effective of subdivision (f).

C. A Base that does not opt into the exception to section 59B-17(c)(1)

provided by this section 59B-17(f), either as an approved Accessible

Vehicle dispatcher or a Base affiliating with an Accessible Vehicle

dispatcher, within the timeframes provided by this subdivision may

not apply to opt into such exception until the Base’s next renewal

License application.

(ii) A renewing Base Applicant that had previously opted into the exception to

section 59B-17(c)(1) provided by this section 59B-17(f) must indicate at the

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time of its renewal application whether it is continuing to opt into the

exception to section 59B-17(c)(1) provided by this section 59B-17(f).

(iii) A Base that previously opted into the exception to section 59B-17(c)(1) of

TLC’s Rules provided by this section 59B-17(f), but failed to comply with

the requirements of section 59B-17(f) and is now subject to the requirements

in section 59B-17(c)(1) may not reapply to opt into the exception provided

by section 59B-17(f) except for good cause shown.

§59B-18 Operations – Owners’ Responsibilities with Respect to Drivers

(a) Create and Enforce Good Conduct Rules.

(1) A Base Owner must create, maintain and enforce rules governing the conduct of

affiliated Drivers while performing their duty as For-Hire Vehicle Drivers.

(2) These rules must be submitted in writing to the Commission within seven days of

their creation (not including holidays and weekends) and whenever these rules are

updated or amended.

§59B-18(a)

Fine: $25-$100

Appearance REQUIRED

(b) Rules for Conduct in Area Surrounding the Base.

(1) A Base Owner will be responsible for ensuring that all “Base personnel” comply

with the restrictions established in this subsection (b) within the “restricted area.”

(2) For the purposes of this subdivision, “Base personnel” are the Owners of Vehicles

affiliated with the Base or dispatched by the Base and their Drivers, whether they

are on duty or not.

(3) For the purposes of this subdivision, “restricted area” is defined as all public streets

and sidewalks located on either side of the Base’s street or within the city block

front where the Base is located, including both sides of the street on which the Base

is located.

(4) In the “restricted area,” “Base personnel” must not do any of the following:

(i) Double park

(ii) Park on the sidewalk

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(iii) Park across a driveway

(iv) Park by or at a fire hydrant or bus stop

(v) Park, stop, or stand in any manner that violates the Vehicle and Traffic Laws

of the State of New York and the New York City Traffic Rules

(vi) Do mechanical maintenance or make repairs on any Vehicle, except to

emergency repairs that are necessary to move a disabled Vehicle (Examples

of disabling conditions: a dead battery or a flat tire)

(5) A Base Owner must ensure that “Base personnel” obey all applicable traffic and

parking regulations within the “restricted area.”

§59B-18(b)(5)

Fine: $50

Appearance REQUIRED

(6) A Base Owner must ensure that “Base personnel” do not create a nuisance such as

engaging in unnecessary horn honking, littering, or playing loud audio material

within the “restricted area.”

§59B-18(b)(6)

Fine: $50

Appearance REQUIRED

(1) A Street Hail Livery Base Owner can deduct from any credit or debit card payments

due to a Street Hail Livery Driver any amounts required to be collected for payment

of the MTA Tax.

(2) A Street Hail Livery Base Owner must pay the Street Hail Livery Driver on no less

than a weekly basis, the total amount of all credit card payments received during

that period. The Base Owner must provide an itemized receipt, showing all

deductions, with each payment.

§59B-18(c)(2)

Fine: $100

Appearance NOT REQUIRED

(3) A Street Hail Livery Base Owner can withhold from the cash payments to a Street

Hail Livery Driver (and all such withholdings must be identified on the receipt) the

following:

§59B-18(b)(1)-

(4)

Fine: $50 for first occasion;

$100 - $250 for the second and subsequent occasions;

non-renewal of Base License for violations on six dates

within 12 months

Appearance

REQUIRED

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(i) the sum of all MTA Tax payments due from the Street Hail Livery Driver;

and

(ii) the sum of all tolls and charges deducted by the MTA Bridges & Tunnels

from the E-Z-Pass® account of the Street Hail Livery Base Owner for trips

provided by the Street Hail Livery Driver.

§59B-18(c)(3)

Fine: First violation: $200

Second violation: $300

Third violation: $500

In addition to the penalty payable to the

Commission, the ALJ may order the Base

Owner to pay restitution to the Driver, equal to

the excess amount that was charged to the

Driver.

Appearance REQUIRED

(d) A Base is permitted to penalize a Driver who does not pick up a Passenger for a pre-

arranged trip.

(e) Limits on Hours of Driving.

(i) Generally. A Base or Associated Base must not dispatch a Driver to transport

any Passenger(s) for hire in excess of the daily and weekly limits detailed in this

subdivision.

A Daily and weekly driving hours will be calculated by adding up the

time that passengers are being transported for hire. Time between

trips will not be counted as driving hours.

B If any time exceeds the daily limit and serves as the basis for a

violation of the daily limit, such time cannot also [serve as a basis

for] be counted toward a violation of the weekly limit.

C It is a defense to a violation of the limits set forth in this subdivision

that any such limit was exceeded because of a single trip that began

before the limit was reached.

(ii) Daily Limit. A Base or Associated Base must not dispatch a Driver to transport

any Passenger(s) for hire in more than 10 hours in total in any 24-hour period.

EXCEPTION: If a Base or Associated Base does not dispatch a Driver to

transport Passengers in at least eight consecutive hours, the 10-hour count resets

and such Base or Associated Base can resume dispatching such Driver to pick

up Passengers for hire.

§59B-18(e)(ii)

$200 for each dispatch over the limit

Appearance NOT

REQUIRED

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(iii) Weekly Limit. A Base or Associated Base must not dispatch a Driver to

transport any Passenger(s) for hire in more than 60 hours in total in any seven-

day period that begins on Monday and ends on Sunday.

(f) Base Agreements.

(1) Agreements Must Include All Terms. Any terms or conditions a Driver or Vehicle

owner must accept or agree to in order to receive a dispatch from a For-Hire Base,

any terms or conditions a Driver or Vehicle owner must accept or agree to in order

to receive payment from a For-Hire Base or the entity designated by the For-Hire

Base to process and disburse payments to Drivers and Vehicle owners, any costs a

Driver or a Vehicle owner must pay a For-Hire Base, and any formulas used by a

Base to calculate Driver or Vehicle owner earnings must be included in a Base

Agreement that complies with the provisions of this subdivision.

(a) Written records required under this subdivision may be maintained in hard

copy or electronically.

§59B-

18(f)(1)

Fine: First violation: $500; Second and subsequent

violations: $1,000 and/or suspension for up to 30 days. In

addition to the penalty payable to the Commission, the

Hearing Officer must order the Base to pay restitution to the

Driver or Vehicle owner, equal to the amount charged to the

Driver or Vehicle owner in violation of this rule.

Appearance REQUIRED

(2) Base Agreement Must be in Writing.

(i) All Base Agreements, including any amendments, must be in writing and

signed by the Base and the Driver or Vehicle owner. Electronic signatures

are permissible for electronic Base Agreements.

(i) A copy of the fully executed Base Agreement must be provided to the

Driver and/or Vehicle owner and be made available on-demand at the

Driver’s and/or Vehicle Owner’s request.

(ii) A Base Owner must ensure that all Base Agreements are maintained in

accordance with paragraph (6) of this subdivision and made available for

inspection by Commission representatives during regular business hours.

§59B-

18(f)(2)(i-ii)

Fine: $500

Appearance NOT REQUIRED

(iii) Terms. The Base Agreement must provide:

§59B-

18(e)(iii)

$200 for each dispatch over the limit

Appearance NOT

REQUIRED

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(A) All costs and fees that may be charged by the Base.

(1) For each cost or fee that will be charged, the Base Agreement

must provide in clear and unambiguous language an

explanation of the cost or fee.

(2) For each cost or fee that may be charged, the Base

Agreement must provide in clear and unambiguous language

an explanation of the conditions that will result in the

imposition of such cost or fee.

(B) An explanation of how the Driver’s earnings will be calculated,

including but not limited to a percentage of fares paid by passengers

that will be forwarded to the Driver or a formula used by the Base.

a dispatch.

(iv) Overcharges. Every Base Agreement must contain a clearly legible notice

that overcharging a Driver or Vehicle owner is prohibited by the

Commission’s Rules, and that complaints of overcharges may be made in

writing to the Commission or by telephone to 311.

(v) Plain Language. Base Agreements must be written in clear and

unambiguous language.

§59B-

18(f)(2)(iii-

Fine: First violation: $500; Second and subsequent

violations: $1,000 and/or suspension for up to 30 days. In

addition to the penalty payable to the Commission, the

Hearing Officer must order the Base to pay restitution to the

Driver, equal to the amount charged to the Driver in

violation of this rule.

Appearance REQUIRED

(3) Driver Payments.

(i) A Base may require payment of only those costs and fees specified in the

Base Agreement. Requiring payment of costs and fees not specified in the

Base Agreement is an overcharge.

(ii) A Base cannot charge, request or accept a tip.

(iii) A Base cannot require payment by a Driver of a summons not written to the

Driver except when:

A. the Driver and Base are operating under the terms of a franchise

agreement filed with the Attorney General of the State of New York

or a cooperative agreement filed with the Commission,

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B. such franchise agreement or cooperative agreement explicitly allows

for such payments, and

C. the base does not operate as or dispatch trips on behalf of a High-

Volume For-Hire Service.

§59B-

18(f)(3)

Fine: First violation: $500; Second and subsequent

violations: $1,000 and/or suspension for up to 30 days. In

addition to the penalty payable to the Commission, the

Hearing Officer must order the Base to pay restitution to the

Driver, equal to the amount charged to the Driver in

violation of this rule.

Appearance REQUIRED

(4) Driver Earnings.

(i) A Base must remit all earnings to the Driver or Vehicle owner. A Base may

only deduct costs and fees from the earnings if those costs and fees are

specified in the Base Agreement as required in paragraph (2) of this

subdivision and the Base Agreement further provides that such costs and

fees will be withheld from the earnings.

§59B-

18(f)(4)(i)

Fine: First violation: $200

Second violation: $300

Third violation: $500 In addition to the penalty payable to

the Commission, the Hearing Officer must order the lessor

to pay restitution to the Driver, equal to the amount owed

to the Driver.

Appearance REQUIRED

(ii) Drivers must be paid earnings for every trip made by the Driver within one

week of the trip’s completion except when:

A. the Driver and Base are operating under the terms of a franchise

agreement filed with the Attorney General of the State of New York

or a cooperative agreement filed with the Commission,

B. such franchise or cooperative agreement explicitly defines the terms

under which and times at which the driver will receive payment for

completed trips, and

C. the base does not operate as or dispatch trips on behalf of a High-

Volume For-Hire Service.

§59B-

18(f)(4)(ii)

Fine: $100 In addition to the penalty payable to the

Commission, the Hearing Officer must order the Base to

pay restitution to the Driver, equal to the difference

between what the Base paid the Driver and what the

Driver actually earned.

Appearance NOT REQUIRED

(5) Written Receipts. For every financial transaction under the Base Agreement or these

Rules, the Base must give a written receipt to the Driver or Vehicle owner.

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(i) The receipt must include, as applicable, the name of the Driver and the

Vehicle license number subject to the Base Agreement.

(ii) The receipt must clearly state the following information with respect to the

payment or deduction:

(A) The date;

(B) The name of the recipient;

(D) The purpose of the payment or deduction;

(E) The number of the section of this chapter or provision of the Base

Agreement that authorizes the payment or deduction; and

(F) If the Base is a High-Volume For-Hire Service, the applicable

minimum per minute and per mile rates for the time period covered

by the receipt.

(iii) For Driver and Vehicle owner earnings, in addition to the items specified in

subparagraph (ii) of this paragraph, the receipt must also include the amount

paid by passengers for trips during the time period covered by the receipt

and any calculation used to determine the earnings, including the per-trip

minutes and miles for which the Driver is being paid. Such calculation must

conform to the applicable policy, formula or schedule provided in the Base

Agreement.

§59B-18(f)(5)

Fine: $200 per missing receipt

Appearance REQUIRED

(6) Records Maintenance. A Base must maintain for a period of three years from the

date a Base Agreement expires or is cancelled or from the last trip dispatched to the

Driver or Vehicle, whichever is later:

(i) A copy of the executed Base Agreement and any amendments;

(ii) Records of all itemized earnings paid to Drivers and Vehicle owners; and

(iii) Records of all itemized payments received from Drivers and Vehicle

owners.

§59B-18(f)(6)

Fine: $100 for each missing item

Appearance REQUIRED

(7) Form 1099-K. If a High-Volume For-Hire Service is required to provide a Driver

with a Form 1099-K, the High-Volume For-Hire Service must also provide the

Driver:

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(i) The total mileage for trips covered by the Form 1099-K, and

(ii) An itemization of the items deducted from the gross amount reported on the

Form 1099-K

(8) Collective Bargaining Exception. The provisions of this subdivision do not apply to

Bases and Drivers whose business relationship is governed by the terms of a

collective bargaining agreement.

(g) Vehicle Leases. Any Vehicle lease agreement entered into between a Base and Driver must

comply with all provisions of §59A-21. Failure to comply with any provision of §59A-21

shall subject the Base to the penalties contained therein.

§59B-18(g)

Fine: Penalties as set forth in §59A-21.

Appearance REQUIRED

§59B-19 Operations – Trip Record Information

(a) Required Information. A Base Owner must make sure that the following records are

collected and transmitted to the Commission on a monthly basis in a format, layout and

procedure prescribed by the Commission:

(1) With respect to all dispatched calls:

(i) The date, the time, and the location of the Passenger pickup and drop-off

(ii) The Driver’s TLC Driver License number

(iii) The dispatched Vehicle’s License number

(iv) The TLC License number of the For-Hire Base that dispatched the Vehicle

(v) The TLC License number of the For-Hire Base affiliated to the dispatched

Vehicle

(vi) Whether the Passenger is sharing the Vehicle for part or all of the trip with a

Passenger from another dispatched call, and

(vii) Where applicable, an indication that the trip concluded in a cancellation by

the Passenger or Driver.

(2) Affidavit of No Dispatch. Where a base has not dispatched any trips in a reporting

period, the base must submit an affidavit to the TLC affirming same. Use of e-

signature on the TLC website will satisfy this requirement.

§59B-19(a)(2)

Fine: $100 for each day past the date the affidavit is due if

plead guilty before a hearing and suspension until

Appearance NOT REQUIRED

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compliance; $150 for each day past the affidavit due if

found guilty following a hearing and suspension until

compliance. Fine amount not to exceed $10,000

(3) Timely Submission of Trip Records.

(i) A base must submit trip records for a month’s trips no later than the last day

of the following month. For example, all September trip records will be due

on October 31st. The following penalties accrue with respect to each

untimely submission of trip records:

§59B-19(a)(3)

Fine: $100 for each day past the date the records are due if

plead guilty before a hearing and suspension until

compliance; $150 for each day past the records are due if

found guilty following a hearing and suspension until

compliance. Fine amount not to exceed $10,000.

Appearance NOT REQUIRED

(4) Incomplete Trip Records. With respect to all trip records submitted to TLC:

(i) Each set of submitted records must be complete and include all information

listed in and required by paragraph (1) of this subdivision, and for those

bases subject to Minimum Driver Payment Requirements, all information

listed in and required by subdivision (d) of this section. The following

penalties accrue with respect to each trip for which all required information

was not submitted.

§59B-

19(a)(4)(i)

Fine: $100 per incomplete trip record for the first ten

incomplete records and suspension until compliance; $500

per each incomplete record thereafter and suspension until

compliance. Fine amount not to exceed $10,000.

Appearance NOT REQUIRED

(5) Inaccurate Trip Records. With respect to all trip records submitted to TLC:

(i) The records that each Base submits for any time period in which they

dispatch trips must not contain inaccuracies. For example, the date, time and

location of the passenger pick-up that is required by paragraph (1) of this

subdivision must be accurate. The following penalties accrue with respect to

each trip that was submitted inaccurately.

§59B-

19(a)(5)(i)

Fine: $100 per trip record inaccuracy for the first ten

inaccuracies and suspension until compliance; $500 per

inaccuracy thereafter and suspension until compliance.

Fine amount not to exceed $10,000.

Appearance NOT REQUIRED

(6) With respect to all affiliated Vehicles:

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(i) The Owner’s name, mailing address, and home telephone number

(ii) The Vehicle’s registration number

(iii) The Vehicle’s License number

(iv) The Vehicle’s license plate number

(v) The name of the Vehicle’s insurance carrier and the policy number

(vi) The dates of inspection of the Vehicle and the outcome of each inspection

(b) Maintenance of Required Information.

(1) A Base Owner must make sure that all required information listed above is kept and

made available for inspection by Commission representatives during regular

business hours.

(2) Required operational records must be maintained at the Base for a period of 18

months; inspection records must be kept for 12 months.

§59B-19(b)

Fine: $100 if plead guilty before a hearing; $150 if

found guilty following a hearing.

Appearance NOT REQUIRED

(1) Trip Record.

(i) Trip Data must be collected and stored by the Technology Service Provider

(TSP) electronically, through the use of the Technology System.

(ii) If the Technology System is inoperable, a written Trip Record must be kept

by the Driver during the 48-hour period the Street Hail Livery is permitted

to operate after timely notification of the malfunction. (See §59B-52(c) of

this Chapter)

(iii) A written Trip Record, if required, must be kept for eighteen months.

§59B-19(c)(1)

Fine: $100

Appearance NOT REQUIRED

(2) Written Trip Records. A written Trip Record must include the following

information:

(i) The Street Hail Livery License number

(ii) The TLC Driver License number

(iii) The location where each passenger is picked up

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(iv) The time each passenger is picked up

(v) The total number of passengers

(vi) The location where each passenger is dropped off

(vii) The time each passenger is dropped off

(viii) The total trip mileage

(ix) The itemized metered fare for the trip (fare, tolls, surcharge, and tip, if paid

by credit or debit card)

(x) Method of payment

(xi) The trip number

(xii) Whether the trip is a Hail Trip or a Pre-Arranged Trip

(xiii) Other information required by the Commission

(xiv) For a Pre-Arranged Trip, the following information is required:

A. The time of dispatch.

B. If the dispatch was for a Pre-Arranged Trip to begin with an airport

pickup.

(3) Access to Trip Record and Trip Data.

(i) Trip Data and Trip Record information must be available to the Commission

(in a form and format and delivery method as specified by the Commission),

the Street Hail Livery Licensee and the Street Hail Livery Driver.

(ii) Trip Data and Trip Record information must be available at the end of each

shift and/or at the end of a lease or contract term.

(iii) A Street Hail Livery Base Owner must take possession of any written Trip

Records weekly and hold such Trip Records for eighteen months.

§59B-19(c)(3)

Fine: $100

Appearance NOT REQUIRED

(4) Changes and Corrections.

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(i) A Street Hail Livery Base Owner must not knowingly enter false

information into the electronic data system for entry onto the electronic Trip

Record

(ii) A Street Hail Livery Base Owner must not make erasures or obliterate

information on a written Trip Record, or other record that Owner is required

to maintain.

§59B-

19(c)(4)(i)-(ii)

Fine: $100

Appearance NOT REQUIRED

(iii) If a wrong entry is made on any written Trip Record, the Driver, the Street

Hail Livery Licensee or Street Hail Livery Base Owner must correct it and

record the date, time, and reason for the change. This record must be kept

as long as the written Trip Record must be kept.

§59B-

19(c)(4)(iii)

Fine: $100

Appearance NOT REQUIRED

(iv) Trip Records, whether electronic or paper, must not be changed either in

whole or in part, unless authorized by the Commission.

§59B-20 Operations – Current Contact Information

(a) Base Name.

(1) File with Commission. A For-Hire Base Owner must file with the Commission a

Base name and any public facing name it uses in its branding, operations,

promotions or advertising as its trade, business or operating names.

(2) No “Substantially Similar” Names. The Chairperson can reject any such Base name

or trade, business or operating name if, in the judgment of the Chairperson, such

name is substantially similar to the trade, business or operating name of another

Base.

(3) Only One Name and One Trade, Business, or Operating Name per Base.

(i) A Base must use only one Base name and only one trade, business or

operating name in its operations, including in its public communications,

advertising, promotional activities, and Passenger solicitation activities.

(ii) A Base can add words such as “premium” or “select” to its approved trade

name to promote a different level of service, if the Base offers multiple

levels of service.

§59B-

19(c)(4)(iv)

Fine: $100 - $350 and/or suspension up to 30 days

Appearance REQUIRED

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(4) Only One Base per Name. Any trade, business or operating name approved by the

Chairperson for one Base cannot be used by any other Base, unless both Bases

seeking to use the same trade, business or operating name share identical Owners.

§59B-20(a)

Fine: $100

Appearance NOT REQUIRED

(b) Mailing and Email Address.

(1) A For-Hire Base Owner must file the address of its Base with the Commission.

(2) A For-Hire Base Owner must have a working Email Address at all times.

(3) A For-Hire Base Owner must report any change of Mailing Address or Email

Address to the Commission in person or by mail within ten days.

§59B-20(b)(1)-

(3)

Fine: $100

Appearance NOT REQUIRED

(4) Any communication from the Commission is sufficient if sent to the last Mailing

Address provided by the For-Hire Base Owner.

(5) Any communication from the Commission, except notices and summonses for

which the manner of service is specified in §68-05 of these Rules, is sufficient if

sent by email to the last Email Address provided by the For-Hire Base Owner.

(1) A For-Hire Base Owner must maintain a current telephone number on file with the

Commission.

(2) This number must be connected to an answering machine or must be a pager

number, an answering service telephone number, or something similar that allows

the Commission to reach the Base Owner on a 24-hour basis.

§59B-20(c)

Fine: $100

Appearance NOT REQUIRED

§59B-21 Operations – Additional Records to be Maintained and Reported

(a) Maintenance of Current Rate Schedule.

(1) A Base Owner must file a Rate Schedule with the Commission, in a form approved

by the Chairperson. This Rate Schedule must include any lawful price multipliers

or variable pricing policies and the Base’s rates for rides dispatched by the Base for

Pre-Arranged Trips provided by Street Hail Liveries, if the Base dispatches Street

Hail Liveries.

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(2) A new Rate Schedule must be filed:

(i) Whenever rates are changed and also

(ii) Annually, no later than the anniversary date of the License,

(iii) With every renewal application

(iv) With any application to change the Ownership or location of the Base.

(3) Failure to file a Rate Schedule with a renewal application or an application to

change Ownership or location will result in denial of the application by the

Chairperson.

§59B-21(a)

Fine: $50

Appearance NOT REQUIRED

(b) Hours of Operation. A Base Owner must file with the Chairperson the Base’s hours of

operations and must notify the Chairperson of any change in the hours of operation.

(1) A Base Owner must file with the Chairperson all contact information made

available to or offered to the public for purposes of pre-arranging transportation for

hire, including but not limited to telephone numbers, smartphone applications,

websites, and email addresses.

(2) If the contact information made available to or offered to the public for purposes of

pre-arranging transportation for hire cannot be used to contact the Base for trip-

related customer service, a Base Owner must file with the Chairperson a working

customer service telephone number and/or email address.

(3) These telephone numbers, smartphone applications, websites, email addresses, and

other contact information and methods can be used only with the name of the Base

or the Base’s trade, business or operating name approved under §59B-20(a) of this

Chapter

(d) Affiliated Vehicles and Drivers List.

(1) A Base Owner must maintain paper or electronic records of all For-Hire Vehicles

that are or have been affiliated with or dispatched by the Base during the prior 12-

month period, including, as applicable:

§59B-21(b)

Fine: $50

Appearance NOT REQUIRED

§59B-21(c)

Fine: $100

Appearance NOT REQUIRED

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(i) Dates of affiliation,

(ii) Vehicle identification numbers,

(iii) Department of Motor Vehicles (or equivalent) registration numbers,

(iv) For-Hire Vehicle License numbers,

(v) Inspection records.

(vi) Copies of forms affiliating and disaffiliating Vehicles.

(2) A Base Owner must maintain paper or electronic records of all Drivers of these

Vehicles including:

(i) Dates of operation,

(ii) Department of Motor Vehicles driver’s license numbers,

(iii) TLC Driver License numbers.

§59B-21(d) (1) &

(2)

Fine: $50

Appearance NOT REQUIRED

(3) Filing Notice with the Commission. A Base Owner, other than a High-Volume For-

Hire Service, must send the Commission the list of affiliated Drivers and Vehicles

(described in (1) and (2) above) on a quarterly basis. High-Volume For-Hire

Services must report eligible drivers and affiliated Vehicles to the Commission on a

monthly basis pursuant to §59D-16(d) of these Rules.

(4) Special Reporting Requirements for Street Hail Livery Bases. A Street Hail Livery

Base Owner must maintain and report all information required by this subdivision

59B-21(d) electronically in a format specified by the Commission. All such

information must also be maintained by the Street Hail Livery Base Owner for at

least 12 months.

§59B-21(d)(4)

Fine: $500

Appearance NOT REQUIRED

(e) Evidence of Compliance with Off-Street Parking Rules – Livery Base Only. A Livery Base

Owner must maintain and have available for inspection at the Base the evidence of

compliance with off street parking requirements in the form required by §59B-15(J) of this

Chapter.

§59B-21(d)(3)

Fine: $100

Appearance NOT REQUIRED

§59B-21(e)

Fine: $50

Appearance NOT REQUIRED

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(f) Compliance with all Record Keeping Rules. A Base Owner must comply with all record-

keeping procedures established and required by the Commission.

§59B-21(f)

Fine: $50 if plead guilty before a hearing; $100 if

found guilty following a hearing.

Appearance NOT

REQUIRED

(g) Information Security and Use of Personal Information Policy. If the Base collects or

maintains passenger “Personal Information,” as defined by New York General Business

Law §899-aa(1)(a), or if the Base collects or maintains passenger geolocation data, the

Base Owner must file with the Commission a current detailed information security and use

of personal information policy. Such policy must include, a minimum:

(1) a statement of internal access policies relating to passenger and driver personal

information for employees, contractors, and third party access, if applicable;

(2) a statement that, except to the extent necessary to provide credit, debit, and prepaid

card services and services for any application that provides for electronic payment,

personal information will only be collected and used with such passenger’s

affirmative express consent and that such personal information will not be used,

shared, or disclosed, except for lawful purposes;

(3) procedures for notifying the Commission and affected parties of any breach of the

security of the system, pursuant to section 899-aa of the General Business Law;

(4) a statement that any credit, debit, or prepaid card information collected by the Base

or a credit, debit, or prepaid card services provider is processed by the Base or such

provider in compliance with applicable payment card industry standards, and;

(5) a statement of the Base’s policies regarding the use of passenger geolocation

information, which must include, at a minimum, a prohibition on the use,

monitoring, or disclosure of trip information, including the date, time, pick-up

location, drop-off location, and real-time vehicle location and any retained vehicle

location records, without such passenger's affirmative express consent.

(h) Compliance with Information Security and Use of Personal Information Policy. Any Base

that files with the TLC an information security and use of personal information policy must

comply with the terms of such policy.

(i) Security Breach: If the Base is required to make disclosures under New York State or

Federal law regarding security breaches, including the New York State Information

Security Breach and Notification Act (General Business Law §899-aa), the Base Owner

must inform the Commission immediately following such disclosure(s).

§59B-21(h) and

(i)

Penalty: $1,000

Appearance REQUIRED

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§59B-22 Records—Reporting Requirements for Street Hail Liveries

(a) TSP Required. Every Street Hail Livery must be equipped with a Technology System.

(b) Trip Data Collection and Transmission.

(1) All Trip Data must be transmitted to the Commission in a form and format and

delivery method as specified by the Commission.

(2) To the extent necessary to facilitate data transfer, the Commission may mandate

that each Street Hail Livery be equipped with external antennas.

(3) No equipment designed to comply with the provisions of this section may be

installed unless it has been approved by the Commission based on a determination

that the equipment conforms to the specifications set herein, is safe, and fulfills the

intended purposes for such equipment.

§59B-22(b)(1)-

(3)

Fine: $500

Appearance NOT REQUIRED

§59B-23 Operations – Rates and Tolls

(a) Rates Must Not Exceed Scheduled Rates. A Base Owner must not quote or charge a fare

that is more than the fare listed in the Rate Schedule filed with the Commission.

§59B-23(a)

Fine: $200 for Passenger overcharge, whether from any

quote or from schedule of fares required to be filed with

the Commission .

Appearance NOT REQUIRED

[Yes] No

(b) Rate Quotes – Livery Base Only.

(1) Each time a prospective Passenger contacts a Base for transportation, regardless of

the means by which the Passenger contacts the Base, the Base Station Owner must

ask the Passenger to specify a destination and any intermediate stop(s). If the

Passenger specifies a destination and any intermediate stop(s), the Base Station

Owner must provide the prospective Passenger with an accurate and binding price

quote for travel to the specified destination and any intermediate stop(s). If the

Passenger does not specify a destination and any intermediate stop(s), the Base

Station Owner must then provide the Passenger with an accurate and binding

statement of how the fare is to be calculated, which can be by time, mileage, zones,

or other means.

(2) Disclosure. For requests for transportation made by means other than a telephone

call, the Base Station Owner must ask the Passenger to specify a destination and

any intermediate stop(s), and must prominently disclose in writing to the Passenger,

as the Passenger books the trip, that the Passenger will receive an accurate and

binding price quote for the trip upon entering his or her destination.

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(3) Honoring Rate Quotes. If the Passenger agrees to receive the transportation, the

Base Owner must honor the price quoted unless the Passenger changes the date,

time, or location of the pick up; the destination or number of stops; or the vehicle

type requested, if any.

§59B-23(b)

Fine: $75 if plead guilty before a hearing; $100 if found

guilty following a hearing.

Appearance NOT REQUIRED

set forth in section 82-26 of these Rules

(d) Transportation by Pre-Arrangement Only. A Base Owner must be responsible for ensuring

that transportation is provided only by pre-arrangement through the Base.

(1) A Base Owner must be responsible for ensuring that transportation is provided only

by pre-arrangement through the Base.

(2) A Base Owner must ensure that a For-Hire Vehicle does not accept passengers

except by pre-arrangement through the base. Exception: A Street Hail Livery

affiliated with a Street Hail Livery Base can provide transportation by accepting

hails from passengers in the street in the Hail Zone.

(3) A Base Owner is responsible and can be issued a summons if Vehicles improperly

accept Passenger. A Base Owner’s liability will be based on a three month

weighted average of total vehicles affiliated with the Base. It will be a defense to

any summons issued under this rule that the Base can demonstrate an average of ten

Pre-Arranged Trips per affiliated vehicle per day.

§59B-23(d)

Fine: $1000 if 10% of the Base’s affiliated vehicles

receive summonses under Section 59A-25(a)

$3000 if 20% of the Base’s affiliated vehicles

receive summonses under Section 59A-25(a)

Appearance NOT REQUIRED

(e)

(1) A Street Hail Livery Base Owner must ensure that no Street Hail Livery affiliated

with the Street Hail Livery Base, or any other Vehicle affiliated with the Street Hail

Livery Base, will provide transportation by accepting hails from passengers in the

Hail Exclusionary Zone.

(2) A Street Hail Livery Base Owner is responsible and can be issued a summons if

Vehicles improperly accept Passengers. A Street Hail Livery Base Owner’s

liability will be based on a three month weighted average of total vehicles affiliated

with the Street Hail Livery Base. It will be a defense to any summons issued under

this rule that the Base can demonstrate an average of ten Pre-Arranged Trips per

affiliated vehicle per day.

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§59B-23(e)

Fine: $1000 if 10% of the Base’s affiliated Street

Hail Livery vehicles receive summonses under

Section 82-13(a)

$3000 if 20% of the Base’s affiliated Street Hail

Livery vehicles receive summonses under Section

82-13(a)

Appearance NOT REQUIRED

(f) A Street Hail Livery Base Owner must not dispatch a Street Hail Livery for a Pre-Arranged

Trip beginning in the Pre-Arranged Exclusionary Zone.

§59B-23(f)

Fine: $500

Appearance NOT REQUIRED

(g) For Black Car Bases, Luxury Limousine Bases and High-Volume For-Hire Services: Fare

Estimates. Each time a prospective Passenger contacts a Base for transportation, regardless

of the means by which the Passenger contacts the Base, the Base must provide, upon

request, an estimate of the total fare in dollars and cents, inclusive of all fees and any price

multiplier, for the specific trip requested, prior to dispatching the trip, subject to the

following requirements:

(1) Each Passenger requesting service must be notified of the passenger’s right to

receive a fare estimate.

(2) A Base must ask any Passenger requesting a fare estimate to specify a destination.

(3) The fare estimate may be expressed in a range in dollar and cents, provided that the

higher price in such range shall not be more than 150 percent of the lower price in

such range.

(4) A Base may not charge a Passenger a fare that is more than 120 percent of the fare

estimate unless the Passenger takes any action to alter the estimated route,

including, but not limited to, changing the location of the pick-up, destination,

number of stops, or the vehicle type requested, or requests a route change requiring

the payment of a toll.

(5) If the fare estimate is expressed in a range, a Base may not charge the Passenger

more than 120 percent of the highest price included in that range.

(6) The provisions of this subdivision shall not apply to Black Car Bases while

providing line work, as that term is defined in section 19-545 of the Administrative

Code.

(7) Affirmative Defense. A Base can offer an affirmative defense to a summons issued

under paragraphs (3) or (4) of this subdivision if the Base can demonstrate that the

Base reimbursed the Passenger the portion of the fare charged that exceeded 120

percent of the given fare estimate within 10 business days of receiving a request for

reimbursement from the Passenger.

§59B-23(g)

Fine: $500

Appearance NOT REQUIRED

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(h) Tips and Gratuities. A Base Owner must provide a means to allow passengers to tip

Drivers using the same method of payment that passengers use to pay for the fare. A Base

Owner must remit to the Driver the entirety of anything designated as a tip or gratuity

collected by the Base Owner from a customer on behalf of the Driver.

§59B-23(h)

Fine: $500

Appearance NOT REQUIRED

§59B-24 REPEALED

§59B-25 Operations – Miscellaneous Operating Requirements

(a) No Street Hails Permitted. A Base Owner must maintain and enforce rules and policies

preventing Vehicles affiliated with the Base or dispatched by the Base and Drivers of these

Vehicles from accepting street hails and preventing Street Hail Liveries from accepting

Hail Trips in the Hail Exclusionary Zone. NOTE: Street Hail Liveries are permitted to

accept street hails in Hail Zone.

§59B-25(a)

Fine: Suspension until compliance

Appearance REQUIRED

(b) Prohibited Use of “Taxi.” A Base Owner must not hold himself out for business as a

“taxi” or “taxicab” service or in any way use the word “taxi,” “taxicab,” “cab,” “hack,” or

“coach” to describe the business.

§59B-25(b)

Fine: $250

Appearance NOT

REQUIRED

(1) A Base Owner must clearly state that the Base is licensed by the Commission in all

Passenger-facing advertising, whether print, broadcast, electronic or Internet, and in

all handbills, fliers, websites, smartphone applications, or other promotional

materials and on all business cards and receipts.

(2) All of the advertising and materials listed in (1) above must include the For-Hire

Base License number.

§59B-25(c)

Fine: $100

Appearance NOT REQUIRED

(d) Termination of Affiliation.

(1) Base Owner Termination. A Base Owner can terminate the affiliation of a Vehicle

only by:

(i) Giving the Chairperson an agreement signed and dated by both parties in

which the Vehicle Owner consents to the termination, or

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(ii) Sending notice to the Vehicle Owner’s Mailing Address by certified mail,

return receipt requested, together with proof of mailing, and sending copies

of the notice and proof of mailing mailed to the Commission.

(iii) Termination will become effective either:

A. The date of the Vehicle Owner’s signed agreement, or

B. The date notice is mailed to the Vehicle Owner.

(iv) A Base Owner can notify the Commission at any time when a Vehicle is no

longer affiliated with Owner’s Base; this notification will be a defense to

any liability attaching to the Owner for damage to persons or property

caused by the Vehicle after the notification.

(2) Automatic Termination of Affiliation.

(i) A Vehicle’s affiliation with a Base will terminate automatically when any of

the following occurs:

A. The Base License is revoked

B. The Base License is suspended for more than 30 continuous days;

C. The Base License expires

(ii) In addition, a Vehicle’s affiliation with a Base will terminate automatically

upon expiration or revocation of the Vehicle’s License.

(e) Passenger Complaint Notification: Upon receipt of a Passenger complaint related to a

Driver, a Base Owner must provide the Passenger with the “311” Commission complaint

telephone number and inform the Passenger that only the TLC can suspend or revoke a

Driver’s TLC License.

§59B-25(e)

Fine: $250

Appearance NOT REQUIRED

(f) Dispatching to Vehicles at Airports. A Base Owner must not dispatch a Vehicle parked or

otherwise located at Kennedy Airport or La Guardia Airport unless the Vehicle is parked in

an area other than the airport’s designated passenger pick up locations.

§59B-25(f)

Fine: $250

Appearance NOT REQUIRED

(g) Base Name and Rates on Booking Tools. If a Base allows a Passenger to request a dispatch

through its own publicly available Passenger-facing booking tool without speaking to a

121 OF 169

dispatcher, the Passenger-facing booking tool must use only the Base Name or the trade,

business, or operating name the Base has on file with the Commission pursuant to §59B-

20(a)(1) of these Rules and must display the Base’s rates or fares within the booking tool.

(h) For Black Car Bases, Luxury Limousine Bases, and High-Volume For-Hire Services: Price

Multipliers. If a price multiplier or variable pricing policy is in effect at the time at which a

customer requests a Vehicle from a Black Car Base, Luxury Limousine Base, or a High-

Volume For-Hire Service, such Base must require the customer to affirmatively

acknowledge and accept the price multiplier or variable pricing policy prior to dispatching

a Vehicle to the customer.

(i) Receipts. If a Base provides a receipt for a trip, the receipt must contain all of the following

information:

(1) The Dispatching Base License number;

(2) Vehicle License number;

(3) Vehicle’s affiliated Base License number;

(4) Driver’s TLC License number;

(5) Total amount due;

(6) Itemized fees charged (if any) including any price multiplier or variable pricing

policy in effect for the trip;

(7) The “311” Commission complaint telephone number; and

(8) The public access information the Base has on file with the Commission pursuant to

§59B-21(c) of these Rules.

(j) Electronic Dispatch Requests to Drivers. If a Base sends dispatch requests to Drivers

through an electronic, Driver-facing interface, that interface must be available to a Driver

ONLY when the Vehicle is standing or stopped, except that the Driver-facing interface can

permit a Driver to accept a dispatch with a single touch using pre-programmed buttons or

using voice activation while the vehicle is in motion. All other uses of a Driver-facing

interface must be velocity gated to prevent its use while the vehicle is in motion.

§59B-26 Vehicles – Inspections

(a) Tri-Annual Inspection Required. For-Hire Vehicles must be inspected three times a year

including at least once every four months and a Base must not dispatch a Vehicle that has

missed an inspection until the Vehicle passes inspection.

§59B-26(a)

Base Fine: $350

Appearance NOT REQUIRED

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§59B-27 Vehicles – Meets Safety Standards

(a) Unsafe or Unfit Vehicles.

(1) No For-Hire Vehicle can be used in a For-Hire Vehicle service after the

Commission or the NYS DMV has determined that the Vehicle is unsafe or unfit

for use as a For-Hire Vehicle, and the Owner has been directed to remove the

Vehicle from service.

(2) If the Commission or the Commission’s inspection facility determines that the

Vehicle is unsafe or unfit, the Decals must be removed by the Commission.

(3) If the NYS DMV or a DMV inspection facility determines that the Vehicle is

unsafe or unfit, the Vehicle Owner must return the Decals to the Chairperson within

72 hours after the determination is made.

(4) If the Chairperson has any reason to believe that any For-Hire Vehicle is unsafe or

unfit for use, the Chairperson can order the Vehicle to report to the Commission’s

inspection facility.

(b) Seat and Shoulder Belts. Each For-Hire Vehicle must have all seat belts and shoulder belts

clearly visible, accessible, and in good working order.

§59B-27(b)

Fine: $100 – 250

Appearance REQUIRED

belts for both outside front seat positions, all For-Hire Vehicles must be equipped with

shoulder belts for both outside Passenger rear seat positions.

§59B-27(c)

Fine: $100 – 250

Appearance REQUIRED

§59B-28 Vehicles – Miscellaneous Requirements

(a) Post-Manufacture Alteration.

(1) No For-Hire Vehicle License can be altered after manufacture:

(i) To increase its length, width, weight or seating capacity, or

(ii) To modify its chassis and/or body design.

(2) Exception for all types of Vehicles: A For-Hire Vehicle can be altered, after

manufacture, provided that the Vehicle, as modified, meets all of the following:

(i) The modification has been made under a program approved in advance by

the original vehicle manufacturer, and

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(ii) The alteration has been performed by an entity approved and certified by the

vehicle manufacturer to perform such alterations.

(iii) An original, unaltered, approved vehicle modifier’s certification sticker

must be affixed to the Vehicle at a location to be determined by the

Commission.

(3) Exception for Vehicles seating 10 or more passengers and NOT exempt from NYS

DOT Requirements:

A For-Hire Vehicle can be altered, after manufacture, provided that the Vehicle, as

modified, meets all of the following:

(i) The Vehicle, as modified, has been approved by the NYS Commissioner of

Motor Vehicles under Section 401(1)(b) of the NYS Vehicle and Traffic

Law.

(ii) The Vehicle has passed inspection by the NYS Department of

Transportation under 17 NYCRR §720.

(iii) For such modified For-Hire Vehicles, the inspections required by Section

59A-04(e) and (f) and Section 59A-26(a) of this Chapter and the

requirement to meet safety standards set forth in Section 59A-27 of this

Chapter, will be inspections of, and determinations by, the NYS Department

of Transportation.

(iv) A modified For-Hire Vehicle must still pass a visual inspection at the

Commission’s Safety and Emissions Division at application and renewal as

required by section 59A-04(e) and (f) of this Chapter.

(v) The For-Hire Vehicle must be properly registered with the NYS Department

of Motor Vehicles and must have been re-registered after completion of the

modification.

(vi) The Vehicle must carry the modifier’s sticker certifying that the

modification was conducted in accordance with Federal Motor Vehicle

Safety Standards.

(vii) The modifier of the Vehicle must certify that it is registered with the

National Highway Traffic Safety Administration.

(viii) The modifier of the Vehicle must provide a warranty that the vehicle will be

free from defects in material and workmanship, including that the chassis

and frame will be free from defects for a period of 3 years or 60,000 miles,

whichever comes first.

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(ix) The modifier of the Vehicle must maintain a General Liability Insurance

Policy in a minimum amount of $5,000,000.

(4) Exception for Vehicles seating 10 or more passengers (including the driver) and

exempt from NYS DOT Requirements:

A For-Hire Vehicle can be altered, after manufacture, provided that the Vehicle, as

modified, meets all of the following:

(i) The For-Hire Vehicle must be properly registered with the NYS Department

of Motor Vehicles and must have been re-registered after completion of the

modification.

(ii) The Vehicle must carry the modifier’s sticker certifying that the

modification was conducted in accordance with Federal Motor Vehicle

Safety Standards.

(iii) The modifier of the Vehicle must certify that it is registered with the

National Highway Traffic Safety Administration.

(iv) The modifier of the Vehicle must provide a warranty that the vehicle will be

free from defects in material and workmanship, including that the chassis

and frame will be free from defects for a period of 3 years or 60,000 miles,

whichever comes first.

(v) The modifier of the Vehicle must maintain a General Liability Insurance

Policy in a minimum amount of $5,000,000.

(5) Exception for modified Vehicles seating 9 or fewer and exempt from NYS DOT

inspection and operating authority requirements:

A For-Hire Vehicle can be altered, after manufacture, even if the original vehicle

manufacturer has not approved the program, provided that the Vehicle, as modified,

meets all of the following:

(i) The For-Hire Vehicle must be properly registered with the NYS Department

of Motor Vehicles and must have been re-registered after completion of the

modification.

(ii) The Vehicle must carry the modifier’s sticker certifying that the

modification was conducted in accordance with Federal Motor Vehicle

Safety Standards.

(iii) The modifier of the Vehicle must certify that it is registered with the

National Highway Traffic Safety Administration.

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(iv) The modifier of the Vehicle must provide a warranty that the vehicle will be

free from defects in material and workmanship, including that the chassis

and frame will be free from defects for a period of 3 years or 60,000 miles,

whichever comes first.

(v) The modifier of the Vehicle must maintain a General Liability Insurance

Policy in a minimum amount of $5,000,000.

(6) Exception for modified Vehicles seating 9 or fewer and NOT exempt from NYS DOT

inspection and operating authority requirements:

A For-Hire Vehicle can be altered, after manufacture, even if the original vehicle

manufacturer has not approved the program, provided that the Vehicle, as modified,

meets all of the following:

(i) The Vehicle, as modified, has been approved by the NYS Commissioner of

Motor Vehicles under Section 401(1)(b) of the NYS Vehicle and Traffic

Law.

(ii) The Vehicle has passed inspection by the NYS Department of

Transportation under 17 NYCRR §720.

(iii) For such modified For-Hire Vehicles, the inspections required by Section

59A-04(e) and (f) and Section 59A-26(a) of this Chapter and the

requirement to meet safety standards set forth in Section 59A-27 of this

Chapter, will be inspections of, and determinations by, the NYS Department

of Transportation.

(iv) A modified For-Hire Vehicle must still pass a visual inspection at the

Commission’s Safety and Emissions Division at application and renewal as

required by section 59A-04(e) and (f) of this Chapter.

(v) The For-Hire Vehicle must be properly registered with the NYS Department

of Motor Vehicles and must have been re-registered after completion of the

modification.

(vi) The Vehicle must carry the modifier’s sticker certifying that the

modification was conducted in accordance with Federal Motor Vehicle

Safety Standards.

(vii) The modifier of the Vehicle must certify that it is registered with the

National Highway Traffic Safety Administration.

(viii) The modifier of the Vehicle must provide a warranty that the vehicle will be

free from defects in material and workmanship, including that the chassis

126 OF 169

and frame will be free from defects for a period of 3 years or 60,000 miles,

whichever comes first.

(ix) The modifier of the Vehicle must maintain a General Liability Insurance

Policy in a minimum amount of $5,000,000.

§59B-28(a)

Base Owner Fine: $1,000.

Appearance REQUIRED

(b) Proper Vehicle Identification Required. A Base Owner must not dispatch a Vehicle unless

the Vehicle complies with the following requirements:

(1) License Plate Number Matches. The license plate number on the motor vehicle tax

stamp, on the state registration certificate, and on the Commission Decals must

match each other and must match the number on the license plates affixed to the

Vehicle.

§59B-28(b)(1)

Fine: $100

Appearance NOT REQUIRED

(2) Vehicle Identification Number Matches. The last six digits of the vehicle

identification number (VIN) on the Commission Decals must match the last six

digits of the VIN on the state registration, and the VIN on the Vehicle.

§59B-28(b)(2)

Fine: $100

Appearance NOT REQUIRED

(3) T & LC License Plates. A For-Hire Vehicle that is registered in New York must

have official “T&LC” license plates.

§59B-28(b)(3)

Fine: $100 - $350 and Suspension until

compliance

Appearance NOT REQUIRED

(4) License Plates for Street Hail Liveries. A Street Hail Livery must be registered in

New York and must have license plates issued by the NYS DMV and embossed

with the legend “T&LC”. No “vanity” plates are permitted for Street Hail Liveries.

§59B-28(b)(4)

Fine: $100 -$350 and Suspension until compliance

Appearance REQUIRED

§59B-29 Vehicles – Markings & Advertising

A Base Owner must not dispatch a Vehicle unless the Vehicle complies with the following

requirements.

(a) Valid License Decals.

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(1) Three Valid Commission License Decals must be plainly visible and affixed to the

Vehicle in the following locations:

(i) One Decal must be on the lower front right side of the windshield.

(ii) One Decal must be on the lower rear corner of each of the two rear quarter

windows; if there are no rear quarter windows, the Decals must be on the

lower rear window just above the rear door.

(iii) The Decals must be affixed by Commission staff.

(2) When the Vehicle License is renewed or when the Vehicle is replaced, changes

affiliation, or changes its license plates, the Vehicle must be brought to the

Commission Safety and Emissions Division to have new Decals placed on the

Vehicle.

(3) Exception for Luxury Limousines. Any For-Hire Vehicle that is a Luxury

Limousine will only be required to have a single Commission Decal affixed to the

lower right side of the front windshield.

(b) Valid Registration Sticker. A valid registration sticker from an authorized state motor

Vehicle department must be affixed to the left front windshield so as to be plainly visible.

§59B-29(b)

Fine: $100

Appearance NOT REQUIRED

months left before the sticker expires must be clearly visible on the left side of the front

windshield.

§59B-29(c)

Base Owner Fine: $350

Appearance NOT REQUIRED

(d) Taxicab Yellow Prohibited. No part of a For-Hire Vehicle can be painted any shade of

Taxicab yellow.

§59B-29(d)

Fine: $350 for the first violation;

$500 for the second violation in 24 months;

Revocation for the third violation in 36 months

Appearance REQUIRED

(e) Prohibited Advertising.

§59B-29(a)

Failure to have proper Decals: $500 for the first offense in

12 months

$1,000 for the second and subsequent offenses within a12-

month period.

Appearance NOT REQUIRED

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(1) A Vehicle must not display advertising on the outside or the inside unless the

Commission has authorized the advertising and has given the Vehicle Owner a

permit specifying that the advertising complies with the Administrative Code.

(2) The Commission will not approve any roof top advertising for For-Hire Vehicles,

except for Street Hail Liveries.

(3) Street Hail Liveries: Optional Rooftop Advertising Fixture.

(i) A Street Hail Livery Licensee may equip a Taxicab with an authorized

Rooftop Advertising Fixture in accordance with Rule 82-63.

§59B-29(e)

Fine: $50

Appearance NOT REQUIRED

(f) Motor Vehicle Tax Stamp.

(1) For Vehicles registered with the Department of Motor Vehicles before April 30,

1999, a Valid NYC commercial use motor vehicle tax stamp must be affixed to the

front right side of the windshield of the Vehicle and clearly visible.

(2) For Vehicles registered after April 30, 1999, the Owner must show proof that the

required commercial use motor vehicle tax for the current tax period has been paid.

§59B-29(f)

Fine: $100

Appearance NOT REQUIRED

(g) Livery Base Station Affiliation Signs. A For-Hire Livery Vehicle must identify its

affiliated Base Station on the outside of the Vehicle as follows:

(1) The name of the Base Station, its License number and telephone number in one of

the following ways:

(i) In letters and numerals at least one-and-one-half inches in height, on the

outside of a door or doors on both sides of the Vehicle, below the windows

and at least six inches above the bottom of the door(s);

(ii) In letters and numerals at least one inch in height in one location on the rear

of the Vehicle below the rear window, and at least six inches above the

bottom of the rear of the Vehicle, or

(iii) Both on the doors and rear of the Vehicle.

(2) The letters and numerals must be of a color that contrasts with the color of the body

of the Vehicle so that it is easy to see and read.

129 OF 169

(3) Lettering and numbering must be spaced to provide easy legibility and, if placed on

doors on both sides of the Vehicle must be identical on both sides of the livery.

(4) All Decals must be semi-permanent adhesive stickers.

(5) Exemption. Luxury Limousines and Black Cars are exempt from the requirements

of this subdivision.

§59B-29(g)

Fine: $25

Appearance NOT REQUIRED

(h) Required Signage for Accessible Vehicles. Any Accessible Vehicle licensed by the

Commission must display signs that identify the Vehicle as an Accessible Vehicle. The

signs design will be provided by the Commission on its Web site or through other

appropriate means as announced on its Web site. The signs must be placed on the Vehicle

as follows:

(1) Must be located on the exterior of the C-pillars of a sedan or an SUV or on the

exterior of the D-pillars of a minivan, on both sides of the Vehicle

(2) Must be visible to Passengers entering the Accessible Vehicle

§59B-29(h)

Fine: $75

Appearance NOT REQUIRED

(i) Required Signage for Clean-Air Vehicles. Any Clean Air For-Hire Vehicle licensed by the

Commission must display signs that identify the Vehicle as a Clean Air Vehicle. The signs

design will be provided by the Commission on its Web site or through other appropriate

means as announced on its Web site. The signs must be placed on the Vehicle as follows:

(1) Must be located on the exterior of the C-pillars of a sedan or an SUV or on the

exterior of the D-pillars of a minivan, on both sides of the Vehicle

(2) Must be visible to Passengers entering the Clean Air Vehicle

§59B-29(i)

Fine: $75

Appearance NOT REQUIRED

(j) Markings—Special Requirements for Street Hail Liveries

(1) Street Hail Liveries must comply with the markings requirements of §82-33 of

these Rules.

(2) A Street Hail Livery Base must not permit a Street Hail Livery affiliated with it to

operate unless it has the proper markings.

§59B-29(i)(2)

Fine: $100

Appearance NOT REQUIRED

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(k) Color—Special Requirements for Street Hail Liveries

(1) The exterior of the Street Hail Livery vehicle must be painted Street Hail Livery

color to be designated, except for the trim. The specifications for Street Hail Livery

color to be designated will be posted on the Commission’s Web site.

(2) A Street Hail Livery Base must not permit a Street Hail Livery affiliated with it to

operate unless it is painted as required by this section.

§59B-29(k)(2)

Fine: $100

Appearance NOT REQUIRED

(l) Required Sticker. Each For hire-vehicle must display an internal safety sticker, with the

following inscription: “Turning? People are Crossing.” The dimensions of the sticker are

3.5 inches wide by 2.5 inches high. The sticker must be obtained pursuant to the

instructions on the Commission’s website or through other appropriate means announced

on the website. If displayed, the sticker must be placed in the Vehicle as follows:

(1) On the inside of the front windshield, in the center and adjacent to the top of the

windshield directly behind the rearview mirror.

(2) In such a manner not to obstruct the driver’s view.

(m) Optional Sticker. For hire-vehicles may display an optional external sticker, with the

following inscription: “The choices you make behind the wheel matter.” The dimensions of

the sticker are 15 inches wide by 4 inches wide. The sticker may be obtained pursuant to

the instructions on the Commission’s website or through other appropriate means

announced on the website. If displayed, the sticker must be placed on the Vehicle as

follows:

(1) On the rear bumper of the vehicle.

(n) Required Sticker. Each For Hire-Vehicle must display an internal safety sticker, with the

following inscription: “ATTENTION: Assaulting A Driver Is Punishable By Up to

Twenty-Five Years in Prison.” The dimensions of the sticker are 8.0 inches wide by 2.0

inches high. The sticker must be obtained pursuant to the instructions on the Commission’s

website or through other appropriate means announced on the website. The sticker must be

placed in the Vehicle as follows:

(1) Incorporated into the Livery Bill of Rights.

The provisions of this subdivision do not apply to black cars and luxury limousines.

59B-29(l)(1) and (2)

Fine: $75

Appearance NOT REQUIRED

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(o) Optional Sticker. Each For Hire-Vehicle may display an external safety sticker, with the

following inscription: “Taxi and Limousine Drivers Are Protected By New York State Law

ATTENTION: Assaulting A Driver Is Punishable By Up to Twenty-Five Years in Prison.”

The dimensions of the sticker are 3.5 inches wide by 3.5 inches high. The sticker may be

obtained pursuant to the instructions on the Commission’s website or through other

appropriate means announced on the website. The sticker must be placed in the Vehicle as

follows:

(1) On a rear passenger window.

(p) Required Decal. Each For-Hire Vehicle with Hearing Induction Loop capability must

display a Hearing Induction Loop Decal. The decal will feature the International Symbol of

Access for Hearing Loss, described as the profile of an ear with a wide diagonal line

running from the bottom left to the top right. The symbol contrast shall be light on dark or

dark on light. A “T” will be placed in the lower right-hand corner of the decal. The decal

will be placed as follows:

(1) As directed by the Chairperson.

§59B-30 Vehicles – Items Required to be in Vehicle

(a) Licenses and Certificates. No For-Hire Vehicle can be dispatched by a For-Hire Base

unless the Vehicle contains:

(1) On the right visor, on top of the right side of the dashboard or in the glove

compartment:

(i) The certificate of registration or a legible copy of it

(ii) The insurance card or a legible copy of it

(2) In a protective holder attached to the back of the driver’s seat in the Vehicle:

(i) The TLC Driver license of the Driver; and

(ii) The For-Hire Vehicle License.

59B-29(n)(1)

Fine: $50 if plead guilty before a

hearing, $75 if found guilty

following a hearing

Appearance NOT REQUIRED

59B-29(p)(1)

Fine: $50 if plead guilty before a

hearing, $75 if found guilty

following a hearing

Appearance NOT REQUIRED

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(3) Exception for Black Cars and Luxury Limousines.

(i) Black Cars and Luxury Limousines must comply with all requirements of

this subdivision (a) except that these Vehicles will not be required to have a

protective holder mounted behind the driver’s seat to display the TLC

Driver License.

(ii) Those items must, however, be displayed in the Vehicle in a way so as to be

clearly visible from the Passenger seat and available for inspection by the

Passenger upon request.

§59B-30(a)(1)-(3)

Fine: $50 for each violation of this rule;

however, no fine for a violation of this rule

can exceed $100

Appearance REQUIRED

(4) Modified Vehicles. If the Vehicle has been modified after manufacture and IS

exempt from NYS Department of Transportation inspection and authorization

requirements, a copy of the valid exemption letter from the NYS Department of

Transportation must be kept in the Vehicle at all times.

§59B-30(a)(4)

Fine: $100.

Appearance NOT REQUIRED

(b) Livery Passengers’ Bill of Rights.

(1) Regular Liveries Only: No For-Hire Livery Vehicle can be dispatched by a For-Hire

Base unless the Vehicle contains:

(i) The Livery Passengers’ Bill of Rights in a form and format prescribed by

the Commission.

(ii) The Commission will post the proper form and format on its Web site or

will provide the information through other appropriate means that will be

posted on its Web site.

(iii) The Livery Passengers’ Bill of Rights must be placed in a protective holder

attached to the back of the front Passenger’s seat.

(2) Street Hail Liveries Only: No Street Hail Livery Vehicle can be dispatched by a

Street Hail Livery Base unless the Vehicle contains:

(i) The Street Hail Livery Passengers’ Bill of Rights in a form and format

prescribed by the Commission.

(ii) The Commission will post the proper form and format on its Web site or

will provide the information through other appropriate means that will be

posted on its Web site.

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§59B-30(b)

Fine: $100

Appearance NOT REQUIRED

section, a Street Hail Livery Base Owner must ensure that all Street Hail Liveries

dispatched by the Base comply with the following:

(1) No Street Hail Livery can be dispatched unless the Vehicle contains the Rate Card

in a frame next to the TLC Driver License.

§59B-30(c)(1)

Fine: $25

Appearance NOT REQUIRED

§59B-31 Vehicle – Equipment

A Base Owner must not dispatch a Vehicle from its Base unless the Vehicle is in compliance with

all of the following requirements.

(a) Roof Light. A Base Owner must not dispatch a For-Hire Vehicle that is equipped with a

roof light, unless the Vehicle falls under one of the following catagories:

(i) Staten Island Vehicles: The Vehicle operates primarily in Staten Island and

is affiliated with a Base located in Staten Island. A roof light on a Staten

Island Vehicle must meet the specifications in the definition of “roof light”

in these rules; or

§59B-31(a)(i)

Fine: $350 – first violation

$500 – second violation in 24 months

Revocation for third violation in 36

months

Appearance REQUIRED

(ii) Street Hail Livery Vehicles: The Vehicle is a Street Hail Livery. A Street

Hail Livery vehicle must be equipped with a roof light meeting the

requirements of Chapter 82-52 of these Rules.

§59B-31(a)(ii)

Fine: $100

Appearance NOT

REQUIRED

(b) Taximeter. A Base Owner must not dispatch a For-Hire Vehicle that is equipped with a

Taximeter. Exception: A Street Hail Livery must be equipped with a taximeter. See

Section 59B-51 of this Chapter.

§59B-31(b)

Fine: $50

Appearance NOT REQUIRED

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(1) Requirement. A Base Owner must not dispatch a Livery Vehicle unless it is

equipped with a help or distress signaling light system meeting the specifications in

Sub-chapter §59C-03 of these Rules.

(2) Exemption. Vehicles affiliated only with a Black Car Base or a Luxury Limousine

Base are not subject to this requirement.

§59B-31(c)

Fine: $175 and suspension of the vehicle license

until the condition is corrected. Respondent

must provide a condition corrected form issued

by the TLC’s Safety and Emissions Division.

Appearance NOT REQUIRED

(d) Electronic Dispatching Device. A Base Owner must not dispatch a For-Hire Vehicle that is

equipped with more than the number of electronic devices used to accept dispatches from a

Base allowed under §59A-31(e) of these Rules.

§59B-31(f)

Fine: $50

Appearance NOT REQUIRED

§59B-32 REPEALED Vehicle Equipment – Partitions for Livery Vehicles

§59B-33 REPEALED Vehicle Equipment – In-Vehicle Camera System (IVCS)

§59B-34 RESERVED (Taxicab Specific Vehicle Equipment)

§59B-35 Penalty Points for Bases

(a) Accumulation of Points. A Base will accumulate Penalty Points as penalties for violation

of certain Rules and upon certain violations by the Base’s affiliated Vehicles, as specified

below.

(b) Notification of Affiliated Vehicle Points. A Base will be notified by the Commission (by

USPS to the Base Mailing Address) whenever an affiliated For-Hire Vehicle accumulates a

Penalty Point.

one Penalty Point whenever an affiliated For-Hire Vehicle accumulates Penalty Points

sufficient in number and time, that the Commission revokes the Vehicle’s License.

(d) Six Penalty Points Requires Base License Revocation. The License of any Base that

accumulates six or more Penalty Points for occurrences during any License term will be

revoked.

(e) Points Accrued but not Assessed Before Renewal.

(1) If points are imposed after a Base License has been renewed based on a violation

that occurred before the renewal, the points will be added to the total points

accumulated by the Base before its renewal.

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(2) If the additional Points raise the total number to six or more Points, the Base

License will be revoked.

(f) Revoking a License.

(1) The Chairperson can begin revocation proceedings whenever a Base Licensee has

been assessed six or more points during the current term of that License.

(2) The Licensee’s Base License can also be revoked as part of the decision imposing

the final point necessary for revocation.

(g) Separate Proceedings for Base License and Vehicle License Revocation. At any time

revocation of a Base License is mandated and the last penalty point arises from the same

incident that created the For-Hire Vehicle License revocation mandate, separate

proceedings must be held for the Base License revocation and the Vehicle License

revocation.

(h) Point Reduction Program. The Chairperson will develop a point reduction program

applicable to Vehicles and Bases.

(i) Penalty Point Program Start Date. No Penalty Points will be imposed for violations

occurring before August 1, 2009.

§59B-51 Special Requirements for Street Hail Liveries—Taximeters

(a) Taximeter.

(1) A Street Hail Livery Base Owner must not dispatch a Street Hail Livery unless it is

equipped with a Taximeter as required in Section 82-38 and the specifications set

forth in Section 82-54 of these Rules.

(2) A Street Hail Livery Base Owner must not tamper with, alter, repair or attempt to

repair any of the following:

(i) A Taximeter

(ii) Any Seal affixed to the taximeter by a licensed Taximeter repair shop or

other authorized facility

(iii) The Technology System

(iv) Any cable mechanism or electrical wiring of a Taximeter or Technology

System

(3) A Street Hail Livery Base Owner must not make any change in a vehicle’s

mechanism or its tires that would affect the operation of the Taximeter or of the

Technology System.

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§59B-51(a)

Fine: $250-$1,500 and/or suspension up to 30 days

Appearance REQUIRED

§59B-52 Special Requirements for Street Hail Liveries—Technology System

(a) Equip Street Hail Liveries with Technology System. A Street Hail Livery Base must ensure

that each of its Street Hail Liveries is equipped with the Technology System. The

Technology System must comply with the specifications established in §83 of these Rules.

§59B-52(a)

Fine: $1,000 and suspension until compliance

Appearance REQUIRED

(b) Good Working Order. The Technology System equipment must be in good working order.

§59B-52(c)

Fine: $250 and suspension until compliance

Appearance REQUIRED

(1) If the Technology System malfunctions or fails to operate, the Street Hail Livery

Base must file an incident report with the authorized provider within two hours

following the discovery of the malfunction or as soon as the Street Hail Livery Base

reasonably should have known of such malfunction.

(2) If the Driver or Street Hail Livery Licensee previously filed an incident report, the

Street Hail Livery Base will not be required to file a separate incident report. The

Street Hail Livery Base must verify that the report has been filed by obtaining the

incident report number from the Driver, Street Hail Livery Licensee or Technology

System Provider.

(3) The Street Hail Livery Licensee or the Street Hail Livery Base must meet the

appointment for repair scheduled by the Technology System Provider following the

incident report.

§59B-52(c)(1)-

(3)

Fine: $250 and suspension until compliance

Appearance REQUIRED

(d) Inspection upon Multiple Technology System Malfunctions. For any Street Hail Livery

requiring six or more repairs of the vehicle’s Technology System in any 30-day period, the

Street Hail Livery Base with which such vehicle is affiliated must promptly take that

vehicle for inspection or schedule an inspection with the Commission’s Safety and

Emissions Facility. This requirement will not apply to the Street Hail Livery Base if

compliance is made by the Street Hail Livery Licensee or Driver of the vehicle.

§59B-52(e)

Fine: $250

Appearance NOT Required

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§59C-01 REPEALED In-Vehicle Camera System (“IVCS”)

§59C-02 REPEALED Partitions – Livery Vehicles Only

§59C-03 Distress Signal Lights – Livery Vehicles Only

(a) Requirement. An owner must equip all For-Hire Vehicles with a help or distress

signaling light system consisting of two turn signal type “lollipop” lights.

(b) Technical Specifications.

(1) One light must be mounted on the front center of the vehicle, either on top

of the bumper or forward or behind the grill. A second light must be

mounted on top of the rear bumper, to the left of the license plate.

(2) Each light must be three to four inches in diameter, have a total rated

output of 32 candle power, and be amber-colored or have an amber-

colored lens so that the light output of the device is the color amber at 32

candle power.

(3) The activator must be installed within easy reach of the driver, must be

silent when operating, and must be fully solid-state.

(4) The lights must be able to flash between 60 and 120 times per minute.

59C-04 Specifications for Accessible For Hire Vehicles

(a) An Accessible Vehicle may be approved if it meets the following conditions:

(1) It is a vehicle other than (i) a bus, (ii) a minibus, or (iii) a van, the chassis

for which, as originally manufactured, is designed to seat eight or more

persons.

(2) It is capable of transporting at least one passenger using a common

wheelchair (as wheelchair is defined in Code of Federal Regulations, title

49, section 37.3).

(b) The chassis of the Accessible Vehicle, as originally manufactured, must have:

(1) A maximum horsepower of 290.

(2) The original equipment manufacturer’s suspension and steering components.

(3) No bumper modifications.

(4) Exception regarding bumpers: A bumper modified to allow installation of a

rear-entry ramp may be approved if it satisfies either of the following:

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(i) Modification by secondary manufacturer:

a. The rear bumper is reinforced.

b. The modification is approved by the vehicle manufacturer.

c. The modification meets or exceeds Federal Motor Vehicle Safety

Standards crash testing requirements.

d. Any rear door lock modifications must meet the Federal Motor Vehicle

Safety Standards and the lock must be attached to the chassis, not the

ramp, unless a secondary lock is attached to the chassis.

(ii) Modification by other than secondary manufacturer:

a. The rear bumper is reinforced.

b. The modification is approved by the vehicle manufacturer.

c. The modification meets or exceeds Federal Motor Vehicle Safety

Standards crash testing requirements.

d. The modifier must retain an engineer with at least a bachelors degree in

either mechanical engineering or electrical engineering with at least 3

years’ experience in automotive manufacturing to certify that each vehicle

was modified using the design tested to meet or exceed Federal Motor

Vehicle Safety Standards crash testing requirements.

e. A separate certification from such engineer for each vehicle must be

presented to the TLC indicating that the requirements set forth in items a

through c of this subparagraph have been met.

f. Any rear door lock modifications must meet the Federal Motor Vehicle

Safety Standards and the lock must be attached to the chassis, not the

ramp, unless a secondary lock is attached to the chassis.

(“OEM”) or as modified by an OEM- approved or National Highway Traffic Safety

Administration (NHTSA)-registered second-stage manufacturer must meet the following

specifications:

(1) The minimum ground clearance (measured from frame, loaded to gross

vehicle weight rating) must be 5 inches.

(2) (i) The passenger compartment length (measured from rear of driver’s seat

base to rear seat base) must be not less than 56 inches.

(ii) Exception: For an Accessible Taxicab designed to carry a Passenger

using a wheelchair in the front right position beside the Driver, the passenger

compartment length must be not less than 38 inches.

(3) The rear compartment of any vehicle approved for use as an Accessible

Vehicle Model must meet the following dimensions as defined by the Society of

Automotive Engineers:

(i) Effective legroom (L51) must be at least 34.6 inches.

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(4) The front compartment of any vehicle approved for use as an Accessible

Vehicle Model must meet the following dimensions:

(i) Effective legroom (L34) must be at least 40 inches.

(5) Total legroom (the sum of L34 and L51) must be at least 74.6 inches.

(6) The original floor of the Accessible Vehicle, if lowered, must be lowered

from the base of the firewall to the area immediately in front of the rear axle.

(7) If a lowered floor assembly is used, it must be stainless steel (16 gauge

minimum) and must meet or exceed the 1,000 hour salt spray rating.

(8) If a lowered floor assembly is used, a vapor-insulating barrier of ½ inch

marine grade plywood must be applied over the lowered metal floor and

thoroughly secured.

(9) The wheelchair ramp must not block any part of the door or glass while in the

stowed position.

(10) The system provided to securely hold one or more wheelchairs in place

must be the system known as Q straint QRT Standard or, if an alternative system,

it must meet or exceed the Q straint QRT Standard.

(11) No anchor points may project more than 1/8 of an inch above the finished

floor.

(12) If the Accessible Vehicle has a middle fold-up passenger seat, it must have a

folding mechanism and base plate and must meet the requirements of the Federal

Motor Vehicle Safety Standard No. 207, Code of Federal Regulations, title 49,

and section 571.207.

(13) Any modifications to the rear air conditioning must be approved by the

OEM.

(14) Any and all electrical wiring, other than as provided by the OEM, must be

PVC-or-better insulated and color-coded for positive identification.

(15) The back-up alarm must be an electrically operated device that produces an

intermittent audible signal when the Accessible Vehicle’s transmission is shifted

into reverse.

(16) The converted vehicle must be purchased from the same converter which

has manufactured the necessary parts/components and provided the labor to

convert the vehicle.

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§59D-01 Scope of this Sub-chapter

(a) To establish the procedures, rules and regulations for obtaining and maintaining a

High-Volume For-Hire Service License,

(b) To provide penalties for violation of the rules and requirements for maintaining a

High-Volume For-Hire Service License.

§59D-02 Penalties

(a) Unlicensed Activity.

(1) Unlicensed Activity is the act of providing or advertising the provision

of any Commission-regulated for hire transportation service by:

(i) Any Licensee whose License is suspended, revoked, or expired

and not yet renewed (except as provided in this Sub-chapter), or

(ii) Any person who does not hold a License or Authorization from the

Commission;

(2) Unlicensed Activity specifically includes the activities listed in §19-

506, §19-528, and §19-548 of the Administrative Code.

(b) Specific Penalties. If there are specific penalties for violating a Rule, they are

shown at the end of the Rule. The penalty section also states whether the violator

must attend the Hearing.

(1) Fines are due within 30 days of the day the Respondent is found guilty of

the violation, unless:

(i) the Respondent files an appeal of the decision issued by the OATH

Hearings Division within the time required by Chapter 5 of Title

48 of the Rules of the City of New York, in which case the

payment of the fines will be deferred until 30 days after the date of

the appeal decision.

(2) If the fine is not paid by the close of business on the date due, the

Commission will notify the Respondent in writing that the Respondent’s

License will be suspended in 10 business days of the date of the

notification until the fine is paid, unless the Respondent demonstrates to

the Commission, in person or in writing, that the fine has been paid.

§59D-03 Definitions Specific to this Sub-chapter

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(a) Applicant in this Sub-chapter means an Applicant for an original or renewal High-

Volume For-Hire Service License.

(b) Driver in this Sub-chapter means a For-Hire Driver.

(d) High-Volume For-Hire Service is a central dispatch facility, as such term is

defined in New York Executive Law §160-cc, that (1) is a Commission-licensed

business, (2) facilitates or otherwise connects passengers to for-hire vehicles by

prearrangement, including through one or more licensed For-Hire Vehicle Bases,

using a passenger-facing booking tool, and (3) dispatches or facilitates the

dispatching of ten-thousand (10,000) or more trips in the City per day. Any and

all bases using a common brand, trade, business or operating name will be

considered together for purposes of identifying a High-Volume For-Hire Service.

(e) Initial High-Volume For-Hire Service Issuance Period is the three month period

beginning on a date posted on the Commission’s website during which a Base, or

collection of Bases operating under the same brand, trade, business, or operating

name, that connects Passengers to For-Hire Vehicles by prearrangement and

dispatches or facilitates the dispatching of ten thousand or more trips per day in

the City using a passenger-facing booking tool must apply for a High-Volume

For-Hire Service License under this subchapter or be listed as a Base through

which a High-Volume For-Hire Service dispatches trips on an application for a

High-Volume For-Hire Service License.

(f) License in this Sub-Chapter means a High-Volume For-Hire Service License.

(g) Owner in this Sub-chapter refers to a High-Volume For-Hire Service Owner. An

Owner can be a Business Entity or a person.

(h) Passenger-Facing Booking Tool is an application on a smartphone or other

electronic device that allows communication between a Passenger and a For-Hire

Base or High-Volume For-Hire Service. Such communication includes but is not

limited to allowing a Passenger to request, book, or pay for a trip.

(i) Respondent means an individual or Business Entity who has been noticed and

charged with a violation of one or more of these Rules or the Administrative

Code, or with being unfit to hold a License.

(j) Utilization Rate refers to the percentage of time, in aggregate, that all Drivers who

have made themselves available to accept dispatches from High-Volume For-Hire

Services spend transporting passengers on trips dispatched by High-Volume For-

Hire Services. The Utilization Rate is calculated by dividing the total amount of

time those Drivers spend transporting passengers on trips dispatched by High-

Volume For-Hire Services, by the total amount of time Drivers are available to

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accept dispatches from High-Volume For-Hire Services, have been dispatched by

a High-Volume For-Hire Service to pick up a passenger but do not have a

passenger in the vehicle, and are transporting passengers on trips dispatched by a

High-Volume For-Hire Service.

(k) Vehicle in this Sub-chapter refers to a For-Hire Vehicle.

§59D-04 Licensing – General Requirements

(a) Reserved. Identification.

(b) Reserved. Age.

(1) Initial Applicants. An individual or all Limited Business Entity Persons of

a Business Entity applying for a High-Volume For-Hire Service License

must be fingerprinted for the purpose of obtaining criminal history

records.

(2) Review of Criminal History. The criminal history must be reviewed in a

manner consistent with Article 23-A of the New York State Correction

Law.

(3) Additions or Changes to Applicant. Before or within five days after any

change or addition to the Limited Business Entity Persons of a Licensee

which is a Business Entity Licensee:

(i) The Licensee must file an application with the Commission for

approval of the change or addition on forms that are prescribed by

the Commission.

(ii) The new Limited Business Entity Person(s) must be fingerprinted

as required by this subdivision.

(4) The Applicant or Licensee must pay any processing fee required.

(d) Reserved. Designate Drivers as Agents to Receive Service.

(e) Payment of Fines and Fees.

(1) An Applicant, including an applicant for a renewal License, must pay, and

provide proof of payment of, any outstanding fines or fees owed by the

Applicant to

(i) the Commission,

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(ii) NYC Department of Finance’s Parking Violations Bureau,

(iii) NYC Department of Finance’s Red Light Camera Unit,

(iv) NYS DMV’s Traffic Violations Bureau and

(v) any of their successor agencies.

(2) This requirement includes payment of fines and fees owed as of the date

of the application by

(i) any Business Entity Persons of the Applicant

(ii) any Business Entity of which the Applicant is a Business Entity

Person, and

(iii) any Business Entity other than the Applicant of which a Business

Entity Person of the Applicant is also a Business Entity Person.

(3) An Applicant, including an Applicant for a renewal License, must pay any

fines related to its failure to surrender a previously revoked License (of

any type), unless the Applicant can demonstrate in person or in writing

that the License has been surrendered.

(f) Business Entities. An Applicant which is a Business Entity must provide the

following documents:

(1) Partnerships. If the Applicant is a partnership, it must file with its

application a certified copy of the partnership certificate from the clerk of

the county where the partnership’s principal place of business is located.

(2) Corporations. If the Applicant is a corporation, it must file with its

application:

(i) A certified copy of its certificate of incorporation

(ii) A list of officers and shareholders

(iii) A certified copy of the minutes of the meeting at which the current

officers were elected.

(3) Limited Liability Companies (LLCs) If the Applicant is a limited liability

company, it must file with its application:

(i) A copy of its articles of organization

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(ii) A copy of its operating agreement

(iii) A list of the members, with the percentages of the Applicant

owned by each.

(g) Address. An Applicant must give the Commission the Applicant’s current Mailing

Address and Email Address.

(h) Fit to Hold License. An Applicant (including the individual, Business Entity or

any Limited Business Entity Persons) must demonstrate that it is Fit to Hold a

License.

§59D-05 Licensing – Special Requirements

(a) List of Bases. An Applicant for a High-Volume For-Hire Service License that is

not a renewal Applicant must submit a list of the Bases through which it

dispatched trips during the two years preceding the date the application is

submitted.

(b) Business Plan. An Applicant for a High-Volume For-Hire Service License must

submit a business plan for approval by the Commission with each application for

a new or renewal License or for a change of ownership of the High-Volume For-

Hire Service License. The business plan must include:

(1) Trip Volumes.

(i) For Renewal Applicants and Applicants during the Initial High-

Volume For-Hire Service Issuance Period: the number of trips the

Applicant dispatched, including through a Base, during the

previous calendar year

(ii) For all Applicants: an estimate of the number of trips per day the

Applicant expects to dispatch upon receipt or renewal of a License

and for the two calendar years immediately following the issuance

or renewal of the License.

(2) Vehicle Count. The number of For-Hire Vehicles, including number of

wheelchair-accessible For-Hire Vehicles, the Applicant expects to operate

in accordance with the business plan submitted pursuant to this

subdivision.

(3) Service Area. The geographic area(s) in the City the Applicant intends to

serve.

(4) Accessibility Requirements.

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(i) For new License Applicants and Applicants during the Initial

High-Volume For-Hire Service Issuance Period: a statement for

approval by the Commission outlining how the Applicant will

comply with the accessibility requirements contained in Section

59B-17(c) of these Rules.

(ii) For Renewal Applicants: a demonstration that the Applicant is in

compliance with the accessibility requirements contained in

Section 59B-17(c) of TLC’s Rules.

submit an analysis, in a format prescribed by the Commission, assessing the

impact of the Applicant’s proposed operation on the environment. Such statement

must include an assessment of the High-Volume For-Hire Service’s impact on

traffic congestion, local transportation including public transit, private motor

vehicles and other modes of transit, and noise.

(1) To the extent the Applicant’s proposed operation has negative impacts on

the environment that cannot be corrected within 90 days of the day the

application is filed, the Applicant must propose a corrective action plan for

approval by the Commission, outlining the manner and the time in which

the Applicant will mitigate such negative impacts.

(d) Driver Payments and Earnings. An Applicant for a High-Volume For-Hire

Service must submit a description of all deductions, including any commissions,

lease fees and other charges, which such Applicant, or the Bases through which

the Applicant dispatches trips, proposes to charge either the For-Hire Vehicle

Owner or the Driver, or both, as applicable, together with an estimate of the

average gross hourly earnings of a Driver, based upon actual or anticipated trips

and fares. The Applicant must certify that it will not impose any charge or

deduction on a For-Hire Vehicle Owner or Driver that has not been submitted to

the Commission.

(1) The Applicant must also certify that, absent a reasonable belief that a

Driver’s account is associated with fraudulent activity, if a payment

transaction for a completed trip dispatched by the High-Volume For-Hire

Service Licensee fails, the Driver will receive the entire amount owed for

such completed trip.

§59D-05(d)(1)

Fine: $250

Appearance NOT Required

(e) High-Volume For-Hire Services must continue to meet all requirements of

Chapter 59B of these Rules unless otherwise specified.

(f) High-Volume For-Hire Services must comply with the requirements set forth in

subdivision (c) of §59D-13 of these Rules.

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§59D-06 Licensing – Term of License

(a) New High-Volume For-Hire Service License Term. The term of a new High-

Volume For-Hire Service License will expire two years after the last day of the

month in which the new License is issued.

(b) Initial High-Volume For-Hire Service Issuance Period. Any Base, or collection of

Bases operating under the same brand, trade, business, or operating name, that

connects Passengers to For-Hire Vehicles by prearrangement and dispatched or

facilitated the dispatching of an average of ten thousand or more trips per day in

the City using a passenger-facing booking tool during the six months prior to the

Initial High-Volume For-Hire Service Issuance Period must apply for a High-

Volume For-Hire Service License during the High-Volume For-Hire Service

Issuance Period.

renewing Applicant will expire two years after the date on which the previous

License expired.

(d) When to File for Renewal.

(1) A renewing Applicant must file a completed application at least 60 days

before the expiration date of the License.

(2) Application Submission Date.

(i) Applications filed online: The date of submission is the date an

application is filed online.

(ii) Applications filed by mail: The date of submission is the postmark

date.

(iii) Applications filed in person: The date of submission is the date an

application is filed in person.

(3) The Commission will not accept a renewal application after the expiration

date of the License. If the application is not filed before the expiration

date, the License cannot be renewed.

(e) Extensions.

(1) If a timely application for renewal of a License has been made as required

in subdivision (d) of this section, the Chairperson will extend the License

until review of the renewal application is completed.

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(2) The License of the renewal Applicant remains effective during this

extended period even if the application is ultimately denied.

(3) If the Commission approves the renewal application of a Licensee whose

License has been extended pursuant to this subdivision, the expiration date

of the renewal License will be based on the original expiration date of the

License and not the extended date.

(f) Suspended Licenses.

(1) If a License is suspended, the Licensee must apply for renewal as required

in subdivision (d) of this section if the Licensee wants to maintain the

License. Failure to complete the renewal requirements means that the

License cannot be maintained.

(2) A License that is suspended is not Valid and cannot be used until the

suspension ends. This is true even if the Applicant has filed an application

for a renewal.

§59D-07 Licensing – Fees

(a) High-Volume For-Hire Service License Fee. The fee for the operation of a High-

Volume For-Hire Service is $190,000 annually.

(b) When Fee is Paid. The fee for an original or renewal License must be paid at the

time the application is filed.

denies the application.

(d) Name Change Fee. The fee to change the name of a High-Volume For-Hire

Service is $500.

(e) Relocation Fee. The fee to change the location of a High-Volume For-Hire

Service is $500.

§59D-08 Licensing – Causes for Denial or Revocation

(a) Material Misrepresentation.

(1) The Commission can deny an application for a High-Volume For-Hire

Service License or its renewal and revoke or suspend any License issued if

it finds that an Applicant has made a material misstatement or

misrepresentation on an application for a License or its renewal.

(b) Failure to Complete Application Requirements.

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(1) The Chairperson may deny an application for a new High-Volume For-

Hire Service License if the Applicant has not completed all the

requirements of an application within 90 days of the date the application is

filed.

(2) The Chairperson may deny an application for a renewal High-Volume

For-Hire Service License if the Applicant has not completed all the

requirements of an application by the expiration date of the prior License.

the Chairperson to believe that the Applicant may not be Fit to Hold a License to

operate a High-Volume For-Hire Service, the Chairperson may seek additional

information from the Applicant. This request for additional information may be an

in-person interview, telephone call, letter, e-mail, or other method of

communication. This additional consideration may result in the denial of the

application. Failure to provide any requested information within the time frame

requested, or failure to appear at a scheduled interview will result in a denial of

the application.

§59D-09 Compliance with Law – No Unlicensed Activity

(a) High-Volume For-Hire Service License Required. No person or entity is permitted

to operate a business as a High-Volume For-Hire Service without a Valid High-

Volume For-Hire Service License from the Commission.

§59D-09(a)

Fine: $10,000 per day

Appearance REQUIRED

(b) Advertising of Unlicensed For-Hire Service. A High-Volume For-Hire Service

must not hold itself out to the public as a for-hire service without a current

License issued by the Commission for that activity.

§59D-09(c)

Fine: $10,000 per day

Appearance REQUIRED

§59D-10 Compliance with Law – Personal Conduct

(a) Bribery.

(1) Bribery. An Applicant or Licensee must not offer or give any gift, gratuity

or thing of value to any employee, representative or member of the

Commission, or any other public servant.

§59D-10(a)(1)

Fine: Revocation and $10,000

Appearance REQUIRED

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(2) Demand for Gratuity. A Licensee must immediately report to the

Commission any request or demand for a gift, gratuity, or thing of value

by any employee, representative, or member of the Commission or any

other public servant.

§59D-10(a)(2)

Fine: $1,000 and/or suspension up to 60 days or

revocation

Appearance REQUIRED

(3) Prohibited Offer of Gift to Airport or Transportation Terminal Staff. A

Licensee must not offer or give any gift, gratuity, or thing of value to a

person or persons employed at any airport or other transportation terminal

to provide ground transportation information services, dispatching service,

security services, traffic and parking control, or baggage handling.

§59D-10(a)(3)

Fine: $1,000 and/or suspension up to 60 days or

revocation

Appearance REQUIRED

(b) Fraud, Theft. While performing the duties and responsibilities of a Licensee, a

Licensee must not commit or attempt to commit, alone or in concert with another,

any act of fraud, misrepresentation or theft.

§59D-10(b)

Fine: $350-1,000 and/or suspension up to 60 days

or revocation

Appearance REQUIRED

Licensee, a Licensee must not deliberately fail to perform, alone or with another,

any act where this failure is against the best interests of the public, although not

specifically mentioned in these Rules.

§59D-10(c)

Fine: $150 - $350 and/or suspension up to 30 days

or revocation

Appearance REQUIRED

(d) Deliberate Acts of Commission. While performing the duties and responsibilities

of a Licensee, a Licensee must not deliberately perform or attempt to perform,

alone or with another, any act that is against the best interests of the public

although not specifically mentioned in these Rules.

§59D-10(d)

Fine: $150 - $350 and/or suspension up to 30 days

or revocation

Appearance REQUIRED

(e) Threats, Harassment, Abuse. While performing the duties and responsibilities of a

Licensee, a Licensee must not threaten, harass, or abuse any person.

§59D-10(e)

Fine: $350-1,000 and suspension up to 30 days

Appearance REQUIRED

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(f) Use or Threat of Physical Force. While performing the duties and responsibilities

of a Licensee or any act in connection with those duties, a Licensee must not use

or attempt to use any physical force against a person.

§59D-10(f)

Fine: $500-1,500 and/or suspension up to 60 days or revocation

Appearance REQUIRED

(g) Notice of Criminal Conviction.

(1) A Licensee must notify the Commission within 15 calendar days after any

felony conviction of the Licensee or of any of Licensee’s officers or

members.

(2) The notice must be in writing and must be accompanied by a certified

copy of the certificate of disposition issued by the clerk of the court

explaining what happened as a result of the conviction.

§59D-10(g)

Fine: $50

Appearance NOT REQUIRED

(h) Failure to Cooperate with Law Enforcement. A Licensee must cooperate with all

law enforcement officers and all authorized representatives of the Commission.

Cooperation includes, but is not limited to, responding to a request for the

Licensee’s name, License number, and any documents Licensee is required to

have in his or her possession.

§59D-10(h)

Fine: $15-$150

Appearance REQUIRED

(i) Failure to Cooperate with the Commission.

(1) A Licensee must truthfully answer all questions and comply with all

communications, directives, and summonses from the Commission or its

representatives.

(2) Within five business days following a request from the Commission, a

Licensee must produce any Licenses or other documents the Licensee is

required to have.

(3) Licensee must aid the Commission in obtaining information it seeks

regarding Drivers or Vehicles affiliated with the Licensee.

§59D-10(i)(1)-(3)

Fine: $200 and suspension until compliance

Appearance REQUIRED

(4) Within 48 hours, a Licensee must respond to any contact from the

Commission, seven days a week.

§59D-10(i)(4)

Fine: $500

Appearance NOT REQUIRED

(j) Courtesy. A Licensee must be courteous to Passengers.

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§59D-10(j)

Fine: $150

Appearance NOT REQUIRED

(k) Facilitation of Sex Trafficking with a Vehicle. A Licensee must not Facilitate Sex

Trafficking with a Vehicle.

§59D-10(k)

Fine: $10,000 and revocation.

Appearance NOT REQUIRED

(l) Retaliation.

(1) A High-Volume For-Hire Service must not retaliate against any Driver for

making a good faith complaint against any High-Volume For-Hire Service.

(2) Retaliation will be broadly construed, and will include imposing any adverse

condition or consequence on the Driver or withholding or withdrawing any

beneficial condition or consequence from the Driver.

§59D-10(l)

Fine: $1,000 plus restitution to the driver for

losses for the first violation and a fine of

$10,000 plus restitution to the driver for any

subsequent violation committed within five

years of the first violation.

Appearance NOT REQUIRED

§59D-11 Compliance with Law – Miscellaneous

(a) Alcohol and Drug Laws. A High-Volume For-Hire Service Owner must not

knowingly allow a Base through which it dispatches trips to dispatch a For-Hire

Vehicle to be operated by a Driver who is under the influence of any drugs or

alcohol or whose driving ability is in any way impaired.

§59D-11(a)

Fine: $10,000 and revocation

Appearance REQUIRED

(b) Disability Laws.

(1) A High-Volume For-Hire Service must not instruct, authorize, or permit

an affiliated Driver to discriminate unlawfully against People with

Disabilities.

(2) Discrimination includes:

(i) Refusing to serve People with Disabilities,

(ii) Refusing to load and unload the mobility aids of People with

Disabilities,

(iii) Charge any more than the set rate for the transportation of People

with Disabilities, or their Service Animals, wheelchairs, or other

mobility aids.

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§59D-11(b)

Fine: $350-1,000 and/or suspension up to 30 days

or revocation

Appearance REQUIRED

§59D-12 Operations – Business Premises

(a) Maintenance of Physical Location. A High-Volume For-Hire Service Owner must

maintain a principal place of business in a commercially zoned area.

§59D-12(a)

Fine: Suspension until requirement is met.

Appearance REQUIRED

(b) Application to Move Location. A High-Volume For-Hire Service that moves to a

new location must apply to the Commission for approval of the new location prior

to moving to the new location.

§59D-12(b)

Fine: Suspension of License.

Appearance REQUIRED

§59D-13 Operations – Service Requirements (Customers)

(a) Customer Complaints. A High-Volume For-Hire Service will be responsible for

handling customer complaints and must provide any information requested by the

Chairperson regarding such complaints.

§59D-13(a)

Fine: $150

Appearance NOT

REQUIRED

(b) Provide Accessible Transportation. A High-Volume For-Hire Service’s

passenger-facing booking tool must allow prospective Passengers to request a

wheelchair accessible vehicle.

§59D-13(b)

Fine: $150 and suspension until compliance

Appearance

REQUIRED

vehicles in accordance with the following:

(1) In each of the following years, each High-Volume For-Hire Service must

dispatch at least the following percentage of trips to either a Zero-

Emission Vehicle or an Accessible Vehicle:

(i) 2024: five percent (5%).

一 (ii) 2025: fifteen percent (15%).

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一 (iii) 2026: twenty-five percent (25%).

一 (iv) 2027: forty percent (40%).

一 (v) 2028: sixty percent (60%).

一 (vi) 2029: eighty percent (80%).

一 (vii) 2030: one-hundred percent (100%).

一

(2) The above percentages will be calculated by adding the number of trips

dispatched to, and completed by, a Zero-Emission Vehicle or Accessible

Vehicle during the calendar year by the High-Volume For-Hire Service,

and dividing the sum by the total number of trips dispatched by the High-

Volume For-Hire Service in that calendar year.

一

§59D-13(c)(1)

Fine: $50 for each 1,000 trips

below the percentage

requirement in that calendar

year.

If a High-Volume For-Hire

Service does not fulfill the

requirement in a calendar year,

the High-Volume For-Hire

Service must file a corrective

action plan for approval by the

Commission. The corrective

action plan must outline the steps

the High-Volume For-Hire

Service will take to meet its

percentage requirements for the

following calendar years.

Appearance REQUIRED

(3) Nothing in this subdivision shall be construed to alter the requirements of

subdivision c of section 59B-17 of title 35 of the rules of the city of New

York or subdivision f of such section.

§59D-14 Operations – Trip Record Information

(a) Required Information. A High-Volume For-Hire Service must collect and

transmit on a bi-weekly basis to the Commission, in a format, layout and

procedure prescribed by the Commission, the following records:

(1) With respect to all trips the High-Volume For-Hire Service dispatches

through a Base:

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(i) The date, the time, and the location of the Passenger pickup and

drop-off

(ii) The Driver’s TLC Driver License number

(iii) The dispatched Vehicle’s License number

(iv) The TLC License number of the For-Hire Base that dispatched the

Vehicle

(v) The TLC License number of the For-Hire Base affiliated to the

dispatched Vehicle

(vi) The total number of passengers picked up and dropped off

(vii) The total trip mileage

(viii) The date and time the Passenger requested the trip

(ix) The itemized fare for the trip including the amount of the fare, any

toll, surcharge, commission rate, other deduction and any gratuity

and a breakdown of the amount such passenger paid for the trip

(x) The payment the Driver received for the trip or the Driver’s hourly

paid rate

(xi) If the trip enters the Congestion Zone but the pick-up did not occur

in the Congestion Zone, the date, time, and location (latitude,

longitude, and human-readable street address) of the point at which

the vehicle entered the Congestion Zone and, if applicable, the

date, time, and location (latitude, longitude, and human-readable

street address) of the point at which the vehicle exited the

Congestion Zone, and

(xii) An indicator as to whether the trip was administered as part of the

MTA’s Access-A-Ride program.

(2) For each time a Vehicle makes itself available to be dispatched by the

High-Volume For-Hire Service:

(i) The Vehicle License number

(ii) The TLC Driver License number of the Driver operating the

Vehicle

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(iii) The date and time at which the Vehicle became available to accept

dispatches from the High-Volume For-Hire Service

(iv) The geographic position of the Vehicle during the entire time the

Vehicle is available to accept dispatches from the High-Volume

For-Hire Service at intervals no less frequent than every sixty (60)

seconds

(v) The date and time at which the Vehicle became unavailable to

accept dispatches from the High-Volume For-Hire Service

(vi) If the Vehicle enters the Congestion Zone while available to accept

dispatches from the High-Volume For-Hire Service, the date, time,

and location (latitude, longitude, and human-readable street

address) of the point at which the Vehicle entered the Congestion

Zone and, if applicable, the date, time, and location (latitude,

longitude, and human-readable street address) of the point at which

the Vehicle exited the Congestion Zone,

(3) The amount of time spent transporting passengers each day by each

Vehicle that has made itself available to be dispatched by the High-

Volume For-Hire Service, and the amount of time spent by such Vehicles

between trips but not on the way to the passenger.

(4) The amount of time each Available Vehicle spends each day in the

Congestion Zone, and

(5) The amount of time each Available Vehicle spends each day Cruising in

the Congestion Zone.

§59D-14(a)(1)-

(5)

Fine: $500 for each day past the date the records are

due if plead guilty before a hearing and suspension

until compliance; $1,000 for each day past the date

the records are due if found guilty following a

hearing and suspension until compliance. Fine

amount not to exceed $10,000 per bi-weekly

submission of records.

Appearance NOT REQUIRED

(6) Timely Submission of Trip Records.

(i) A High Volume For-Hire Service must submit trip records on a bi-

weekly basis. The following penalties accrue with respect to each

submission of trip records that were not submitted on time:

§59D-14(a)(6)

Fine: $500 for each day past the date the records are

due if plead guilty before a hearing and suspension

until compliance; $1,000 for each day past the date

Appearance NOT REQUIRED

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the records are due if found guilty following a

hearing and suspension until compliance. Fine

amount not to exceed $10,000 per bi-weekly

submission of records.

(7) Incomplete Trip Records. With respect to all trip records submitted to

TLC:

(i) Each set of submitted records must be complete and include all

information listed in this subdivision and in subdivision (b) of this

section. The following penalties accrue with respect to each trip for

which all required information was not submitted.

§59D-14(a)(7)(i)

Fine: $100 per incomplete trip record for the first

ten incomplete records and suspension until

compliance; $500 per each incomplete record

thereafter and suspension until compliance. Fine

amount not to exceed $10,000 per bi-weekly

submission of records.

Appearance NOT REQUIRED

(8) Inaccurate Trip Records. With respect to all trip records submitted to

TLC:

(i) The records that each Base submits for any time period in which

they dispatch trips must not contain inaccuracies. For example, the

date, time and location of the passenger pick-up that is required by

paragraph (1) of this subdivision must be accurate.

§59D-14(a)(8)(i)

Fine: $100 per trip record inaccuracy for the first

ten inaccuracies and suspension until compliance;

$500 per inaccuracy thereafter and suspension until

compliance. Fine amount not to exceed $10,000 per

bi-weekly submission of records..

Appearance NOT REQUIRED

(b) Collection and Maintenance of Required Information.

(1) All records related to the location of a Vehicle, including the location at

which a Vehicle enters and exits the Congestion Zone, must be collected

via an in-vehicle Global Positioning System enabled device.

(2) A High-Volume For-Hire Service must ensure that all required

information listed above is kept and made available for inspection by

Commission representatives during regular business hours.

(3) Required trip records must be maintained by the High-Volume For-Hire

Service for 18 months.

§59D-14(b)

Fine: $100 if plead guilty before a hearing; $150 if

Appearance NOT REQUIRED

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found guilty following a hearing.

(1) A High-Volume For-Hire Service must collect and transmit to the

Commission on a bi-weekly basis, in a format, layout and procedure

prescribed by the Commission, the following information for each time a

Driver is available to accept dispatches from the High-Volume For-Hire

Service:

(i) The Driver’s TLC Driver License number of the Driver who is

available to accept dispatches from the High-Volume For-Hire

Service

(ii) The Vehicle Identification Number of the Vehicle operated by the

Driver specified in subparagraph (i) of this paragraph

(iii) The date and time at which the Driver became available to accept

dispatches from the High-Volume For-Hire Service

(iv) The Vehicle License number of the Vehicle operated by the Driver

specified in subparagraph (i) of this paragraph

(v) The geographic position of the Vehicle operated by the Driver

specified in subparagraph (i) of this paragraph during the entire

time the Driver is available to accept dispatches from the High-

Volume For-Hire Service at an interval of no less frequent than

every sixty (60) seconds

(vi) The date, time and geographic position of the Vehicle operated by

the Driver specified in subparagraph (i) of this paragraph when the

Driver accepts a dispatch

(vii) Total miles driven by the Driver specified in subparagraph (i) of

this paragraph while the Driver was available to accept dispatches

from the High-Volume For-Hire Service

(viii) Total miles driven with a Passenger while the Driver specified in

subparagraph (i) of this paragraph was available to accept

dispatches from the High-Volume For-Hire Service

(ix) The date and time at which the Driver specified in subparagraph (i)

of this paragraph became unavailable to accept dispatches from the

High-Volume For-Hire Service

(x) An indicator as to whether the Driver specified in subparagraph (i)

of this paragraph or the Base made the Driver unavailable to accept

dispatches from the High-Volume For-Hire Service

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(xi) The total Driver earnings paid to the Driver specified in

subparagraph (i) of this paragraph for the period in which the

Driver was available to accept dispatches from the High-Volume

For-Hire Service

(xii) The date and time at which the Driver specified in subparagraph (i)

of this paragraph arrived at the pick-up location of a dispatched

trip

(xiii) The date and time at which a Passenger entered the Vehicle

operated by the Driver specified in subparagraph (i) of this

paragraph to commence the dispatched trip

(xiv) The date and time at which a Passenger exited the Vehicle

operated by the Driver specified in subparagraph (i) of this

paragraph to conclude the dispatched trip

(2) A High-Volume For-Hire Service must collect and transmit to the

Commission on a bi-weekly basis, in a format, layout and procedure

prescribed by the Commission, for each Driver to which the High-Volume

For-Hire Service dispatched a trip, a weekly statement of the Driver’s total

earnings, itemized to include any deductions made from the Driver’s

earnings and any payments made in addition to per-trip or hourly

payments.

(3) A High-Volume For-Hire Service must collect and transmit to the

Commission on a bi-weekly basis, in a format, layout and procedure

prescribed by the Commission, the following additional information with

respect to all dispatched calls:

(i) The itemized fare for the trip charged to the Passenger (fare, tolls,

taxes, gratuity, commission rate, deductions and surcharges);

(ii) The total number of Passengers picked up and dropped off during

each dispatched call referenced in paragraph (1) of subdivision (a)

of this section;

(iii) The total trip mileage for each dispatched call referenced in

paragraph (1) of subdivision (a) of this section;

(iv) The total trip mileage outside of the limits of the City for each

dispatched call referenced in .paragraph (1) of subdivision (a) of

this section;

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(v) The total trip time outside of the limits of the City for each

dispatched call referenced in .paragraph (1) of subdivision (a) of

this section;

(vi) The date and time such trip request was made by a Passenger;

(vii) Instances where a Passenger makes multiple requests for a single,

completed trip, the date and time of the latest such request;

(viii) Instances where a trip is requested but not completed because

A. The Passenger canceled the request, the Date, time and

Vehicle location when the passenger canceled the request

B. The Passenger failed to show up for the requested trip, the

Date and time at which the Driver canceled the request due

to lack of passenger at pick-up location

C. The Driver canceled the request, the Date, time and Vehicle

location when the Driver canceled the request

D. No Driver accepted the trip after the trip was requested.

(ix) The total trip time, as calculated as the time between when the

Passenger entered the vehicle and when the Passenger exited the

vehicle

(x) The total time between trips for the same Driver, as calculated as

the time between when the prior trip ends and when the Driver

receives dispatch for the subsequent trip

(xi) For trips dispatched to Drivers paid on a per-trip basis by the High-

Volume For-Hire Service, the total Driver earnings paid to the

Driver for each trip

(xii) For trips dispatched to Drivers paid on an hourly basis, the total

Driver earnings paid to the Driver for each hour the Driver was

available to receive dispatches from the High-Volume For-Hire

Service.

§59D-15 Operations – Current Contact Information

(a) High-Volume For-Hire Service Name.

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(1) File with Commission. A High-Volume For-Hire Service must file with

the Commission a High-Volume For-Hire Service name and any public

facing name it uses in its branding, operations, promotions or advertising

as its trade, business or operating names.

(2) Only One Name

(i) A High-Volume For-Hire Service must use only one name in its

operations, including in its branding, operations, promotion and

advertising activities.

§59D-15(a)

Fine: $100

Appearance NOT REQUIRED

(b) Mailing and Email Address.

(1) A High-Volume For-Hire Service Owner must file the address of its

business with the Commission.

(2) A High-Volume For-Hire Service Owner must have a working Email

Address on file with the Commission at all times.

(3) A High-Volume For-Hire Service Owner must report any change of

Mailing Address or Email Address to the Commission in person or by

mail within ten days.

§59D-15(b)(1)-(3)

Fine: $100

Appearance NOT REQUIRED

(4) Any communication from the Commission is sufficient if sent to the last

Mailing Address provided by the High-Volume For-Hire Service Owner.

(5) Any communication from the Commission, except notices and summonses

for which the manner of service is specified in §68-05 of these Rules, is

sufficient if sent by email to the last Email Address provided by the High-

Volume For-Hire Service Owner.

(1) A High-Volume For-Hire Service Owner must maintain a current

telephone number on file with the Commission.

(2) This number must allow the Commission to reach the High-Volume For-

Hire Service on a 24-hour basis.

§59D-15(c)

Fine: $100

Appearance NOT REQUIRED

§59D-16 Operations – Additional Records to be Maintained and Reported

161 OF 169

(a) Maintenance of Current Rate Schedule.

(1) A High-Volume For-Hire Service must file with its Application and

maintain a Rate Schedule with the Commission, in a form approved by the

Chairperson. This Rate Schedule must include any lawful price multipliers

or variable pricing policies.

(2) A High-Volume For-Service’s Rate Schedule must be consistent with the

Rate Schedules the Bases through which it dispatches trips have on file

with the Commission.

(3) A new Rate Schedule must be filed:

(i) Whenever rates are changed,

(ii) Annually, no later than the anniversary date of the License,

(iii) With every renewal application, and

(iv) With any application to change the Ownership of the High-Volume

For-Hire Service.

(4) Failure to file a Rate Schedule with a renewal application or an application

to change Ownership or location will result in denial of the application by

the Chairperson.

§59D-16(a)

Fine: $50

Appearance NOT REQUIRED

(b) Hours of Operation. A High-Volume For-Hire Service must file with the

Chairperson its hours of operations and must notify the Chairperson of any

change in the hours of operation.

(1) A High-Volume For-Hire Service must file with the Chairperson all

contact information made available to or offered to the public for purposes

of pre-arranging transportation for hire, including but not limited to

telephone numbers, smartphone applications, websites, and email

addresses.

(2) A High-Volume For-Hire Service must file with the Chairperson a

working customer service telephone number and/or email address.

§59D-16(b)

Fine: $50

Appearance NOT REQUIRED

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(3) These telephone numbers, smartphone applications, websites, email

addresses, and other contact information and methods can be used only

with the name of the High-Volume For-Hire Service on file with the

Commission or the trade, business or operating name of the High-Volume

For-Hire Service.

(d) Eligible Drivers and Affiliated Vehicles. A High-Volume For-Hire Service must

report to the Commission on a monthly basis the following information:

(1) A list of all Drivers eligible to receive dispatches from the High-Volume

For-Hire Service in the previous month, including the Drivers’ TLC

License number

(2) A list of all Drivers that became ineligible to receive dispatches from the

High-Volume For-Hire Service in the previous month, including the

Drivers’ TLC License number, the date on which the Drivers became

ineligible to receive dispatches, and an indicator as to whether the

ineligibility to receive dispatches was Driver or High-Volume For-Hire

Service initiated.

(3) With respect to all affiliated Vehicles:

(i) The Owner’s name, mailing address, and home telephone number

(ii) The Vehicle Identification Number of the affiliated Vehicle

(iii) The affiliated Vehicle’s registration number

(iv) The affiliated Vehicle’s License number

(v) The affiliated Vehicle’s license plate number

(vi) The name of the affiliated Vehicle’s insurance carrier and the

policy number

(vii) The dates of inspection of the affiliated Vehicle and the outcome

of each inspection.

(e) Compliance with all Record Keeping Rules. A High-Volume For-Hire Service

must comply with all record-keeping procedures established and required by the

Commission.

§59D-16(e)

Fine: $50 if plead guilty before a hearing; $100 if

found guilty following a hearing.

Appearance NOT REQUIRED

§59D-16(c)

Fine: $100

Appearance NOT REQUIRED

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(f) Information Security and Use of Personal Information Policy. The High-Volume

For-Hire Service must file with the Commission a current, detailed information

security and use of personal information policy. Such policy must include, at a

minimum:

(1) a statement of internal access policies relating to passenger and driver

personal information for employees, contractors, and third party access, if

applicable;

(2) a statement that, except to the extent necessary to provide credit, debit,

and prepaid card services and services for any application that provides for

electronic payment, personal information will only be collected and used

with such passenger’s affirmative express consent and that such personal

information will not be used, shared, or disclosed, except for lawful

purposes;

(3) procedures for notifying the Commission and affected parties of any

breach of the security of the system, pursuant to section 899-aa of the

General Business Law;

(4) a statement that any credit, debit, or prepaid card information collected by

the High-Volume For-Hire Service or a credit, debit, or prepaid card

services provider is processed by the High-Volume For-Hire Service or

such provider in compliance with applicable payment card industry

standards, and;

(5) a statement of the High-Volume For-Hire Service’s policies regarding the

use of passenger geolocation information, which must include, at a

minimum, a prohibition on the use, monitoring, or disclosure of trip

information, including the date, time, pick-up location, drop-off location,

and real-time vehicle location and any retained vehicle location records,

without such passenger's affirmative express consent.

(g) Compliance with Information Security and Use of Personal Information Policy.

The High-Volume For-Hire Service must comply with the terms of its

Information Security and Use of Personal Information Policy.

(h) Security Breach: If the High-Volume For-Hire Service is required to make

disclosures under New York State or Federal law regarding security breaches,

including the New York State Information Security Breach and Notification Act

(General Business Law §899-aa), the Base Owner must inform the Commission

immediately following such disclosure(s).

§59D-16(g) and

(h)

Penalty: $1,000

Appearance REQUIRED

§59D-17 Operations – Rates and Tolls

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(a) Rates Must Not Exceed Scheduled Rates. A High-Volume For-Hire Service must

not quote or charge a fare that is more than the fare listed in the Rate Schedule

filed with the Commission.

§59D-17(a)

Fine: $200 for Passenger overcharge, whether from

any quote or from schedule of fares required to be

filed with the Commission.

Appearance NOT

REQUIRED

(b) Tips and Gratuities. A High-Volume For-Hire Service’s Passenger-Facing

Booking Tool must provide a means to allow passengers to tip Drivers. A High-

Volume For-Hire Service must remit to the Driver the entirety of anything

designated as a tip or gratuity collected by the High-Volume For-Hire Service

from a customer on behalf of the Driver.

§59D-17(b)

Fine: $500

Appearance NOT REQUIRED

any toll paid by the Driver during a dispatched trip.

§59D-17(c)

Fine: $500 and restitution to the

Driver for any tolls that were not

properly reimbursed.

Appearance NOT REQUIRED

§59D-18 Operations – E-ZPass Required

(a) E-ZPass. A High-Volume For-Hire Service must not dispatch a Vehicle unless the

Vehicle is participating in the E-ZPass program.

§59D-18(a)

Fine: $100

Appearance NOT REQUIRED

§59D-19 Operation – Compliance with Licensing Statements

(a) Listed Bases. A High-Volume For-Hire Service may only dispatch trips through

the Bases it has listed with the Commission pursuant to Section 59D-05(a) of

these Rules. A High-Volume For-Hire Service must file an updated list with

Commission prior to dispatching through any Base not listed on its initial

Application or most recent list on file with the Commission, and whenever it

ceases dispatching trips through a Base listed on its Application or most recent list

on file with the Commission.

§59D-19(a)

Fine: $500 and suspension up to 30 days

Appearance REQUIRED

(b) Compliance with Business Plan. A High-Volume Service must adhere to the

Business Plan it filed with the Commission pursuant to Section 59D-05(b) of

these Rules. Any deviation from the Business Plan must be approved by the

Commission prior to implementation.

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§59D-19(b)

Fine: $500 and suspension up to 30 days

Appearance REQUIRED

corrective action plan approved by the Commission pursuant to Section 59D-

05(c)(1) and Section 59D-13(c) of these Rules.

§59D-19(c)

Fine: $500 and suspension up to 30 days

Appearance REQUIRED

(d) Driver Deductions and Fee. A High-Volume For-Hire Service must not charge a

Driver or Vehicle Owner a fee or deduction not specifically listed in its statement

of fees on file with the Commission pursuant to section 59D-05(d) of these Rules.

§59D-19(d)

Fine: $500 and suspension up to 30 days

Appearance REQUIRED

§59D-20 Operations – Miscellaneous Operating Requirements

(a) Prohibited Use of “Taxi.” A High-Volume For-Hire Service must not hold itself

out for business as a “taxi” or “taxicab” service or in any way use the word “taxi,”

“taxicab,” “cab,” “hack,” or “coach” to describe the business.

§59D-20(a)

Fine: $250

Appearance NOT REQUIRED

(b) Advertising of Commission License.

(1) A High-Volume For-Hire Service must clearly state that it is licensed by

the Commission in all Passenger-facing advertising, whether print,

broadcast, electronic or Internet, and in all handbills, fliers, websites,

smartphone applications, or other promotional materials and on all

business cards and receipts.

(2) All of the advertising and materials listed in paragraph (1) of this

subdivision must include the High-Volume For-Hire Service License

number.

§59D-20(b)

Fine: $100

Appearance NOT REQUIRED

Driver, a High-Volume For-Hire Service must provide the Passenger with the

“311” Commission complaint telephone number and inform the Passenger that

only the TLC can suspend or revoke a Driver’s TLC License.

§59D-20(c)

Fine: $250

Appearance NOT REQUIRED

(d) Receipts. A High-Volume For-Hire Service must provide a Passenger a receipt for

a trip containing the following information:

(1) The Dispatching Base License number;

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(2) Vehicle License number;

(3) Vehicle’s affiliated Base License number;

(4) Driver’s TLC License number;

(5) Total amount due;

(6) Itemized fees charged (if any) including any price multiplier or variable

pricing policy in effect for the trip;

(7) The “311” Commission complaint telephone number; and

(8) The public access information the Base has on file with the Commission

pursuant to section 59D-16 of these rules.

(e) No Other For-Hire Base Licenses. A High-Volume For-Hire Service shall not

hold any For-Hire Base License other than a High-Volume For-Hire Service

License. Once a Black Car Base, Livery Base, or Luxury Limousine Base is

required to and obtains a High-Volume For-Hire Service license, the Commission

19 shall revoke all For-Hire Base Licenses other than a High Volume For-Hire

Service License from any High-Volume For-Hire Service.

§59D-21 Operations – Restrictions on Cruising Time in the Manhattan Core

(a) Cruising in the Congestion Zone. A High-Volume For-Hire Service must limit the

total amount of time Available Vehicles spend Cruising while in the Congestion

Zone in the following manner:

(1) Beginning February 1, 2020, the percentage of time all Available Vehicles

spend Cruising while in the Congestion Zone between the hours of six

a.m. and eleven p.m. on Monday through Friday and between the hours of

eight a.m. and eleven p.m. on Saturday and Sunday cannot exceed thirty-

six percent (36%).

(2) Beginning August 1, 2020, the percentage of time all Available Vehicles

spend Cruising while in the Congestion Zone between the hours of six

a.m. and eleven p.m. on Monday through Friday and between the hours of

eight a.m. and eleven p.m. on Saturday and Sunday cannot exceed thirty-

one percent (31%).

§59D-21(a)

Fine: $350 for each 100 hours by which the High-Volume For-

Hire Service exceeds the limit on the percentage of time

Available Vehicles can spend Cruising while in the Congestion

Zone in the previous calendar month.

Appearance REQUIRED

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Example: If Available Vehicles spent 2,500,000 hours in the

Congestion Zone over the course of March 2020 but spent

925,000 of those hours Cruising, the High-Volume For-Hire

Service will have exceeded the 36% limitation on Cruising by

25,000 hours and be subject to a $87,500 fine.

If a High-Volume For-Hire Service exceeds the Cruising limits

outlined above by over 10%, the Commission may seek

suspension of up to 30 days or revocation.

(b) Calculating Cruising Time: Cruising time will be calculated as all the time a

High-Volume For-Hire Service’s Available Vehicles spend in the Congestion

Zone without a passenger.

(1) Concurrent Availability: When a Vehicle is available to accept dispatches

from more than one High-Volume For-Hire Service, its Cruising time will

be assigned proportionately based on the aggregate Congestion Zone trip

volumes of each High-Volume For-Hire Service from which the Vehicle is

available to accept dispatches. For example, if during a compliance period

a Vehicle spends 10 hours Cruising in the Congestion Zone while

available to accept dispatches from Company A and Company B, and

during that compliance period Company A dispatches 800,000 trips in the

Congestion Zone and Company B dispatches 200,000 trips in the

Congestion Zone, 8 hours of the Vehicle’s Cruising time will be assigned

to Company A and 2 hours of the Vehicle’s Cruising time will be assigned

to Company B.

(2) En Route Time: For purposes of paragraph (1) above, the portion of a

Vehicle’s Cruising time spent driving to a Passenger’s pick-up location

after a Vehicle accepts a dispatch request will be exclusively assigned to

the High-Volume For-Hire Service that dispatched the trip. For example,

if a Vehicle spends 10 hours Cruising in the Congestion Zone while

available to accept dispatches from Company A and Company B, and

during those 10 hours, 2 hours were spent driving to pick-up locations for

trips dispatched by Company A and 3 hours were spent driving to pick-up

locations for trips dispatched by Company B, 2 hours of the Vehicle’s

Cruising time will be assigned to Company A, 3 hours of the Vehicle’s

Cruising time will be assigned to Company B, and the remaining 5 hours

will be assigned proportionately between Company A and Company B

pursuant to the method described in paragraph (1) above.

(3) Wheelchair Accessible Vehicle Exemption: The Commission will not

include a High-Volume For-Hire Service’s Available Vehicles that are

Wheelchair Accessible when calculating the High-Volume For-Hire

Service’s Cruising time.

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review compliance levels, service levels outside the Congestion Zone, and any

other information it deems relevant to determine if adjustments need to be made

to the limits on Cruising set forth in subdivision (a) of this section.

§59D-22 Minimum Driver Payment Requirements

(a) A High-Volume For-Hire Service must pay Drivers, at a minimum, the following

amounts for each trip dispatched by the Base:

(1) Per Mile Rate. For each mile a Driver transports a Passenger in the City

on a trip dispatched by the High-Volume For-Hire Service, the High-

Volume For-Hire Service must pay the Driver no less than $0.762 per mile

for a trip dispatched to a Vehicle that is not an Accessible Vehicle and

$0.987 for a trip dispatched to an Accessible Vehicle, divided by the High-

Volume For-Hire Service’s Utilization Rate, and for trips that begin in the

City but end outside of the City, the Base must pay the Driver no less than

$1.523 per mile for a trip dispatched to a vehicle that is not an Accessible

Vehicle and no less than $1.975 per mile for a trip dispatched to an

Accessible Vehicle for each mile a Driver transports a Passenger outside

of the City; and

(2) Per Minute Rate. Beginning January 1, 2019, for each minute a Driver

transports a Passenger in the City on a trip dispatched by the High-Volume

For-Hire Service, the High-Volume For-Hire Service must pay the Driver

no less than $0.287 per minute, divided by the High-Volume For-Hire

Service’s Utilization Rate, and for each minute a Driver transports a

Passenger outside of the City on a trip dispatched by the High-Volume

For-Hire Service that began in the City and ended outside of the City, the

High-Volume For-Hire Service must pay the Driver no less than $0.574

per minute.

(3) Reserved.

(4) Consumer Price Index Adjustments. Beginning March 1, 2024, and

continuing each calendar year thereafter, the dollar amounts in the per

mile rates and per minute rates contained in this subdivision will be

adjusted using the percent increases, if any, in the annual average

Consumer Price Index for Urban Wage Earners and Clerical Workers for

the NY-NJ-PA metro area between the previous calendar year and two

calendar years prior. The Consumer Price Index adjusted per mile and per

minute rates will be posted on the Commission’s website.

(5) Hourly Payments. If a High-Volume For-Hire Service pays drivers on an

hourly basis, the payment the Driver receives for each hour the Driver

accepts dispatches from the High-Volume For-Hire Service must be at

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least the sum of the Per Mile Rate for all miles the Driver transported

Passengers during the hour and the Per Minute Rate for all minutes the

Driver spent transporting Passengers during the hour.

§59D-22(a)

Fine: $500 per instance of under payment.

In addition to the penalty payable to the

Commission, the Hearing Officer must

order the High-Volume For-Hire

Service to pay restitution to the Driver,

equal to the amount not paid to the

Driver in violation of this rule.

Appearance REQUIRED

(b) Applied Utilization Rate. The Applied Utilization Rate for purposes of calculating

the per-minute and per-mile rates for all High-Volume For-Hire Services will be

58%. Each January, the Commission will calculate the Utilization Rate for all

High-Volume For-Hire Services for the prior calendar year. If the Utilization Rate

for all High-Volume for Hire Services for the prior calendar year is at least 53%,

the applied Utilization Rate will be 58% for the following calendar year. If the

Utilization Rate for all High-Volume For-Hire Services for the prior calendar year

is below 53%, the applied Utilization Rate for all High-Volume For-Hire Services

for the following year, effective from the immediately following March 1 until the

subsequent March 1, will be the actual Utilization Rate from the previous

calendar year.